O SULLIVAN FAMILY CHARITABLE FOUNDATION: Form 990PF, tax year 2012
View the entire original 990 at ProPublica ↗
- Organization
- O SULLIVAN FAMILY CHARITABLE FOUNDATION (EIN 20-1882904)
- Tax period
- 2012-01-01 to 2012-12-31
- Filed
- 2013-11-04
- IRS object ID
- 201313089349100111
- Schema version
- 2012v2.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Legal Fees Schedule
- Other Expenses Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2013-11-04T14:15:12-06:00 | Timestamp |
| Tax Period End Date | 2012-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 630861649 | EIN |
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Duval & Associates PC CPA's | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3615 Eighth Avenue South | AddressLine1 |
| City | Birmingham | City |
| State | AL | State |
| ZIP Code | 35222 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2012-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 201882904 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | O'Sullivan Family Charitable Foundation | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | OSUL | NameControl |
| Phone | 2058034300 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | P O Box 590005 | AddressLine1 |
| City | Birmingham | City |
| State | AL | State |
| ZIP Code | 352590005 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Patrick L O'Sullivan | Name |
| Title | Director | Title |
| Phone | 2058034300 | Phone |
| Date Signed | 2013-11-04 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | James M Brooks | Name |
| PTIN | P00132546 | PTIN |
| Phone | 2053260453 | Phone |
| Date Prepared | 2013-11-04 | DatePrepared |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2012 | TaxYear |
| Build TS | 2016-03-07 17:11:31Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 3210184 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Received Rev And Expnss | 2932693 | ContriReceivedRevAndExpnss |
| Dividends Rev And Expnss | 6458 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 6458 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | -2280 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 58922 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 0 | CapitalGainNetIncmNetInvstIncm |
| Total Revenue And Expenses | 2936871 | TotalRevenueAndExpenses |
| Total Net Investment Income | 6458 | TotalNetInvestmentIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 3000 | CompOfcrDirTrstRevAndExpnss |
| Comp Ofcr Dir Trst Net Invst Incm | 750 | CompOfcrDirTrstNetInvstIncm |
| Comp Ofcr Dir Trst Dsbrs Chrtbl Prps | 2250 | CompOfcrDirTrstDsbrsChrtblPrps |
| Legal Fees Rev And Expnss | 221 | LegalFeesRevAndExpnss |
| Legal Fees Net Invst Incm | 55 | LegalFeesNetInvstIncm |
| Legal Fees Dsbrs Chrtbl Prps | 166 | LegalFeesDsbrsChrtblPrps |
| Accounting Fees Rev And Expnss | 2123 | AccountingFeesRevAndExpnss |
| Accounting Fees Net Invst Incm | 531 | AccountingFeesNetInvstIncm |
| Accounting Fees Dsbrs Chrtbl Prps | 1592 | AccountingFeesDsbrsChrtblPrps |
| Taxes Rev And Expnss | 110 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 110 | TaxesNetInvstIncm |
| Taxes Dsbrs Chrtbl Prps | 0 | TaxesDsbrsChrtblPrps |
| Other Expenses Rev And Expnss | 1737 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 1737 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 0 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 7191 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 3183 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 4008 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 24000 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 24000 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 31191 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 3183 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 28008 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | 2905680 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 3275 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | 166645 | CashBOY |
| Cash EOY | 665228 | CashEOY |
| Cash EOYFMV | 665228 | CashEOYFMV |
| Prepaid Expenses EOY | 291 | PrepaidExpensesEOY |
| Prepaid Expenses EOYFMV | 291 | PrepaidExpensesEOYFMV |
| Investments Corp Stock BOY | 102435 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 2099222 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 2136094 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 0 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 410019 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 408571 | InvestmentsCorpBondsEOYFMV |
| Total Assets BOY | 269080 | TotalAssetsBOY |
| Total Assets EOY | 3174760 | TotalAssetsEOY |
| Total Assets EOYFMV | 3210184 | TotalAssetsEOYFMV |
| Total Liabilities BOY | 0 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Follow SFAS117 | X | OrgThatFollowSFAS117 |
| Unrestricted BOY | 269080 | UnrestrictedBOY |
| Unrestricted EOY | 3174760 | UnrestrictedEOY |
| Total Net Assets BOY | 269080 | TotalNetAssetsBOY |
| Total Net Assets EOY | 3174760 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 269080 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 3174760 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 269080 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | 2905680 | ExcessOfRevenueOverExpenses |
| Other Increases | 0 | OtherIncreases |
| Subtotal | 3174760 | Subtotal |
| Other Decreases | 0 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 3174760 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (34 entries)
| Description Of AssetDescriptionOfAsset | Date AcquiredDateAcquired | Date SoldDateSold | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses |
|---|---|---|---|---|---|---|
| 115 Bank Of New York Mellon Corp | 2011-02-02 | 2012-01-19 | 2374 | 3684 | -1310 | -1310 |
| 30 Du Pont E I De Nemour | 2009-09-24 | 2012-10-22 | 1477 | 970 | 507 | 507 |
| 89 Dynergy Inc A | 2009-09-24 | 2012-04-04 | 31 | 1031 | -1000 | -1000 |
| 77 Dynergy Inc A | 2009-09-24 | 2012-04-04 | 26 | 946 | -920 | -920 |
| 47 ITT Corp | 2009-09-24 | 2012-01-20 | 1018 | 927 | 91 | 91 |
| 10 ITT Corp | 2010-09-21 | 2012-01-20 | 217 | 181 | 36 | 36 |
| 35 Johnson & Johnson | 2010-04-20 | 2012-03-09 | 2263 | 2312 | -49 | -49 |
| 10 Johnson & Johnson | 2010-04-20 | 2012-10-22 | 716 | 661 | 55 | 55 |
| 5 Johnson & Johnson | 2010-07-13 | 2012-10-22 | 358 | 305 | 53 | 53 |
| .666 Kraft Foods Grp Inc | 2009-09-24 | 2012-10-18 | 30 | 13 | 17 | 17 |
| 61 Kraft Foods Grp Inc | 2009-09-24 | 2012-10-10 | 2845 | 1212 | 1633 | 1633 |
| 70 NCR Corp | 2009-12-14 | 2012-10-17 | 1551 | 720 | 831 | 831 |
| 35 Nucor Corp | 2011-01-26 | 2012-08-28 | 1336 | 1630 | -294 | -294 |
| 45 Nucor Corp | 2011-01-26 | 2012-08-31 | 1697 | 2096 | -399 | -399 |
| 30 Nucor Corp | 2011-03-04 | 2012-08-31 | 1131 | 1446 | -315 | -315 |
| 15 Nucor Corp | 2011-08-23 | 2012-08-31 | 566 | 488 | 78 | 78 |
| 30 Pall Corp | 2010-05-28 | 2012-10-22 | 1900 | 1030 | 870 | 870 |
| 60 Pall Corp | 2010-05-28 | 2012-10-24 | 3740 | 2060 | 1680 | 1680 |
| 60 Penny J C Company 60 Penny J C Company 60 Penny J C Company | 2011-12-01 | 2012-07-10 | 1265 | 1956 | -691 | -691 |
| 175 Sony Corp ADR | 2009-09-24 | 2012-05-11 | 2479 | 5038 | -2559 | -2559 |
| 15 Sony Corp ADR | 2011-07-08 | 2012-05-11 | 213 | 412 | -199 | -199 |
| 60 Suncor Energy Inc | 2011-02-11 | 2012-11-16 | 1898 | 2496 | -598 | -598 |
| 45 Suncor Energy Inc | 2011-08-23 | 2012-11-16 | 1423 | 1351 | 72 | 72 |
| 50 Terex Corp | 2009-09-24 | 2012-10-22 | 1181 | 960 | 221 | 221 |
| 10 Apple Inc | 2012-12-11 | 2012-12-20 | 5230 | 5414 | -184 | -184 |
| 53 CBS Corp | 2012-12-11 | 2012-12-20 | 1985 | 1900 | 85 | 85 |
| 35 CVS Caremark | 2012-12-11 | 2012-12-20 | 1710 | 1664 | 46 | 46 |
| 165 GNC Holdings Inc | 2012-12-11 | 2012-12-20 | 5381 | 5513 | -132 | -132 |
| 37 Hollyfrontier Corp | 2012-12-11 | 2012-12-20 | 1738 | 1670 | 68 | 68 |
| 28 Marathon Petroleum Corp | 2012-12-11 | 2012-12-20 | 1737 | 1720 | 17 | 17 |
| 44 Ulta Salon Cosmetics & Fragrance | 2012-12-11 | 2012-12-20 | 4236 | 4269 | -33 | -33 |
| 50 Eaton Vance Corp | 2012-12-12 | 2012-12-28 | 1582 | 1567 | 15 | 15 |
| 20 Gilead Sciences Inc | 2012-12-14 | 2012-12-19 | 1502 | 1495 | 7 | 7 |
| 42 Catamaran Corp Com | 2012-12-14 | 2012-12-19 | 2086 | 2065 | 21 | 21 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | -2280 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | 0 | LiableFor4942Tax |
| Qualifying Distributions Year1 | 31142 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 305276 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.102013 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 29226 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 326851 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.089417 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 4718 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 328116 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.014379 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 31480 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 422482 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.074512 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 35946 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 594519 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.060462 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.340783 | TotalDistributionRatio |
| Average Distribution Ratio | 0.068157 | AverageDistributionRatio |
| Net Noncharitable Assets | 397974 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 27125 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 33 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 27158 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 28008 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | X | DomesticOrgMeetingSect4940e |
| Investment Income Excise Tax | 33 | InvestmentIncomeExciseTax |
| Tax Under Section511 | 0 | TaxUnderSection511 |
| Subtotal | 33 | Subtotal |
| Subtitle A Tax | 0 | SubtitleATax |
| Tax Based On Investment Income | 33 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 414 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 414 | TotalCreditsAndPayments |
| Overpayment | 381 | Overpayment |
| Amount Credited To Next Year | 381 | AmountCreditedToNextYear |
| Amount To Be Refunded | 0 | AmountToBeRefunded |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | 0 | LegislativePoliticalActivities |
| More Than100 Spent | 0 | MoreThan100Spent |
| Form1120 POL Filed | 0 | Form1120POLFiled |
| Sect4955 Tax On Organization | 0 | Sect4955TaxOnOrganization |
| Sect4955 Tax On Managers | 0 | Sect4955TaxOnManagers |
| Reimbursement Of Tax | 0 | ReimbursementOfTax |
| Activities Not Prev Reported | 0 | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | 0 | UnrelatedBusIncomeOver1000 |
| Termination Etc | 0 | TerminationEtc |
| Requirements Of Sect508e | 1 | RequirementsOfSect508e |
| At Least5000 In Assets | 1 | AtLeast5000InAssets |
| States Filed With | AL | StatesFiledWith |
| Form990 PF Filed With AG | 1 | Form990PFFiledWithAG |
| Private Operating Foundation | 0 | PrivateOperatingFoundation |
| New Substantial Contributors | 0 | NewSubstantialContributors |
| Interest In Controlled Entity | 0 | InterestInControlledEntity |
| Applicable Insurance Contract | 0 | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | 1 | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
| Books In Care Of Person Name | Patrick L O'Sullivan | BooksInCareOfPersonName |
| Books In Care Of Phone Number | 2058034300 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1820 A 28th Avenue South | AddressLine1 |
| City | Homewood | City |
| State | AL | State |
| ZIP Code | 35209 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | 0 | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | 0 | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | 0 | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | 0 | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | 1 | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | 0 | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | 0 | PaymentToGovernmentOffical |
| Acts Fail To Qualify As Exceptions | 0 | ActsFailToQualifyAsExceptions |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActs |
| Undistributed Income Prior Years | 0 | UndistributedIncomePriorYears |
| Business Holdings | 0 | BusinessHoldings |
| Jeopardy Investments | 0 | JeopardyInvestments |
| Uncorrected Jeopardy Investments | 0 | UncorrectedJeopardyInvestments |
| Influence Legislation | 0 | InfluenceLegislation |
| Influence Election | 0 | InfluenceElection |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Grants To Organizations | 0 | GrantsToOrganizations |
| Noncharitable Purpose | 0 | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | 0 | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | 0 | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | 0 | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (6 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation | Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc | Expense Account Other AllowancesExpenseAccountOtherAllowances |
|---|---|---|---|---|---|---|---|---|
| Helen G O'Sullivan | ||||||||
| P O Box 101329 | Birmingham | AL | 35210 | Director | 1.00 | 0 | 0 | 0 |
| Patrick L O'Sullivan | ||||||||
| 1306 Roseland Drive | Homewood | AL | 35209 | Director | 2.00 | 1000 | 0 | 0 |
| Mary O Henderson | ||||||||
| 3704 Overbrook Circle | Birmingham | AL | 35213 | Director | 1.00 | 1000 | 0 | 0 |
| Alyce O Blanch | ||||||||
| 3772 River Ridge Circle | Birmingham | AL | 35223 | Director | 1.00 | 1000 | 0 | 0 |
| Harold I Apolinsky | ||||||||
| P O Box 55727 | Birmingham | AL | 35255 | Director | 1.00 | 0 | 0 | 0 |
| James M Brooks | ||||||||
| 3615 8th Avenue South | Birmingham | AL | 35222 | Director | 1.00 | 0 | 0 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Tot Number Of Oth Empl Paid Over50k | 0 | TotNumberOfOthEmplPaidOver50k |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
| Tot Number Of Cntrct Paid Over50k | 0 | TotNumberOfCntrctPaidOver50k |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 216246 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 187789 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 404035 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 404035 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 6061 | CashDeemedCharitable |
| Net Noncharitable Assets | 397974 | NetNoncharitableAssets |
| Minimum Investment Return | 19899 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 19899 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 33 | TaxBasedOnInvestmentIncome |
| Total Tax | 33 | TotalTax |
| Distributable Amount Before Adj | 19866 | DistributableAmountBeforeAdj |
| Recoveries Qlfy Distributions | 0 | RecoveriesQlfyDistributions |
| Distributable Amount Before Ded | 19866 | DistributableAmountBeforeDed |
| Deduction Fr Distributable | $0 | DeductionFrDistributableAmount |
| Distributable Amount As Adjusted | 19866 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 28008 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Qualifying Distributions | 28008 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 33 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 27975 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 19866 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 0 | UndistributedIncomePriorYear |
| Total For Prior Years | 0 | TotalForPriorYears |
| Excess Distri Carryover Year5 | 6446 | ExcessDistriCarryoverYear5 |
| Excess Distri Carryover Year4 | 10452 | ExcessDistriCarryoverYear4 |
| Excess Distri Carryover Year2 | 12883 | ExcessDistriCarryoverYear2 |
| Excess Distri Carryover Year1 | 15928 | ExcessDistriCarryoverYear1 |
| Total Excess Distri Carryover | 45709 | TotalExcessDistriCarryover |
| Qualifying Distributions | 28008 | QualifyingDistributions |
| Applied To Year1 | 0 | AppliedToYear1 |
| Applied To Prior Years | 0 | AppliedToPriorYears |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 19866 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 8142 | RemainingDistriFromCorpus |
| Excess Distri Cyov App CY Corpus | 0 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 0 | ExcessDistriCyovAppliedCY |
| Total Corpus | 53851 | TotalCorpus |
| Prior Year Undistributed Income | 0 | PriorYearUndistributedIncome |
| Prior Year Deficiency Or Tax | 0 | PriorYearDeficiencyOrTax |
| Taxable Amount1 | 0 | TaxableAmount1 |
| Taxable Amount2 | 0 | TaxableAmount2 |
| Undistributed Income CY | 0 | UndistributedIncomeCY |
| Distri From Corpus170b1 E Or4942g3 | 0 | DistriFromCorpus170b1EOr4942g3 |
| Excess Distri Cyov From Year5 | 6446 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 47405 | ExcessDistriCyovToNextYear |
| Excess From Year4 | 10452 | ExcessFromYear4 |
| Excess From Year2 | 12883 | ExcessFromYear2 |
| Excess From Year1 | 15928 | ExcessFromYear1 |
| Excess From Current Year | 8142 | ExcessFromCurrentYear |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | Helen G O'Sullivan | ContributingManager |
Appication Submission Info AppicationSubmissionInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Name | Elizabeth H Hutchins | RecipientName |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2311 Highland Avenue | AddressLine1 |
| City | Birmingham | City |
| State | AL | State |
| ZIP Code | 35205 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone Number | 2059305100 | RecipientPhoneNumber |
| Form And Info And Materials | Applications should be in writing, should identify the applicant, should affirm that the applicant is an organization described in Section 501(c)(3) of the Internal Revenue Code, should give the organization's tax exempt number, state the purpose for which the gift will be used, the prior experience of the applicant in carrying out such purpose, the applicant's plan for, and personnel to be used in, carrying out such purpose and should attach a financial statement for the applicant for the current and the preceeding two years. | FormAndInfoAndMaterials |
| Submission Deadlines | There are no submission deadlines, but applications are received from time to time and considered wh | SubmissionDeadlines |
| Restrictions On Awards | Donations and grants are restricted to religious or charitable or educational purposes and to donees within the restriction of Section 501(c)(3) of the Internal Revenue Code. | RestrictionsOnAwards |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (10 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|
| ASPCA | ||||||
| 424 E 92nd Street | New York | NY | 10128 | Public Charity | Charitable | $1,000 |
| Big Oak Ranch | ||||||
| P O Box 507 | Springville | AL | 35146 | Public Charity | Charitable | $1,000 |
| Donors Choose | ||||||
| 347 West 36th Street Suite 503 | New York | NY | 10018 | Public Charity | Charitable | $1,000 |
| Holy Cross School | ||||||
| 5500 Paris Avenue | New Orleans | LA | 70122 | Public Charity | Charitable | $5,000 |
| Sav-A-Life | ||||||
| 2908 Pumphouse Road | Birmingham | AL | 35243 | Public Charity | Charitable | $1,500 |
| St Jude Children's Research Hospital | ||||||
| 501 St Jude Place | Memphis | TN | 38105 | Public Charity | Charitable | $1,000 |
| The A21 Campaign Inc | ||||||
| 427 East 17th Street Suite 223 | Costa Mesa | CA | 92627 | Public Charity | Charitable | $2,000 |
| The Exceptional Foundation | ||||||
| 1616 Oxmoor Road | Birmingham | AL | 35209 | Public Charity | Charitable | $4,000 |
| The National MS Society | ||||||
| 3840 Ridgeway Drive | Birmingham | AL | 35209 | Public Charity | Charitable | $6,500 |
| World Reach | ||||||
| P O Box 26155 | Birmingham | AL | 35260 | Public Charity | Charitable | $1,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 24000 | TotGrantOrContriPaidDuringYear |
| Tot Grant Or Contri Approved Future | 0 | TotGrantOrContriApprovedFuture |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $6,458 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | -$2,280 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Income | $0 | UnrelatedBusinessIncomeAmount |
| Exclusion | $4,178 | ExclusionAmount |
| Related Or Exempt Function Income | 0 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 4178 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | 0 | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | 0 | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | 0 | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | 0 | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | 0 | ReimbursementArrangements |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuarantees |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | 0 | RelationshipsNoncharitableEOs |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | X | Organization501c3ExemptPF |
| General Rule | X | GeneralRule |
Contributor Info ContributorInfo (2 entries)
| Contributor NumberContributorNumber | Contributor Name IndividualContributorNameIndividual | Address Line1ContributorAddressUS/AddressLine1 | CityContributorAddressUS/City | StateContributorAddressUS/State | ZIP CodeContributorAddressUS/ZIPCode | Aggregate ContributionsAggregateContributions | Person Contribution TypePersonContributionType | Noncash Contribution TypeNoncashContributionType |
|---|---|---|---|---|---|---|---|---|
| 1 | Helen G O'Sullivan | P O Box 101329 | Birmingham | AL | 35210 | 1667396 | X | X |
| 2 | Helen G O'Sullivan | P O Box 101329 | Birmingham | AL | 35210 | 1265297 | X | X |
Noncash Property NoncashProperty (2 entries)
| Contributor Number From Part IContributorNumberFromPartI | Noncash Property DescriptionNoncashPropertyDescription | Fair Market ValueFairMarketValue | Date ReceivedDateReceived |
|---|---|---|---|
| 1 | Death benefit received from individual retirement accounts held at Sterne, Agee & Leach | 1667396 | 2012-12-11 |
| 2 | Death benefit received from individual retirement accounts held at NBC Securities | 1265297 | 2012-12-14 |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Accounting | Category |
| Amount | $2,123 | Amount |
| Net Investment Income | 531 | NetInvestmentIncome |
| Disbursements Charitable Prps | 1592 | DisbursementsCharitablePrps |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (33 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 4000 Affiliated Managers Grp Inc Sr Note Conv Cpn 3.950% Due 08/15/38 | 4440 | 4375 |
| 3000 Airtran Holdings Inc Sr Note Conv Cpn 5.250% Due 11/01/16 | 3919 | 3896 |
| 4000 Allegheny Techs Inc Sr Note Conv Cpn 4.250% Due 06/01/14 | 4330 | 4380 |
| 3000 Amgen Inc Sr Note Conv B/E Cpn 0.375% Due 02/01/13 | 3499 | 3323 |
| 2000 Arcelormittal SA Sr Note Conv B/E Cpn 5.000% Due 05/15/14 | 2068 | 2088 |
| 6000 Archer Daniels Midland Sr Note Conv B/E Cpn 0.875% Due 02/15/14 | 6008 | 6023 |
| 3000 Ares Capital Corp Sr Conv Note B/E Cpn 5.750% Due 02/01/16 | 3199 | 3218 |
| 4000 Boston Properties LP Exch Sr Note Cpn 3.750% Due 05/15/36 | 4330 | 4370 |
| 3000 Chesapeake Energy Corp Contingent Sr Note Conv B/E Cpn 2. 750% Due 11/1 | 2846 | 2884 |
| 11000 Chesapeake Energy Corp Sr Nt Moody Ba3 | 12064 | 11990 |
| 16000 Comstock Res Inc Sr Nt Call 04/01/2015 | 16317 | 16240 |
| 3000 EMC Corp Senior Note Convertible B/E Cpn 1.750% Due 12/01/13 | 4706 | 4762 |
| 4000 Gilead Sciences Inc Senior Note Conv B/E Cpn 1.625% Due 05/01J16 | 6720 | 6720 |
| 12000 Goodrich Petroleum Corp Call 03/15/2015 | 11625 | 11460 |
| 4000 Healtlh Care REIT Inc Senior Note Conv B/E Cpn 3.000% Due 12/01/29 | 4870 | 4870 |
| 5000 Intel Corp Jr Sub Debenture Conv B/E Cpn 2.950% Due 12/15/35 | 5175 | 5175 |
| 4000 International Game Technology Note Convertible 144A B/E Cpn 3.25% Due O | 4150 | 4150 |
| 4000 Janus Capital Group Inc Senior Note Convertible Cpn 3.250% Due 07/15/14 | 4115 | 4115 |
| 100000 JPMorgan Chase Bank Commdty | 106290 | 106030 |
| 100000 JPMorgan Chase Bank S&P 500 | 117530 | 116680 |
| 4000 L-3 Comms Corp Conv Sr Sub Note B/E Cpn 3.000% Due 08/01/35 | 4055 | 4055 |
| 3000 Lam Research Corp Sr Note Conv B/E Cpn.1.250% Due 05/15/18 | 2970 | 2970 |
| 6000 Medtronic Inc Conv Debenture B/E Cpn 1.625% Due 04/15/13 | 6030 | 6030 |
| 3000 Molson Coors Brewing Company Senior Note Convertible B/E Cpn 2.500% Due | 3037 | 3037 |
| 3000 National Retail Sr Note Cpn 5.125% 6/15/28 | 3664 | 3664 |
| 3000 Newmont Mining Corp Senior Note Convertible B/E Cpn 1.250% Due 07/15/14 | 3540 | 3540 |
| 4000 Old Republic Intl Corp Senior Note Conv B/E Cpn 3.I50% Due 03/15/18 | 4135 | 4135 |
| 2000 Prologis LP Exchangeable Note B/E Cpn 3.250% Due 03/15/15 | 2255 | 2255 |
| 2000 Sandisk Corp Senior Note C0Nvertible B/E Cpn 1.500% Due 08/15/17 | 2323 | 2323 |
| 3000 Steel Dynamics Inc Senior Note Conv B/E Cpn 5.125% Due 06/15/14 | 3293 | 3293 |
| 21000 Stewart & Stevenson LLC / Corp Sr Nt | 20790 | 20790 |
| 20000 Stone Energy Corp Senior Notes Call 02/01/2014 | 21471 | 21475 |
| 4000 Symantec Corp Senior Note Convertible B/E Cpn 1.000% Due 06/15/13 | 4255 | 4255 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (264 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 65 3M Company | 4804 | 6035 |
| 155 3M Company | 14520 | 14392 |
| 220 Abercrombie & Fitch Co-Cl A & Stratton Corp | 10318 | 10553 |
| 56 Ace Ltd | 4529 | 4469 |
| 220 Activision Blizzard Inc | 2530 | 2336 |
| 55 Advent Sorware Inc | 1220 | 1176 |
| 37 Affiliated Managers Group Inc | 4727 | 4816 |
| 80 Agrium Inc | 6577 | 7990 |
| 190 Agrium Inc | 19072 | 18975 |
| 283 Akron Inc | 3751 | 3781 |
| 102 Albemarle Corp | 6058 | 6336 |
| 88 Alexander & Baldwin Inc | 2551 | 2585 |
| 42 Alliance Data System Corp | 6048 | 6080 |
| 74 Altera Corp | 2443 | 2545 |
| 700 American Safety Insurance Holdings Ltd | 12026 | 13244 |
| 100 American Tower Corp | 7521 | 7727 |
| 250 American Water Works | 9480 | 9283 |
| 97 Ametek Inc New | 3635 | 3644 |
| 30 Anglogold Ashanti Hldgs Fin PLC | 1118 | 1121 |
| 49 Ansys Inc | 3269 | 3300 |
| 89 AOL Inc | 2778 | 2635 |
| 45 Apache Corp Depositary Shares Repstg 1/20Th Pfd Conv Ser D | 2033 | 2057 |
| 47 Apple Inc | 24895 | 25012 |
| 312 Arcos Dorados Hldgs Inc A | 3919 | 3732 |
| 124 Arm Holdings PLC | 4557 | 4691 |
| 43 Asml Holding Nv NY | 2724 | 2769 |
| 300 AT&T | 10245 | 10113 |
| 105 Atwood Oceanics Inc | 4789 | 4808 |
| 115 Bank Of New York Mellon Corp | 0 | 0 |
| 72 Baxter International Inc | 4728 | 4800 |
| 150 BCE Inc | 6537 | 6441 |
| 50 Bed Bath & Beyond Inc | 2908 | 2795 |
| 2000 Belo Corp Ser A | 14780 | 15340 |
| 29 Biogen Idec Inc | 4472 | 4245 |
| 250 Boeing Co | 18580 | 18840 |
| 171 Brasil Foods SA | 3336 | 3610 |
| 205 Briggs & Stratton Corp | 3150 | 4321 |
| 485 Briggs & Stratton Corp | 9947 | 10224 |
| 57 Brown-Forman Corp Cl B | 3648 | 3605 |
| 29 Bunge Limited Perpetual Conv Pfd Shs. | 2949 | 2951 |
| 66 Cabelas Inc | 2999 | 2755 |
| 51 Canadian National Railway Company | 4655 | 4642 |
| 143 Carmax Inc | 5042 | 5368 |
| 38 Catamaran Corp Com | 1868 | 1790 |
| 139 CBS Corp | 4982 | 5289 |
| 4013 CCF Holding Company | 722 | 482 |
| 57 Celgene Corp | 4553 | 4473 |
| 150 Cenovus Energy Inc | 4074 | 5031 |
| 455 Cenovus Energy Inc | 15666 | 15261 |
| 200 Centurylink Inc | 7714 | 7824 |
| 23 Cerner Corp | 1804 | 1783 |
| 29 CF Industries Holdings | 6299 | 5892 |
| 1550 Checkpoint Systems Inc | 15500 | 16647 |
| 505 Chicago Bridge & Iron Company N V N Y | 21255 | 23407 |
| 88 Church & Dwight Co Inc | 4706 | 4714 |
| 500 Cinemark Hldgs Inc | 13175 | 12990 |
| 380 Cisco Systems Inc | 6717 | 7467 |
| 900 Cisco Systems Inc | 17802 | 17684 |
| 29 Citrix Systems Inc | 1864 | 1903 |
| 65 Coach Inc | 3682 | 3608 |
| 400 Coca Cola Company | 15040 | 14500 |
| 144 Coca Cola Enterprises Inc | 4533 | 4569 |
| 36 Cognizant Technology Solutions Corp-Cl A | 2595 | 2660 |
| 476 Comcast Corp A | 17802 | 17783 |
| 2150 Compuware Corp | 20490 | 23371 |
| 22 Concho Resources Inc | 1797 | 1772 |
| 39 Core Laboraidries Nv | 4162 | 4263 |
| 930 Corning Inc | 11947 | 11737 |
| 102 CVS Caremark | 4850 | 4932 |
| 95 Danaher Corp | 5215 | 5310 |
| 42 Deckers Outdoor Corp | 1622 | 1691 |
| 1020 Dell Inc | 10741 | 10343 |
| 140 Denbury Resources Inc New Holding Company | 2220 | 2268 |
| 1870 Digital Generation Inc | 20738 | 20402 |
| 152 Discover Financial Svcs | 6136 | 5860 |
| 173 Dish Network Corp A | 6353 | 6297 |
| 2810 Dover Motorsports Inc | 4580 | 4749 |
| 1690 DSP Group Inc | 9261 | 9734 |
| 150 DTE Energy Company | 9194 | 9007 |
| 30 Du Pont E I De Nemour | 0 | 0 |
| 120 Du Pont E I De Nemour | 3879 | 5397 |
| 280 Du Pont E I De Nemour | 12233 | 12594 |
| 166 Dynergy Inc A | 0 | 0 |
| 146 Eaton Vance Corp | 4576 | 4650 |
| 52 Ecolab Inc | 3675 | 3739 |
| 118 EMC Corp-Mass | 2917 | 2985 |
| 200 Enbridge Inc | 8502 | 8664 |
| 71 Energizer Hldgs Inc | 5804 | 5679 |
| 125 EQT Corp | 7260 | 7372 |
| 99 Essilor Intl SA ADR | 5048 | 5067 |
| 92 Expedia Inc | 5520 | 5652 |
| 72 Express Scripts Holding Company | 3897 | 3888 |
| 125 Exxon Mobil Corp | 11124 | 10819 |
| 139 Fanuc Corp ADR | 4064 | 4319 |
| 171 Fidelity National Information Services | 6077 | 5953 |
| 500 General Electric Co | 10810 | 10495 |
| 40 General Motors Company Jr Pfd Conv Ser B | 1606 | 1765 |
| 20 Genesee & Wyoming Inc Conv Pfd Tangible Equity Unit | 2197 | 2228 |
| 40 Gilead Sciences Inc | 2991 | 2938 |
| 5 Google Inc Cl A | 3514 | 3537 |
| 600 Halliburton Co | 20106 | 20814 |
| 51 Hasbro Inc | 1926 | 1831 |
| 97 Hatteras Financial Corp Reit | 2513 | 2407 |
| 189 HCA Holdings Inc | 6233 | 5702 |
| 45 Health Care REIT Inc Pfd Perptl Conv Ser I | 2564 | 2574 |
| 60 Hershey Company | 4404 | 4333 |
| 373 Hertz Global Holdings | 5946 | 6069 |
| 115 Hollyfrontier Corp | 5191 | 5353 |
| 500 Home Depot Inc | 31205 | 30925 |
| 2000 Hyperdynamics Corp | 1220 | 1196 |
| 136 IAC/Interactivecorp | 6090 | 6425 |
| 50 Illionis Tool Works Inc | 3103 | 3040 |
| 155 Ingersoll Rand | 4734 | 7434 |
| 285 Ingersoll Rand | 13577 | 13669 |
| 20 Intercontinental Exchange Inc | 2584 | 2476 |
| 43 International Business Machines Corp | 8256 | 8237 |
| 3020 Ishares Trust Dow Jones U S Technology Index Fund | 212578 | 213574 |
| 2427 Ishares Trust Dow Jones Us Healthcare Index Fund | 206077 | 202679 |
| 100 ITC Holdings Corp | 7811 | 7691 |
| 57 ITT Corp | 0 | 0 |
| 59 Jeronimo Martins Sgps SA ADR | 2361 | 2295 |
| 50 Johnson & Johnson | 0 | 0 |
| 50 Johnson & Johnson | 3137 | 3505 |
| 309 Johnson & Johnson | 21916 | 21661 |
| 100 Kimberly Clark Corp | 8578 | 8443 |
| 62.809 Kinder Morgan Mgmt LLC | 4612 | 4740 |
| 300 Kirby Corp | 17301 | 18567 |
| 62 Kraft Foods Group Inc | 0 | 0 |
| 63 Kraft Foods Group Inc | 2899 | 2865 |
| 88 Kuehne & Nagel Intl AG ADR | 2105 | 2141 |
| 117 Lazard Ltd Shares A | 3506 | 3491 |
| 330 Life Technologies Corp | 16582 | 16180 |
| 19 Linkedin Corporation Com Cl A | 2128 | 2182 |
| 100 Linnco LLC | 3765 | 3614 |
| 214 Loreal Company ADR | 5857 | 5988 |
| 30 Lorillard Inc | 3593 | 3500 |
| 1000 Luby'S Inc Formerly Lubys Cafeterias Inc | 6540 | 6690 |
| 75 Lvmh Moet Hennessy Louis Vuitton ADR | 2714 | 2827 |
| 122 Lyondelbaseli Industries | 6594 | 6965 |
| 31 M&T Bank Corp | 3041 | 3053 |
| 86 Marathon Petroleum Corp | 5282 | 5418 |
| 120 Market Vectors Etf Trust Gold Miners Etf | 5561 | 5567 |
| 20 Martin Marietta Materials Inc | 1850 | 1886 |
| 12 Mastercard Inc A | 5778 | 5895 |
| 105 Materion Corp | 1965 | 2707 |
| 160 Materion Corp | 3445 | 4125 |
| 88 Matson Inc | 2073 | 2175 |
| 186 MBLA Inc | 1514 | 1460 |
| 49 Mead Johnson Nutrition Company Common Stock | 3216 | 3229 |
| 121 Meadwestvaco Corp | 3709 | 3856 |
| 135 Merck & Company | 6101 | 5527 |
| 85 Metlife Inc | 3806 | 3780 |
| 200 Michael Kors Hldgs Ltd Us Listed | 9862 | 10206 |
| 259 Micrel Inc | 2498 | 2460 |
| 400 Microsoft Corp | 10844 | 10684 |
| 185 Mondelez International Inc | 3675 | 4709 |
| 616 Mondelez International Inc | 16090 | 15679 |
| 239 Montpelier RE Holdings Limited | 5185 | 5464 |
| 44 MSC Industrial Direct Co Inc Cl A | 3125 | 3317 |
| 70 NCR Corp | 0 | 0 |
| 330 NCR Corp | 3604 | 8408 |
| 775 NCR Corp | 19243 | 19747 |
| 70 Nestles A Spnsd ADR | 4613 | 4562 |
| 30 Newmarket Corp | 8141 | 7866 |
| 45 Nexiera Energy Inc Corp Unit | 2318 | 2243 |
| 75 Nextera Energy Inc Corp Unit Pfd | 4003 | 3975 |
| 350 Nisource Inc | 8463 | 8711 |
| 164 Northeast Utilities | 6483 | 6409 |
| 29 Novo Nordisk AS ADR | 4742 | 4733 |
| 145 Novozvmes A/S Spon ADR | 4140 | 4103 |
| 107 Nu Skin Enterprises Inc | 4919 | 3964 |
| 125 Nucor Corp | 0 | 0 |
| 39 O Reilly Automotive Inc | 3541 | 3487 |
| 100 Old Dominion Freight Lines Inc | 3284 | 3428 |
| 750 Omnivision Technologies Inc | 10688 | 10560 |
| 150 Oneok Inc | 6554 | 6412 |
| 601 Oracle Corp | 18904 | 20025 |
| 90 Pall Corp | 0 | 0 |
| 60 Penny J C Company | 0 | 0 |
| 49 Pepsico Inc | 3440 | 3353 |
| 250 PG&E Corp | 10218 | 10045 |
| 200 Pinnacle West Cap Corp | 10298 | 10196 |
| 113 Potash Corp Of Saskatchewan Inc | 4633 | 4598 |
| 350 PPL Corp | 10143 | 10020 |
| 65 PPL Corp Convertible Corp Unit 9.5% | 3451 | 3400 |
| 60 PPL Corp Corp Unit Consisting Junior Sub Note Convertible Pfd | 3263 | 3224 |
| 36 Praxair Inc | 3869 | 3940 |
| 22 Precision Castparts Corp | 4027 | 4167 |
| 4 Priceline Com Inc Com New | 2452 | 2482 |
| 60 Pricesmart Inc | 4506 | 4619 |
| 1378.139 QAD Inc Cl A | 18095 | 19845 |
| 79 Qualcomm Inc | 4958 | 4887 |
| 74 Questcor Pharmaceuticals Inc | 2025 | 1977 |
| 58 Ross Stores Inc | 3105 | 3137 |
| 56 Salix Pharmaceuticals Ltd | 2344 | 2266 |
| 114 Sally Beauty Holdings Inc | 2687 | 2687 |
| 1000 Sandridge Energy Inc | 6670 | 6350 |
| 28000 Sandstorm Metals & Energy Ltd | 14084 | 13804 |
| 121 Schlumberger Ltd | 8783 | 8385 |
| 210 Scotts Miracle-Gro Co | 9163 | 9250 |
| 2370 Seachange International Inc | 22823 | 22918 |
| 283 Service Corp Intl | 4047 | 3908 |
| 226 SGS SA ADR | 5058 | 5035 |
| 399 Shandong Weigao Group | 1552 | 1581 |
| 50 Shoprite Holdings Ltd ADR | 2320 | 2442 |
| 50 Siemens A G Spons ADR | 4738 | 5473 |
| 115 Siemens A G Spons ADR | 12256 | 12589 |
| 2160 Sierra Wireless Inc | 17258 | 17150 |
| 190 Sony Corp ADR | 0 | 0 |
| 175 South Jersey Industries Inc | 8782 | 8808 |
| 225 Southern Company | 9810 | 9632 |
| 77 Southwestern Energy Co | 2548 | 2573 |
| 130 Stanley Black & Decker Inc | 9358 | 9616 |
| 229 Staples Inc | 2679 | 2611 |
| 35 Starbucks Corp | 1892 | 1877 |
| 30 Stericycle Inc | 2799 | 2798 |
| 105 Suncor Energy Inc | 0 | 0 |
| 103 Svenska Ceuulosa Aktiebolaget Sca Sponsored ADR | 2119 | 2264 |
| 110 Sysmex Corp ADR | 2464 | 2530 |
| 365 Taiwan Semiconductor | 6227 | 6263 |
| 3800 Tecumseh Products Co-Cl A Non-Vtg | 16644 | 17556 |
| 1200 Tecumseh Products Co-Cl B | 5016 | 5520 |
| 125 Tempur Pedic Intl Inc | 3739 | 3936 |
| 59 Tencent Holdings Ltd ADR | 1920 | 1926 |
| 172 Tenet Healthcare Corp | 5186 | 5585 |
| 50 Terex Corp | 0 | 0 |
| 200 Terex Corp | 3841 | 5622 |
| 545 Terex Corp | 14001 | 15320 |
| 153 Tesoro Corp | 6844 | 6740 |
| 2800 Tetra Technologies Inc-Del | 20076 | 21252 |
| 175 Texas Instruments Inc | 5527 | 5406 |
| 415 Texas Instruments Inc | 12869 | 12819 |
| 200 Texas Pacific Land Trust Sub-Share Ctfs | 11000 | 10686 |
| 1240 Transact Technologies Inc | 9027 | 8953 |
| 1460 Transcept Pharmaceuticals Inc | 7577 | 6497 |
| 17 Transdigm Group Incorporated | 2145 | 2318 |
| 560 U S Airways Group Inc | 7213 | 7560 |
| 87 UDR Inc | 1980 | 2069 |
| 230 Ultra Petroleum Corp | 4405 | 4170 |
| 129 Union Pacific Corp | 15943 | 16218 |
| 750 United States Stl Corp New | 16748 | 17887 |
| 90 United Technologies Corp Unit 7.5% | 4979 | 5014 |
| 500 US Airways Group Inc | 6485 | 6750 |
| 14 V F Corp | 2064 | 2114 |
| 25 Valmont Industries Inc | 1727 | 3414 |
| 65 Valmont Industries Inc | 8905 | 8876 |
| 179 Valueclick Inc | 3451 | 3474 |
| 58 Verifone Systems Inc | 1927 | 1721 |
| 116 Viacom Inc B | 6327 | 6118 |
| 25 Visa Inc Cl A Common Stock | 3680 | 3789 |
| 62 Vmware Inc A | 5845 | 5837 |
| 60 Wabtec | 2345 | 5252 |
| 135 Wabtec | 11883 | 11818 |
| 103 Wal-Mart De Mexico S A | 3405 | 3376 |
| 200 Wal-Mart Stores Inc | 13808 | 13646 |
| 27 Want Want China Holdings Ltd ADR | 1898 | 1887 |
| 113 Waste Connections Inc | 3692 | 3818 |
| 4 Wells Fargo & Company Perpetual Pfd Convertible Cl A 7.5% | 4951 | 4900 |
| 161 Western Digital Corp | 6144 | 6841 |
| 11 White Mountains Insurance Group | 5704 | 5665 |
| 275 Williams Cos Inc | 8630 | 9004 |
| 225 Wisconsin Energy Corp | 8467 | 8291 |
| 140 Xylem Inc | 4014 | 3794 |
| 615 Xylem Inc | 16459 | 16666 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Legal | Category |
| Amount | $221 | Amount |
| Net Investment Income | 55 | NetInvestmentIncome |
| Disbursements Charitable Prps | 166 | DisbursementsCharitablePrps |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | Investment fees | Description |
| Revenue And Expenses Per Books | 1737 | RevenueAndExpensesPerBooks |
| Net Investment Income | 1737 | NetInvestmentIncome |
| Disbursements Charitable Prps | 0 | DisbursementsCharitablePrps |
Taxes Schedule TaxesSchedule
Taxes Taxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Foreign income taxes | Category |
| Amount | $110 | Amount |
| Net Investment Income | 110 | NetInvestmentIncome |
| Disbursements Charitable Prps | 0 | DisbursementsCharitablePrps |
Comments