2014-05-14T11:07:30-05:00 2013-12-31 420714325 MCGLADREY LLP 801 NICOLLET MALL SUITE 1100 MINNEAPOLIS MN 55402 990PF 2013-01-01 416406915 RIVERWAY FOUNDATION RIVE 9529213994 8400 NORMANDALE LAKE BLVD NO 920 BLOOMINGTON MN 55437 TERRY R BECKER TRUSTEE 9529213994 2014-05-13 1 TODD A JACKSON P00092672 6123324300 2013 2015-12-30 17:16:21Z X 4132970 X X 72 72 76845 77624 167769 3293930 171714 4284 4299 0 248970 253709 0 0 0 0 0 5310 2655 0 2655 23435 23435 0 0 4089 2 0 0 9403 10329 0 25 42237 36421 0 2680 175000 175000 217237 36421 0 177680 31733 217288 0 24754 29578 29578 123465 50992 50995 2052374 2436435 3089942 520967 632026 546012 719361 334280 336443 90000 80000 80000 3530921 3563311 4132970 0 0 X 0 0 0 0 3530921 3563311 3530921 3563311 3530921 3563311 3530921 31733 3780 3566434 3123 3563311 PUBLICLY TRADED SECURITIES 3292936 3126161 166775 166775 CASH IN LIEU OF FRACTIONAL SHARE 488 488 488 POWERSHARES DB COMMODITY K1-SHORT P -84 -84 POWERSHARES DB COMMODITY K1-LONG TERM P -1300 -1300 POWERSHARES DB COMMODITY K1-SEC 1256 LOSS P -6093 -6093 KKR LP - SCH K-1 ST GAIN P 19 19 KKR LP - SCH K-1 LT GAIN P 495 495 KKR LP - SCH K-1 SEC 1256 LOSS P -5 -5 OCH-ZIFF - SCH K-1 LT GAIN P 533 533 OCH-ZIFF - SCH K-1 ST GAIN P 1173 1173 OCH-ZIFF SCH K-1 SEC 1256 LOSS P -417 -417 POWERSHARES DB COMMODITY K1- BASIS ADJ ON SALE P 8268 8268 SUNOCO LP SCH K-1 - BASIS ADJUSTMENT ON SALE P 178 178 ENTERPRISE PTNRS SCH K-1 - BASIS ADJ ON SALE P 975 975 CARLYLE GROUP SCH K-1 - NET LT P 126 126 CARLYLE GROUP SCH K-1 - BASIS ADJUSTMENT ON SALE P 77 77 CAPITAL GAINS DIVIDENDS P 506 506 506 171714 0 179274 3570509 0.050210 182947 3626331 0.050450 131000 3150960 0.041575 197219 2520107 0.078258 147639 4033435 0.036604 0.257097 0.051419 4080937 209838 2173 212011 177680 4346 0 4346 0 4346 3950 3950 3 399 0 0 0 0 0 0 0 0 0 0 1 1 MN 1 0 0 0 0 1 N/A SHIRLEY A MOEN 9529213994 8400 NORMANDALE LAKE BLVD 920 BLOOMINGTON MN 55437 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 HM BASKERVILLE JR 8400 NORMANDALE LAKE BLVD 920 BLOOMINGTON MN 55437 TRUSTEE 0.50 0 0 0 TERRY R BECKER 8400 NORMANDALE LAKE BLVD 920 BLOOMINGTON MN 55437 TRUSTEE 4.00 0 0 0 LAURA LEE BASKERVILLE BECKER 8400 NORMANDALE LAKE BLVD 920 BLOOMINGTON MN 55437 TRUSTEE 0.50 0 0 0 NONE 0 NONE 0 0 3928693 129390 85000 4143083 0 0 4143083 62146 4080937 204047 204047 4346 4346 199701 0 199701 0 199701 177680 0 177680 0 177680 199701 138541 0 0 177680 138541 0 0 39139 0 0 0 0 0 0 0 0 160562 0 0 0 HM BASKERVILLE JR TERRY R BECKER TERRY R BECKER 8400 NORMANDALE LAKE BLVD 920 BLOOMINGTON MN 55437 9529213994 LETTER FORMAT/STATEMENT INCLUDING COPY OF IRS DETERMINATION LETTER NONE TRUST IS OPERATED EXCLUSIVELY FOR RELIGIOUS, CHARITABLE, SCIENTIFIC, LITERARY AND EDUCATIONAL PURPOSES WITHIN THE MEANING OF I.R.C. 170(C) AND 501(C). THE TRUST WILL FUND GRANTS TO ORGANIZATIONS WHICH ARE EXEMPT FROM FEDERAL INCOME TAXATION UNDER I.R.C. 501(A) BY VIRTUE OF BEING DESCRIBED IN I.R.C. 501(C)(3) OR TO ORGANIZATIONS CONTRIBUTIONS TO WHICH ARE DEDUCTIBLE UNDER I.R.C. 170(C)(2), 2055(A) AND 2522(A). ALZHEIMERS ASSOCIATION 4550 W 77 ST EDINA MN 55435 NONE PUBLIC CHARITY PROGRAM SUPPORT 2500 BIG BROTHERSBIG SISTERS TWIN CITIES 2500 UNIVERSITY AVE ST PAUL MN 55114 NONE PUBLIC CHARITY PROGRAM SUPPORT 2000 BOLDER OPTIONS 2100 STEVENS AVE S MINNEAPOLIS MN 55404 NONE PUBLIC CHARITY PROGRAM SUPPORT 3000 BOYS & GIRLS CLUB 690 JACKSON ST ST PAUL MN 55130 NONE PUBLIC CHARITY PROGRAM SUPPORT 2500 BRIDGE FOR YOUTH 1111 W 22ND ST MINNEAPOLIS MN 55405 NONE PUBLIC CHARITY PROGRAM SUPPORT 1500 BRIDGING 201 W 87 ST BLOOMINGTON MN 55420 NONE PUBLIC CHARITY PROGRAM SUPPORT 2500 CARING BRIDGE WEBSITE 1715 YANKEE DOODLE RD 301 EAGAN MN 55121 NONE PUBLIC CHARITY PROGRAM SUPPORT 2000 CHILDREN'S CANCER RESEARCH 7301 OHMS LN MINNEAPOLIS MN 55439 NONE PUBLIC CHARITY PROGRAM SUPPORT 10000 CHRISTO RAY JESUIT HIGH SCHOOL 2924 FOURTH AVENUE S MINNEAPOLIS MN 55408 NONE PUBLIC CHARITY PROGRAM SUPPORT 7500 CITY OF LAKES COMMUNITY LAND TRUST 2017 E 38 ST MINNEAPOLIS MN 55407 NONE PUBLIC CHARITY PROGRAM SUPPORT 2500 COURAGE CENTER CAMPS 10509 108TH ST NW ANNANDALE MN 55302 NONE PUBLIC CHARITY PROGRAM SUPPORT 2500 DUNWOODY INSTITUTE 818 DUNWOODY BLVD MINNEAPOLIS MN 55403 NONE EDUCATIONAL PROGRAM SUPPORT 2000 EMERGE 1101 W BROADWAY AVE MINNEAPOLIS MN 55411 NONE PUBLIC CHARITY PROGRAM SUPPORT 2500 FRASER 2400 W 64 ST MINNEAPOLIS MN 55423 NONE PUBLIC CHARITY PROGRAM SUPPORT 2500 GILDA'S CLUB TC 5115 EXCELSIOR BLVD 448 MINNEAPOLIS MN 55416 NONE PUBLIC CHARITY PROGRAM SUPPORT 2000 GOLFERS AGAINST CANCERINC 1700 LAKE KINGWOOD TR KINGWOOD TX 77339 NONE PUBLIC CHARITY PROGRAM SUPPORT 3000 GOODWILL-EASTER SEALS 663 FAIRVIEW AVE NO ST PAUL MN 55104 NONE PUBLIC CHARITY PROGRAM SUPPORT 2000 GREATER MINNEAPOLIS CRISIS NURSERY 5400 GLENWOOD AVE GOLDEN VALLEY MN 55422 NONE PUBLIC CHARITY PROGRAM SUPPORT 2500 HEARTS & HANDS 2608 BLAISDELL AVE S MINNEAPOLIS MN 55408 NONE PUBLIC CHARITY PROGRAM SUPPORT 2000 HIRED 1200 PLYMOUTH AVE N MINNEAPOLIS MN 55411 NONE PUBLIC CHARITY PROGRAM SUPPORT 2000 HOPE ACADEMY 2300 CHICAGO AVE S MINNEAPOLIS MN 55404 NONE PUBLIC CHARITY PROGRAM SUPPORT 5800 LIVING LANDS & WATERS 17615 ROUTE 843 N EAST MOLINE IL 61244 NONE PUBLIC CHARITY PROGRAM SUPPORT 10000 MINNESOTA DARE INC PO BOX 279 ST BONIFACIUS MN 55375 NONE PUBLIC CHARITY PROGRAM SUPPORT 1200 PAGE EDUCATION FUND PO BOX 581254 MINNEAPOLIS MN 55454 NONE PUBLIC CHARITY PROGRAM SUPPORT 2500 PEOPLE SERVING PEOPLE 614 S THIRD ST MINNEAPOLIS MN 55415 NONE PUBLIC CHARITY PROGRAM SUPPORT 2000 SOJOURNER PROJECT PO BOX 272 HOPKINS MN 55343 NONE PUBLIC CHARITY PROGRAM SUPPORT 3000 SOUTHDALE YMCA 7355 YORK AVESO EDINA MN 55435 NONE PUBLIC CHARITY CAPITAL CAMPAIGN 20000 SOUTHSIDE FAMILY NURTURING CENTER 2448 18TH AVE S MINNEAPOLIS MN 55404 NONE PUBLIC CHARITY PROGRAM SUPPORT 3000 ST STEPHENS HUMAN SERVICES 2211 CLINTON AVE S MINNEAPOLIS MN 55404 NONE PUBLIC CHARITY PROGRAM SUPPORT 3000 TREE HOUSE 5666 LINCOLN DR EDINA MN 55436 NONE PUBLIC CHARITY PROGRAM SUPPORT 2500 TWIN CITIES RISE 800 WASHINGTON AVE N MINNEAPOLIS MN 55401 NONE PUBLIC CHARITY PROGRAM SUPPORT 3000 URBAN HOMEWORKS 2015 EMERSON AVENUE N MINNEAPOLIS MN 55411 NONE PUBLIC CHARITY PROGRAM SUPPORT 50000 URBAN VENTURES 3041 FOURTH AVE S MINNEAPOLIS MN 55408 NONE PUBLIC CHARITY PROGRAM SUPPORT 5000 YMCA OF METRO MPLS- SOUTHDALE 30 S NINTH ST MINNEAPOLIS MN 55402 NONE PUBLIC CHARITY PROGRAM SUPPORT 5000 175000 0 18 72 14 76845 14 4248 18 167769 FOREIGN TAX REBATE 01 36 0 248970 0 248970 0 0 0 0 0 0 0 0 0 0 ACCOUNTING FEES 5310 2655 0 2655 PIONEER GLOBAL HIGH YIELD FUND - 3517.588 SHS 35000 34648 SPDR DJ WILSHIRE INTL RE ETF - 2800 SHS 113475 115360 PIMCO COMMODITY REAL RTN STRAT FD - 25371.325 SHS 225551 139289 PIMCO COMMODITIESPLUS STRATEGY FD - 23947.299 SHS 258000 256715 AQR DIVERSIFIED ARBITRAGE FUND- 3208.556 SHS 36000 34973 ACCENTURE PLC-104SHS 6495 8551 AETNA INC-117SHS 7652 8025 AIR PRODS & CHEMS INC-101SHS 8607 11290 ALEXION PHARMACEUTICALS INC-134SHS 11997 17806 ALTRIA GROUP INC-183SHS 6464 7025 AMERICAN ELEC PWR INC-315SHS 12348 14723 AMERICAN INTL GROUP INC-232SHS 9405 11844 AMGEN INC-195SHS 20571 22246 ANADARKO PETE CORP-200SHS 16809 15864 APACHE CORP-101SHS 7730 8680 APPLE INC-82SHS 41239 46004 AT&T INC-601SHS 22494 21131 BAXTER INTL INC-74SHS 4337 5147 BERKSHIRE HATHAWAY INC DEL-352SHS 40400 41733 BIOGEN IDEC INC-24SHS 5379 6710 BLACKROCK INC-42SHS 8548 13292 CAPITAL ONE FINL CORP-265SHS 16234 20302 CELGENE CORP-89SHS 6241 15038 CHEVRON CORP-250SHS 27199 31228 CIGNA CORP-81SHS 6921 7086 CISCO SYS INC-838SHS 17451 18796 CITIGROUP INC-389SHS 13810 20271 COMCAST CORP-633SHS 19158 32894 CORNING INC-332SHS 5654 5916 CVS CAREMARK CORP-577SHS 26366 41296 DANAHER CORP DEL-152SHS 8804 11734 DELTA AIR LINES INC DEL-105SHS 2999 2884 DISCOVER FINL SVCS-263SHS 8576 14715 DISCOVERY COMMUNICATIONS INC-85SHS 6660 7686 DISNEY WALT CO-286SHS 20352 21850 DOLLAR GEN CORP-104SHS 6353 6273 DOVER CORP-94SHS 6567 9075 ECOLAB INC-121SHS 10541 12617 EOG RES INC-49SHS 7720 8224 EXPRESS SCRIPTS HLDG CO-177SHS 9791 12432 FACEBOOK INC-289SHS 8246 15794 FEDEX CORP-137SHS 12784 19696 FORD MTR CO DEL-529SHS 8744 8162 FREEPORT-MCMORAN COPPER & GOLD-555SHS 21193 20946 GENERAL ELEC CO-1166SHS 22887 32683 GENERAL MTRS CO-170SHS 4783 6948 GOOGLE INC-26SHS 23499 29138 HALLIBURTON CO-163SHS 8299 8272 HOME DEPOT INC-202SHS 10732 16633 HONEYWELL INTL INC-100SHS 7608 9137 INTERNATIONAL PAPER CO-295SHS 13584 14464 INVESCO LTD-414SHS 13562 15070 LAS VEGAS SANDS CORP-142SHS 10343 11200 LOWES COS INC-130SHS 5859 6442 MACYS INC-61SHS 2978 3257 MARATHON OIL CORP-363SHS 12635 12814 MARATHON PETE CORP-48SHS 4104 4403 MEAD JOHNSON NUTRITION CO-160SHS 12707 13402 MELCO CROWN ENTERTAINMENT LTD-481SHS 10057 18865 MORGAN STANLEY-356SHS 8941 11164 NATIONAL OILWELL VARCO IN-137SHS 10846 10896 NETEASE INC-93SHS 5795 7310 NEXTERA ENERGY INC-407SHS 33685 34847 NOBLE ENERGY INC-108SHS 8124 7356 OCCIDENTAL PETE CORP DEL-199SHS 19817 18925 ORACLE CORP-305SHS 9004 11669 PARKER HANNIFIN CORP-133SHS 11937 17109 PFIZER INC-726SHS 17679 22237 PNC FINL SVCS GROUP INC-271SHS 17692 21024 PROCTER & GAMBLE CO-319SHS 25404 25970 SCHLUMBERGER LTD-119SHS 8898 10723 SINA COM-82SHS 4509 6909 STARBUCKS CORP-229SHS 11809 17951 TE CONNECTIVITY LTD-268SHS 9792 14769 THERMO FISHER SCIENTIFIC CORP-51SHS 4037 5679 TIME WARNER CABLE INC-64SHS 5169 8672 TIME WARNER INC-267SHS 17815 18615 UNION PAC CORP-89SHS 9802 14952 US BANCORP DEL-290SHS 9821 11716 VALERO ENERGY CORP NEW-91SHS 4164 4586 VISA INC-50SHS 8868 11134 VMWARE INC-63SHS 5539 5652 WAL-MART STORES INC-211SHS 13013 16604 WELLS FARGO & CO-470SHS 15454 21338 WHOLE FOODS MKT INC-270SHS 11930 15614 WUXI PHARMATECH CAYMAN INC-1022SHS 17518 39224 ACTIVISION BLIZZARD INC-506SHS 7371 9022 AGCO CORP-49SHS 2317 2900 AKAMAI TECHNOLOGIES INC-171SHS 7956 8068 AUTONATION INC-65SHS 3001 3230 AVNET INC-98SHS 3537 4323 BAIDU INC-56SHS 8133 9961 BLACKSTONE GROUP L P-523SHS 11017 16475 BORG WARNER INC-82SHS 4364 4585 CELANESE CORP-68SHS 2469 3761 CIMAREX ENERGY CO-31SHS 2993 3252 CITRIX SYS INC-246SHS 15446 15560 DENTSPLYN INTL INC -307SHS 15013 14883 DOLLAR TREE INC-239SHS 11805 13484 ENERSYS-81SHS 2918 5677 FIRST REP BK SAN FRANCISCO-166SHS 6247 8690 FOOT LOCKER INC-218SHS 6457 9034 GNC HLDGS INC-253SHS 9231 14788 HELMERICH & PAYNE INC-56SHS 3371 4708 HIMAX TECHNOLOGIES INC-1154SHS 6131 16975 HUNTINGTON INGALLS INDS INC-142SHS 7864 12781 IAC/INTERACTIVECORP-212SHS 11043 14554 INGREDION INC-109SHS 6137 7462 INTERPUBLIC GROUP COS INC-329SHS 5539 5823 KKR & CO L P DEL-498SHS 7337 12121 LAM RESEARCH CORP-141SHS 7616 7677 LEAR CORP-73SHS 3343 5911 MONSTER BEVERAGE CORP-83SHS 4464 5625 NU SKIN ENTERPRISES INC-23SHS 965 3179 OCH-ZIFF CAP MGMT GROUP-1332SHS 12175 19714 OIL STS INTL INC-60SHS 4495 6103 OWENS ILL INC-348SHS 8870 12451 PENSKE AUTOMOTIVE GROUP INC-100SHS 3082 4716 POLARIS INDS INC-44SHS 3609 6408 REINSURANCE GROUP AMER INC-165SHS 9787 12773 SLM CORP-366SHS 7531 9618 SM ENERGY CO-93SHS 4517 7729 SYNOPSYS INC-596SHS 21227 24180 TOWERS WATSON & CO-65SHS 5449 8295 TRINITY INDS INC-79SHS 2480 4307 UNITED RENTALS INC-230SHS 10077 17929 WHIRPOOL CORP-24SHS 3609 3765 WHITING PETE CORP-51SHS 2977 3155 WYNDHAM WORLDWIDE CORP-174SHS 11136 12822 CINCINATTI BELL INC-1801SHS 5787 6412 COMSTOCK RES INC-479SHS 8117 8761 FULLER H B CO-120SHS 3636 6245 HANGER INC-99SHS 2285 3895 JDS UNIPHASE CORP-465SHS 7204 6038 MAIDEN HLDGS LTD-682SHS 7101 7454 MASTEC INC-230SHS 6142 7526 NEUSTAR INC-67SHS 2379 3341 PENNEY J C CO INC-511SHS 3474 4676 PRESTIGE BRANDS HLDGS INC-175SHS 5738 6265 TAL INTERNATIONAL GROUP INC-78SHS 3316 4473 TEXTAINER GROUP HLDGS LTD-95SHS 3275 3821 THOR INDS INC-111SHS 4894 6131 VIRTUSA CORP-205SHS 3494 7808 ABERDEEN ASSET MANAGEMENT PLC-1014SHS 6127 8389 ACTELION LTD-257SHS 10799 21774 AFREN PLC-7013SHS 15273 19641 AIR NEW ZEALAND LTD-11949SHS 16265 16129 ALIMENTATION COUCHE TARD INC-447SHS 14907 33606 ARM HOLDINGS PLC-639SHS 8802 11621 ASHTEAD GROUP PLC-717SHS 6430 9019 AZIMUT HOLDING SPA-723SHS 7125 19756 BANCA GENERALI S PA-658SHS 7456 20410 BANCO BILBAO VIZCAYA ARGENTARIA-538SHS 5444 6666 BANCO POPULAR ESPANOL SA-1149SHS 6105 6943 BANK OF NOVA SCOTIA-212SHS 12495 13255 BNP PARIBAS SA-248SHS 16577 19359 BOUYGUES-166SHS 5959 6272 BP P L C-421SHS 18335 20465 CAPCOM CO LTD-1113SHS 17116 20103 CARLSBERG-90SHS 9013 9974 CENTURY TOKYO LEASING CORP-393SHS 9976 13053 CHICAGO BRDG & IRON CO N V-157SHS 5776 13053 CIE FINANCIERE RICHEMONT SA-148SHS 13351 14778 COGECO CABLE INC-359SHS 15933 16212 CTRIP COM INTL LTD-110SHS 5476 5458 CTS EVENNTIM AG-328SHS 13933 16637 DEUTSCHE BANK AG-116SHS 5856 5543 DON QUJOTE HOLDINGS CO LTD-360SHS 14845 21950 DS SMITH PLC-1369SHS 6875 7526 DUERR AG-205SHS 13621 18308 EATON CORP PLC-142SHS 9808 10809 ELECTRICITE DE FRANCE -521SHS 9986 18440 ENDESA SA-375SHS 7896 12040 ENERGIA DE PORTUGAL SA-5474SHS 14317 20140 GDF SUEZ-233SHS 5628 5489 GEA GROUP AG-357SHS 13791 17021 GEMALTO NV-113SHS 8573 12458 HAVAS ADVERTISING-1076SHS 9067 8872 HENKEL AG & CO KGAA-252SHS 21835 26265 HSBC HLDGS-1694SHS 17664 18582 HUADIAN FUXIN ENERGY CORP-18272SHS 6199 7234 HUNTING PLC-830SHS 11450 10716 ICON PLC-199SHS 6459 8043 INTERMEDIATE CAP GROUP PLC-1272SHS 9161 8846 JAZZ PHARMACEUTICALS PLC-161SHS 9020 20376 KAKAKU COM INC-551SHS 5393 9741 KDDI CORP-393SHS 15566 24338 KONINKLIJKE PHILIPS NV-537SHS 17366 19716 LEGAL & GENERAL GROUP PLC-1043SHS 2980 3845 LYONDELLBASELL INDUSTRIES NV-91SHS 6579 7305 MAPFRE SA-2404SHS 9198 10312 MARINE HARVEST-5309SHS 5264 6462 MEDIOLANUM SPA-1132SHS 9886 9827 MITSUBISHI ESTATE-423SHS 11907 12734 OPERA SOFTWARE ASA-489SHS 3989 6686 ORIENTAL LAND CO-125SHS 19267 18041 ORIX CORP-356SHS 5710 6294 RAKUTEN INC TOKYO-1162SHS 13727 17395 RECKITT BENCKISER GROUP PLC-300SHS 16747 23810 RENAULT SA-70SHS 5502 5638 RIO TINTO-208SHS 9933 11744 ROCHE HLDGS AG- GENUSSCHEIN-73SHS 18614 20455 SAFRAN SA-248SHS 14150 17261 SANDS CHINA LTD-1641SHS 8204 13407 SANOFI-120SHS 6365 6436 SCOR SE-287SHS 8966 10506 SENSATA TECH HLDG NV-522SHS 19344 20238 SHIP HEALTHCARE HOLDINGS INC-198SHS 3847 7695 SIEMENS AG-139SHS 11283 19018 SJM HOLDINGS LIMITED-2048SHS 5346 6867 SOFTBANK CORP-396SHS 13614 34872 SUMITOMO CORP-996SHS 12971 12594 SWIBER HOLDINGS LTD-16886SHS 8930 8894 SWISS RE LTD-196SHS 15131 18083 TELENOR ASA-394SHS 8784 9391 TENCENT HOLDINGS LIMITED-282SHS 8939 17988 TOTAL SA-576SHS 26737 35343 TOYOTA MOTOR CORP-164SHS 8953 10078 UNITED INTERNET AG REG SHARE-433SHS 7984 18448 VALOR CO LTD-0SHS 0 0 VINCI SA -206SHS 10952 13546 WINCOR NIXDORF AG-359SHS 23872 24917 WYNN MACAU LTD-1446SHS 5932 6555 XINYL GLASS HLDGS LTD-3486SHS 2608 3075 XINYL SOLAR HOLDINGS LTD-3486SHS 488 719 YAHOO JAPAN CORP-3100SHS 10592 17254 AMERICA MOVIL S A B DE C V-432SHS 8628 10096 BANK OF CHINA LTD - H-37438SHS 15010 17237 BANK OF COMMUNICATIONS CO LTD-10994SHS 8388 7756 CHECK POINT SOFTWARE TECH LTD-192SHS 9944 12384 CHINA COMMUNICATIONS CONST CO LTD-6791SHS 6588 5474 CHINA COMMUNICATIONS SVCS CORP-7612SHS 5105 4712 CHINA SOUTH LOCOMOTIVE -6793SHS 4634 5572 ELBIT SYS LTD-59SHS 2797 3582 HATTONG SECURITIES CO LTD-3481SHS 5121 6061 INDUSTRIAL & COMMERCIAL BK OF CHINA-19195SHS 13478 12972 KASIKORNBANK PCL-1397SHS 8011 6662 KRUNG THAI BK PUB CO LTD-9626SHS 6147 4716 PING AN INSURANCE GROUP CO H-2965SHS 22433 26557 PT BK MANDIRI-5819SHS 4272 3753 SIAM COMMERCIAL BANK PUB CO LTD-2531SHS 14280 10783 STANDARD BK GROUP LTD-103SHS 5105 4980 TAIWAN SEMICONDUCTOR MFG LTD-477SHS 7378 8319 TELEFONICA BRASIL SA-61SHS 1855 1172 UNIVERSAL ROB INA CORP-7055SHS 10184 17978 YANDEX NV-319SHS 7247 13765 IVY ASSET STRATEGY FUND - 2288.62 SHS AT COST 72000 73877 ROBECO BOSTON PARTNERS LONG/SHORT RES FUND - 5066.854 SHS AT COST 72000 73115 COHEN & STEERS REIT ETF - 2200 SHS AT COST 171521 164384 ENTERPRISE PRODS PARTNERS L P-151SHS AT COST 7931 10011 IPG PHOTONIC CORP-194SHS AT COST 10828 15056 URBAN HOMEWORKS LLC - LOAN 90000 80000 80000 BASIS ADJUSTMENT BY BROKER 2713 SIEMANS AG - REVERSAL OF 2012 RECEIPT DUE TO TAXABLE SPINOFF 410 BROKERAGE / BANK /ADR FEES 9378 9378 0 0 MINNESOTA ATTORNEY GENERAL 25 0 0 25 KKR SCH K-1 - INV INTEREST EXP 0 12 0 0 SUNOCO LP SCH K-1 - INV INTEREST EXP 0 3 0 0 POWERSHARES COMMODITY K-1 - PORTFOLIO DEDUCTIONS 0 839 0 0 OCH-ZIFF SCH K-1 - INV INTEREST EXP 0 78 0 0 OCH-ZIFF SCH K-1 - PORTFOLIO DEDUCTIONS 0 1 0 0 CARLYLE GROUP LP - K-1 - PORTFOLIO DEDUCTION 0 7 0 0 CARLYLE GROUP LP - K-1 - INV INTEREST EXP 0 11 0 0 URBAN HOMEWORKS - INTEREST PYMT ON NOTE 4248 4248 FOREIGN TAX REBATE 36 36 0 LIMITED PARTNERSHIPS CASH DISTRIBUTIONS 2754 RETURN OF CAPITAL/SHARE REDEMPTION 353 PRIOR YEAR PENDING SALES ADJUSTMENT TO BEGINNING BALANCE 673 INVESTMENT ADVISORY FEES 23435 23435 0 0 FEDERAL EXCISE TAXES PAID - PRIOR YEAR 750 0 0 0 FEDERAL ESTIMATED EXCISE TAXES PAID 2339 0 0 0 FEDERAL EXTENSION PAYMENT 1000 0 0 0 OCH-ZIFF K-1 - FOREIGN TAX PAID 0 2 0 0