2013-11-04T14:15:12-06:00 2012-12-31 630861649 Duval & Associates PC CPA's 3615 Eighth Avenue South Birmingham AL 35222 990PF 2012-01-01 201882904 O'Sullivan Family Charitable Foundation OSUL 2058034300 P O Box 590005 Birmingham AL 352590005 Patrick L O'Sullivan 2058034300 2013-11-04 1 James M Brooks P00132546 2053260453 2013-11-04 2012 2016-03-07 17:11:31Z X 3210184 X 2932693 6458 6458 -2280 58922 0 2936871 6458 3000 750 2250 221 55 166 2123 531 1592 110 110 0 1737 1737 0 7191 3183 4008 24000 24000 31191 3183 28008 2905680 3275 166645 665228 665228 291 291 102435 2099222 2136094 0 410019 408571 269080 3174760 3210184 0 0 X 269080 3174760 269080 3174760 269080 3174760 269080 2905680 0 3174760 0 3174760 115 Bank Of New York Mellon Corp 2011-02-02 2012-01-19 2374 3684 -1310 -1310 30 Du Pont E I De Nemour 2009-09-24 2012-10-22 1477 970 507 507 89 Dynergy Inc A 2009-09-24 2012-04-04 31 1031 -1000 -1000 77 Dynergy Inc A 2009-09-24 2012-04-04 26 946 -920 -920 47 ITT Corp 2009-09-24 2012-01-20 1018 927 91 91 10 ITT Corp 2010-09-21 2012-01-20 217 181 36 36 35 Johnson & Johnson 2010-04-20 2012-03-09 2263 2312 -49 -49 10 Johnson & Johnson 2010-04-20 2012-10-22 716 661 55 55 5 Johnson & Johnson 2010-07-13 2012-10-22 358 305 53 53 .666 Kraft Foods Grp Inc 2009-09-24 2012-10-18 30 13 17 17 61 Kraft Foods Grp Inc 2009-09-24 2012-10-10 2845 1212 1633 1633 70 NCR Corp 2009-12-14 2012-10-17 1551 720 831 831 35 Nucor Corp 2011-01-26 2012-08-28 1336 1630 -294 -294 45 Nucor Corp 2011-01-26 2012-08-31 1697 2096 -399 -399 30 Nucor Corp 2011-03-04 2012-08-31 1131 1446 -315 -315 15 Nucor Corp 2011-08-23 2012-08-31 566 488 78 78 30 Pall Corp 2010-05-28 2012-10-22 1900 1030 870 870 60 Pall Corp 2010-05-28 2012-10-24 3740 2060 1680 1680 60 Penny J C Company 60 Penny J C Company 60 Penny J C Company 2011-12-01 2012-07-10 1265 1956 -691 -691 175 Sony Corp ADR 2009-09-24 2012-05-11 2479 5038 -2559 -2559 15 Sony Corp ADR 2011-07-08 2012-05-11 213 412 -199 -199 60 Suncor Energy Inc 2011-02-11 2012-11-16 1898 2496 -598 -598 45 Suncor Energy Inc 2011-08-23 2012-11-16 1423 1351 72 72 50 Terex Corp 2009-09-24 2012-10-22 1181 960 221 221 10 Apple Inc 2012-12-11 2012-12-20 5230 5414 -184 -184 53 CBS Corp 2012-12-11 2012-12-20 1985 1900 85 85 35 CVS Caremark 2012-12-11 2012-12-20 1710 1664 46 46 165 GNC Holdings Inc 2012-12-11 2012-12-20 5381 5513 -132 -132 37 Hollyfrontier Corp 2012-12-11 2012-12-20 1738 1670 68 68 28 Marathon Petroleum Corp 2012-12-11 2012-12-20 1737 1720 17 17 44 Ulta Salon Cosmetics & Fragrance 2012-12-11 2012-12-20 4236 4269 -33 -33 50 Eaton Vance Corp 2012-12-12 2012-12-28 1582 1567 15 15 20 Gilead Sciences Inc 2012-12-14 2012-12-19 1502 1495 7 7 42 Catamaran Corp Com 2012-12-14 2012-12-19 2086 2065 21 21 -2280 0 31142 305276 0.102013 29226 326851 0.089417 4718 328116 0.014379 31480 422482 0.074512 35946 594519 0.060462 0.340783 0.068157 397974 27125 33 27158 28008 X 33 0 33 0 33 414 414 381 381 0 0 0 0 0 0 0 0 0 0 0 1 1 AL 1 0 0 0 0 1 N/A Patrick L O'Sullivan 2058034300 1820 A 28th Avenue South Homewood AL 35209 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Helen G O'Sullivan P O Box 101329 Birmingham AL 35210 1.00 0 0 0 Patrick L O'Sullivan 1306 Roseland Drive Homewood AL 35209 2.00 1000 0 0 Mary O Henderson 3704 Overbrook Circle Birmingham AL 35213 1.00 1000 0 0 Alyce O Blanch 3772 River Ridge Circle Birmingham AL 35223 1.00 1000 0 0 Harold I Apolinsky P O Box 55727 Birmingham AL 35255 1.00 0 0 0 James M Brooks 3615 8th Avenue South Birmingham AL 35222 1.00 0 0 0 NONE 0 NONE 0 0 216246 187789 0 404035 0 0 404035 6061 397974 19899 19899 33 33 19866 0 19866 0 19866 28008 0 28008 33 27975 19866 0 0 6446 10452 12883 15928 45709 28008 0 0 0 19866 8142 0 0 53851 0 0 0 0 0 0 6446 47405 10452 12883 15928 8142 Helen G O'Sullivan Elizabeth H Hutchins 2311 Highland Avenue Birmingham AL 35205 2059305100 Applications should be in writing, should identify the applicant, should affirm that the applicant is an organization described in Section 501(c)(3) of the Internal Revenue Code, should give the organization's tax exempt number, state the purpose for which the gift will be used, the prior experience of the applicant in carrying out such purpose, the applicant's plan for, and personnel to be used in, carrying out such purpose and should attach a financial statement for the applicant for the current and the preceeding two years. There are no submission deadlines, but applications are received from time to time and considered wh Donations and grants are restricted to religious or charitable or educational purposes and to donees within the restriction of Section 501(c)(3) of the Internal Revenue Code. ASPCA 424 E 92nd Street New York NY 10128 Public Charity Charitable 1000 Big Oak Ranch P O Box 507 Springville AL 35146 Public Charity Charitable 1000 Donors Choose 347 West 36th Street Suite 503 New York NY 10018 Public Charity Charitable 1000 Holy Cross School 5500 Paris Avenue New Orleans LA 70122 Public Charity Charitable 5000 Sav-A-Life 2908 Pumphouse Road Birmingham AL 35243 Public Charity Charitable 1500 St Jude Children's Research Hospital 501 St Jude Place Memphis TN 38105 Public Charity Charitable 1000 The A21 Campaign Inc 427 East 17th Street Suite 223 Costa Mesa CA 92627 Public Charity Charitable 2000 The Exceptional Foundation 1616 Oxmoor Road Birmingham AL 35209 Public Charity Charitable 4000 The National MS Society 3840 Ridgeway Drive Birmingham AL 35209 Public Charity Charitable 6500 World Reach P O Box 26155 Birmingham AL 35260 Public Charity Charitable 1000 24000 0 14 6458 18 -2280 0 4178 0 4178 0 0 0 0 0 0 0 0 0 0 X X 1 Helen G O'Sullivan P O Box 101329 Birmingham AL 35210 1667396 X X 2 Helen G O'Sullivan P O Box 101329 Birmingham AL 35210 1265297 X X 1 Death benefit received from individual retirement accounts held at Sterne, Agee & Leach 1667396 2012-12-11 2 Death benefit received from individual retirement accounts held at NBC Securities 1265297 2012-12-14 Accounting 2123 531 1592 4000 Affiliated Managers Grp Inc Sr Note Conv Cpn 3.950% Due 08/15/38 4440 4375 3000 Airtran Holdings Inc Sr Note Conv Cpn 5.250% Due 11/01/16 3919 3896 4000 Allegheny Techs Inc Sr Note Conv Cpn 4.250% Due 06/01/14 4330 4380 3000 Amgen Inc Sr Note Conv B/E Cpn 0.375% Due 02/01/13 3499 3323 2000 Arcelormittal SA Sr Note Conv B/E Cpn 5.000% Due 05/15/14 2068 2088 6000 Archer Daniels Midland Sr Note Conv B/E Cpn 0.875% Due 02/15/14 6008 6023 3000 Ares Capital Corp Sr Conv Note B/E Cpn 5.750% Due 02/01/16 3199 3218 4000 Boston Properties LP Exch Sr Note Cpn 3.750% Due 05/15/36 4330 4370 3000 Chesapeake Energy Corp Contingent Sr Note Conv B/E Cpn 2. 750% Due 11/1 2846 2884 11000 Chesapeake Energy Corp Sr Nt Moody Ba3 12064 11990 16000 Comstock Res Inc Sr Nt Call 04/01/2015 16317 16240 3000 EMC Corp Senior Note Convertible B/E Cpn 1.750% Due 12/01/13 4706 4762 4000 Gilead Sciences Inc Senior Note Conv B/E Cpn 1.625% Due 05/01J16 6720 6720 12000 Goodrich Petroleum Corp Call 03/15/2015 11625 11460 4000 Healtlh Care REIT Inc Senior Note Conv B/E Cpn 3.000% Due 12/01/29 4870 4870 5000 Intel Corp Jr Sub Debenture Conv B/E Cpn 2.950% Due 12/15/35 5175 5175 4000 International Game Technology Note Convertible 144A B/E Cpn 3.25% Due O 4150 4150 4000 Janus Capital Group Inc Senior Note Convertible Cpn 3.250% Due 07/15/14 4115 4115 100000 JPMorgan Chase Bank Commdty 106290 106030 100000 JPMorgan Chase Bank S&P 500 117530 116680 4000 L-3 Comms Corp Conv Sr Sub Note B/E Cpn 3.000% Due 08/01/35 4055 4055 3000 Lam Research Corp Sr Note Conv B/E Cpn.1.250% Due 05/15/18 2970 2970 6000 Medtronic Inc Conv Debenture B/E Cpn 1.625% Due 04/15/13 6030 6030 3000 Molson Coors Brewing Company Senior Note Convertible B/E Cpn 2.500% Due 3037 3037 3000 National Retail Sr Note Cpn 5.125% 6/15/28 3664 3664 3000 Newmont Mining Corp Senior Note Convertible B/E Cpn 1.250% Due 07/15/14 3540 3540 4000 Old Republic Intl Corp Senior Note Conv B/E Cpn 3.I50% Due 03/15/18 4135 4135 2000 Prologis LP Exchangeable Note B/E Cpn 3.250% Due 03/15/15 2255 2255 2000 Sandisk Corp Senior Note C0Nvertible B/E Cpn 1.500% Due 08/15/17 2323 2323 3000 Steel Dynamics Inc Senior Note Conv B/E Cpn 5.125% Due 06/15/14 3293 3293 21000 Stewart & Stevenson LLC / Corp Sr Nt 20790 20790 20000 Stone Energy Corp Senior Notes Call 02/01/2014 21471 21475 4000 Symantec Corp Senior Note Convertible B/E Cpn 1.000% Due 06/15/13 4255 4255 65 3M Company 4804 6035 155 3M Company 14520 14392 220 Abercrombie & Fitch Co-Cl A & Stratton Corp 10318 10553 56 Ace Ltd 4529 4469 220 Activision Blizzard Inc 2530 2336 55 Advent Sorware Inc 1220 1176 37 Affiliated Managers Group Inc 4727 4816 80 Agrium Inc 6577 7990 190 Agrium Inc 19072 18975 283 Akron Inc 3751 3781 102 Albemarle Corp 6058 6336 88 Alexander & Baldwin Inc 2551 2585 42 Alliance Data System Corp 6048 6080 74 Altera Corp 2443 2545 700 American Safety Insurance Holdings Ltd 12026 13244 100 American Tower Corp 7521 7727 250 American Water Works 9480 9283 97 Ametek Inc New 3635 3644 30 Anglogold Ashanti Hldgs Fin PLC 1118 1121 49 Ansys Inc 3269 3300 89 AOL Inc 2778 2635 45 Apache Corp Depositary Shares Repstg 1/20Th Pfd Conv Ser D 2033 2057 47 Apple Inc 24895 25012 312 Arcos Dorados Hldgs Inc A 3919 3732 124 Arm Holdings PLC 4557 4691 43 Asml Holding Nv NY 2724 2769 300 AT&T 10245 10113 105 Atwood Oceanics Inc 4789 4808 115 Bank Of New York Mellon Corp 0 0 72 Baxter International Inc 4728 4800 150 BCE Inc 6537 6441 50 Bed Bath & Beyond Inc 2908 2795 2000 Belo Corp Ser A 14780 15340 29 Biogen Idec Inc 4472 4245 250 Boeing Co 18580 18840 171 Brasil Foods SA 3336 3610 205 Briggs & Stratton Corp 3150 4321 485 Briggs & Stratton Corp 9947 10224 57 Brown-Forman Corp Cl B 3648 3605 29 Bunge Limited Perpetual Conv Pfd Shs. 2949 2951 66 Cabelas Inc 2999 2755 51 Canadian National Railway Company 4655 4642 143 Carmax Inc 5042 5368 38 Catamaran Corp Com 1868 1790 139 CBS Corp 4982 5289 4013 CCF Holding Company 722 482 57 Celgene Corp 4553 4473 150 Cenovus Energy Inc 4074 5031 455 Cenovus Energy Inc 15666 15261 200 Centurylink Inc 7714 7824 23 Cerner Corp 1804 1783 29 CF Industries Holdings 6299 5892 1550 Checkpoint Systems Inc 15500 16647 505 Chicago Bridge & Iron Company N V N Y 21255 23407 88 Church & Dwight Co Inc 4706 4714 500 Cinemark Hldgs Inc 13175 12990 380 Cisco Systems Inc 6717 7467 900 Cisco Systems Inc 17802 17684 29 Citrix Systems Inc 1864 1903 65 Coach Inc 3682 3608 400 Coca Cola Company 15040 14500 144 Coca Cola Enterprises Inc 4533 4569 36 Cognizant Technology Solutions Corp-Cl A 2595 2660 476 Comcast Corp A 17802 17783 2150 Compuware Corp 20490 23371 22 Concho Resources Inc 1797 1772 39 Core Laboraidries Nv 4162 4263 930 Corning Inc 11947 11737 102 CVS Caremark 4850 4932 95 Danaher Corp 5215 5310 42 Deckers Outdoor Corp 1622 1691 1020 Dell Inc 10741 10343 140 Denbury Resources Inc New Holding Company 2220 2268 1870 Digital Generation Inc 20738 20402 152 Discover Financial Svcs 6136 5860 173 Dish Network Corp A 6353 6297 2810 Dover Motorsports Inc 4580 4749 1690 DSP Group Inc 9261 9734 150 DTE Energy Company 9194 9007 30 Du Pont E I De Nemour 0 0 120 Du Pont E I De Nemour 3879 5397 280 Du Pont E I De Nemour 12233 12594 166 Dynergy Inc A 0 0 146 Eaton Vance Corp 4576 4650 52 Ecolab Inc 3675 3739 118 EMC Corp-Mass 2917 2985 200 Enbridge Inc 8502 8664 71 Energizer Hldgs Inc 5804 5679 125 EQT Corp 7260 7372 99 Essilor Intl SA ADR 5048 5067 92 Expedia Inc 5520 5652 72 Express Scripts Holding Company 3897 3888 125 Exxon Mobil Corp 11124 10819 139 Fanuc Corp ADR 4064 4319 171 Fidelity National Information Services 6077 5953 500 General Electric Co 10810 10495 40 General Motors Company Jr Pfd Conv Ser B 1606 1765 20 Genesee & Wyoming Inc Conv Pfd Tangible Equity Unit 2197 2228 40 Gilead Sciences Inc 2991 2938 5 Google Inc Cl A 3514 3537 600 Halliburton Co 20106 20814 51 Hasbro Inc 1926 1831 97 Hatteras Financial Corp Reit 2513 2407 189 HCA Holdings Inc 6233 5702 45 Health Care REIT Inc Pfd Perptl Conv Ser I 2564 2574 60 Hershey Company 4404 4333 373 Hertz Global Holdings 5946 6069 115 Hollyfrontier Corp 5191 5353 500 Home Depot Inc 31205 30925 2000 Hyperdynamics Corp 1220 1196 136 IAC/Interactivecorp 6090 6425 50 Illionis Tool Works Inc 3103 3040 155 Ingersoll Rand 4734 7434 285 Ingersoll Rand 13577 13669 20 Intercontinental Exchange Inc 2584 2476 43 International Business Machines Corp 8256 8237 3020 Ishares Trust Dow Jones U S Technology Index Fund 212578 213574 2427 Ishares Trust Dow Jones Us Healthcare Index Fund 206077 202679 100 ITC Holdings Corp 7811 7691 57 ITT Corp 0 0 59 Jeronimo Martins Sgps SA ADR 2361 2295 50 Johnson & Johnson 0 0 50 Johnson & Johnson 3137 3505 309 Johnson & Johnson 21916 21661 100 Kimberly Clark Corp 8578 8443 62.809 Kinder Morgan Mgmt LLC 4612 4740 300 Kirby Corp 17301 18567 62 Kraft Foods Group Inc 0 0 63 Kraft Foods Group Inc 2899 2865 88 Kuehne & Nagel Intl AG ADR 2105 2141 117 Lazard Ltd Shares A 3506 3491 330 Life Technologies Corp 16582 16180 19 Linkedin Corporation Com Cl A 2128 2182 100 Linnco LLC 3765 3614 214 Loreal Company ADR 5857 5988 30 Lorillard Inc 3593 3500 1000 Luby'S Inc Formerly Lubys Cafeterias Inc 6540 6690 75 Lvmh Moet Hennessy Louis Vuitton ADR 2714 2827 122 Lyondelbaseli Industries 6594 6965 31 M&T Bank Corp 3041 3053 86 Marathon Petroleum Corp 5282 5418 120 Market Vectors Etf Trust Gold Miners Etf 5561 5567 20 Martin Marietta Materials Inc 1850 1886 12 Mastercard Inc A 5778 5895 105 Materion Corp 1965 2707 160 Materion Corp 3445 4125 88 Matson Inc 2073 2175 186 MBLA Inc 1514 1460 49 Mead Johnson Nutrition Company Common Stock 3216 3229 121 Meadwestvaco Corp 3709 3856 135 Merck & Company 6101 5527 85 Metlife Inc 3806 3780 200 Michael Kors Hldgs Ltd Us Listed 9862 10206 259 Micrel Inc 2498 2460 400 Microsoft Corp 10844 10684 185 Mondelez International Inc 3675 4709 616 Mondelez International Inc 16090 15679 239 Montpelier RE Holdings Limited 5185 5464 44 MSC Industrial Direct Co Inc Cl A 3125 3317 70 NCR Corp 0 0 330 NCR Corp 3604 8408 775 NCR Corp 19243 19747 70 Nestles A Spnsd ADR 4613 4562 30 Newmarket Corp 8141 7866 45 Nexiera Energy Inc Corp Unit 2318 2243 75 Nextera Energy Inc Corp Unit Pfd 4003 3975 350 Nisource Inc 8463 8711 164 Northeast Utilities 6483 6409 29 Novo Nordisk AS ADR 4742 4733 145 Novozvmes A/S Spon ADR 4140 4103 107 Nu Skin Enterprises Inc 4919 3964 125 Nucor Corp 0 0 39 O Reilly Automotive Inc 3541 3487 100 Old Dominion Freight Lines Inc 3284 3428 750 Omnivision Technologies Inc 10688 10560 150 Oneok Inc 6554 6412 601 Oracle Corp 18904 20025 90 Pall Corp 0 0 60 Penny J C Company 0 0 49 Pepsico Inc 3440 3353 250 PG&E Corp 10218 10045 200 Pinnacle West Cap Corp 10298 10196 113 Potash Corp Of Saskatchewan Inc 4633 4598 350 PPL Corp 10143 10020 65 PPL Corp Convertible Corp Unit 9.5% 3451 3400 60 PPL Corp Corp Unit Consisting Junior Sub Note Convertible Pfd 3263 3224 36 Praxair Inc 3869 3940 22 Precision Castparts Corp 4027 4167 4 Priceline Com Inc Com New 2452 2482 60 Pricesmart Inc 4506 4619 1378.139 QAD Inc Cl A 18095 19845 79 Qualcomm Inc 4958 4887 74 Questcor Pharmaceuticals Inc 2025 1977 58 Ross Stores Inc 3105 3137 56 Salix Pharmaceuticals Ltd 2344 2266 114 Sally Beauty Holdings Inc 2687 2687 1000 Sandridge Energy Inc 6670 6350 28000 Sandstorm Metals & Energy Ltd 14084 13804 121 Schlumberger Ltd 8783 8385 210 Scotts Miracle-Gro Co 9163 9250 2370 Seachange International Inc 22823 22918 283 Service Corp Intl 4047 3908 226 SGS SA ADR 5058 5035 399 Shandong Weigao Group 1552 1581 50 Shoprite Holdings Ltd ADR 2320 2442 50 Siemens A G Spons ADR 4738 5473 115 Siemens A G Spons ADR 12256 12589 2160 Sierra Wireless Inc 17258 17150 190 Sony Corp ADR 0 0 175 South Jersey Industries Inc 8782 8808 225 Southern Company 9810 9632 77 Southwestern Energy Co 2548 2573 130 Stanley Black & Decker Inc 9358 9616 229 Staples Inc 2679 2611 35 Starbucks Corp 1892 1877 30 Stericycle Inc 2799 2798 105 Suncor Energy Inc 0 0 103 Svenska Ceuulosa Aktiebolaget Sca Sponsored ADR 2119 2264 110 Sysmex Corp ADR 2464 2530 365 Taiwan Semiconductor 6227 6263 3800 Tecumseh Products Co-Cl A Non-Vtg 16644 17556 1200 Tecumseh Products Co-Cl B 5016 5520 125 Tempur Pedic Intl Inc 3739 3936 59 Tencent Holdings Ltd ADR 1920 1926 172 Tenet Healthcare Corp 5186 5585 50 Terex Corp 0 0 200 Terex Corp 3841 5622 545 Terex Corp 14001 15320 153 Tesoro Corp 6844 6740 2800 Tetra Technologies Inc-Del 20076 21252 175 Texas Instruments Inc 5527 5406 415 Texas Instruments Inc 12869 12819 200 Texas Pacific Land Trust Sub-Share Ctfs 11000 10686 1240 Transact Technologies Inc 9027 8953 1460 Transcept Pharmaceuticals Inc 7577 6497 17 Transdigm Group Incorporated 2145 2318 560 U S Airways Group Inc 7213 7560 87 UDR Inc 1980 2069 230 Ultra Petroleum Corp 4405 4170 129 Union Pacific Corp 15943 16218 750 United States Stl Corp New 16748 17887 90 United Technologies Corp Unit 7.5% 4979 5014 500 US Airways Group Inc 6485 6750 14 V F Corp 2064 2114 25 Valmont Industries Inc 1727 3414 65 Valmont Industries Inc 8905 8876 179 Valueclick Inc 3451 3474 58 Verifone Systems Inc 1927 1721 116 Viacom Inc B 6327 6118 25 Visa Inc Cl A Common Stock 3680 3789 62 Vmware Inc A 5845 5837 60 Wabtec 2345 5252 135 Wabtec 11883 11818 103 Wal-Mart De Mexico S A 3405 3376 200 Wal-Mart Stores Inc 13808 13646 27 Want Want China Holdings Ltd ADR 1898 1887 113 Waste Connections Inc 3692 3818 4 Wells Fargo & Company Perpetual Pfd Convertible Cl A 7.5% 4951 4900 161 Western Digital Corp 6144 6841 11 White Mountains Insurance Group 5704 5665 275 Williams Cos Inc 8630 9004 225 Wisconsin Energy Corp 8467 8291 140 Xylem Inc 4014 3794 615 Xylem Inc 16459 16666 Legal 221 55 166 Investment fees 1737 1737 0 Foreign income taxes 110 110 0