JAMES AND AUNE NELSON FOUNDATION: Form 990PF, tax year 2014

View the entire original 990 at ProPublica ↗

Organization: JAMES AND AUNE NELSON FOUNDATION (EIN 37-1371840)
Tax period: 2014-01-01 to 2014-12-31
Filed: 2015-11-16
IRS object ID: 201543209349100224
Schema version: 2014v5.0
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Accounting Fees Schedule
Investments Corp Bonds Schedule
Investments Corp Stock Schedule
Investments Govt Obligations Sch
Investments Other Schedule2
Other Expenses Schedule
Other Income Schedule2
Other Professional Fees Schedule
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Return	2015-11-16T08:23:36-06:00	ReturnTs
Tax Period End	2014-12-31	TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Field	Value	IRS element (for citing)
Preparer Firm EIN	371031116	PreparerFirmEIN

Preparer Firm Name PreparerFirmName

Field	Value	IRS element (for citing)
Business Name Line1	CJ SCHLOSSER & COMPANY LLC	BusinessNameLine1Txt

Preparer US Address PreparerUSAddress

Field	Value	IRS element (for citing)
Address Line1	233 E CENTER DR	AddressLine1Txt
City	ALTON	CityNm
State Abbreviation	IL	StateAbbreviationCd
ZIP	620025931	ZIPCd

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnTypeCd
Tax Period Begin	2014-01-01	TaxPeriodBeginDt

Filer Filer

Field	Value	IRS element (for citing)
EIN	371371840	EIN

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	JAMES AND AUNE NELSON FOUNDATION	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Business Name Control	JAME	BusinessNameControlTxt
Phone	6184630700	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	PO BOX 5146	AddressLine1Txt
City	GODFREY	CityNm
State Abbreviation	IL	StateAbbreviationCd
ZIP	62035	ZIPCd

Business Officer BusinessOfficerGrp

Field	Value	IRS element (for citing)
Person	ROBERT MCCLELLAN	PersonNm
Person Title	TREASURER	PersonTitleTxt
Phone	6184630700	PhoneNum
Signature	2015-11-12	SignatureDt

Preparer Person PreparerPersonGrp

Field	Value	IRS element (for citing)
Preparer Person	DAVID M BARTOSIAK	PreparerPersonNm
PTIN	P00383784	PTIN
Phone	6184657717	PhoneNum
Preparation	2015-11-13	PreparationDt

Field	Value	IRS element (for citing)
Tax	2014	TaxYr
Build TS	2016-04-25 22:37:26Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Organization501c3 Exempt PF	Yes (X)	Organization501c3ExemptPFInd
FMV Assets EOY	$20,491,935	FMVAssetsEOYAmt
Method Of Accounting Cash	Yes (X)	MethodOfAccountingCashInd

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Schedule B Not Required	Yes (X)	ScheduleBNotRequiredInd
Interest On Sav Rev And Expnss	$16	InterestOnSavRevAndExpnssAmt
Interest On Sav Net Invst Incm	$16	InterestOnSavNetInvstIncmAmt
Interest On Savings Adj Net Incm	$16	InterestOnSavingsAdjNetIncmAmt
Dividends Rev And Expnss	$367,270	DividendsRevAndExpnssAmt
Dividends Net Invst Incm	$364,371	DividendsNetInvstIncmAmt
Dividends Adj Net Incm	$367,270	DividendsAdjNetIncmAmt
Net Gain Sale Ast Rev And Expnss	$349,269	NetGainSaleAstRevAndExpnssAmt
Gross Sales Price	$17,726,059	GrossSalesPriceAmt
Cap Gain Net Incm Net Invst Incm	$349,269	CapGainNetIncmNetInvstIncmAmt
Other Income Rev And Expnss	$40,680	OtherIncomeRevAndExpnssAmt
Other Income Net Invst Incm	$40,680	OtherIncomeNetInvstIncmAmt
Other Income Adj Net Incm	$40,680	OtherIncomeAdjNetIncmAmt
Total Rev And Expnss	$757,235	TotalRevAndExpnssAmt
Total Net Invst Incm	$754,336	TotalNetInvstIncmAmt
Total Adj Net Incm	$407,966	TotalAdjNetIncmAmt
Oth Empl Slrs Wgs Rev And Expnss	$5,563	OthEmplSlrsWgsRevAndExpnssAmt
Oth Empl Slrs Wgs Dsbrs Chrtbl	$5,563	OthEmplSlrsWgsDsbrsChrtblAmt
Pension Empl Bnft Rev And Expnss	$425	PensionEmplBnftRevAndExpnssAmt
Pension Empl Bnft Dsbrs Chrtbl	$425	PensionEmplBnftDsbrsChrtblAmt
Accounting Fees Rev And Expnss	$4,016	AccountingFeesRevAndExpnssAmt
Accounting Fees Net Invst Incm	$3,000	AccountingFeesNetInvstIncmAmt
Accounting Fees Adj Net Incm	$3,000	AccountingFeesAdjNetIncmAmt
Accounting Fees Chrtbl Prps	$1,016	AccountingFeesChrtblPrpsAmt
Other Prof Fees Rev And Expnss	$163,472	OtherProfFeesRevAndExpnssAmt
Other Prof Fees Net Invst Incm	$163,472	OtherProfFeesNetInvstIncmAmt
Other Prof Fees Adj Net Incm	$163,472	OtherProfFeesAdjNetIncmAmt
Taxes Rev And Expnss	$27,727	TaxesRevAndExpnssAmt
Taxes Net Invst Incm	$16,280	TaxesNetInvstIncmAmt
Taxes Adj Net Incm	$16,280	TaxesAdjNetIncmAmt
Taxes Dsbrs Chrtbl	$15	TaxesDsbrsChrtblAmt
Trav Conf Meeting Rev And Expnss	$1,292	TravConfMeetingRevAndExpnssAmt
Trav Conf Meeting Dsbrs Chrtbl	$1,292	TravConfMeetingDsbrsChrtblAmt
Other Expenses Rev And Expnss	$6,194	OtherExpensesRevAndExpnssAmt
Other Expenses Dsbrs Chrtbl	$6,194	OtherExpensesDsbrsChrtblAmt
Tot Opr Expenses Rev And Expnss	$208,689	TotOprExpensesRevAndExpnssAmt
Tot Opr Expenses Net Invst Incm	$182,752	TotOprExpensesNetInvstIncmAmt
Tot Opr Expenses Adj Net Incm	$182,752	TotOprExpensesAdjNetIncmAmt
Tot Opr Expenses Dsbrs Chrtbl	$14,505	TotOprExpensesDsbrsChrtblAmt
Contri Paid Rev And Expnss	$673,000	ContriPaidRevAndExpnssAmt
Contri Paid Dsbrs Chrtbl	$673,000	ContriPaidDsbrsChrtblAmt
Total Expenses Rev And Expnss	$881,689	TotalExpensesRevAndExpnssAmt
Total Expenses Net Invst Incm	$182,752	TotalExpensesNetInvstIncmAmt
Total Expenses Adj Net Incm	$182,752	TotalExpensesAdjNetIncmAmt
Total Expenses Dsbrs Chrtbl	$687,505	TotalExpensesDsbrsChrtblAmt
Excess Revenue Over Expenses	-$124,454	ExcessRevenueOverExpensesAmt
Net Investment Income	$571,584	NetInvestmentIncomeAmt
Adjusted Net Income	$225,214	AdjustedNetIncomeAmt

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

Field	Value	IRS element (for citing)
Sav And Temp Cash Invst BOY	$433,029	SavAndTempCashInvstBOYAmt
Sav And Temp Cash Invst EOY	$2,838,059	SavAndTempCashInvstEOYAmt
Sav And Temp Cash Invst EOYFMV	$2,838,059	SavAndTempCashInvstEOYFMVAmt
Prepaid Expenses BOY	$2,971	PrepaidExpensesBOYAmt
Prepaid Expenses EOY	$8,768	PrepaidExpensesEOYAmt
Prepaid Expenses EOYFMV	$8,768	PrepaidExpensesEOYFMVAmt
US Government Obligations BOY	$4,277,275	USGovernmentObligationsBOYAmt
US Government Obligations EOY	$3,154,378	USGovernmentObligationsEOYAmt
US Govt Obligations EOYFMV	$3,144,913	USGovtObligationsEOYFMVAmt
Corporate Stock BOY	$9,926,116	CorporateStockBOYAmt
Corporate Stock EOY	$6,988,873	CorporateStockEOYAmt
Corporate Stock EOYFMV	$9,835,018	CorporateStockEOYFMVAmt
Corporate Bonds BOY	$3,162,765	CorporateBondsBOYAmt
Corporate Bonds EOY	$2,746,641	CorporateBondsEOYAmt
Corporate Bonds EOYFMV	$2,741,775	CorporateBondsEOYFMVAmt
Other Investments EOY	$1,940,680	OtherInvestmentsEOYAmt
Other Investments EOYFMV	$1,923,402	OtherInvestmentsEOYFMVAmt
Total Assets BOY	$17,802,156	TotalAssetsBOYAmt
Total Assets EOY	$17,677,399	TotalAssetsEOYAmt
Total Assets EOYFMV	$20,491,935	TotalAssetsEOYFMVAmt
Accounts Payable BOY	$303	AccountsPayableBOYAmt
Total Liabilities BOY	$303	TotalLiabilitiesBOYAmt
Total Liabilities EOY	$0	TotalLiabilitiesEOYAmt
Org Does Not Follow SFAS117	Yes (X)	OrgDoesNotFollowSFAS117Ind
Retained Earning BOY	$17,801,853	RetainedEarningBOYAmt
Retained Earning EOY	$17,677,399	RetainedEarningEOYAmt
Tot Net Ast Or Fund Balances BOY	$17,801,853	TotNetAstOrFundBalancesBOYAmt
Tot Net Ast Or Fund Balances EOY	$17,677,399	TotNetAstOrFundBalancesEOYAmt
Total Liabilities Net Ast BOY	$17,802,156	TotalLiabilitiesNetAstBOYAmt
Total Liabilities Net Ast EOY	$17,677,399	TotalLiabilitiesNetAstEOYAmt

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

Field	Value	IRS element (for citing)
Tot Net Ast Or Fund Balances BOY	$17,801,853	TotNetAstOrFundBalancesBOYAmt
Excess Revenue Over Expenses	-$124,454	ExcessRevenueOverExpensesAmt
Subtotal	$17,677,399	SubtotalAmt
Tot Net Ast Or Fund Balances EOY	$17,677,399	TotNetAstOrFundBalancesEOYAmt

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (606 entries)

PropertyPropertyDesc	How AcquiredHowAcquiredCd	AcquiredAcquiredDt	SoldSoldDt	Gross Sales PriceGrossSalesPriceAmt	Cost Or Other BasisCostOrOtherBasisAmt	Gain Or LossGainOrLossAmt	Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt
175804.529-EMERGING MARKETS GROWTH F	P	2012-02-03	2014-12-23	$1,258,760	$1,475,000	-$216,240	-$216,240
50000-US TREASURY BOND 4.0% 02/15/20	P	2011-06-17	2014-12-31	$50,248	$55,385	-$5,137	-$5,137
90000-US TREASURY I/L FRN 0.125% 04/	P	2014-06-18	2014-12-15	$96,860	$99,471	-$2,611	-$2,611
800-CENOVUS ENERGY INC C	P	2014-10-16	2014-12-23	$16,818	$18,734	-$1,916	-$1,916
100-CENOVUS ENERGY INC C	P	2014-06-26	2014-12-23	$2,102	$3,204	-$1,102	-$1,102
1100-BARCLAYS PLC	P	2013-10-25	2014-06-30	$4,043	$4,825	-$782	-$782
100-MOSAIC CO/THE	P	2014-05-07	2014-10-28	$4,313	$4,875	-$562	-$562
1100-BARCLAYS PLC	P	2013-10-25	2014-06-20	$4,422	$4,825	-$403	-$403
21786.7304-LBUBS 07-C2 A1A 5.387% 02	P	2013-10-25	2014-06-17	$2,258	$2,515	-$257	-$257
130-CARNIVAL CORP COMMON PAIRED STOC	P	2014-04-01	2014-07-09	$4,790	$4,972	-$182	-$182
100-ROSS STORES INC	P	2013-10-07	2014-04-09	$7,144	$7,252	-$108	-$108
109229.5475-FNCI 2.5 AB7084 85K MAX	P	2012-11-15	2014-01-27	$1,385	$1,455	-$70	-$70
99435.86-FNCI 2.5 AB7084 85K MAX 11/	P	2012-11-15	2014-09-25	$853	$895	-$42	-$42
46669.407-CSMC 06-C4 A3 5.467% 09-15	P	2013-04-02	2014-01-17	$158	$178	-$20	-$20
40000-US TREASURY NOTE 1.25% 09-30-1	P	2014-04-15	2014-04-23	$40,600	$40,610	-$10	-$10
56097.1341-FNCL 5.0 AI8229 MHA 08/01	P	2011-08-12	2014-07-25	$82	$89	-$7	-$7
93.36-SHORT TERM BOND FD OR AMERICA	P	2013-11-29	2014-02-12	$933	$934	-$1	-$1
150000-FNCL 4.0 TBA 11/14 11-01-44	P	2014-11-07	2014-11-07	$159,527	$159,527
10-GENPACT LTD	P	2012-01-24	2014-10-21	$160	$152	$8	$8
59732.5116-FNA 13-M4 ASQ2 (MF) 1.451	P	2013-03-13	2014-07-25	$67		$67	$67
100-GENPACT LTD	P	2011-06-17	2014-03-13	$1,700	$1,559	$141	$141
15000-US TREASURY NOTE 2.25% 03-31-2	P	2014-04-08	2014-11-07	$15,220	$14,988	$232	$232
20000-JP MORGAN CHASE SR UNSEC 3.625	P	2014-09-29	2014-12-05	$20,316	$19,873	$443	$443
15000-PETROBRAS SR UNSEC	P	2014-12-16	2014-12-17	$14,018	$13,406	$612	$612
100-NUCOR CORP	P	2011-06-17	2014-06-30	$4,896	$3,952	$944	$944
73-L'AIR LIQUIDE (L)	P	2011-06-17	2014-02-17	$9,980	$8,716	$1,264	$1,264
80-BRISTOL-MYERS SQUIBB CO	P	2012-04-17	2014-04-01	$4,140	$2,665	$1,475	$1,475
50-WHITBREAD PLC	P	2011-10-28	2014-04-14	$3,271	$1,387	$1,884	$1,884
100-TE CONNECTIVITY LTD US	P	2011-06-17	2014-09-24	$5,964	$3,401	$2,563	$2,563
80-HALLIBURTON CO	P	2011-12-19	2014-06-27	$5,540	$2,501	$3,039	$3,039
200-TE CONNECTIVITY LTD US	P	2011-06-17	2014-02-12	$11,397	$6,803	$4,594	$4,594
30-SAMSUNG ELEC GDS N/V PF	P	2011-06-17	2014-02-13	$13,902	$8,100	$5,802	$5,802
150-UNION PACIFIC CORP	P	2011-06-17	2014-01-06	$24,887	$14,950	$9,937	$9,937
7100-HOME RETAIL GROUP	P		2014-12-24	$22,787	$24,991	-$2,204	-$2,204
15000-WELLS FARGO CO SUB 4.1% 06-03-	P		2014-09-22	$15,044	$15,048	-$4	-$4
640-ENSCO PLC-CL A	P		2014-10-16	$24,440	$35,867	-$11,427	-$11,427
100-ENSCO PLC-CL A	P		2014-10-15	$3,814	$5,852	-$2,038	-$2,038
23-SYNGENTA AG	P		2014-07-14	$8,424	$7,933	$491	$491
100-SEATTLE GENETICS INC	P		2014-03-28	$4,604	$1,994	$2,610	$2,610
300-BRISTOL-MYERS SQUIBB CO	P		2014-03-31	$15,560	$10,031	$5,529	$5,529
290-GILEAD SCIENCES INC	P		2014-03-31	$20,457	$7,364	$13,093	$13,093
1850-ENI SPA REG	P	2014-06-27	2014-12-29	$32,860	$50,479	-$17,619	-$17,619
400-SUMITOMO MITSUI FINANCIAL GROUP	P	2013-10-25	2014-10-17	$14,424	$19,556	-$5,132	-$5,132
200-COBALT INTERNATIONAL ENERGY	P	2012-03-02	2014-04-16	$3,627	$6,076	-$2,449	-$2,449
35-SYNGENTA AG	P	2013-07-11	2014-02-13	$12,737	$14,539	-$1,802	-$1,802
100-ALLEGHENY TECHNOLOGIES INC	P	2011-08-31	2014-07-30	$3,935	$4,991	-$1,056	-$1,056
300-CENOVUS ENERGY INC C	P	2014-10-16	2014-12-23	$6,307	$7,069	-$762	-$762
100-INFOSYS TECHNOLOGIES ADR	P	2014-01-24	2014-07-17	$5,427	$5,984	-$557	-$557
1000-BARCLAYS PLC	P	2013-10-25	2014-06-20	$3,999	$4,386	-$387	-$387
49551.3549-FNCL 5.0 AI8229 MHA 08/01	P	2011-08-12	2014-12-26	$2,816	$3,068	-$252	-$252
99.9997-CDK GLOBAL INC	P	2013-08-13	2014-10-15	$2,549	$2,719	-$170	-$170
45000-US TREASURY NOTE 2.5% 05-15-24	P	2014-08-26	2014-09-04	$45,374	$45,482	-$108	-$108
98068.4788-FNCI 2.5 AB7084 85K MAX 1	P	2012-11-15	2014-10-27	$1,367	$1,436	-$69	-$69
173469.7994-FNCI 3.0 AL2908 08-01-27	P	2013-12-12	2014-02-07	$1,659	$1,700	-$41	-$41
48731.0547-MSC 05-HQ7 A4 5.374094% 1	P	2011-09-21	2014-07-14	$201	$221	-$20	-$20
125000-FNCL 4.5 TBA 08/14 08-01-44	P	2014-07-08	2014-07-24	$134,639	$134,648	-$9	-$9
52534.8468-FNCL 5.0 AI8229 MHA 08/01	P	2011-08-12	2014-09-25	$77	$84	-$7	-$7
70.313-SHORT TERM BOND FD OR AMERICA	P	2014-05-30	2014-07-23	$704	$705	-$1	-$1
125000-FNCL 4.5 TBA 06/14 06-01-44	P	2014-06-06	2014-06-06	$134,971	$134,971
49826.5239-FGLMC 3.0 G08534 06-01-43	P	2013-12-12	2014-02-18	$173	$164	$9	$9
10000-GOLDMAN SACHS GROUP INC SR UNS	P	2014-02-24	2014-10-20	$10,122	$10,047	$75	$75
5000-ABBVIE INC	P	2013-08-15	2014-07-18	$4,858	$4,709	$149	$149
10000-US TREASURY NOTE 2.50% 08/15/2	P	2013-12-16	2014-06-04	$9,979	$9,721	$258	$258
51164-FGLMC 3.0 G08534 06-01-43	P	2013-12-12	2014-03-12	$47,708	$47,261	$447	$447
15000-CORPORATE OFFICE PROP LP SR UN	P	2013-09-09	2014-01-15	$15,439	$14,817	$622	$622
1000-DBS GROUP HOLDINGS LTD	P	2012-09-28	2014-02-13	$12,720	$11,768	$952	$952
100-TIFFANY & CO NEW	P	2011-06-17	2014-01-21	$8,652	$7,353	$1,299	$1,299
120-KONINKLIJKE DSM NV	P	2012-10-19	2014-03-14	$7,739	$6,261	$1,478	$1,478
300-ORACLE CORP	P	2011-06-17	2014-02-12	$11,383	$9,476	$1,907	$1,907
100-GOLDMAN SACHS GROUP INC	P	2011-06-17	2014-02-12	$16,359	$13,793	$2,566	$2,566
160-NOVARTIS AG NAMEN	P	2011-06-17	2014-02-13	$13,157	$9,762	$3,395	$3,395
200-DANAHER CORP	P	2011-06-17	2014-02-12	$15,072	$10,412	$4,660	$4,660
200-NIKE INC CL B	P	2011-08-03	2014-05-08	$14,602	$8,692	$5,910	$5,910
530-NOVO NORDISK A/S CL B	P	2011-06-17	2014-02-13	$22,758	$12,577	$10,181	$10,181
800-IRONWOOD PHARMACEUTICALS INC CL	P		2014-02-12	$10,718	$12,863	-$2,145	-$2,145
125000-FNCL 4.5 TBA 07/14 07-01-44	P		2014-07-08	$134,927	$134,805	$122	$122
970-MOSAIC CO/THE	P		2014-10-28	$44,988	$52,424	-$7,436	-$7,436
400-STANDARD CHARTERED	P		2014-10-21	$7,039	$8,981	-$1,942	-$1,942
15000-AVALONBAY COMMUNITES INC SR UN	P		2014-09-29	$15,594	$14,990	$604	$604
100-SEATTLE GENETICS INC	P		2014-04-01	$4,679	$1,987	$2,692	$2,692
2200-HSBC HOLDINGS PLC UKP	P		2014-09-04	$23,617	$18,083	$5,534	$5,534
800-BEAM INC	P		2014-01-14	$66,597	$43,252	$23,345	$23,345
200000-US TREASURY NOTES 4.5% 05/15/	P	2011-06-17	2014-12-31	$217,163	$229,587	-$12,424	-$12,424
90000-US TREASURY NOTES 4.5% 05/15/1	P	2011-06-17	2014-10-02	$98,476	$103,314	-$4,838	-$4,838
3000-SUMITOMO MITSUI TRUST HOLDIN	P	2013-04-25	2014-04-23	$12,545	$14,960	-$2,415	-$2,415
230-ALLEGHENY TECHNOLOGIES INC	P	2011-08-30	2014-08-21	$9,573	$11,339	-$1,766	-$1,766
593-COCA-COLA AMATIL LTD	P	2013-11-06	2014-03-12	$5,934	$6,918	-$984	-$984
20000-MEDCO HEALTH SOLUTIONS SR UNSE	P	2012-09-04	2014-02-24	$21,238	$21,989	-$751	-$751
800-WYNN MACAU LTD	P	2014-05-13	2014-09-29	$2,583	$3,129	-$546	-$546
3737.158-SHORT TERM BOND FD OR AMERI	P	2011-06-16	2014-11-20	$37,372	$37,745	-$373	-$373
9-SYNGENTA AG	P	2013-07-10	2014-04-01	$3,404	$3,648	-$244	-$244
100-EATON CORP PLC	P	2014-01-10	2014-04-17	$7,407	$7,576	-$169	-$169
106402.2988-FNCI 2.5 AB7084 85K MAX	P	2012-11-15	2014-03-25	$2,065	$2,168	-$103	-$103
115000-US TREASURY NOTE 1.5% 07/31/1	P	2013-12-16	2014-02-13	$117,807	$117,875	-$68	-$68
101727.0575-FNCI 2.5 AB7084 85K MAX	P	2012-11-15	2014-07-25	$809	$850	-$41	-$41
46136.2416-CSMC 06-C4 A3 5.467% 09-1	P	2013-04-02	2014-06-17	$142	$160	-$18	-$18
56342.097-FNCL 5.0 AI8229 MHA 08/01/	P	2011-08-12	2014-04-25	$100	$109	-$9	-$9
52367.5647-FNCL 5.0 AI8229 MHA 08/01	P	2011-08-12	2014-11-25	$79	$86	-$7	-$7
73.165-SHORT TERM BOND FD OR AMERICA	P	2014-06-30	2014-07-23	$732	$733	-$1	-$1
35000-FNCL 4.5 TBA 07/14 07-01-44	P	2014-07-09	2014-07-09	$37,767	$37,767
50000-US TREASURY NOTE 0.5% 06-15-16	P	2014-10-02	2014-12-12	$50,103	$50,092	$11	$11
10000-GOLDMAN SACHS GROUP INC SR UNS	P	2014-02-24	2014-10-20	$10,122	$10,047	$75	$75
50000-FHMS K705 A2 (MF) 2.303% 09/25	P	2012-04-11	2014-05-07	$51,172	$51,021	$151	$151
200-GENPACT LTD	P	2011-06-17	2014-03-14	$3,385	$3,118	$267	$267
20000-GOLDMAN SACHS GROUP SR UNSEC 2	P	2013-07-30	2014-02-24	$20,521	$20,050	$471	$471
125000-FNCL 4.5 TBA 06/14 06-01-44	P	2014-05-07	2014-06-06	$135,044	$134,414	$630	$630
100-NUCOR CORP	P	2011-06-17	2014-06-27	$4,925	$3,952	$973	$973
150000-FNCL 4.0 TBA 10/14 10-01-44	P	2014-08-21	2014-10-07	$159,094	$157,781	$1,313	$1,313
95-L'AIR LIQUIDE (L)	P	2011-06-17	2014-02-13	$12,845	$11,342	$1,503	$1,503
171481.437-FNCI 3.0 AL2908 08-01-27	P	2013-12-12	2014-02-25	$1,988		$1,988	$1,988
200-SCHWAB CHARLES NEW	P	2011-06-17	2014-08-25	$5,780	$3,213	$2,567	$2,567
93-BMW AG	P	2011-08-15	2014-04-01	$11,799	$8,040	$3,759	$3,759
400-MICROSOFT CORP	P	2010-11-23	2014-02-12	$15,002	$10,160	$4,842	$4,842
605-ORACLE CORP	P	2011-06-17	2014-04-01	$25,162	$19,110	$6,052	$6,052
75-VISA INC CL A	P	2011-06-17	2014-02-12	$16,755	$5,651	$11,104	$11,104
295000-US TREASURY NOTE 1.5% 07/31/1	P		2014-09-26	$300,288	$302,017	-$1,729	-$1,729
100000-US TREASURY NOTE 2.5% 05-15-2	P		2014-10-02	$100,777	$100,556	$221	$221
400-COACH INC	P		2014-05-07	$16,796	$23,860	-$7,064	-$7,064
361-SEADRILL LTD	P		2014-09-23	$10,195	$12,051	-$1,856	-$1,856
63-KONINKLIJKE DSM NV	P		2014-03-20	$4,051	$3,278	$773	$773
1000-DBS GROUP HOLDINGS LTD	P		2014-03-28	$14,343	$11,497	$2,846	$2,846
170-TIFFANY & CO NEW	P		2014-06-26	$16,949	$9,360	$7,589	$7,589
1310-HALLIBURTON CO	P		2014-04-01	$77,548	$49,022	$28,526	$28,526
479-BHP BILLITON LTD (AUD)	P	2011-06-17	2014-12-17	$10,816	$21,511	-$10,695	-$10,695
5248.879-EMERGING MARKETS GROWTH FUN	P	2012-12-21	2014-12-23	$37,582	$42,044	-$4,462	-$4,462
200-ALLEGHENY TECHNOLOGIES INC	P	2011-08-31	2014-07-31	$7,578	$9,982	-$2,404	-$2,404
16047.653-SHORT TERM BOND FD OR AMER	P	2011-06-16	2014-02-12	$160,316	$162,081	-$1,765	-$1,765
170-MOSAIC CO/THE	P	2014-05-08	2014-08-26	$7,331	$8,308	-$977	-$977
300-CENOVUS ENERGY INC C	P	2014-10-16	2014-12-23	$6,307	$7,056	-$749	-$749
21-SYNGENTA AG	P	2013-07-10	2014-03-31	$7,971	$8,511	-$540	-$540
50-RIO TINTO PLC REG	P	2014-01-14	2014-12-24	$2,239	$2,602	-$363	-$363
35000-JP MORGAN CHASE DR UNSEC 2.2%	P	2014-10-15	2014-12-02	$34,687	$34,926	-$239	-$239
44817.491-MSC 05-HQ7 A4 5.374094% 11	P	2011-09-21	2014-10-14	$1,665	$1,833	-$168	-$168
50-IRONWOOD PHARMACEUTICALS INC CL A	P	2013-05-20	2014-03-28	$599	$696	-$97	-$97
102536.54-FNCI 2.5 AB7084 85K MAX 11	P	2012-11-15	2014-06-25	$1,357	$1,425	-$68	-$68
97261.3288-FNCI 2.5 AB7084 85K MAX 1	P	2012-11-15	2014-11-25	$807	$848	-$41	-$41
162.353-SHORT TERM BOND FD OR AMERIC	P	2012-07-31	2014-02-12	$1,622	$1,640	-$18	-$18
106.071-SHORT TERM BOND FD OR AMERIC	P	2013-02-28	2014-02-12	$1,060	$1,068	-$8	-$8
25000-FNCL 4.0 TBA 07/14 07-01-44	P	2014-07-08	2014-07-08	$26,393	$26,398	-$5	-$5
87.886-SHORT TERM BOND FD OR AMERICA	P	2014-08-29	2014-11-20	$879	$880	-$1	-$1
0.245-MEGGITT PLC	P	2013-07-11	2014-05-22	$2	$2
100-TREND MICRO INC	P	2011-06-17	2014-03-28	$3,118	$3,106	$12	$12
20000-BNP PARIBAS FRN SR UNSEC (L 59	P	2013-12-05	2014-03-10	$20,077	$20,000	$77	$77
35000-US TREASURY NOTE 2.75% 02-15-2	P	2014-02-12	2014-02-13	$35,016	$34,863	$153	$153
125000-FNCL 4.0 TBA 08/14 08-01-44	P	2014-07-07	2014-07-28	$131,855	$131,523	$332	$332
35000-US TREASURY NOTE 2.75% 11-15-2	P	2014-01-15	2014-02-13	$35,107	$34,601	$506	$506
15000-GENERAL ELEC CAP CORP UNSEC 3.	P	2013-08-15	2014-03-06	$14,565	$13,904	$661	$661
100000-FNCL 3.5 TBA 07/14 07-01-44	P	2014-04-15	2014-05-07	$101,672	$100,688	$984	$984
100-SEATTLE GENETICS INC	P	2011-06-17	2014-12-19	$3,265	$1,945	$1,320	$1,320
100-SEATTLE GENETICS INC	P	2011-07-12	2014-12-11	$3,513	$1,985	$1,528	$1,528
200-TARGET CORP	P	2011-06-17	2014-02-12	$11,368	$9,368	$2,000	$2,000
100-JPMORGAN CHASE & CO	P	1997-12-17	2014-01-09	$5,867	$3,278	$2,589	$2,589
100-HALLIBURTON CO	P	2011-12-19	2014-06-26	$6,947	$3,127	$3,820	$3,820
200-NORFOLK SOUTHERN CORP	P	2011-06-17	2014-05-09	$19,065	$14,166	$4,899	$4,899
60-BLACKROCK INC	P	2012-03-01	2014-02-12	$18,147	$11,858	$6,289	$6,289
55-APPLE INC	P	2011-06-17	2014-03-27	$29,563	$17,985	$11,578	$11,578
309-TOTAL SA (FR)	P		2014-12-24	$16,392	$17,971	-$1,579	-$1,579
40000-US TREASURY NOTE 2.75% 11-15-2	P		2014-01-13	$39,664	$39,439	$225	$225
918-STANDARD CHARTERED	P		2014-11-25	$13,491	$20,415	-$6,924	-$6,924
200-STANDARD CHARTERED	P		2014-10-13	$3,534	$4,959	-$1,425	-$1,425
700-GENPACT LTD	P		2014-03-13	$11,925	$10,923	$1,002	$1,002
2800-HSBC HOLDINGS PLC UKP	P		2014-08-19	$30,068	$26,968	$3,100	$3,100
60-BLACKROCK INC	P		2014-04-23	$18,486	$10,537	$7,949	$7,949
405-GILEAD SCIENCES INC	P		2014-10-06	$42,499	$10,224	$32,275	$32,275
100000-FHLMC 4.75% 01-19-16	P	2011-06-17	2014-12-31	$104,657	$113,807	-$9,150	-$9,150
600-RIO TINTO PLC REG	P	2014-01-13	2014-12-24	$26,863	$31,310	-$4,447	-$4,447
3000-SUMITOMO MITSUI TRUST HOLDIN	P	2013-04-25	2014-04-22	$12,588	$14,960	-$2,372	-$2,372
130-MOSAIC CO/THE	P	2013-07-11	2014-10-28	$5,606	$7,346	-$1,740	-$1,740
100-CENOVUS ENERGY INC C	P	2014-08-06	2014-12-23	$2,102	$3,066	-$964	-$964
126-SEADRILL LTD	P	2011-06-17	2014-09-26	$3,376	$4,117	-$741	-$741
25000-WELLS FARGO CO SR UNSEC 3.3% 0	P	2014-09-02	2014-09-16	$24,434	$24,933	-$499	-$499
300-CARNIVAL CORP COMMON PAIRED STOC	P	2014-04-01	2014-07-08	$11,131	$11,474	-$343	-$343
300000-US TREASURY N/B 1.00% 10/31/1	P	2014-11-03	2014-12-17	$302,565	$302,802	-$237	-$237
50000-FNCL 3.0 TBA 04/14 04-01-44	P	2014-03-12	2014-04-01	$48,117	$48,281	-$164	-$164
53-DANONE	P	2011-06-17	2014-03-31	$3,769	$3,862	-$93	-$93
250000-US TREASURY NOTE 1.5% 10-31-1	P	2014-10-29	2014-10-30	$249,130	$249,197	-$67	-$67
49601.2743-MSC 05-HQ7 A4 5.374094% 1	P	2011-09-21	2014-02-14	$399	$439	-$40	-$40
100000-US TREASURY NOTE 0.375% 10-31	P	2014-11-19	2014-01-17	$99,683	$99,700	-$17	-$17
115.53-SHORT TERM BOND FD OR AMERICA	P	2013-03-28	2014-02-12	$1,154	$1,162	-$8	-$8
125000-FNCL 4.5 TBA 08/14 08-01-44	P	2014-07-24	2014-07-24	$134,634	$134,639	-$5	-$5
97.279-SHORT TERM BOND FD OR AMERICA	P	2014-02-28	2014-11-20	$973	$974	-$1	-$1
25239.6849-LBUBS 07-C2 A1A 5.387% 02	P	2013-10-25	2014-01-17	$3	$3
247000-FNCI 3.0 TBA 02/14 02-01-29	P	2014-01-15	2014-01-15	$252,731	$252,712	$19	$19
5000-BURLINGTON NORTHERN SANTA FE SR	P	2014-03-04	2014-04-09	$5,068	$4,984	$84	$84
5000-ABBVIE INC	P	2013-08-15	2014-07-21	$4,867	$4,709	$158	$158
30000-BANK OF AMERICA CORP SR 2.6% 0	P	2013-10-17	2014-08-13	$30,328	$29,995	$333	$333
125000-FNCL 4.5 TBA 09/14 09-01-44	P	2014-07-24	2014-08-21	$134,849	$134,336	$513	$513
50000-FNCL 3.0 TBA 05/14 05-01-44	P	2014-04-01	2014-04-15	$48,641	$47,977	$664	$664
24-SYNGENTA AG	P	2011-06-17	2014-07-15	$8,775	$7,782	$993	$993
100-SEATTLE GENETICS INC	P	2011-06-17	2014-12-22	$3,264	$1,944	$1,320	$1,320
50000-US TREASURY NOTE 2.50% 08/15/2	P	2013-12-16	2014-05-22	$50,144	$48,593	$1,551	$1,551
190000-US TREASURY I/L FRN 0.625% 01	P	2014-05-22	2014-07-22	$200,774	$198,753	$2,021	$2,021
170-SCHLUMBERGER LTD	P	2011-06-17	2014-04-02	$16,623	$14,004	$2,619	$2,619
100-HALLIBURTON CO	P	2011-12-19	2014-06-26	$6,959	$3,127	$3,832	$3,832
175-JACK HENRY & ASSOC INC	P	2011-06-17	2014-02-12	$9,980	$5,078	$4,902	$4,902
400-NIELSEN NV US	P	2011-06-17	2014-02-12	$18,188	$11,782	$6,406	$6,406
295-HOME DEPOT INC	P	2011-09-20	2014-05-20	$22,951	$10,259	$12,692	$12,692
1200-WYNN MACAU LTD	P		2014-09-18	$3,852	$5,384	-$1,532	-$1,532
15000-AIG GROUP SR UNSEC 4.125% 02-1	P		2014-03-19	$15,289	$15,057	$232	$232
335-COBALT INTERNATIONAL ENERGY	P		2014-12-23	$3,022	$9,930	-$6,908	-$6,908
135-ENSCO PLC-CL A	P		2014-04-01	$7,058	$7,937	-$879	-$879
1000-DBS GROUP HOLDINGS LTD	P		2014-03-27	$12,766	$11,670	$1,096	$1,096
400-NEWELL RUBBERMAID INC	P		2014-02-12	$12,304	$8,855	$3,449	$3,449
335-HALLIBURTON CO	P		2014-09-19	$22,273	$14,041	$8,232	$8,232
800-GILEAD SCIENCES INC	P		2014-01-08	$58,922	$23,261	$35,661	$35,661
20660.502-EMERGING MARKETS GROWTH FU	P	2012-08-24	2014-12-23	$147,929	$156,400	-$8,471	-$8,471
400-CENOVUS ENERGY INC C	P	2014-07-10	2014-12-23	$8,409	$12,706	-$4,297	-$4,297
3000-SUMITOMO MITSUI TRUST HOLDIN	P	2013-04-25	2014-12-01	$12,595	$14,960	-$2,365	-$2,365
20000-US TREASURY BOND 4.0% 02/15/20	P	2011-10-14	2014-06-04	$20,544	$22,225	-$1,681	-$1,681
100-ALLEGHENY TECHNOLOGIES INC	P	2011-08-31	2014-07-29	$4,039	$4,991	-$952	-$952
858.462-EMERGING MARKETS GROWTH FUND	P	2012-12-21	2014-12-23	$6,147	$6,876	-$729	-$729
56609.9586-FNCL 5.0 AI8229 MHA 08/01	P	2011-08-12	2014-01-27	$5,574	$6,072	-$498	-$498
43355.4666-CSMC 06-C4 A3 5.467% 09-1	P	2013-04-02	2014-07-17	$2,781	$3,122	-$341	-$341
400-WYNN MACAU LTD	P	2014-05-13	2014-10-09	$1,332	$1,564	-$232	-$232
13000-JP MORGAN CHASE SR UNSEC 1.625	P	2013-05-08	2014-09-29	$12,828	$12,979	-$151	-$151
115000-FNMA 0.5% 03-28-16/14	P	2013-04-05	2014-03-28	$115,000	$115,092	-$92	-$92
95958.2925-FNCI 2.5 AB7084 85K MAX 1	P	2012-11-15	2014-12-26	$1,303	$1,368	-$65	-$65
108467.4613-FNCI 2.5 AB7084 85K MAX	P	2012-11-15	2014-02-25	$762	$800	-$38	-$38
49434.9524-MSC 05-HQ7 A4 5.374094% 1	P	2011-09-21	2014-03-14	$166	$183	-$17	-$17
46278.2973-CSMC 06-C4 A3 5.467% 09-1	P	2013-04-02	2014-05-16	$59	$67	-$8	-$8
124.178-SHORT TERM BOND FD OR AMERIC	P	2013-05-31	2014-02-12	$1,241	$1,244	-$3	-$3
0.978-CAIXABANK SA	P	2014-04-08	2014-10-21	$5	$6	-$1	-$1
65977-SHORT TERM BOND FD OR AMERICA	P	2014-10-31	2014-11-20	$660	$660
100000-US TREASURY NOTE 1.625% 06-30	P	2014-07-22	2014-08-26	$99,832	$99,805	$27	$27
25000-SIMON PROPERTY GROUP	P	2011-06-28	2014-02-12	$27,708	$27,613	$95	$95
49664.6165-FGLMC 3.0 G08534 06-01-43	P	2013-12-12	2014-04-07	$162		$162	$162
20000-CITIGROUP INC SR UNSEC 2.5% 09	P	2013-09-19	2014-04-08	$20,248	$19,912	$336	$336
20000-RIO TINTO FINANCE SR UNSEC 2.2	P	2013-06-14	2014-06-24	$20,340	$19,817	$523	$523
100-ROSS STORES INC	P	2013-09-13	2014-10-10	$7,705	$7,000	$705	$705
855-DBS GROUP HOLDINGS LTD	P	2012-09-28	2014-02-13	$11,057	$10,062	$995	$995
65-SEATTLE GENETICS INC	P	2011-07-12	2014-04-23	$2,612	$1,290	$1,322	$1,322
200-SCHLUMBERGER LTD	P	2011-06-17	2014-02-12	$18,028	$16,476	$1,552	$1,552
100-AIR PRODUCTS & CHEMICALS INC	P	2011-06-17	2014-02-12	$11,176	$9,143	$2,033	$2,033
300-TARGET CORP	P	2011-06-17	2014-05-22	$16,783	$14,052	$2,731	$2,731
100-SIGNET JEWELERS LTD	P	2011-10-07	2014-02-06	$7,791	$3,844	$3,947	$3,947
200-JPMORGAN CHASE & CO	P	1997-12-17	2014-02-12	$11,467	$6,556	$4,911	$4,911
595-SCHWAB CHARLES NEW	P	2011-06-17	2014-08-26	$17,198	$9,559	$7,639	$7,639
20-GOOGLE INC CL A	P	2011-06-17	2014-02-12	$23,672	$9,983	$13,689	$13,689
400-ORACLE CORP JAPAN	P		2014-12-24	$16,433	$17,823	-$1,390	-$1,390
125000-FNCL 4.0 TBA 07/14 07-01-44	P		2014-07-07	$131,899	$131,653	$246	$246
1245-STANDARD CHARTERED	P		2014-03-31	$26,098	$31,720	-$5,622	-$5,622
8000-LI & FUNG LTD	P		2014-12-23	$9,231	$9,827	-$596	-$596
200-NEW YORK TIMES CO CL A	P		2014-05-20	$2,971	$1,564	$1,407	$1,407
90-GEMALTO NV	P		2014-02-13	$10,502	$6,875	$3,627	$3,627
300-BEAM INC	P		2014-01-14	$24,986	$16,413	$8,573	$8,573
1250-SEATTLE GENETICS INC	P		2014-02-12	$64,318	$25,562	$38,756	$38,756
7358.263-EMERGING MARKETS GROWTH FUN	P	2013-01-11	2014-12-23	$52,685	$61,000	-$8,315	-$8,315
110000-US TREASURY NOTE 2.375% 05-31	P	2012-09-21	2014-02-13	$115,096	$119,359	-$4,263	-$4,263
300-CENOVUS ENERGY INC C	P	2014-03-31	2014-12-23	$6,307	$8,650	-$2,343	-$2,343
110000-US TREASURY BOND 4.0% 02/15/2	P	2013-09-18	2014-02-12	$114,228	$115,861	-$1,633	-$1,633
160-INFOSYS TECHNOLOGIES ADR	P	2014-01-24	2014-07-18	$8,625	$9,574	-$949	-$949
1100-BARCLAYS PLC	P	2013-10-25	2014-07-02	$4,099	$4,825	-$726	-$726
1200-BARCLAYS PLC	P	2011-06-17	2014-07-16	$4,413	$4,908	-$495	-$495
52612.038-FNCL 5.0 AI8229 MHA 08/01/	P	2011-08-12	2014-08-25	$3,485	$3,797	-$312	-$312
40000-VERIZON COMMUNICATIONS SR UNSE	P	2014-10-22	2014-11-21	$39,506	$39,736	-$230	-$230
116.825-STANDARD CHARTERED	P	2014-05-14	2014-10-01	$2,159	$2,302	-$143	-$143
15-JABIL CIRCUIT INC	P	2012-02-10	2014-04-01	$270	$362	-$92	-$92
33.3332-CDK GLOBAL INC	P	2013-09-06	2014-10-15	$850	$912	-$62	-$62
7-DANONE	P	2011-06-17	2014-02-13	$481	$510	-$29	-$29
142.759-SHORT TERM BOND FD OR AMERIC	P	2012-09-28	2014-02-12	$1,426	$1,442	-$16	-$16
56442.2094-FNCL 5.0 AI8229 MHA 08/01	P	2011-08-12	2014-03-25	$81	$89	-$8	-$8
0.825-STANDARD CHARTERED	P	2011-06-17	2014-05-28	$18	$21	-$3	-$3
0.666-CDK GLOBAL INC	P	2013-08-12	2014-10-01	$17	$18	-$1	-$1
0.529-CAIXABANK SA	P	2014-04-08	2014-07-17	$3	$3
7000-WELLS FARGO CO SUB 4.1% 06-03-2	P	2014-05-27	2014-09-22	$7,022	$6,993	$29	$29
25000-FNCL 4.0 TBA 07/14 07-01-44	P	2014-06-03	2014-07-08	$26,398	$26,297	$101	$101
30000-US TREASURY I/L FRN 0.375% 07-	P	2013-09-19	2014-02-06	$29,848	$29,685	$163	$163
25-KONINKLIJKE DSM NV	P	2012-10-22	2014-03-21	$1,632	$1,295	$337	$337
14-SYNGENTA AG	P	2011-06-17	2014-07-18	$5,068	$4,540	$528	$528
200-BG GROUP PLC	P	2013-01-18	2014-01-03	$4,250	$3,526	$724	$724
100000-US TREASURY NOTE 2.25% 03-31-	P	2014-09-26	2014-11-03	$101,476	$100,473	$1,003	$1,003
165-BNP PARIBAS	P	2011-06-17	2014-02-13	$13,270	$11,946	$1,324	$1,324
68-EATON CORP PLC	P	2012-12-03	2014-04-22	$5,033	$3,475	$1,558	$1,558
200-NUCOR CORP	P	2011-06-17	2014-02-12	$10,010	$7,904	$2,106	$2,106
165-NESTLE SA REG	P	2011-06-17	2014-05-13	$12,915	$10,183	$2,732	$2,732
100-ALLERGAN INC	P	2011-06-17	2014-03-27	$12,082	$8,107	$3,975	$3,975
200-TE CONNECTIVITY LTD US	P	2011-06-17	2014-09-24	$11,922	$6,803	$5,119	$5,119
200-SOFTBANK CORP	P	2011-06-17	2014-02-13	$15,077	$7,297	$7,780	$7,780
350-HOME DEPOT INC	P	2011-09-20	2014-03-28	$27,537	$12,235	$15,302	$15,302
37-SYNGENTA AG	P		2014-03-31	$14,055	$15,264	-$1,209	-$1,209
145000-US TREASURY NOTE 0.375% 03-15	P		2014-02-13	$145,034	$144,756	$278	$278
500-COACH INC	P		2014-05-08	$21,122	$25,652	-$4,530	-$4,530
240-DANONE	P		2014-03-31	$17,042	$17,490	-$448	-$448
230-ROSS STORES INC	P		2014-10-10	$17,739	$16,243	$1,496	$1,496
100-SIGNET JEWELERS LTD	P		2014-02-04	$7,594	$3,944	$3,650	$3,650
500-CME CROUP INC	P		2014-08-28	$38,314	$29,377	$8,937	$8,937
635-BHP BILLITON LTD (AUD)	P	2014-01-02	2014-12-17	$14,338	$21,523	-$7,185	-$7,185
200-RIO TINTO PLC REG	P	2011-06-17	2014-12-24	$8,954	$13,205	-$4,251	-$4,251
200-CENOVUS ENERGY INC C	P	2014-06-27	2014-12-23	$4,205	$6,432	-$2,227	-$2,227
1200-WYNN MACAU LTD	P	2014-04-01	2014-09-25	$3,770	$5,321	-$1,551	-$1,551
1200-WYNN MACAU LTD	P	2014-05-13	2014-10-03	$3,756	$4,693	-$937	-$937
153-COCA-COLA AMATIL LTD	P	2013-01-14	2014-03-12	$1,531	$2,255	-$724	-$724
800-WYNN MACAU LTD	P	2014-05-13	2014-10-06	$2,638	$3,129	-$491	-$491
153-DANONE	P	2013-04-02	2014-02-13	$10,519	$10,828	-$309	-$309
30000-COCA-COLA CO SR UNSEC 2.45% 11	P	2013-10-29	2014-01-29	$29,747	$29,958	-$211	-$211
100-DREAMWORKS ANIMATION SKG INC	P	2014-08-21	2014-10-16	$2,050	$2,181	-$131	-$131
100-ROSS STORES INC	P	2013-09-19	2014-04-10	$7,146	$7,237	-$91	-$91
33.3333-CDK GLOBAL INC	P	2013-09-06	2014-10-15	$850	$911	-$61	-$61
100-TREND MICRO INC	P	2011-06-17	2014-03-31	$3,079	$3,106	-$27	-$27
141.871-SHORT TERM BOND FD OR AMERIC	P	2012-08-31	2014-02-12	$1,417	$1,433	-$16	-$16
56179.2456-FNCL 5.0 AI8229 MHA 08/01	P	2011-08-12	2014-06-25	$81	$89	-$8	-$8
24044.8852-LBUBS 07-C2 A1A 5.387% 02	P	2013-10-25	2014-05-16	$24	$26	-$2	-$2
21744.7197-LBUBS 07-C2 A1A 5.387% 02	P	2013-10-25	2014-11-18	$8	$9	-$1	-$1
0.048-CAIXABANK SA	P	2014-04-08	2014-12-30
100000-FNCL 3.5 TBA 05/14 05-01-44	P	2014-04-15	2014-04-15	$101,367	$101,336	$31	$31
400-GENPACT LTD	P	2012-02-06	2014-10-17	$6,335	$6,228	$107	$107
125000-US TREASURY NOTE 0.5% 06-15-1	P	2014-10-02	2014-10-29	$125,400	$125,230	$170	$170
100000-US TREASURY NOTE 1.625% 06-30	P	2014-07-22	2014-11-03	$100,179	$99,805	$374	$374
150000-FNCL 4.0 TBA 09/14 09-01-44	P	2014-07-28	2014-08-21	$158,314	$157,781	$533	$533
10000-DOW CHEMICAL SR UNSEC 4.125% 1	P	2011-11-04	2014-06-24	$10,702	$9,960	$742	$742
81-KONINKLIJKE DSM NV	P	2012-10-19	2014-03-17	$5,266	$4,226	$1,040	$1,040
35-HALLIBURTON CO	P	2011-12-19	2014-06-27	$2,424	$1,094	$1,330	$1,330
50000-US TREASURY NOTE 2.75% 11-15-2	P	2014-01-15	2014-05-22	$51,080	$49,430	$1,650	$1,650
100-SEATTLE GENETICS INC	P	2011-06-23	2014-04-08	$4,143	$1,985	$2,158	$2,158
200-SEATTLE GENETICS INC	P	2011-06-17	2014-12-18	$6,646	$3,895	$2,751	$2,751
100-SIGNET JEWELERS LTD	P	2011-10-12	2014-01-31	$7,967	$3,990	$3,977	$3,977
200-TE CONNECTIVITY LTD US	P	2011-06-17	2014-09-24	$11,928	$6,803	$5,125	$5,125
200-GILEAD SCIENCES INC	P	2012-09-21	2014-01-07	$14,559	$6,767	$7,792	$7,792
100-BLACKROCK INC	P	2012-05-23	2014-06-26	$31,484	$16,000	$15,484	$15,484
400-COACH INC	P		2014-02-12	$18,790	$19,966	-$1,176	-$1,176
10000-TRANSOCEAN INC SR UNSEC 3.80%	P		2014-04-07	$9,586	$9,276	$310	$310
700-JABIL CIRCUIT INC	P		2014-03-31	$12,567	$16,933	-$4,366	-$4,366
90-IRONWOOD PHARMACEUTICALS INC CL A	P		2014-04-04	$1,029	$1,259	-$230	-$230
147879.2158-FNCL 3.5 AB5665 HLTV 07-	P		2014-01-27	$1,527		$1,527	$1,527
100-SIGNET JEWELERS LTD	P		2014-02-03	$7,613	$3,960	$3,653	$3,653
200-GILEAD SCIENCES INC	P		2014-03-27	$14,264	$5,136	$9,128	$9,128
525-CENOVUS ENERGY INC C	P	2011-06-17	2014-12-23	$11,037	$17,864	-$6,827	-$6,827
100000-US TREASURY NOTE 2.375% 05-31	P	2013-01-31	2014-04-15	$104,148	$107,383	-$3,235	-$3,235
277-SEADRILL LTD	P	2011-06-17	2014-10-07	$6,864	$9,050	-$2,186	-$2,186
500-STANDARD CHARTERED	P	2013-05-22	2014-02-13	$10,757	$12,259	-$1,502	-$1,502
2600-BARCLAYS PLC	P	2011-06-17	2014-07-03	$9,761	$10,635	-$874	-$874
100-INFOSYS TECHNOLOGIES ADR	P	2014-01-23	2014-07-17	$5,388	$6,105	-$717	-$717
100-STANDARD CHARTERED	P	2011-08-31	2014-10-22	$1,758	$2,242	-$484	-$484
10000-KINDER MORGAN ENGY SR UNSEC 3.	P	2013-01-31	2014-08-26	$10,148	$10,457	-$309	-$309
8-SYNGENTA AG	P	2013-06-10	2014-04-03	$3,017	$3,228	-$211	-$211
145-DBS GROUP HOLDINGS LTD	P	2013-05-22	2014-12-15	$1,875	$2,003	-$128	-$128
46717.1477-MSC 05-HQ7 A4 5.374094% 1	P	2011-09-21	2014-08-14	$867	$955	-$88	-$88
700-BROADCOM CORP	P	2011-06-17	2014-02-12	$21,583	$21,641	-$58	-$58
100000-US TREASURY NOTE 0.5% 06-15-1	P	2014-10-30	2014-11-17	$100,250	$100,274	-$24	-$24
49297.6817-MSC 05-HQ7 A4 5.374094% 1	P	2011-09-21	2014-04-14	$137	$151	-$14	-$14
52446.8007-FNCL 5.0 AI8229 MHA 08/01	P	2011-08-12	2014-10-27	$88	$96	-$8	-$8
59857.9242-FNA 13-M4 ASQ2 (MF) 1.451	P	2013-03-13	2014-05-27	$142	$144	-$2	-$2
21735.5982-LBUBS 07-C2 A1A 5.387% 02	P	2013-10-25	2014-12-17	$9	$10	-$1	-$1
10000-ANHEUSER-BUSCH INVEB FRN 07/14	P	2011-07-07	2014-07-14	$10,000	$10,000
123000-FNCI 2.5 TBA 01/13 01-01-28	P	2014-01-08	2014-01-08	$121,655	$121,616	$39	$39
25000-SIMON PROPERTY GROUP	P	2014-02-12	2014-09-29	$25,075	$24,963	$112	$112
5000-TRANSOCEAN INC SR UNSEC 3.80% 1	P	2013-08-21	2014-07-06	$4,787	$4,614	$173	$173
20000-BHP BILLITON FIN SR UNSEC 1.62	P	2012-02-21	2014-06-24	$20,322	$19,946	$376	$376
55000-US TREASURY I/L FRN 0.625% 01-	P	2014-01-23	2014-02-06	$55,280	$54,746	$534	$534
150000-FNCL 4.0 TBA 12/11 12-01-44	P	2014-11-07	2014-12-08	$159,773	$159,023	$750	$750
79-KONINKLIJKE DSM NV	P	2012-10-22	2014-03-21	$5,135	$4,093	$1,042	$1,042
100-TIFFANY & CO NEW	P	2011-06-17	2014-01-22	$8,683	$7,353	$1,330	$1,330
140-EXPRESS SCRIPTS HOLDING CO	P	2013-02-07	2014-05-08	$9,375	$7,690	$1,685	$1,685
195-NESTLE SA REG	P	2011-06-17	2014-02-13	$14,319	$12,035	$2,284	$2,284
1000-DBS GROUP HOLDINGS LTD	P	2012-09-06	2014-08-25	$14,254	$11,470	$2,784	$2,784
160-BMW AG	P	2011-06-17	2014-02-13	$18,576	$14,462	$4,114	$4,114
25-APPLE INC	P	2011-06-17	2014-02-12	$13,418	$8,175	$5,243	$5,243
300-HALLIBURTON CO	P	2013-07-01	2014-08-25	$20,554	$12,753	$7,801	$7,801
100-KEYENCE CORP	P	2011-06-17	2014-04-24	$42,087	$24,117	$17,970	$17,970
150-ROSS STORES INC	P		2014-02-12	$10,341	$11,409	-$1,068	-$1,068
250000-US TREASURY NOTE 0.375% 03-15	P		2014-06-18	$249,921	$249,440	$481	$481
563-BNP PARIBAS	P		2014-11-27	$35,822	$40,149	-$4,327	-$4,327
100-IRONWOOD PHARMACEUTICALS INC CL	P		2014-03-31	$1,233	$1,450	-$217	-$217
100-SEATTLE GENETICS INC	P		2014-04-21	$3,952	$1,985	$1,967	$1,967
100-SIGNET JEWELERS LTD	P		2014-02-05	$7,610	$3,894	$3,716	$3,716
500-BRISTOL-MYERS SQUIBB CO	P		2014-01-07	$26,480	$16,986	$9,494	$9,494
95000-US TREASURY BOND 4.625% 2/15/2	P	2011-06-17	2014-12-31	$102,807	$109,592	-$6,785	-$6,785
300-CENOVUS ENERGY INC C	P	2014-07-11	2014-12-23	$6,307	$9,455	-$3,148	-$3,148
400-SUMITOMO MITSUI FINANCIAL GROUP	P	2013-03-26	2014-10-17	$14,424	$16,535	-$2,111	-$2,111
80-SIEMENS AG NAMEN	P	2014-07-02	2014-12-29	$9,157	$10,561	-$1,404	-$1,404
200-STANDARD CHARTERED	P	2011-06-17	2014-03-31	$4,168	$5,037	-$869	-$869
70-ALLEGHENY TECHNOLOGIES INC	P	2011-08-30	2014-08-08	$2,764	$3,451	-$687	-$687
100-STANDARD CHARTERED	P	2011-08-31	2014-10-23	$1,762	$2,242	-$480	-$480
225000-US TREASURY NOTE 1.5% 05-31-1	P	2014-06-18	2014-07-03	$222,433	$222,737	-$304	-$304
100000-US TREASURY NOTE 2.25% 11-15-	P	2014-11-17	2014-11-19	$99,168	$99,379	-$211	-$211
60000-US TREASURY NOTE 1.25% 09-30-1	P	2014-04-15	2014-06-18	$60,787	$60,914	-$127	-$127
24541.9223-LBUBS 07-C2 A1A 5.387% 02	P	2013-10-25	2014-04-14	$698	$777	-$79	-$79
33.3333-CDK GLOBAL INC	P	2013-08-14	2014-10-15	$850	$906	-$56	-$56
2000-JP MORGAN CHASE SR UNSEC 1.625%	P	2013-05-08	2014-09-29	$1,973	$1,997	-$24	-$24
48931.5815-MSC 05-HQ7 A4 5.374094% 1	P	2011-09-21	2014-06-16	$138	$152	-$14	-$14
46614.3038-CSMC 06-C4 A3 5.467% 09-1	P	2013-04-02	2014-02-18	$55	$62	-$7	-$7
24530.1813-LBUBS 07-C2 A1A 5.387% 02	P	2013-10-25	2014-04-14	$12	$13	-$1	-$1
123000-FNCI 2.5 TBA 01/13 01-01-28	P	2014-01-09	2014-01-09	$121,664	$121,664
59799.255-FNA 13-M4 ASQ2 (MF) 1.4512	P	2013-03-13	2014-06-25	$59	$59
25000-FNCL 4.0 TBA 08/14 08-01-44	P	2014-07-08	2014-07-28	$26,365	$26,320	$45	$45
7-PERNOD RICARD SA	P	2012-01-10	2014-01-13	$773	$661	$112	$112
300-IMPERIAL TOBACCO PLC	P	2013-02-11	2014-02-13	$11,129	$10,952	$177	$177
15000-WELLS FARGO CO HLD FRN SR UNSE	P	2011-09-07	2014-01-13	$15,006	$14,621	$385	$385
400-GENPACT LTD	P	2011-06-17	2014-03-14	$6,773	$6,235	$538	$538
60-SEATTLE GENETICS INC	P	2011-06-17	2014-12-26	$1,920	$1,166	$754	$754
85-TIFFANY & CO NEW	P	2011-06-17	2014-01-23	$7,302	$6,250	$1,052	$1,052
100-SEATTLE GENETICS INC	P	2011-06-17	2014-12-19	$3,289	$1,945	$1,344	$1,344
230-SCHNEIDER ELECTRIC SA	P	2011-06-17	2014-02-13	$19,701	$17,984	$1,717	$1,717
170-ASML HOLDING NV	P	2013-02-11	2014-02-13	$15,084	$12,778	$2,306	$2,306
650-PROGRESSIVE CORP OHIO	P	2011-06-17	2014-05-09	$15,911	$13,075	$2,836	$2,836
100-SIGNET JEWELERS LTD	P	2011-10-07	2014-02-07	$7,959	$3,844	$4,115	$4,115
100-BOEING CO	P	2012-02-02	2014-02-12	$12,826	$7,532	$5,294	$5,294
200-GILEAD SCIENCES INC	P	2012-09-21	2014-01-06	$14,684	$6,767	$7,917	$7,917
500-SOFTBANK CORP	P	2011-06-17	2014-03-31	$37,555	$18,242	$19,313	$19,313
1200-WYNN MACAU LTD	P		2014-09-26	$3,876	$4,902	-$1,026	-$1,026
40000-GENERAL ELEC CORP SR UNSEC 3.3	P		2014-04-08	$40,515	$39,629	$886	$886
315-COBALT INTERNATIONAL ENERGY	P		2014-04-17	$5,708	$9,490	-$3,782	-$3,782
100-IRONWOOD PHARMACEUTICALS INC CL	P		2014-04-01	$1,274	$1,446	-$172	-$172
400-DIAGEO PLC	P		2014-02-13	$12,267	$10,296	$1,971	$1,971
100-SIGNET JEWELERS LTD	P		2014-02-03	$7,782	$3,983	$3,799	$3,799
215-CIE FINANCIERE RICHEMON REG	P		2014-02-13	$21,359	$11,717	$9,642	$9,642
1414-COCA-COLA AMATIL LTD	P	2012-12-07	2014-03-12	$14,150	$20,690	-$6,540	-$6,540
375-CENOVUS ENERGY INC C	P	2014-04-01	2014-12-23	$7,883	$10,859	-$2,976	-$2,976
247000-FNCI 3.0 AL2908 08-01-27	P	2013-12-12	2014-01-15	$175,795	$177,834	-$2,039	-$2,039
135000-US TREASURY I/L FRN 0.125% 04	P	2012-01-06	2014-03-18	$147,307	$148,650	-$1,343	-$1,343
800-WYNN MACAU LTD	P	2014-04-01	2014-09-23	$2,692	$3,547	-$855	-$855
300-SUMITOMO MITSUI FINANCIAL GROUP	P	2013-04-04	2014-10-17	$10,818	$11,486	-$668	-$668
25000-GENERAL ELECTRIC CO 5.25% 12/0	P	2012-03-29	2014-03-06	$28,466	$28,937	-$471	-$471
400-TREND MICRO INC	P	2011-06-17	2014-02-13	$12,121	$12,423	-$302	-$302
15000-US TREASURY BOND 4.0% 02/15/20	P	2013-09-18	2014-02-04	$15,592	$15,799	-$207	-$207
50-IRONWOOD PHARMACEUTICALS INC CL A	P	2013-02-20	2014-03-28	$599	$726	-$127	-$127
15000-DEVON ENERGY CORP SR UNSEC 3.2	P	2012-05-24	2014-04-10	$14,962	$15,041	-$79	-$79
32.6673-CDK GLOBAL INC	P	2013-08-12	2014-10-15	$833	$887	-$54	-$54
49069.2697-MSC 05-HQ7 A4 5.374094% 1	P	2011-09-21	2014-05-14	$228	$252	-$24	-$24
100000-US TREASURY NOTE 0.5% 06-15-1	P	2014-10-30	2014-11-21	$100,261	$100,274	-$13	-$13
43303.0885-CSMC 06-C4 A3 5.467% 09-1	P	2013-04-02	2014-08-15	$52	$59	-$7	-$7
21777.8043-LBUBS 07-C2 A1A 5.387% 02	P	2013-10-25	2014-07-17	$9	$10	-$1	-$1
247000-FNCI 3.0 TBA 02/14 02-01-29	P	2014-01-23	2014-01-23	$253,522	$253,522
0.333-SUN HUNG KAI PROPERTIES WT EXP	P	2011-06-17	2014-04-29
180-HSBC HOLDINGS PLC UKP	P	2011-06-17	2014-04-01	$1,820	$1,771	$49	$49
55000-FNLMC 1.75% 05/30/19	P	2012-04-12	2014-05-07	$55,104	$54,990	$114	$114
125000-US TREASURY NOTE 2.5% 05-15-2	P	2014-06-18	2014-04-02	$123,740	$123,560	$180	$180
5000-CORPORATE OFFICE PROP LP SR UNS	P	2013-09-09	2014-05-09	$5,333	$4,939	$394	$394
125000-FNCL 4.0 TBA 06/14 06-01-44	P	2014-05-07	2014-06-03	$131,929	$131,387	$542	$542
150000-FNCL 4.0 TBA 11/14 11-01-44	P	2014-10-07	2014-11-07	$159,457	$158,625	$832	$832
170-CARNIVAL CORP COMMON PAIRED STOC	P	2011-08-25	2014-07-09	$6,264	$5,168	$1,096	$1,096
100000-US TREASURY NOTE 2.5% 05-15-2	P	2014-09-26	2014-11-03	$101,308	$99,926	$1,382	$1,382
65-HALLIBURTON CO	P	2013-07-01	2014-06-27	$4,502	$2,763	$1,739	$1,739
15-BLACKROCK INC	P	2012-05-23	2014-06-27	$4,751	$2,400	$2,351	$2,351
90000-US TREASURY NOTE 1.875% 08/31/	P	2011-06-17	2014-01-09	$92,193	$89,339	$2,854	$2,854
150-UNITED TECHNOLOGIES CORP	P	2011-06-17	2014-02-12	$16,871	$12,717	$4,154	$4,154
195-AIR PRODUCTS & CHEMICALS INC	P	2011-06-17	2014-03-31	$23,201	$17,828	$5,373	$5,373
500-BRISTOL-MYERS SQUIBB CO	P	2013-02-08	2014-02-12	$26,475	$18,508	$7,967	$7,967
540-COMCAST CORP CL A (NEW)	P	2000-11-15	2014-02-12	$29,772	$10,381	$19,391	$19,391
2300-BARCLAYS PLC	P		2014-02-13	$9,947	$10,694	-$747	-$747
500-BG GROUP PLC	P		2014-01-02	$10,705	$8,792	$1,913	$1,913
600-JABIL CIRCUIT INC	P		2014-02-12	$11,145	$14,720	-$3,575	-$3,575
8000-GLOBAL BRANDS GROUPING HOLDING	P		2014-10-16	$1,775	$1,873	-$98	-$98
100-TIFFANY & CO NEW	P		2014-03-28	$8,499	$6,336	$2,163	$2,163
100-GILEAD SCIENCES INC	P		2014-03-27	$7,159	$2,741	$4,418	$4,418
800-SEATTLE GENETICS INC	P		2014-12-16	$25,625	$15,866	$9,759	$9,759
11203.554-EMERGING MARKETS GROWTH FU	P	2013-12-27	2014-12-23	$80,217	$86,491	-$6,274	-$6,274
200-SUMITOMO MITSUI FINANCIAL GROUP	P	2014-01-24	2014-10-17	$7,212	$10,070	-$2,858	-$2,858
400-STANDARD CHARTERED	P	2013-02-07	2014-02-13	$8,606	$10,560	-$1,954	-$1,954
65000-US TREASURY I/L FRN 1.375% 02-	P	2014-10-30	2014-11-17	$72,550	$73,873	-$1,323	-$1,323
800-WYNN MACAU LTD	P	2014-04-01	2014-09-19	$2,702	$3,547	-$845	-$845
60000-FNA 13-M4 ASQ2 (MF) 1.45128% 0	P	2013-03-13	2014-07-24	$59,733	$60,397	-$664	-$664
25000-NOVARTIS CAPITAL CORP SR UNSEC	P	2011-06-28	2014-02-18	$25,760	$26,218	-$458	-$458
25000-US TREASURY BOND 4.0% 02/15/20	P	2013-09-18	2014-01-10	$26,039	$26,332	-$293	-$293
15-PERNOD RICARD SA	P	2013-03-25	2014-01-13	$1,657	$1,859	-$202	-$202
38.3332-CDK GLOBAL INC	P	2014-03-27	2014-10-15	$977	$1,095	-$118	-$118
104909.9513-FNCI 2.5 AB7084 85K MAX	P	2012-11-15	2014-04-25	$1,492	$1,567	-$75	-$75
24068.6009-LBUBS 07-C2 A1A 5.387% 02	P	2013-10-25	2014-04-17	$462	$514	-$52	-$52
46482.2464-MSC 05-HQ7 A4 5.374094% 1	P	2011-09-21	2014-09-15	$235	$259	-$24	-$24
23-EATON CORP PLC	P	2014-01-13	2014-04-21	$1,702	$1,715	-$13	-$13
43153.6549-CSMC 06-C4 A3 5.467% 09-1	P	2013-04-02	2014-10-20	$59	$66	-$7	-$7
21769.7044-LBUBS 07-C2 A1A 5.387% 02	P	2013-10-25	2014-08-15	$8	$9	-$1	-$1
50000-FNCL 3.0 TBA 05/14 05-01-44	P	2014-04-15	2014-04-15	$48,660	$48,660
0.814-DANONE	P	2011-06-17	2014-06-13	$60	$60
35000-FNCL 4.5 TBA 07/14 07-01-44	P	2014-06-06	2014-07-09	$37,767	$37,713	$54	$54
70-ROSS STORES INC	P	2013-09-20	2014-08-22	$5,142	$5,025	$117	$117
49473.8791-FGLMC 3.0 G08534 06-01-43	P	2013-12-12	2014-04-15	$191		$191	$191
10-SYNGENTA AG	P	2011-06-17	2014-07-17	$3,642	$3,243	$399	$399
30000-US TREASURY NOTE 2.75% 02-15-2	P	2014-02-12	2014-06-04	$30,429	$29,883	$546	$546
122576.8457-FNMA POOL AU6677 2.50%	P	2013-09-11	2014-01-27	$847		$847	$847
1650-BARCLAYS PLC	P	2013-10-02	2014-07-16	$6,068	$4,940	$1,128	$1,128
100-SEATTLE GENETICS INC	P	2011-06-17	2014-12-18	$3,348	$1,948	$1,400	$1,400
75000-US TREASURY NOTE 2.75% 02-15-2	P	2014-02-12	2014-05-22	$76,447	$74,707	$1,740	$1,740
100000-US TREASURY BOND 3.125% 08-15	P	2014-10-09	2014-10-17	$103,347	$100,986	$2,361	$2,361
100-NIKE INC CL B	P	2011-08-03	2014-05-08	$7,306	$4,346	$2,960	$2,960
100-ALLERGAN INC	P	2011-06-17	2014-02-12	$12,274	$8,107	$4,167	$4,167
225-NOBLE ENERGY INC	P	2011-06-17	2014-02-12	$14,950	$9,461	$5,489	$5,489
100-SMC CORP	P	2011-06-17	2014-02-13	$24,806	$16,616	$8,190	$8,190
400-SOFTBANK CORP	P	2011-06-17	2014-01-06	$34,111	$14,594	$19,517	$19,517
29-SYNGENTA AG	P		2014-04-02	$10,979	$11,714	-$735	-$735
2358-COCA-COLA AMATIL LTD	P		2014-08-28	$19,863	$34,497	-$14,634	-$14,634
245-COACH INC	P		2014-04-02	$12,288	$15,225	-$2,937	-$2,937
200-GENPACT LTD	P		2014-10-16	$3,177	$3,114	$63	$63
305-SES FDR CL A (PARIS)	P		2014-02-13	$10,560	$8,309	$2,251	$2,251
195-ASSA ABLOY AB A	P		2014-02-13	$10,154	$5,447	$4,707	$4,707
300-WHITBREAD PLC	P		2014-04-09	$20,707	$9,454	$11,253	$11,253
500-SUMITOMO MITSUI FINANCIAL GROUP	P	2013-07-25	2014-10-17	$18,030	$24,256	-$6,226	-$6,226
30000-CANADIAN NATIONAL RAILWAY 4.95	P	2011-06-28	2014-01-15	$30,000	$32,843	-$2,843	-$2,843
2800-BARCLAYS PLC	P	2013-10-25	2014-07-01	$10,338	$12,281	-$1,943	-$1,943
2700-BARCLAYS PLC	P	2013-10-25	2014-06-25	$10,553	$11,843	-$1,290	-$1,290
20000-US TREASURY I/L FRN 0.125% 01-	P	2013-06-06	2014-10-30	$20,183	$20,992	-$809	-$809
44-PERNOD RICARD SA	P	2013-02-12	2014-01-13	$4,862	$5,454	-$592	-$592
800-WYNN MACAU LTD	P	2014-05-13	2014-10-07	$2,676	$3,129	-$453	-$453
24-PERNOD RICARD SA	P	2013-03-22	2014-01-13	$2,652	$2,944	-$292	-$292
41450.4572-CSMC 06-C4 A3 5.467% 09-1	P	2013-04-02	2014-12-17	$1,650	$1,852	-$202	-$202
10000-JP MORGAN CHASE SR UNSEC 1.625	P	2013-05-08	2014-09-29	$9,868	$9,984	-$116	-$116
25000-PROLOGIS INC SR UNSEC 3.35% 02	P	2013-10-24	2014-03-18	$24,922	$24,996	-$74	-$74
103893.6925-FNCI 2.5 AB7084 85K MAX	P	2012-11-15	2014-05-27	$1,016	$1,067	-$51	-$51
46440.455-CSMC 06-C4 A3 5.467% 09-15	P	2013-04-02	2014-03-17	$174	$195	-$21	-$21
46337.5239-CSMC 06-C4 A3 5.467% 09-1	P	2013-04-02	2014-04-17	$103	$116	-$13	-$13
43100.2605-CSMC 06-C4 A3 5.467% 09-1	P	2013-04-02	2014-11-18	$53	$60	-$7	-$7
21761.6826-LBUBS 07-C2 A1A 5.387% 02	P	2013-10-25	2014-09-17	$8	$9	-$1	-$1
100000-FNCL 3.5 TBA 07/14 07-01-44	P	2014-07-01	2014-07-01	$102,500	$102,500
0.288-IRON MOUNTAIN INC	P	2012-11-21	2014-11-14	$11	$9	$2	$2
83-SUN HUNG KAI PROPERTIES WT EXP 04	P	2011-06-17	2014-05-02	$55		$55	$55
65000-US TREASURY NOTE 1.875% 08/31/	P	2014-03-18	2014-05-28	$67,084	$66,953	$131	$131
25000-WILLIAMS PARTNERS LP UNSEC 4.5	P	2013-11-12	2014-01-07	$25,054	$24,849	$205	$205
125000-FNCL 4.5 TBA 12/14 12-01-44	P	2014-10-24	2014-11-13	$135,518	$135,117	$401	$401
32-L'AIR LIQUIDE (L)	P	2011-06-17	2014-02-17	$4,377	$3,821	$556	$556
200000-US TREASURY NOTE 0.375% 03-15	P	2013-07-16	2014-07-22	$200,015	$199,164	$851	$851
75-PERNOD RICARD SA	P	2012-01-10	2014-01-13	$8,287	$7,084	$1,203	$1,203
2000-HSBC HOLDINGS PLC UKP	P	2011-06-17	2014-02-13	$21,084	$19,680	$1,404	$1,404
200-NORDSTROM INC	P	2012-01-24	2014-02-12	$11,646	$9,905	$1,741	$1,741
600-HALLIBURTON CO	P	2011-06-17	2014-01-06	$30,218	$27,799	$2,419	$2,419
100-NIKE INC CL B	P	2011-08-03	2014-08-09	$7,316	$4,346	$2,970	$2,970
165-NORFOLK SOUTHERN CORP	P	2011-06-17	2014-05-12	$15,914	$11,687	$4,227	$4,227
130-MONSANTO CO NEW COM	P	2011-06-17	2014-02-12	$14,259	$8,637	$5,622	$5,622
160-BAYER AG	P	2011-06-17	2014-02-13	$21,597	$13,048	$8,549	$8,549
400-GILEAD SCIENCES INC	P	2012-02-16	2014-02-12	$32,719	$10,996	$21,723	$21,723
240-DREAMWORKS ANIMATION SKG INC	P		2014-10-16	$4,911	$5,293	-$382	-$382
145000-US TREASURY BOND 4.0% 02/15/2	P		2014-09-23	$147,259	$160,954	-$13,695	-$13,695
572-SEADRILL LTD	P		2014-09-23	$16,075	$18,879	-$2,804	-$2,804
260-IRONWOOD PHARMACEUTICALS INC CL	P		2014-10-20	$3,406	$3,339	$67	$67
100-TIFFANY & CO NEW	P		2014-03-31	$8,598	$6,194	$2,404	$2,404
280-SCHNEIDER ELECTRIC SA	P		2014-03-31	$24,865	$20,145	$4,720	$4,720
100-BLACKROCK INC	P		2014-04-21	$30,606	$18,911	$11,695	$11,695
400-SUMITOMO MITSUI FINANCIAL GROUP	P	2013-10-15	2014-10-17	$14,424	$20,003	-$5,579	-$5,579
400-RIO TINTO PLC REG	P	2013-10-25	2014-12-24	$17,908	$20,738	-$2,830	-$2,830
110000-US TREASURY NOTE 1.25% 02/15/	P	2011-06-17	2014-02-18	$110,000	$111,938	-$1,938	-$1,938
183.175-STANDARD CHARTERED	P	2011-06-17	2014-10-01	$3,386	$4,613	-$1,227	-$1,227
100-CENOVUS ENERGY INC C	P	2014-04-01	2014-12-23	$2,102	$2,887	-$785	-$785
6549.829-SHORT TERM BOND FD OR AMERI	P	2011-06-16	2014-07-23	$65,564	$66,153	-$589	-$589
1100-BARCLAYS PLC	P	2013-10-25	2014-06-23	$4,381	$4,825	-$444	-$444
11-SYNGENTA AG	P	2013-07-10	2014-04-01	$4,178	$4,458	-$280	-$280
125000-FNCL 4.5 TBA 10/13 10-01-44	P	2014-08-21	2014-09-16	$134,302	$134,492	-$190	-$190
47584.4955-MSC 05-HQ7 A4 5.374094% 1	P	2011-09-21	2014-08-14	$1,147	$1,262	-$115	-$115
5000-US TREASURY BOND 4.0% 02/15/201	P	2013-09-18	2014-02-11	$5,194	$5,266	-$72	-$72
44342.6331-MSC 05-HQ7 A4 5.374094% 1	P	2011-09-21	2014-11-14	$475	$523	-$48	-$48
176.741-SHORT TERM BOND FD OR AMERIC	P	2011-09-01	2014-02-12	$1,766	$1,787	-$21	-$21
43212.1931-CSMC 06-C4 A3 5.467% 09-1	P	2013-04-02	2014-09-17	$91	$102	-$11	-$11
56523.4578-FNCL 5.0 AI8229 MHA 08/01	P	2011-08-12	2014-02-25	$87	$94	-$7	-$7
21752.6358-LBUBS 07-C2 A1A 5.387% 02	P	2013-10-25	2014-10-20	$9	$10	-$1	-$1
150000-FNCL 4.0 TBA 09/14 09-01-44	P	2014-08-28	2014-08-25	$158,730	$158,730
100000-FNCL 3.5 TBA 06/14 06-01-44	P	2014-04-15	2014-04-15	$101,039	$101,031	$8	$8
13000-NATIONAL RURAL UTIL SR SEC 1ST	P	2012-01-26	2014-10-16	$13,018	$12,959	$59	$59
90-GENPACT LTD	P	2011-06-17	2014-03-17	$1,536	$1,403	$133	$133
400-WYNN MACAU LTD	P	2013-07-02	2014-10-09	$1,332	$1,127	$205	$205
25000-GENERAL ELEC CAP CORP SR UNSEC	P	2014-01-08	2014-03-18	$25,364	$24,953	$411	$411
45-KONINKLIJKE DSM NV	P	2012-10-19	2014-03-18	$2,913	$2,349	$564	$564
35-TIFFANY & CO NEW	P	2012-01-20	2014-04-01	$3,044	$2,166	$878	$878
29-SYNGENTA AG	P	2011-06-17	2014-07-16	$10,607	$9,403	$1,204	$1,204
125000-FNCL 4.5 TBA 11/14 11-01-44	P	2014-09-16	2014-10-24	$135,391	$133,984	$1,407	$1,407
77-EATON CORP PLC	P	2012-12-03	2014-04-21	$5,698	$3,935	$1,763	$1,763
100-TE CONNECTIVITY LTD US	P	2011-06-17	2014-09-25	$5,857	$3,401	$2,456	$2,456
100-WHITBREAD PLC	P	2013-04-04	2014-04-10	$6,923	$3,907	$3,016	$3,016
475-TARGET CORP	P	2011-06-17	2014-05-23	$26,489	$22,249	$4,240	$4,240
200-KLA-TENCOR CORP	P	2011-08-23	2014-02-12	$12,728	$7,064	$5,664	$5,664
250-WHITBREAD PLC	P	2011-10-28	2014-01-10	$15,955	$6,934	$9,021	$9,021
400-CENOVUS ENERGY INC C	P		2014-12-16	$6,819	$12,976	-$6,157	-$6,157
177-EATON CORP PLC	P		2014-04-17	$13,100	$13,312	-$212	-$212
945-BHP BILLITON LTD (AUD)	P		2014-12-24	$22,194	$34,876	-$12,682	-$12,682
300-ENSCO PLC-CL A	P		2014-03-31	$15,831	$18,221	-$2,390	-$2,390
600-IRONWOOD PHARMACEUTICALS INC CL	P		2014-10-16	$7,928	$7,859	$69	$69
300-VERISIGN INC	P		2014-02-12	$16,225	$13,634	$2,591	$2,591
250-EXPRESS SCRIPTS HOLDING CO	P		2014-02-12	$18,967	$13,925	$5,042	$5,042
300-TIFFANY & CO NEW	P		2014-06-25	$29,972	$17,695	$12,277	$12,277
700-STANDARD CHARTERED	P	2011-08-31	2014-11-24	$10,358	$15,697	-$5,339	-$5,339
52000-BANK OF CHINA LTD H	P	2011-06-17	2014-01-07	$22,843	$25,526	-$2,683	-$2,683
200-CENOVUS ENERGY INC C	P	2014-08-05	2014-12-23	$4,205	$6,133	-$1,928	-$1,928
55000-US TREASURY BOND 4.0% 02/15/20	P	2013-10-16	2014-06-04	$56,495	$57,716	-$1,221	-$1,221
30000-US TREASURY BOND 4.0% 02/15/20	P	2013-09-18	2014-06-04	$30,816	$31,599	-$783	-$783
20000-PETROBRAS SR UNSEC	P	2013-05-13	2014-04-24	$19,287	$19,870	-$583	-$583
1200-BARCLAYS PLC	P	2011-06-17	2014-07-02	$4,472	$4,908	-$436	-$436
15000-GENERAL ELEC CAP CORP UNSEC 3.	P	2013-02-12	2014-03-06	$14,565	$14,839	-$274	-$274
67-DANONE	P	2011-06-17	2014-04-01	$4,696	$4,883	-$187	-$187
10-CENOVUS ENERGY INC C	P	2014-06-30	2014-12-23	$210	$324	-$114	-$114
100288.4225-FNCI 2.5 AB7084 85K MAX	P	2012-11-15	2014-08-25	$1,439	$1,511	-$72	-$72
200-TREND MICRO INC	P	2011-06-17	2014-04-01	$6,167	$6,211	-$44	-$44
191.391-SHORT TERM BOND FD OR AMERIC	P	2011-08-01	2014-02-12	$1,912	$1,933	-$21	-$21
124.439-SHORT TERM BOND FD OR AMERIC	P	2013-04-30	2014-02-12	$1,243	$1,253	-$10	-$10
56260.5129-FNCL 5.0 AI8229 MHA 08/01	P	2011-08-12	2014-05-27	$82	$89	-$7	-$7
91.172-SHORT TERM BOND FD OR AMERICA	P	2013-10-31	2014-02-12	$911	$912	-$1	-$1
150000-FNCL 4.0 TBA 10/14 10-01-44	P	2014-10-07	2014-10-07	$159,176	$159,176
150000-FNCL 4.0 TBA 08/14 08-01-44	P	2014-07-28	2014-07-28	$158,229	$158,221	$8	$8
10000-US TREASURY NOTE 0.375% 03-15-	P	2013-07-16	2014-10-29	$10,020	$9,958	$62	$62
125652-FNMA POOL AU6677 2.50% 09/01	P	2013-09-11	2014-01-08	$121,207	$121,071	$136	$136
6-SYNGENTA AG	P	2011-06-17	2014-07-21	$2,174	$1,946	$228	$228
15000-ABBVIE INC	P	2013-08-15	2014-07-18	$14,545	$14,126	$419	$419
15000-TIME WARNER INC SR UNSEC 4.05%	P	2013-12-11	2014-07-17	$15,535	$14,955	$580	$580
55000-US TREASURY NOTE 2.5% 05-15-24	P	2014-09-26	2014-11-21	$55,876	$54,959	$917	$917
100-SEATTLE GENETICS INC	P	2011-06-17	2014-12-17	$3,212	$1,948	$1,264	$1,264
200-HALLIBURTON CO	P	2011-06-17	2014-02-12	$10,676	$9,266	$1,410	$1,410
300-TEXAS INSTRUMENTS INC	P	2013-07-11	2014-02-12	$13,002	$11,149	$1,853	$1,853
185-TIFFANY & CO NEW	P	2011-06-17	2014-02-12	$16,113	$13,603	$2,510	$2,510
100-WHITBREAD PLC	P	2013-04-04	2014-04-10	$6,927	$3,907	$3,020	$3,020
140-SCRIPPS NETWORKS INTERACTIVE CL	P	2011-06-17	2014-02-12	$10,870	$6,597	$4,273	$4,273
460-TEXAS INSTRUMENTS INC	P	2013-03-15	2014-04-01	$21,808	$16,118	$5,690	$5,690
225-ALLERGAN INC	P	2011-06-17	2014-03-28	$27,354	$18,241	$9,113	$9,113
695-ELRINGKLINGER AG	P		2014-12-29	$24,165	$27,957	-$3,792	-$3,792
145000-US TREASURY NOTE 1.875% 08/31	P		2014-10-09	$149,061	$149,143	-$82	-$82
1973-FIRST QUANTUM MINERALS LTD C	P		2014-12-23	$27,266	$38,975	-$11,709	-$11,709
355-COACH INC	P		2014-05-09	$14,938	$16,978	-$2,040	-$2,040
400-GENPACT LTD	P		2014-10-20	$6,345	$6,179	$166	$166
100-SEATTLE GENETICS INC	P		2014-03-27	$4,597	$2,000	$2,597	$2,597
137-BMW AG	P		2014-03-31	$17,293	$11,782	$5,511	$5,511
640-SAMPO OYJ A SHS	P		2014-02-13	$32,102	$19,205	$12,897	$12,897

Field	Value	IRS element (for citing)
Capital Gain Net Income	$349,269	CapitalGainNetIncomeAmt
Net Short Term Capital Gain Loss	-$92,948	NetShortTermCapitalGainLossAmt

Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp

Field	Value	IRS element (for citing)
Liable Section4942 Tax	false	LiableSection4942TaxInd
Adjusted Qlfy Distri Yr1	$694,500	AdjustedQlfyDistriYr1Amt
Net Vl Noncharitable Assets Yr1	$19,531,149	NetVlNoncharitableAssetsYr1Amt
Distribution Yr1	0.035559	DistributionYr1Rt
Adjusted Qlfy Distri Yr2	$672,670	AdjustedQlfyDistriYr2Amt
Net Vl Noncharitable Assets Yr2	$18,446,982	NetVlNoncharitableAssetsYr2Amt
Distribution Yr2	0.036465	DistributionYr2Rt
Adjusted Qlfy Distri Yr3	$1,496,112	AdjustedQlfyDistriYr3Amt
Net Vl Noncharitable Assets Yr3	$18,711,157	NetVlNoncharitableAssetsYr3Amt
Distribution Yr3	0.079958	DistributionYr3Rt
Adjusted Qlfy Distri Yr4	$928,569	AdjustedQlfyDistriYr4Amt
Net Vl Noncharitable Assets Yr4	$18,248,693	NetVlNoncharitableAssetsYr4Amt
Distribution Yr4	0.050884	DistributionYr4Rt
Adjusted Qlfy Distri Yr5	$1,403,265	AdjustedQlfyDistriYr5Amt
Net Vl Noncharitable Assets Yr5	$17,416,011	NetVlNoncharitableAssetsYr5Amt
Distribution Yr5	0.080573	DistributionYr5Rt
Total Distribution	0.283439	TotalDistributionRt
Average Distribution	0.056688	AverageDistributionRt
Net Vl Noncharitable Assets	$20,403,436	NetVlNoncharitableAssetsAmt
Adj Net Vl Noncharitable Assets	$1,156,630	AdjNetVlNoncharitableAssetsAmt
Net Investment Income Pct	$5,716	NetInvestmentIncomePctAmt
Adj Nonchrtbl Net Invst Incm Pct	$1,162,346	AdjNonchrtblNetInvstIncmPctAmt
Qualifying Distributions	$687,505	QualifyingDistributionsAmt

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

Field	Value	IRS element (for citing)
Investment Income Excise Tax	$11,432	InvestmentIncomeExciseTaxAmt
Subtotal	$11,432	SubtotalAmt
Tax Based On Investment Income	$11,432	TaxBasedOnInvestmentIncomeAmt
Estimated Plus Ovpmt Incm Tx	$18,800	EstimatedPlusOvpmtIncmTxAmt
Total Payments And Credits	$18,800	TotalPaymentsAndCreditsAmt
Form2220 Attached	Yes (X)	Form2220AttachedInd
Overpayment	$7,368	OverpaymentAmt
Applied To ES Tax	$7,368	AppliedToESTaxAmt

Statements Regarding Acty StatementsRegardingActyGrp

Field	Value	IRS element (for citing)
Legislative Political Acty	false	LegislativePoliticalActyInd
More Than100 Spent	false	MoreThan100SpentInd
Form1120 POL Filed	false	Form1120POLFiledInd
Activities Not Previously Rpt	false	ActivitiesNotPreviouslyRptInd
Changes To Articles Or Bylaws	false	ChangesToArticlesOrBylawsInd
Unrelated Bus Incm Over Limit	false	UnrelatedBusIncmOverLimitInd
Organization Dissolved Etc	false	OrganizationDissolvedEtcInd
Section508e Rqr Satisfied	Yes (true)	Section508eRqrSatisfiedInd
At Least5000 In Assets	Yes (true)	AtLeast5000InAssetsInd
Private Operating Foundation	false	PrivateOperatingFoundationInd
New Substantial Contributors	false	NewSubstantialContributorsInd
Own Controlled Entity	false	OwnControlledEntityInd
Donor Advised Fund	false	DonorAdvisedFundInd
Comply With Public Insp Rqr	Yes (true)	ComplyWithPublicInspRqrInd
Website Address	N/A	WebsiteAddressTxt
Individual With Books	LOIS MANDRELL	IndividualWithBooksNm
Phone	6184630700	PhoneNum

Location Of Books US Address LocationOfBooksUSAddress

Field	Value	IRS element (for citing)
Address Line1	PO BOX 5146	AddressLine1Txt
City	GODFREY	CityNm
State Abbreviation	IL	StateAbbreviationCd
ZIP	62035	ZIPCd

Field	Value	IRS element (for citing)
Foreign Accounts Question	false	ForeignAccountsQuestionInd

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

Field	Value	IRS element (for citing)
Sale Or Exch Disqualified Prsn	false	SaleOrExchDisqualifiedPrsnInd
Brrw Or Lend Disqualified Prsn	false	BrrwOrLendDisqualifiedPrsnInd
Furn Goods Disqualified Prsn	false	FurnGoodsDisqualifiedPrsnInd
Pay Comp Disqualified Prsn	false	PayCompDisqualifiedPrsnInd
Transfer Ast Disqualified Prsn	false	TransferAstDisqualifiedPrsnInd
Payment To Government Official	false	PaymentToGovernmentOfficialInd
Uncorrected Prior Acts	false	UncorrectedPriorActsInd
Undistributed Income PY	false	UndistributedIncomePYInd
Business Holdings	false	BusinessHoldingsInd
Jeopardy Investments	false	JeopardyInvestmentsInd
Uncorrected PY Jeopardy Invst	false	UncorrectedPYJeopardyInvstInd
Influence Legislation	false	InfluenceLegislationInd
Influence Election	false	InfluenceElectionInd
Grants To Individuals	false	GrantsToIndividualsInd
Grants To Organizations	false	GrantsToOrganizationsInd
Noncharitable Purpose	false	NoncharitablePurposeInd
Rcv Fnds To Pay Prsnl Bnft Cntrct	false	RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct	false	PayPremiumsPrsnlBnftCntrctInd
Prohibited Tax Shelter Trans	false	ProhibitedTaxShelterTransInd

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (9 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	TitleTitleTxt	Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt	CompensationCompensationAmt	Employee Benefit ProgramEmployeeBenefitProgramAmt	Expense Account Other AllwncExpenseAccountOtherAllwncAmt
JEFF WEBER
69 DANFORTH ROAD	ALTON	IL	62002	PRESIDENT	2.00	$0	$0	$0
MIKE FITZGERALD
322 STATE STREET	ALTON	IL	62002	VICE PRESIDE	2.00	$0	$0	$0
ROBERT MCCLELLAN
7645 SHERRY CREEK ROAD	WORDEN	IL	62097	TREASURER	2.00	$0	$0	$0
LAURA ASHER
1406 LIBERTY STREET	ALTON	IL	62002	SECRETARY	2.00	$0	$0	$0
ANITA COOPER
4012 STONELEDGE DRIVE	GODFREY	IL	62035	DIRECTOR	0.50	$0	$0	$0
KAREN ECKERT
1348 RUSTICVIEW DRIVE	BALLWIN	MO	63011	DIRECTOR	0.50	$0	$0	$0
JOHN WILLIAMS
304 E EXCHANGE STREET	JERSEYVILLE	IL	62052	DIRECTOR	0.50	$0	$0	$0
FELICIA BREEN
2040 ALBY STREET	ALTON	IL	62002	DIRECTOR	0.50	$0	$0	$0
TINA MURPHY
44 FAIRMOUNT DRIVE	ALTON	IL	62002	DIRECTOR	0.50	$0	$0	$0

Field	Value	IRS element (for citing)
Comp Of Hghst Pd Empl Or NONE	NONE	CompOfHghstPdEmplOrNONETxt

Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	CAPITAL GROUP COMPANIES	BusinessNameLine1Txt

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	6455 IRVINE CENTER DR	AddressLine1Txt
City	IRVINE	CityNm
State Abbreviation	CA	StateAbbreviationCd
ZIP	92618	ZIPCd

Field	Value	IRS element (for citing)
Service Type	INVESTMENTS	ServiceTypeTxt
Compensation	$163,472	CompensationAmt

Sum Of Program Related Invst SumOfProgramRelatedInvstGrp

Field	Value	IRS element (for citing)
Description1	N/A	Description1Txt

Minimum Investment Return MinimumInvestmentReturnGrp

Field	Value	IRS element (for citing)
Average Monthly FMV Of Sec	$20,126,249	AverageMonthlyFMVOfSecAmt
Average Monthly Cash Balances	$587,899	AverageMonthlyCashBalancesAmt
FMV All Other Noncharitable Ast	$0	FMVAllOtherNoncharitableAstAmt
Total FMV Of Unused Assets	$20,714,148	TotalFMVOfUnusedAssetsAmt
Adjusted Total FMV Of Unused Ast	$20,714,148	AdjustedTotalFMVOfUnusedAstAmt
Cash Deemed Charitable	$310,712	CashDeemedCharitableAmt
Net Vl Noncharitable Assets	$20,403,436	NetVlNoncharitableAssetsAmt
Minimum Investment Return	$1,020,172	MinimumInvestmentReturnAmt

Distributable Amount DistributableAmountGrp

Field	Value	IRS element (for citing)
Minimum Investment Return	$1,020,172	MinimumInvestmentReturnAmt
Tax Based On Investment Income	$11,432	TaxBasedOnInvestmentIncomeAmt
Total Tax	$11,432	TotalTaxAmt
Distributable Before Adj	$1,008,740	DistributableBeforeAdjAmt
Distributable Before Ded	$1,008,740	DistributableBeforeDedAmt
Distributable As Adjusted	$1,008,740	DistributableAsAdjustedAmt

Qualifying Distri Part XII QualifyingDistriPartXIIGrp

Field	Value	IRS element (for citing)
Expenses And Contributions	$687,505	ExpensesAndContributionsAmt
Qualifying Distributions	$687,505	QualifyingDistributionsAmt
Adjusted Qualifying Distri	$687,505	AdjustedQualifyingDistriAmt

Undistributed Income UndistributedIncomeGrp

Field	Value	IRS element (for citing)
Distributable As Adjusted	$1,008,740	DistributableAsAdjustedAmt
Excess Distribution Cyov Yr5	$544,422	ExcessDistributionCyovYr5Amt
Excess Distribution Cyov Yr4	$26,282	ExcessDistributionCyovYr4Amt
Excess Distribution Cyov Yr3	$606,330	ExcessDistributionCyovYr3Amt
Total Excess Distribution Cyov	$1,177,034	TotalExcessDistributionCyovAmt
Qualifying Distributions	$687,505	QualifyingDistributionsAmt
Applied To Current Year	$687,505	AppliedToCurrentYearAmt
Excess Distri Cyov App CY Corpus	$321,235	ExcessDistriCyovAppCYCorpusAmt
Excess Distribution Cyov App CY	$321,235	ExcessDistributionCyovAppCYAmt
Total Corpus	$855,799	TotalCorpusAmt
Undistributed Income CY	$0	UndistributedIncomeCYAmt
Excess Distri Cyov From Yr5	$223,187	ExcessDistriCyovFromYr5Amt
Excess Distri Cyov To Next Yr	$632,612	ExcessDistriCyovToNextYrAmt
Excess From Year4	$26,282	ExcessFromYear4Amt
Excess From Year3	$606,330	ExcessFromYear3Amt

Supplementary Information SupplementaryInformationGrp

Field	Value	IRS element (for citing)
Only Contri To Preselected	Yes (X)	OnlyContriToPreselectedInd

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (12 entries)

Address Line1RecipientUSAddress/AddressLine1Txt	CityRecipientUSAddress/CityNm	State AbbreviationRecipientUSAddress/StateAbbreviationCd	ZIPRecipientUSAddress/ZIPCd	Recipient RelationshipRecipientRelationshipTxt	Grant Or Contribution PurposeGrantOrContributionPurposeTxt	AmtAmt
GREAT RIVERS LAND TRUST
PO BOX 821	ALTON	IL	62002	N/A	PIASA HARBOR ACQUISITION	$100,000
GREAT RIVERS LAND TRUST
PO BOX 821	ALTON	IL	62002	N/A	STEWARDSHIP ENDOWMENT	$40,000
GREAT RIVERS LAND TRUST
PO BOX 821	ALTON	IL	62002	N/A	GENERAL OPERATIONS	$10,000
SIERRA CLUB FOUNDATION
85 SECOND STREET STE 750	SAN FRANCISCO	CA	94105	N/A	GENERAL OPERATIONS	$120,000
THE NATRUE INSTITUTE
2213 S LEVIS LANE	GODFREY	IL	62035	N/A	GENERAL OPERATIONS	$368,000
THE NATURE INSTITUTE
2213 S LEVIS LANE	GODFREY	IL	62035	N/A	TALAHIE LODGE KITCHEN PROJECT	$5,000
THE NATURE INSTITUTE
2213 S LEVIS LANE	GODFREY	IL	62035	N/A	CABIN RESTORATION PROJECT	$5,000
THE NATURE INSTITUTE
2213 E LEVIS LANE	GODFREY	IL	62035	N/A	STONE WALL REPAIR PROJECT	$5,000
COMMUNITY CULTIVATORS
PO BOX 25	ELSAH	IL	62028		GENERAL OPERATIONS	$5,000
WATERSHED NATURE CENTER
1591 TOWER AVE	EDWARDSVILLE	IL	62025	N/A	GENERAL OPERATIONS	$5,000
FRIENDS OF PERE MARQUETTE
13112 VISITOR CENTER LANE	GRAFTON	IL	62037	N/A	GENERAL OPERATIONS	$5,000
SIUE FOUNDATION
CAMPUS BOX 1082	EDWARDSVILLE	IL	62052	N/A	SIUE GARDENS' BRIDGE PROJECT	$5,000

Field	Value	IRS element (for citing)
Total Grant Or Contri Pd Dur Yr	$673,000	TotalGrantOrContriPdDurYrAmt

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp

Field	Value	IRS element (for citing)
Exclusion	14	ExclusionCd
Exclusion	$16	ExclusionAmt

Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp

Field	Value	IRS element (for citing)
Exclusion	14	ExclusionCd
Exclusion	$367,270	ExclusionAmt

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

Field	Value	IRS element (for citing)
Exclusion	18	ExclusionCd
Exclusion	$349,269	ExclusionAmt

Other Revenue Described OtherRevenueDescribedGrp (2 entries)

DescDesc	ExclusionExclusionCd	ExclusionExclusionAmt
CAPITAL GROUP ALTERNATIVE	14	$14,531
CAPITAL GROUP ALTERNATIVE	18	$26,149

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

Field	Value	IRS element (for citing)
Exclusion	$757,235	ExclusionAmt

Field	Value	IRS element (for citing)
Total Income Producing Acty	$757,235	TotalIncomeProducingActyAmt

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Nonchrtbl EO	false	TrnsfrOfCashToNonchrtblEOInd
Trnsfr Other Asset Nonchrtbl EO	false	TrnsfrOtherAssetNonchrtblEOInd
Sales Or Exchanges Of Assets	false	SalesOrExchangesOfAssetsInd
Purchase Of Assets Nonchrtbl EO	false	PurchaseOfAssetsNonchrtblEOInd
Rental Of Facilities Oth Assets	false	RentalOfFacilitiesOthAssetsInd
Reimbursement Arrangements	false	ReimbursementArrangementsInd
Loans Or Loan Guarantees	false	LoansOrLoanGuaranteesInd
Performance Of Services Etc	false	PerformanceOfServicesEtcInd
Sharing Of Facilities Etc	false	SharingOfFacilitiesEtcInd
Relationships Nonchrtbl EO	false	RelationshipsNonchrtblEOInd

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees Detail AccountingFeesDetail

Field	Value	IRS element (for citing)
Category	ACCOUNTING/TAX PREPARATION	CategoryTxt
Amt	$4,016	Amt
Net Investment Income	$3,000	NetInvestmentIncomeAmt
Adjusted Net Income	$3,000	AdjustedNetIncomeAmt
Disbursements Charitable Prps	$1,016	DisbursementsCharitablePrpsAmt

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corporate Bonds InvestmentsCorporateBondsGrp (2 entries)

BondBondNm	EOY Book ValueEOYBookValueAmt	EOYFMVEOYFMVAmt
CORPORATE BONDS	$1,120,269	$1,134,567
MUTUAL FUNDS	$1,626,372	$1,607,208

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp (2 entries)

StockStockNm	EOY Book ValueEOYBookValueAmt	EOYFMVEOYFMVAmt
COMMON STOCK	$6,988,873	$9,835,018
MUTUAL FUNDS

Investments Govt Obligations Sch InvestmentsGovtObligationsSch

Field	Value	IRS element (for citing)
US Govt Obligations Book Vl EOY	$3,009,378	USGovtObligationsBookVlEOYAmt
US Govt Obligations EOYFMV	$2,998,852	USGovtObligationsEOYFMVAmt
State Local Sec Book Vl EOY	$145,000	StateLocalSecBookVlEOYAmt
State Local Sec EOYFMV	$146,061	StateLocalSecEOYFMVAmt

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOtherGrp

Field	Value	IRS element (for citing)
Category Or Item	PARTNERSHIPS	CategoryOrItemTxt
Listed At Cost Or FMV	AT COST	ListedAtCostOrFMVCd
Book Value	$1,940,680	BookValueAmt
EOYFMV	$1,923,402	EOYFMVAmt

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (9 entries)

DescDesc	Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt	Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt
EXPENSES
BANK CHARGES	$87	$87
COMPUTER EXPENSES	$755	$755
DONATIONS	$200	$200
INSURANCE	$4,200	$4,200
MISCELLANEOUS	$21	$21
OFFICE SUPPLIES	$578	$578
POSTAGE	$114	$114
TRAVEL REIMBURSEMENT	$239	$239

Other Income Schedule2 OtherIncomeSchedule2

Other Income Detail OtherIncomeDetail (2 entries)

DescDesc	Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt	Adjusted Net IncomeAdjustedNetIncomeAmt
CAPITAL GROUP ALTERNATIVE	$14,531	$14,531
CAPITAL GROUP ALTERNATIVE	$26,149	$26,149

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees Detail OtherProfessionalFeesDetail

Field	Value	IRS element (for citing)
Category	INVESTMENT MANAGEMENT	CategoryTxt
Amt	$163,472	Amt
Net Investment Income	$163,472	NetInvestmentIncomeAmt
Adjusted Net Income	$163,472	AdjustedNetIncomeAmt

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail (3 entries)

CategoryCategoryTxt	AmtAmt	Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt	Net Investment IncomeNetInvestmentIncomeAmt	Adjusted Net IncomeAdjustedNetIncomeAmt
LICENSES	$15	$15
FEDERAL EXCISE TAX	$11,432
FOREIGN TAX	$16,280		$16,280	$16,280

JAMES AND AUNE NELSON FOUNDATION: Form 990PF, tax year 2014

Return header ReturnHeader

Preparer Firm PreparerFirmGrp

Preparer Firm Name PreparerFirmName

Preparer US Address PreparerUSAddress

Filer Filer

Business Name BusinessName

US Address USAddress

Business Officer BusinessOfficerGrp

Preparer Person PreparerPersonGrp

Form 990-PF IRS990PF

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (606 entries)

Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

Statements Regarding Acty StatementsRegardingActyGrp

Location Of Books US Address LocationOfBooksUSAddress

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (9 entries)

Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp

Business Name BusinessName

US Address USAddress

Sum Of Program Related Invst SumOfProgramRelatedInvstGrp

Minimum Investment Return MinimumInvestmentReturnGrp

Distributable Amount DistributableAmountGrp

Qualifying Distri Part XII QualifyingDistriPartXIIGrp

Undistributed Income UndistributedIncomeGrp

Supplementary Information SupplementaryInformationGrp

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (12 entries)

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp

Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

Other Revenue Described OtherRevenueDescribedGrp (2 entries)

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees Detail AccountingFeesDetail

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corporate Bonds InvestmentsCorporateBondsGrp (2 entries)

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp (2 entries)

Investments Govt Obligations Sch InvestmentsGovtObligationsSch

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOtherGrp

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (9 entries)

Other Income Schedule2 OtherIncomeSchedule2

Other Income Detail OtherIncomeDetail (2 entries)

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees Detail OtherProfessionalFeesDetail

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail (3 entries)

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