THE RIVERWAY FOUNDATION: Form 990PF, tax year 2013
View the entire original 990 at ProPublica ↗
- Organization
- THE RIVERWAY FOUNDATION (EIN 41-6406915)
- Tax period
- 2013-01-01 to 2013-12-31
- Filed
- 2014-05-14
- IRS object ID
- 201431349349101463
- Schema version
- 2013v3.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2014-05-14T11:07:30-05:00 | ReturnTs |
| Tax Period End | 2013-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 420714325 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MCGLADREY LLP | BusinessNameLine1 |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 801 NICOLLET MALL SUITE 1100 | AddressLine1 |
| City | MINNEAPOLIS | City |
| State | MN | State |
| ZIP Code | 55402 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2013-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 416406915 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RIVERWAY FOUNDATION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | RIVE | BusinessNameControlTxt |
| Phone | 9529213994 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 8400 NORMANDALE LAKE BLVD NO 920 | AddressLine1 |
| City | BLOOMINGTON | City |
| State | MN | State |
| ZIP Code | 55437 | ZIPCode |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | TERRY R BECKER | PersonNm |
| Person Title | TRUSTEE | PersonTitleTxt |
| Phone | 9529213994 | PhoneNum |
| Signature | 2014-05-13 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | TODD A JACKSON | PreparerPersonNm |
| PTIN | P00092672 | PTIN |
| Phone | 6123324300 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2013 | TaxYr |
| Build TS | 2015-12-30 17:16:21Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $4,132,970 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $72 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $72 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $76,845 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $77,624 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $167,769 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $3,293,930 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $171,714 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $4,284 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $4,299 | OtherIncomeNetInvstIncmAmt |
| Other Income Adj Net Incm | $0 | OtherIncomeAdjNetIncmAmt |
| Total Rev And Expnss | $248,970 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $253,709 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $0 | TotalAdjNetIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Adj Net Incm | $0 | CompOfcrDirTrstAdjNetIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $5,310 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $2,655 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $2,655 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $23,435 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $23,435 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Adj Net Incm | $0 | OtherProfFeesAdjNetIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $4,089 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $2 | TaxesNetInvstIncmAmt |
| Taxes Adj Net Incm | $0 | TaxesAdjNetIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $9,403 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $10,329 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Adj Net Incm | $0 | OtherExpensesAdjNetIncmAmt |
| Other Expenses Dsbrs Chrtbl | $25 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $42,237 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $36,421 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $2,680 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $175,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $175,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $217,237 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $36,421 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $177,680 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $31,733 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $217,288 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $24,754 | CashBOYAmt |
| Cash EOY | $29,578 | CashEOYAmt |
| Cash EOYFMV | $29,578 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $123,465 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $50,992 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $50,995 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $2,052,374 | CorporateStockBOYAmt |
| Corporate Stock EOY | $2,436,435 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $3,089,942 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $520,967 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $632,026 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $546,012 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $719,361 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $334,280 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $336,443 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $90,000 | OtherAssetsBOYAmt |
| Other Assets EOY | $80,000 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $80,000 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $3,530,921 | TotalAssetsBOYAmt |
| Total Assets EOY | $3,563,311 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $4,132,970 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $3,530,921 | RetainedEarningBOYAmt |
| Retained Earning EOY | $3,563,311 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $3,530,921 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $3,563,311 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $3,530,921 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $3,563,311 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $3,530,921 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $31,733 | ExcessRevenueOverExpensesAmt |
| Other Increases | $3,780 | OtherIncreasesAmt |
| Subtotal | $3,566,434 | SubtotalAmt |
| Other Decreases | $3,123 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $3,563,311 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (17 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | $3,292,936 | $3,126,161 | $166,775 | $166,775 | |
| CASH IN LIEU OF FRACTIONAL SHARE | $488 | $488 | $488 | ||
| POWERSHARES DB COMMODITY K1-SHORT | -$84 | -$84 | P | ||
| POWERSHARES DB COMMODITY K1-LONG TERM | -$1,300 | -$1,300 | P | ||
| POWERSHARES DB COMMODITY K1-SEC 1256 LOSS | -$6,093 | -$6,093 | P | ||
| KKR LP - SCH K-1 ST GAIN | $19 | $19 | P | ||
| KKR LP - SCH K-1 LT GAIN | $495 | $495 | P | ||
| KKR LP - SCH K-1 SEC 1256 LOSS | -$5 | -$5 | P | ||
| OCH-ZIFF - SCH K-1 LT GAIN | $533 | $533 | P | ||
| OCH-ZIFF - SCH K-1 ST GAIN | $1,173 | $1,173 | P | ||
| OCH-ZIFF SCH K-1 SEC 1256 LOSS | -$417 | -$417 | P | ||
| POWERSHARES DB COMMODITY K1- BASIS ADJ ON SALE | $8,268 | $8,268 | P | ||
| SUNOCO LP SCH K-1 - BASIS ADJUSTMENT ON SALE | $178 | $178 | P | ||
| ENTERPRISE PTNRS SCH K-1 - BASIS ADJ ON SALE | $975 | $975 | P | ||
| CARLYLE GROUP SCH K-1 - NET LT | $126 | $126 | P | ||
| CARLYLE GROUP SCH K-1 - BASIS ADJUSTMENT ON SALE | $77 | $77 | P | ||
| CAPITAL GAINS DIVIDENDS | $506 | $506 | $506 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $171,714 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $179,274 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $3,570,509 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.050210 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $182,947 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $3,626,331 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.050450 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $131,000 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $3,150,960 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.041575 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $197,219 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $2,520,107 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.078258 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $147,639 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $4,033,435 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.036604 | DistributionYr5Rt |
| Total Distribution | 0.257097 | TotalDistributionRt |
| Average Distribution | 0.051419 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $4,080,937 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $209,838 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $2,173 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $212,011 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $177,680 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $4,346 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $4,346 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $4,346 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $3,950 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $3,950 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $3 | EsPenaltyAmt |
| Tax Due | $399 | TaxDueAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | MN | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SHIRLEY A MOEN | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 9529213994 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 8400 NORMANDALE LAKE BLVD 920 | AddressLine1 |
| City | BLOOMINGTON | City |
| State | MN | State |
| ZIP Code | 55437 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| HM BASKERVILLE JR | ||||||||
| 8400 NORMANDALE LAKE BLVD 920 | BLOOMINGTON | MN | 55437 | TRUSTEE | 0.50 | $0 | $0 | $0 |
| TERRY R BECKER | ||||||||
| 8400 NORMANDALE LAKE BLVD 920 | BLOOMINGTON | MN | 55437 | TRUSTEE | 4.00 | $0 | $0 | $0 |
| LAURA LEE BASKERVILLE BECKER | ||||||||
| 8400 NORMANDALE LAKE BLVD 920 | BLOOMINGTON | MN | 55437 | TRUSTEE | 0.50 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $3,928,693 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $129,390 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $85,000 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $4,143,083 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $4,143,083 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $62,146 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $4,080,937 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $204,047 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $204,047 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $4,346 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $4,346 | TotalTaxAmt |
| Distributable Before Adj | $199,701 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $199,701 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $199,701 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $177,680 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $177,680 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $177,680 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $199,701 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $138,541 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $177,680 | QualifyingDistributionsAmt |
| Applied To Year1 | $138,541 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $39,139 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $160,562 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | HM BASKERVILLE JR | ContributingManagerNm |
| Contributing Manager | TERRY R BECKER | ContributingManagerNm |
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | TERRY R BECKER | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 8400 NORMANDALE LAKE BLVD 920 | AddressLine1 |
| City | BLOOMINGTON | City |
| State | MN | State |
| ZIP Code | 55437 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 9529213994 | RecipientPhoneNum |
| Form And Info And Materials | LETTER FORMAT/STATEMENT INCLUDING COPY OF IRS DETERMINATION LETTER | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | NONE | SubmissionDeadlinesTxt |
| Restrictions On Awards | TRUST IS OPERATED EXCLUSIVELY FOR RELIGIOUS, CHARITABLE, SCIENTIFIC, LITERARY AND EDUCATIONAL PURPOSES WITHIN THE MEANING OF I.R.C. 170(C) AND 501(C). THE TRUST WILL FUND GRANTS TO ORGANIZATIONS WHICH ARE EXEMPT FROM FEDERAL INCOME TAXATION UNDER I.R.C. 501(A) BY VIRTUE OF BEING DESCRIBED IN I.R.C. 501(C)(3) OR TO ORGANIZATIONS CONTRIBUTIONS TO WHICH ARE DEDUCTIBLE UNDER I.R.C. 170(C)(2), 2055(A) AND 2522(A). | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (34 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| ALZHEIMERS ASSOCIATION | |||||||
| 4550 W 77 ST | EDINA | MN | 55435 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $2,500 |
| BIG BROTHERSBIG SISTERS TWIN CITIES | |||||||
| 2500 UNIVERSITY AVE | ST PAUL | MN | 55114 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $2,000 |
| BOLDER OPTIONS | |||||||
| 2100 STEVENS AVE S | MINNEAPOLIS | MN | 55404 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $3,000 |
| BOYS & GIRLS CLUB | |||||||
| 690 JACKSON ST | ST PAUL | MN | 55130 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $2,500 |
| BRIDGE FOR YOUTH | |||||||
| 1111 W 22ND ST | MINNEAPOLIS | MN | 55405 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $1,500 |
| BRIDGING | |||||||
| 201 W 87 ST | BLOOMINGTON | MN | 55420 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $2,500 |
| CARING BRIDGE WEBSITE | |||||||
| 1715 YANKEE DOODLE RD 301 | EAGAN | MN | 55121 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $2,000 |
| CHILDREN'S CANCER RESEARCH | |||||||
| 7301 OHMS LN | MINNEAPOLIS | MN | 55439 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $10,000 |
| CHRISTO RAY JESUIT HIGH SCHOOL | |||||||
| 2924 FOURTH AVENUE S | MINNEAPOLIS | MN | 55408 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $7,500 |
| CITY OF LAKES COMMUNITY LAND TRUST | |||||||
| 2017 E 38 ST | MINNEAPOLIS | MN | 55407 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $2,500 |
| COURAGE CENTER CAMPS | |||||||
| 10509 108TH ST NW | ANNANDALE | MN | 55302 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $2,500 |
| DUNWOODY INSTITUTE | |||||||
| 818 DUNWOODY BLVD | MINNEAPOLIS | MN | 55403 | NONE | EDUCATIONAL | PROGRAM SUPPORT | $2,000 |
| EMERGE | |||||||
| 1101 W BROADWAY AVE | MINNEAPOLIS | MN | 55411 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $2,500 |
| FRASER | |||||||
| 2400 W 64 ST | MINNEAPOLIS | MN | 55423 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $2,500 |
| GILDA'S CLUB TC | |||||||
| 5115 EXCELSIOR BLVD 448 | MINNEAPOLIS | MN | 55416 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $2,000 |
| GOLFERS AGAINST CANCERINC | |||||||
| 1700 LAKE KINGWOOD TR | KINGWOOD | TX | 77339 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $3,000 |
| GOODWILL-EASTER SEALS | |||||||
| 663 FAIRVIEW AVE NO | ST PAUL | MN | 55104 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $2,000 |
| GREATER MINNEAPOLIS CRISIS NURSERY | |||||||
| 5400 GLENWOOD AVE | GOLDEN VALLEY | MN | 55422 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $2,500 |
| HEARTS & HANDS | |||||||
| 2608 BLAISDELL AVE S | MINNEAPOLIS | MN | 55408 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $2,000 |
| HIRED | |||||||
| 1200 PLYMOUTH AVE N | MINNEAPOLIS | MN | 55411 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $2,000 |
| HOPE ACADEMY | |||||||
| 2300 CHICAGO AVE S | MINNEAPOLIS | MN | 55404 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $5,800 |
| LIVING LANDS & WATERS | |||||||
| 17615 ROUTE 843 N | EAST MOLINE | IL | 61244 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $10,000 |
| MINNESOTA DARE INC | |||||||
| PO BOX 279 | ST BONIFACIUS | MN | 55375 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $1,200 |
| PAGE EDUCATION FUND | |||||||
| PO BOX 581254 | MINNEAPOLIS | MN | 55454 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $2,500 |
| PEOPLE SERVING PEOPLE | |||||||
| 614 S THIRD ST | MINNEAPOLIS | MN | 55415 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $2,000 |
| SOJOURNER PROJECT | |||||||
| PO BOX 272 | HOPKINS | MN | 55343 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $3,000 |
| SOUTHDALE YMCA | |||||||
| 7355 YORK AVESO | EDINA | MN | 55435 | NONE | PUBLIC CHARITY | CAPITAL CAMPAIGN | $20,000 |
| SOUTHSIDE FAMILY NURTURING CENTER | |||||||
| 2448 18TH AVE S | MINNEAPOLIS | MN | 55404 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $3,000 |
| ST STEPHENS HUMAN SERVICES | |||||||
| 2211 CLINTON AVE S | MINNEAPOLIS | MN | 55404 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $3,000 |
| TREE HOUSE | |||||||
| 5666 LINCOLN DR | EDINA | MN | 55436 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $2,500 |
| TWIN CITIES RISE | |||||||
| 800 WASHINGTON AVE N | MINNEAPOLIS | MN | 55401 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $3,000 |
| URBAN HOMEWORKS | |||||||
| 2015 EMERSON AVENUE N | MINNEAPOLIS | MN | 55411 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $50,000 |
| URBAN VENTURES | |||||||
| 3041 FOURTH AVE S | MINNEAPOLIS | MN | 55408 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $5,000 |
| YMCA OF METRO MPLS- SOUTHDALE | |||||||
| 30 S NINTH ST | MINNEAPOLIS | MN | 55402 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $5,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $175,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $72 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $76,845 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $4,248 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $167,769 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | FOREIGN TAX REBATE | Desc |
| Exclusion | 01 | ExclusionCd |
| Exclusion | $36 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $248,970 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $248,970 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $5,310 | Amt |
| Net Investment Income | $2,655 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $2,655 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (4 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| PIONEER GLOBAL HIGH YIELD FUND - 3517.588 SHS | $35,000 | $34,648 |
| SPDR DJ WILSHIRE INTL RE ETF - 2800 SHS | $113,475 | $115,360 |
| PIMCO COMMODITY REAL RTN STRAT FD - 25371.325 SHS | $225,551 | $139,289 |
| PIMCO COMMODITIESPLUS STRATEGY FD - 23947.299 SHS | $258,000 | $256,715 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (242 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| AQR DIVERSIFIED ARBITRAGE FUND- 3208.556 SHS | $36,000 | $34,973 |
| ACCENTURE PLC-104SHS | $6,495 | $8,551 |
| AETNA INC-117SHS | $7,652 | $8,025 |
| AIR PRODS & CHEMS INC-101SHS | $8,607 | $11,290 |
| ALEXION PHARMACEUTICALS INC-134SHS | $11,997 | $17,806 |
| ALTRIA GROUP INC-183SHS | $6,464 | $7,025 |
| AMERICAN ELEC PWR INC-315SHS | $12,348 | $14,723 |
| AMERICAN INTL GROUP INC-232SHS | $9,405 | $11,844 |
| AMGEN INC-195SHS | $20,571 | $22,246 |
| ANADARKO PETE CORP-200SHS | $16,809 | $15,864 |
| APACHE CORP-101SHS | $7,730 | $8,680 |
| APPLE INC-82SHS | $41,239 | $46,004 |
| AT&T INC-601SHS | $22,494 | $21,131 |
| BAXTER INTL INC-74SHS | $4,337 | $5,147 |
| BERKSHIRE HATHAWAY INC DEL-352SHS | $40,400 | $41,733 |
| BIOGEN IDEC INC-24SHS | $5,379 | $6,710 |
| BLACKROCK INC-42SHS | $8,548 | $13,292 |
| CAPITAL ONE FINL CORP-265SHS | $16,234 | $20,302 |
| CELGENE CORP-89SHS | $6,241 | $15,038 |
| CHEVRON CORP-250SHS | $27,199 | $31,228 |
| CIGNA CORP-81SHS | $6,921 | $7,086 |
| CISCO SYS INC-838SHS | $17,451 | $18,796 |
| CITIGROUP INC-389SHS | $13,810 | $20,271 |
| COMCAST CORP-633SHS | $19,158 | $32,894 |
| CORNING INC-332SHS | $5,654 | $5,916 |
| CVS CAREMARK CORP-577SHS | $26,366 | $41,296 |
| DANAHER CORP DEL-152SHS | $8,804 | $11,734 |
| DELTA AIR LINES INC DEL-105SHS | $2,999 | $2,884 |
| DISCOVER FINL SVCS-263SHS | $8,576 | $14,715 |
| DISCOVERY COMMUNICATIONS INC-85SHS | $6,660 | $7,686 |
| DISNEY WALT CO-286SHS | $20,352 | $21,850 |
| DOLLAR GEN CORP-104SHS | $6,353 | $6,273 |
| DOVER CORP-94SHS | $6,567 | $9,075 |
| ECOLAB INC-121SHS | $10,541 | $12,617 |
| EOG RES INC-49SHS | $7,720 | $8,224 |
| EXPRESS SCRIPTS HLDG CO-177SHS | $9,791 | $12,432 |
| FACEBOOK INC-289SHS | $8,246 | $15,794 |
| FEDEX CORP-137SHS | $12,784 | $19,696 |
| FORD MTR CO DEL-529SHS | $8,744 | $8,162 |
| FREEPORT-MCMORAN COPPER & GOLD-555SHS | $21,193 | $20,946 |
| GENERAL ELEC CO-1166SHS | $22,887 | $32,683 |
| GENERAL MTRS CO-170SHS | $4,783 | $6,948 |
| GOOGLE INC-26SHS | $23,499 | $29,138 |
| HALLIBURTON CO-163SHS | $8,299 | $8,272 |
| HOME DEPOT INC-202SHS | $10,732 | $16,633 |
| HONEYWELL INTL INC-100SHS | $7,608 | $9,137 |
| INTERNATIONAL PAPER CO-295SHS | $13,584 | $14,464 |
| INVESCO LTD-414SHS | $13,562 | $15,070 |
| LAS VEGAS SANDS CORP-142SHS | $10,343 | $11,200 |
| LOWES COS INC-130SHS | $5,859 | $6,442 |
| MACYS INC-61SHS | $2,978 | $3,257 |
| MARATHON OIL CORP-363SHS | $12,635 | $12,814 |
| MARATHON PETE CORP-48SHS | $4,104 | $4,403 |
| MEAD JOHNSON NUTRITION CO-160SHS | $12,707 | $13,402 |
| MELCO CROWN ENTERTAINMENT LTD-481SHS | $10,057 | $18,865 |
| MORGAN STANLEY-356SHS | $8,941 | $11,164 |
| NATIONAL OILWELL VARCO IN-137SHS | $10,846 | $10,896 |
| NETEASE INC-93SHS | $5,795 | $7,310 |
| NEXTERA ENERGY INC-407SHS | $33,685 | $34,847 |
| NOBLE ENERGY INC-108SHS | $8,124 | $7,356 |
| OCCIDENTAL PETE CORP DEL-199SHS | $19,817 | $18,925 |
| ORACLE CORP-305SHS | $9,004 | $11,669 |
| PARKER HANNIFIN CORP-133SHS | $11,937 | $17,109 |
| PFIZER INC-726SHS | $17,679 | $22,237 |
| PNC FINL SVCS GROUP INC-271SHS | $17,692 | $21,024 |
| PROCTER & GAMBLE CO-319SHS | $25,404 | $25,970 |
| SCHLUMBERGER LTD-119SHS | $8,898 | $10,723 |
| SINA COM-82SHS | $4,509 | $6,909 |
| STARBUCKS CORP-229SHS | $11,809 | $17,951 |
| TE CONNECTIVITY LTD-268SHS | $9,792 | $14,769 |
| THERMO FISHER SCIENTIFIC CORP-51SHS | $4,037 | $5,679 |
| TIME WARNER CABLE INC-64SHS | $5,169 | $8,672 |
| TIME WARNER INC-267SHS | $17,815 | $18,615 |
| UNION PAC CORP-89SHS | $9,802 | $14,952 |
| US BANCORP DEL-290SHS | $9,821 | $11,716 |
| VALERO ENERGY CORP NEW-91SHS | $4,164 | $4,586 |
| VISA INC-50SHS | $8,868 | $11,134 |
| VMWARE INC-63SHS | $5,539 | $5,652 |
| WAL-MART STORES INC-211SHS | $13,013 | $16,604 |
| WELLS FARGO & CO-470SHS | $15,454 | $21,338 |
| WHOLE FOODS MKT INC-270SHS | $11,930 | $15,614 |
| WUXI PHARMATECH CAYMAN INC-1022SHS | $17,518 | $39,224 |
| ACTIVISION BLIZZARD INC-506SHS | $7,371 | $9,022 |
| AGCO CORP-49SHS | $2,317 | $2,900 |
| AKAMAI TECHNOLOGIES INC-171SHS | $7,956 | $8,068 |
| AUTONATION INC-65SHS | $3,001 | $3,230 |
| AVNET INC-98SHS | $3,537 | $4,323 |
| BAIDU INC-56SHS | $8,133 | $9,961 |
| BLACKSTONE GROUP L P-523SHS | $11,017 | $16,475 |
| BORG WARNER INC-82SHS | $4,364 | $4,585 |
| CELANESE CORP-68SHS | $2,469 | $3,761 |
| CIMAREX ENERGY CO-31SHS | $2,993 | $3,252 |
| CITRIX SYS INC-246SHS | $15,446 | $15,560 |
| DENTSPLYN INTL INC -307SHS | $15,013 | $14,883 |
| DOLLAR TREE INC-239SHS | $11,805 | $13,484 |
| ENERSYS-81SHS | $2,918 | $5,677 |
| FIRST REP BK SAN FRANCISCO-166SHS | $6,247 | $8,690 |
| FOOT LOCKER INC-218SHS | $6,457 | $9,034 |
| GNC HLDGS INC-253SHS | $9,231 | $14,788 |
| HELMERICH & PAYNE INC-56SHS | $3,371 | $4,708 |
| HIMAX TECHNOLOGIES INC-1154SHS | $6,131 | $16,975 |
| HUNTINGTON INGALLS INDS INC-142SHS | $7,864 | $12,781 |
| IAC/INTERACTIVECORP-212SHS | $11,043 | $14,554 |
| INGREDION INC-109SHS | $6,137 | $7,462 |
| INTERPUBLIC GROUP COS INC-329SHS | $5,539 | $5,823 |
| KKR & CO L P DEL-498SHS | $7,337 | $12,121 |
| LAM RESEARCH CORP-141SHS | $7,616 | $7,677 |
| LEAR CORP-73SHS | $3,343 | $5,911 |
| MONSTER BEVERAGE CORP-83SHS | $4,464 | $5,625 |
| NU SKIN ENTERPRISES INC-23SHS | $965 | $3,179 |
| OCH-ZIFF CAP MGMT GROUP-1332SHS | $12,175 | $19,714 |
| OIL STS INTL INC-60SHS | $4,495 | $6,103 |
| OWENS ILL INC-348SHS | $8,870 | $12,451 |
| PENSKE AUTOMOTIVE GROUP INC-100SHS | $3,082 | $4,716 |
| POLARIS INDS INC-44SHS | $3,609 | $6,408 |
| REINSURANCE GROUP AMER INC-165SHS | $9,787 | $12,773 |
| SLM CORP-366SHS | $7,531 | $9,618 |
| SM ENERGY CO-93SHS | $4,517 | $7,729 |
| SYNOPSYS INC-596SHS | $21,227 | $24,180 |
| TOWERS WATSON & CO-65SHS | $5,449 | $8,295 |
| TRINITY INDS INC-79SHS | $2,480 | $4,307 |
| UNITED RENTALS INC-230SHS | $10,077 | $17,929 |
| WHIRPOOL CORP-24SHS | $3,609 | $3,765 |
| WHITING PETE CORP-51SHS | $2,977 | $3,155 |
| WYNDHAM WORLDWIDE CORP-174SHS | $11,136 | $12,822 |
| CINCINATTI BELL INC-1801SHS | $5,787 | $6,412 |
| COMSTOCK RES INC-479SHS | $8,117 | $8,761 |
| FULLER H B CO-120SHS | $3,636 | $6,245 |
| HANGER INC-99SHS | $2,285 | $3,895 |
| JDS UNIPHASE CORP-465SHS | $7,204 | $6,038 |
| MAIDEN HLDGS LTD-682SHS | $7,101 | $7,454 |
| MASTEC INC-230SHS | $6,142 | $7,526 |
| NEUSTAR INC-67SHS | $2,379 | $3,341 |
| PENNEY J C CO INC-511SHS | $3,474 | $4,676 |
| PRESTIGE BRANDS HLDGS INC-175SHS | $5,738 | $6,265 |
| TAL INTERNATIONAL GROUP INC-78SHS | $3,316 | $4,473 |
| TEXTAINER GROUP HLDGS LTD-95SHS | $3,275 | $3,821 |
| THOR INDS INC-111SHS | $4,894 | $6,131 |
| VIRTUSA CORP-205SHS | $3,494 | $7,808 |
| ABERDEEN ASSET MANAGEMENT PLC-1014SHS | $6,127 | $8,389 |
| ACTELION LTD-257SHS | $10,799 | $21,774 |
| AFREN PLC-7013SHS | $15,273 | $19,641 |
| AIR NEW ZEALAND LTD-11949SHS | $16,265 | $16,129 |
| ALIMENTATION COUCHE TARD INC-447SHS | $14,907 | $33,606 |
| ARM HOLDINGS PLC-639SHS | $8,802 | $11,621 |
| ASHTEAD GROUP PLC-717SHS | $6,430 | $9,019 |
| AZIMUT HOLDING SPA-723SHS | $7,125 | $19,756 |
| BANCA GENERALI S PA-658SHS | $7,456 | $20,410 |
| BANCO BILBAO VIZCAYA ARGENTARIA-538SHS | $5,444 | $6,666 |
| BANCO POPULAR ESPANOL SA-1149SHS | $6,105 | $6,943 |
| BANK OF NOVA SCOTIA-212SHS | $12,495 | $13,255 |
| BNP PARIBAS SA-248SHS | $16,577 | $19,359 |
| BOUYGUES-166SHS | $5,959 | $6,272 |
| BP P L C-421SHS | $18,335 | $20,465 |
| CAPCOM CO LTD-1113SHS | $17,116 | $20,103 |
| CARLSBERG-90SHS | $9,013 | $9,974 |
| CENTURY TOKYO LEASING CORP-393SHS | $9,976 | $13,053 |
| CHICAGO BRDG & IRON CO N V-157SHS | $5,776 | $13,053 |
| CIE FINANCIERE RICHEMONT SA-148SHS | $13,351 | $14,778 |
| COGECO CABLE INC-359SHS | $15,933 | $16,212 |
| CTRIP COM INTL LTD-110SHS | $5,476 | $5,458 |
| CTS EVENNTIM AG-328SHS | $13,933 | $16,637 |
| DEUTSCHE BANK AG-116SHS | $5,856 | $5,543 |
| DON QUJOTE HOLDINGS CO LTD-360SHS | $14,845 | $21,950 |
| DS SMITH PLC-1369SHS | $6,875 | $7,526 |
| DUERR AG-205SHS | $13,621 | $18,308 |
| EATON CORP PLC-142SHS | $9,808 | $10,809 |
| ELECTRICITE DE FRANCE -521SHS | $9,986 | $18,440 |
| ENDESA SA-375SHS | $7,896 | $12,040 |
| ENERGIA DE PORTUGAL SA-5474SHS | $14,317 | $20,140 |
| GDF SUEZ-233SHS | $5,628 | $5,489 |
| GEA GROUP AG-357SHS | $13,791 | $17,021 |
| GEMALTO NV-113SHS | $8,573 | $12,458 |
| HAVAS ADVERTISING-1076SHS | $9,067 | $8,872 |
| HENKEL AG & CO KGAA-252SHS | $21,835 | $26,265 |
| HSBC HLDGS-1694SHS | $17,664 | $18,582 |
| HUADIAN FUXIN ENERGY CORP-18272SHS | $6,199 | $7,234 |
| HUNTING PLC-830SHS | $11,450 | $10,716 |
| ICON PLC-199SHS | $6,459 | $8,043 |
| INTERMEDIATE CAP GROUP PLC-1272SHS | $9,161 | $8,846 |
| JAZZ PHARMACEUTICALS PLC-161SHS | $9,020 | $20,376 |
| KAKAKU COM INC-551SHS | $5,393 | $9,741 |
| KDDI CORP-393SHS | $15,566 | $24,338 |
| KONINKLIJKE PHILIPS NV-537SHS | $17,366 | $19,716 |
| LEGAL & GENERAL GROUP PLC-1043SHS | $2,980 | $3,845 |
| LYONDELLBASELL INDUSTRIES NV-91SHS | $6,579 | $7,305 |
| MAPFRE SA-2404SHS | $9,198 | $10,312 |
| MARINE HARVEST-5309SHS | $5,264 | $6,462 |
| MEDIOLANUM SPA-1132SHS | $9,886 | $9,827 |
| MITSUBISHI ESTATE-423SHS | $11,907 | $12,734 |
| OPERA SOFTWARE ASA-489SHS | $3,989 | $6,686 |
| ORIENTAL LAND CO-125SHS | $19,267 | $18,041 |
| ORIX CORP-356SHS | $5,710 | $6,294 |
| RAKUTEN INC TOKYO-1162SHS | $13,727 | $17,395 |
| RECKITT BENCKISER GROUP PLC-300SHS | $16,747 | $23,810 |
| RENAULT SA-70SHS | $5,502 | $5,638 |
| RIO TINTO-208SHS | $9,933 | $11,744 |
| ROCHE HLDGS AG- GENUSSCHEIN-73SHS | $18,614 | $20,455 |
| SAFRAN SA-248SHS | $14,150 | $17,261 |
| SANDS CHINA LTD-1641SHS | $8,204 | $13,407 |
| SANOFI-120SHS | $6,365 | $6,436 |
| SCOR SE-287SHS | $8,966 | $10,506 |
| SENSATA TECH HLDG NV-522SHS | $19,344 | $20,238 |
| SHIP HEALTHCARE HOLDINGS INC-198SHS | $3,847 | $7,695 |
| SIEMENS AG-139SHS | $11,283 | $19,018 |
| SJM HOLDINGS LIMITED-2048SHS | $5,346 | $6,867 |
| SOFTBANK CORP-396SHS | $13,614 | $34,872 |
| SUMITOMO CORP-996SHS | $12,971 | $12,594 |
| SWIBER HOLDINGS LTD-16886SHS | $8,930 | $8,894 |
| SWISS RE LTD-196SHS | $15,131 | $18,083 |
| TELENOR ASA-394SHS | $8,784 | $9,391 |
| TENCENT HOLDINGS LIMITED-282SHS | $8,939 | $17,988 |
| TOTAL SA-576SHS | $26,737 | $35,343 |
| TOYOTA MOTOR CORP-164SHS | $8,953 | $10,078 |
| UNITED INTERNET AG REG SHARE-433SHS | $7,984 | $18,448 |
| VALOR CO LTD-0SHS | $0 | $0 |
| VINCI SA -206SHS | $10,952 | $13,546 |
| WINCOR NIXDORF AG-359SHS | $23,872 | $24,917 |
| WYNN MACAU LTD-1446SHS | $5,932 | $6,555 |
| XINYL GLASS HLDGS LTD-3486SHS | $2,608 | $3,075 |
| XINYL SOLAR HOLDINGS LTD-3486SHS | $488 | $719 |
| YAHOO JAPAN CORP-3100SHS | $10,592 | $17,254 |
| AMERICA MOVIL S A B DE C V-432SHS | $8,628 | $10,096 |
| BANK OF CHINA LTD - H-37438SHS | $15,010 | $17,237 |
| BANK OF COMMUNICATIONS CO LTD-10994SHS | $8,388 | $7,756 |
| CHECK POINT SOFTWARE TECH LTD-192SHS | $9,944 | $12,384 |
| CHINA COMMUNICATIONS CONST CO LTD-6791SHS | $6,588 | $5,474 |
| CHINA COMMUNICATIONS SVCS CORP-7612SHS | $5,105 | $4,712 |
| CHINA SOUTH LOCOMOTIVE -6793SHS | $4,634 | $5,572 |
| ELBIT SYS LTD-59SHS | $2,797 | $3,582 |
| HATTONG SECURITIES CO LTD-3481SHS | $5,121 | $6,061 |
| INDUSTRIAL & COMMERCIAL BK OF CHINA-19195SHS | $13,478 | $12,972 |
| KASIKORNBANK PCL-1397SHS | $8,011 | $6,662 |
| KRUNG THAI BK PUB CO LTD-9626SHS | $6,147 | $4,716 |
| PING AN INSURANCE GROUP CO H-2965SHS | $22,433 | $26,557 |
| PT BK MANDIRI-5819SHS | $4,272 | $3,753 |
| SIAM COMMERCIAL BANK PUB CO LTD-2531SHS | $14,280 | $10,783 |
| STANDARD BK GROUP LTD-103SHS | $5,105 | $4,980 |
| TAIWAN SEMICONDUCTOR MFG LTD-477SHS | $7,378 | $8,319 |
| TELEFONICA BRASIL SA-61SHS | $1,855 | $1,172 |
| UNIVERSAL ROB INA CORP-7055SHS | $10,184 | $17,978 |
| YANDEX NV-319SHS | $7,247 | $13,765 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (5 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| IVY ASSET STRATEGY FUND - 2288.62 SHS | AT COST | $72,000 | $73,877 |
| ROBECO BOSTON PARTNERS LONG/SHORT RES FUND - 5066.854 SHS | AT COST | $72,000 | $73,115 |
| COHEN & STEERS REIT ETF - 2200 SHS | AT COST | $171,521 | $164,384 |
| ENTERPRISE PRODS PARTNERS L P-151SHS | AT COST | $7,931 | $10,011 |
| IPG PHOTONIC CORP-194SHS | AT COST | $10,828 | $15,056 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | URBAN HOMEWORKS LLC - LOAN | Desc |
| BOY Book Value | $90,000 | BOYBookValueAmt |
| EOY Book Value | $80,000 | EOYBookValueAmt |
| EOYFMV | $80,000 | EOYFMVAmt |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail (2 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| BASIS ADJUSTMENT BY BROKER | $2,713 |
| SIEMANS AG - REVERSAL OF 2012 RECEIPT DUE TO TAXABLE SPINOFF | $410 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (9 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| BROKERAGE / BANK /ADR FEES | $9,378 | $9,378 | $0 | $0 |
| MINNESOTA ATTORNEY GENERAL | $25 | $0 | $0 | $25 |
| KKR SCH K-1 - INV INTEREST EXP | $0 | $12 | $0 | $0 |
| SUNOCO LP SCH K-1 - INV INTEREST EXP | $0 | $3 | $0 | $0 |
| POWERSHARES COMMODITY K-1 - PORTFOLIO DEDUCTIONS | $0 | $839 | $0 | $0 |
| OCH-ZIFF SCH K-1 - INV INTEREST EXP | $0 | $78 | $0 | $0 |
| OCH-ZIFF SCH K-1 - PORTFOLIO DEDUCTIONS | $0 | $1 | $0 | $0 |
| CARLYLE GROUP LP - K-1 - PORTFOLIO DEDUCTION | $0 | $7 | $0 | $0 |
| CARLYLE GROUP LP - K-1 - INV INTEREST EXP | $0 | $11 | $0 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| URBAN HOMEWORKS - INTEREST PYMT ON NOTE | $4,248 | $4,248 | |
| FOREIGN TAX REBATE | $36 | $36 | $0 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail (3 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| LIMITED PARTNERSHIPS CASH DISTRIBUTIONS | $2,754 |
| RETURN OF CAPITAL/SHARE REDEMPTION | $353 |
| PRIOR YEAR PENDING SALES ADJUSTMENT TO BEGINNING BALANCE | $673 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT ADVISORY FEES | CategoryTxt |
| Amt | $23,435 | Amt |
| Net Investment Income | $23,435 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| FEDERAL EXCISE TAXES PAID - PRIOR YEAR | $750 | $0 | $0 | $0 |
| FEDERAL ESTIMATED EXCISE TAXES PAID | $2,339 | $0 | $0 | $0 |
| FEDERAL EXTENSION PAYMENT | $1,000 | $0 | $0 | $0 |
| OCH-ZIFF K-1 - FOREIGN TAX PAID | $0 | $2 | $0 | $0 |
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