2015-11-16T08:23:36-06:00 2014-12-31 371031116 CJ SCHLOSSER & COMPANY LLC 233 E CENTER DR ALTON IL 620025931 990PF 2014-01-01 371371840 JAMES AND AUNE NELSON FOUNDATION JAME 6184630700 PO BOX 5146 GODFREY IL 62035 ROBERT MCCLELLAN TREASURER 6184630700 2015-11-12 DAVID M BARTOSIAK P00383784 6184657717 2015-11-13 2014 2016-04-25 22:37:26Z X 20491935 X X 16 16 16 367270 364371 367270 349269 17726059 349269 40680 40680 40680 757235 754336 407966 5563 5563 425 425 4016 3000 3000 1016 163472 163472 163472 27727 16280 16280 15 1292 1292 6194 6194 208689 182752 182752 14505 673000 673000 881689 182752 182752 687505 -124454 571584 225214 433029 2838059 2838059 2971 8768 8768 4277275 3154378 3144913 9926116 6988873 9835018 3162765 2746641 2741775 1940680 1923402 17802156 17677399 20491935 303 303 0 X 17801853 17677399 17801853 17677399 17802156 17677399 17801853 -124454 17677399 17677399 175804.529-EMERGING MARKETS GROWTH F P 2012-02-03 2014-12-23 1258760 1475000 -216240 -216240 50000-US TREASURY BOND 4.0% 02/15/20 P 2011-06-17 2014-12-31 50248 55385 -5137 -5137 90000-US TREASURY I/L FRN 0.125% 04/ P 2014-06-18 2014-12-15 96860 99471 -2611 -2611 800-CENOVUS ENERGY INC C P 2014-10-16 2014-12-23 16818 18734 -1916 -1916 100-CENOVUS ENERGY INC C P 2014-06-26 2014-12-23 2102 3204 -1102 -1102 1100-BARCLAYS PLC P 2013-10-25 2014-06-30 4043 4825 -782 -782 100-MOSAIC CO/THE P 2014-05-07 2014-10-28 4313 4875 -562 -562 1100-BARCLAYS PLC P 2013-10-25 2014-06-20 4422 4825 -403 -403 21786.7304-LBUBS 07-C2 A1A 5.387% 02 P 2013-10-25 2014-06-17 2258 2515 -257 -257 130-CARNIVAL CORP COMMON PAIRED STOC P 2014-04-01 2014-07-09 4790 4972 -182 -182 100-ROSS STORES INC P 2013-10-07 2014-04-09 7144 7252 -108 -108 109229.5475-FNCI 2.5 AB7084 85K MAX P 2012-11-15 2014-01-27 1385 1455 -70 -70 99435.86-FNCI 2.5 AB7084 85K MAX 11/ P 2012-11-15 2014-09-25 853 895 -42 -42 46669.407-CSMC 06-C4 A3 5.467% 09-15 P 2013-04-02 2014-01-17 158 178 -20 -20 40000-US TREASURY NOTE 1.25% 09-30-1 P 2014-04-15 2014-04-23 40600 40610 -10 -10 56097.1341-FNCL 5.0 AI8229 MHA 08/01 P 2011-08-12 2014-07-25 82 89 -7 -7 93.36-SHORT TERM BOND FD OR AMERICA P 2013-11-29 2014-02-12 933 934 -1 -1 150000-FNCL 4.0 TBA 11/14 11-01-44 P 2014-11-07 2014-11-07 159527 159527 10-GENPACT LTD P 2012-01-24 2014-10-21 160 152 8 8 59732.5116-FNA 13-M4 ASQ2 (MF) 1.451 P 2013-03-13 2014-07-25 67 67 67 100-GENPACT LTD P 2011-06-17 2014-03-13 1700 1559 141 141 15000-US TREASURY NOTE 2.25% 03-31-2 P 2014-04-08 2014-11-07 15220 14988 232 232 20000-JP MORGAN CHASE SR UNSEC 3.625 P 2014-09-29 2014-12-05 20316 19873 443 443 15000-PETROBRAS SR UNSEC P 2014-12-16 2014-12-17 14018 13406 612 612 100-NUCOR CORP P 2011-06-17 2014-06-30 4896 3952 944 944 73-L'AIR LIQUIDE (L) P 2011-06-17 2014-02-17 9980 8716 1264 1264 80-BRISTOL-MYERS SQUIBB CO P 2012-04-17 2014-04-01 4140 2665 1475 1475 50-WHITBREAD PLC P 2011-10-28 2014-04-14 3271 1387 1884 1884 100-TE CONNECTIVITY LTD US P 2011-06-17 2014-09-24 5964 3401 2563 2563 80-HALLIBURTON CO P 2011-12-19 2014-06-27 5540 2501 3039 3039 200-TE CONNECTIVITY LTD US P 2011-06-17 2014-02-12 11397 6803 4594 4594 30-SAMSUNG ELEC GDS N/V PF P 2011-06-17 2014-02-13 13902 8100 5802 5802 150-UNION PACIFIC CORP P 2011-06-17 2014-01-06 24887 14950 9937 9937 7100-HOME RETAIL GROUP P 2014-12-24 22787 24991 -2204 -2204 15000-WELLS FARGO CO SUB 4.1% 06-03- P 2014-09-22 15044 15048 -4 -4 640-ENSCO PLC-CL A P 2014-10-16 24440 35867 -11427 -11427 100-ENSCO PLC-CL A P 2014-10-15 3814 5852 -2038 -2038 23-SYNGENTA AG P 2014-07-14 8424 7933 491 491 100-SEATTLE GENETICS INC P 2014-03-28 4604 1994 2610 2610 300-BRISTOL-MYERS SQUIBB CO P 2014-03-31 15560 10031 5529 5529 290-GILEAD SCIENCES INC P 2014-03-31 20457 7364 13093 13093 1850-ENI SPA REG P 2014-06-27 2014-12-29 32860 50479 -17619 -17619 400-SUMITOMO MITSUI FINANCIAL GROUP P 2013-10-25 2014-10-17 14424 19556 -5132 -5132 200-COBALT INTERNATIONAL ENERGY P 2012-03-02 2014-04-16 3627 6076 -2449 -2449 35-SYNGENTA AG P 2013-07-11 2014-02-13 12737 14539 -1802 -1802 100-ALLEGHENY TECHNOLOGIES INC P 2011-08-31 2014-07-30 3935 4991 -1056 -1056 300-CENOVUS ENERGY INC C P 2014-10-16 2014-12-23 6307 7069 -762 -762 100-INFOSYS TECHNOLOGIES ADR P 2014-01-24 2014-07-17 5427 5984 -557 -557 1000-BARCLAYS PLC P 2013-10-25 2014-06-20 3999 4386 -387 -387 49551.3549-FNCL 5.0 AI8229 MHA 08/01 P 2011-08-12 2014-12-26 2816 3068 -252 -252 99.9997-CDK GLOBAL INC P 2013-08-13 2014-10-15 2549 2719 -170 -170 45000-US TREASURY NOTE 2.5% 05-15-24 P 2014-08-26 2014-09-04 45374 45482 -108 -108 98068.4788-FNCI 2.5 AB7084 85K MAX 1 P 2012-11-15 2014-10-27 1367 1436 -69 -69 173469.7994-FNCI 3.0 AL2908 08-01-27 P 2013-12-12 2014-02-07 1659 1700 -41 -41 48731.0547-MSC 05-HQ7 A4 5.374094% 1 P 2011-09-21 2014-07-14 201 221 -20 -20 125000-FNCL 4.5 TBA 08/14 08-01-44 P 2014-07-08 2014-07-24 134639 134648 -9 -9 52534.8468-FNCL 5.0 AI8229 MHA 08/01 P 2011-08-12 2014-09-25 77 84 -7 -7 70.313-SHORT TERM BOND FD OR AMERICA P 2014-05-30 2014-07-23 704 705 -1 -1 125000-FNCL 4.5 TBA 06/14 06-01-44 P 2014-06-06 2014-06-06 134971 134971 49826.5239-FGLMC 3.0 G08534 06-01-43 P 2013-12-12 2014-02-18 173 164 9 9 10000-GOLDMAN SACHS GROUP INC SR UNS P 2014-02-24 2014-10-20 10122 10047 75 75 5000-ABBVIE INC P 2013-08-15 2014-07-18 4858 4709 149 149 10000-US TREASURY NOTE 2.50% 08/15/2 P 2013-12-16 2014-06-04 9979 9721 258 258 51164-FGLMC 3.0 G08534 06-01-43 P 2013-12-12 2014-03-12 47708 47261 447 447 15000-CORPORATE OFFICE PROP LP SR UN P 2013-09-09 2014-01-15 15439 14817 622 622 1000-DBS GROUP HOLDINGS LTD P 2012-09-28 2014-02-13 12720 11768 952 952 100-TIFFANY & CO NEW P 2011-06-17 2014-01-21 8652 7353 1299 1299 120-KONINKLIJKE DSM NV P 2012-10-19 2014-03-14 7739 6261 1478 1478 300-ORACLE CORP P 2011-06-17 2014-02-12 11383 9476 1907 1907 100-GOLDMAN SACHS GROUP INC P 2011-06-17 2014-02-12 16359 13793 2566 2566 160-NOVARTIS AG NAMEN P 2011-06-17 2014-02-13 13157 9762 3395 3395 200-DANAHER CORP P 2011-06-17 2014-02-12 15072 10412 4660 4660 200-NIKE INC CL B P 2011-08-03 2014-05-08 14602 8692 5910 5910 530-NOVO NORDISK A/S CL B P 2011-06-17 2014-02-13 22758 12577 10181 10181 800-IRONWOOD PHARMACEUTICALS INC CL P 2014-02-12 10718 12863 -2145 -2145 125000-FNCL 4.5 TBA 07/14 07-01-44 P 2014-07-08 134927 134805 122 122 970-MOSAIC CO/THE P 2014-10-28 44988 52424 -7436 -7436 400-STANDARD CHARTERED P 2014-10-21 7039 8981 -1942 -1942 15000-AVALONBAY COMMUNITES INC SR UN P 2014-09-29 15594 14990 604 604 100-SEATTLE GENETICS INC P 2014-04-01 4679 1987 2692 2692 2200-HSBC HOLDINGS PLC UKP P 2014-09-04 23617 18083 5534 5534 800-BEAM INC P 2014-01-14 66597 43252 23345 23345 200000-US TREASURY NOTES 4.5% 05/15/ P 2011-06-17 2014-12-31 217163 229587 -12424 -12424 90000-US TREASURY NOTES 4.5% 05/15/1 P 2011-06-17 2014-10-02 98476 103314 -4838 -4838 3000-SUMITOMO MITSUI TRUST HOLDIN P 2013-04-25 2014-04-23 12545 14960 -2415 -2415 230-ALLEGHENY TECHNOLOGIES INC P 2011-08-30 2014-08-21 9573 11339 -1766 -1766 593-COCA-COLA AMATIL LTD P 2013-11-06 2014-03-12 5934 6918 -984 -984 20000-MEDCO HEALTH SOLUTIONS SR UNSE P 2012-09-04 2014-02-24 21238 21989 -751 -751 800-WYNN MACAU LTD P 2014-05-13 2014-09-29 2583 3129 -546 -546 3737.158-SHORT TERM BOND FD OR AMERI P 2011-06-16 2014-11-20 37372 37745 -373 -373 9-SYNGENTA AG P 2013-07-10 2014-04-01 3404 3648 -244 -244 100-EATON CORP PLC P 2014-01-10 2014-04-17 7407 7576 -169 -169 106402.2988-FNCI 2.5 AB7084 85K MAX P 2012-11-15 2014-03-25 2065 2168 -103 -103 115000-US TREASURY NOTE 1.5% 07/31/1 P 2013-12-16 2014-02-13 117807 117875 -68 -68 101727.0575-FNCI 2.5 AB7084 85K MAX P 2012-11-15 2014-07-25 809 850 -41 -41 46136.2416-CSMC 06-C4 A3 5.467% 09-1 P 2013-04-02 2014-06-17 142 160 -18 -18 56342.097-FNCL 5.0 AI8229 MHA 08/01/ P 2011-08-12 2014-04-25 100 109 -9 -9 52367.5647-FNCL 5.0 AI8229 MHA 08/01 P 2011-08-12 2014-11-25 79 86 -7 -7 73.165-SHORT TERM BOND FD OR AMERICA P 2014-06-30 2014-07-23 732 733 -1 -1 35000-FNCL 4.5 TBA 07/14 07-01-44 P 2014-07-09 2014-07-09 37767 37767 50000-US TREASURY NOTE 0.5% 06-15-16 P 2014-10-02 2014-12-12 50103 50092 11 11 10000-GOLDMAN SACHS GROUP INC SR UNS P 2014-02-24 2014-10-20 10122 10047 75 75 50000-FHMS K705 A2 (MF) 2.303% 09/25 P 2012-04-11 2014-05-07 51172 51021 151 151 200-GENPACT LTD P 2011-06-17 2014-03-14 3385 3118 267 267 20000-GOLDMAN SACHS GROUP SR UNSEC 2 P 2013-07-30 2014-02-24 20521 20050 471 471 125000-FNCL 4.5 TBA 06/14 06-01-44 P 2014-05-07 2014-06-06 135044 134414 630 630 100-NUCOR CORP P 2011-06-17 2014-06-27 4925 3952 973 973 150000-FNCL 4.0 TBA 10/14 10-01-44 P 2014-08-21 2014-10-07 159094 157781 1313 1313 95-L'AIR LIQUIDE (L) P 2011-06-17 2014-02-13 12845 11342 1503 1503 171481.437-FNCI 3.0 AL2908 08-01-27 P 2013-12-12 2014-02-25 1988 1988 1988 200-SCHWAB CHARLES NEW P 2011-06-17 2014-08-25 5780 3213 2567 2567 93-BMW AG P 2011-08-15 2014-04-01 11799 8040 3759 3759 400-MICROSOFT CORP P 2010-11-23 2014-02-12 15002 10160 4842 4842 605-ORACLE CORP P 2011-06-17 2014-04-01 25162 19110 6052 6052 75-VISA INC CL A P 2011-06-17 2014-02-12 16755 5651 11104 11104 295000-US TREASURY NOTE 1.5% 07/31/1 P 2014-09-26 300288 302017 -1729 -1729 100000-US TREASURY NOTE 2.5% 05-15-2 P 2014-10-02 100777 100556 221 221 400-COACH INC P 2014-05-07 16796 23860 -7064 -7064 361-SEADRILL LTD P 2014-09-23 10195 12051 -1856 -1856 63-KONINKLIJKE DSM NV P 2014-03-20 4051 3278 773 773 1000-DBS GROUP HOLDINGS LTD P 2014-03-28 14343 11497 2846 2846 170-TIFFANY & CO NEW P 2014-06-26 16949 9360 7589 7589 1310-HALLIBURTON CO P 2014-04-01 77548 49022 28526 28526 479-BHP BILLITON LTD (AUD) P 2011-06-17 2014-12-17 10816 21511 -10695 -10695 5248.879-EMERGING MARKETS GROWTH FUN P 2012-12-21 2014-12-23 37582 42044 -4462 -4462 200-ALLEGHENY TECHNOLOGIES INC P 2011-08-31 2014-07-31 7578 9982 -2404 -2404 16047.653-SHORT TERM BOND FD OR AMER P 2011-06-16 2014-02-12 160316 162081 -1765 -1765 170-MOSAIC CO/THE P 2014-05-08 2014-08-26 7331 8308 -977 -977 300-CENOVUS ENERGY INC C P 2014-10-16 2014-12-23 6307 7056 -749 -749 21-SYNGENTA AG P 2013-07-10 2014-03-31 7971 8511 -540 -540 50-RIO TINTO PLC REG P 2014-01-14 2014-12-24 2239 2602 -363 -363 35000-JP MORGAN CHASE DR UNSEC 2.2% P 2014-10-15 2014-12-02 34687 34926 -239 -239 44817.491-MSC 05-HQ7 A4 5.374094% 11 P 2011-09-21 2014-10-14 1665 1833 -168 -168 50-IRONWOOD PHARMACEUTICALS INC CL A P 2013-05-20 2014-03-28 599 696 -97 -97 102536.54-FNCI 2.5 AB7084 85K MAX 11 P 2012-11-15 2014-06-25 1357 1425 -68 -68 97261.3288-FNCI 2.5 AB7084 85K MAX 1 P 2012-11-15 2014-11-25 807 848 -41 -41 162.353-SHORT TERM BOND FD OR AMERIC P 2012-07-31 2014-02-12 1622 1640 -18 -18 106.071-SHORT TERM BOND FD OR AMERIC P 2013-02-28 2014-02-12 1060 1068 -8 -8 25000-FNCL 4.0 TBA 07/14 07-01-44 P 2014-07-08 2014-07-08 26393 26398 -5 -5 87.886-SHORT TERM BOND FD OR AMERICA P 2014-08-29 2014-11-20 879 880 -1 -1 0.245-MEGGITT PLC P 2013-07-11 2014-05-22 2 2 100-TREND MICRO INC P 2011-06-17 2014-03-28 3118 3106 12 12 20000-BNP PARIBAS FRN SR UNSEC (L 59 P 2013-12-05 2014-03-10 20077 20000 77 77 35000-US TREASURY NOTE 2.75% 02-15-2 P 2014-02-12 2014-02-13 35016 34863 153 153 125000-FNCL 4.0 TBA 08/14 08-01-44 P 2014-07-07 2014-07-28 131855 131523 332 332 35000-US TREASURY NOTE 2.75% 11-15-2 P 2014-01-15 2014-02-13 35107 34601 506 506 15000-GENERAL ELEC CAP CORP UNSEC 3. P 2013-08-15 2014-03-06 14565 13904 661 661 100000-FNCL 3.5 TBA 07/14 07-01-44 P 2014-04-15 2014-05-07 101672 100688 984 984 100-SEATTLE GENETICS INC P 2011-06-17 2014-12-19 3265 1945 1320 1320 100-SEATTLE GENETICS INC P 2011-07-12 2014-12-11 3513 1985 1528 1528 200-TARGET CORP P 2011-06-17 2014-02-12 11368 9368 2000 2000 100-JPMORGAN CHASE & CO P 1997-12-17 2014-01-09 5867 3278 2589 2589 100-HALLIBURTON CO P 2011-12-19 2014-06-26 6947 3127 3820 3820 200-NORFOLK SOUTHERN CORP P 2011-06-17 2014-05-09 19065 14166 4899 4899 60-BLACKROCK INC P 2012-03-01 2014-02-12 18147 11858 6289 6289 55-APPLE INC P 2011-06-17 2014-03-27 29563 17985 11578 11578 309-TOTAL SA (FR) P 2014-12-24 16392 17971 -1579 -1579 40000-US TREASURY NOTE 2.75% 11-15-2 P 2014-01-13 39664 39439 225 225 918-STANDARD CHARTERED P 2014-11-25 13491 20415 -6924 -6924 200-STANDARD CHARTERED P 2014-10-13 3534 4959 -1425 -1425 700-GENPACT LTD P 2014-03-13 11925 10923 1002 1002 2800-HSBC HOLDINGS PLC UKP P 2014-08-19 30068 26968 3100 3100 60-BLACKROCK INC P 2014-04-23 18486 10537 7949 7949 405-GILEAD SCIENCES INC P 2014-10-06 42499 10224 32275 32275 100000-FHLMC 4.75% 01-19-16 P 2011-06-17 2014-12-31 104657 113807 -9150 -9150 600-RIO TINTO PLC REG P 2014-01-13 2014-12-24 26863 31310 -4447 -4447 3000-SUMITOMO MITSUI TRUST HOLDIN P 2013-04-25 2014-04-22 12588 14960 -2372 -2372 130-MOSAIC CO/THE P 2013-07-11 2014-10-28 5606 7346 -1740 -1740 100-CENOVUS ENERGY INC C P 2014-08-06 2014-12-23 2102 3066 -964 -964 126-SEADRILL LTD P 2011-06-17 2014-09-26 3376 4117 -741 -741 25000-WELLS FARGO CO SR UNSEC 3.3% 0 P 2014-09-02 2014-09-16 24434 24933 -499 -499 300-CARNIVAL CORP COMMON PAIRED STOC P 2014-04-01 2014-07-08 11131 11474 -343 -343 300000-US TREASURY N/B 1.00% 10/31/1 P 2014-11-03 2014-12-17 302565 302802 -237 -237 50000-FNCL 3.0 TBA 04/14 04-01-44 P 2014-03-12 2014-04-01 48117 48281 -164 -164 53-DANONE P 2011-06-17 2014-03-31 3769 3862 -93 -93 250000-US TREASURY NOTE 1.5% 10-31-1 P 2014-10-29 2014-10-30 249130 249197 -67 -67 49601.2743-MSC 05-HQ7 A4 5.374094% 1 P 2011-09-21 2014-02-14 399 439 -40 -40 100000-US TREASURY NOTE 0.375% 10-31 P 2014-11-19 2014-01-17 99683 99700 -17 -17 115.53-SHORT TERM BOND FD OR AMERICA P 2013-03-28 2014-02-12 1154 1162 -8 -8 125000-FNCL 4.5 TBA 08/14 08-01-44 P 2014-07-24 2014-07-24 134634 134639 -5 -5 97.279-SHORT TERM BOND FD OR AMERICA P 2014-02-28 2014-11-20 973 974 -1 -1 25239.6849-LBUBS 07-C2 A1A 5.387% 02 P 2013-10-25 2014-01-17 3 3 247000-FNCI 3.0 TBA 02/14 02-01-29 P 2014-01-15 2014-01-15 252731 252712 19 19 5000-BURLINGTON NORTHERN SANTA FE SR P 2014-03-04 2014-04-09 5068 4984 84 84 5000-ABBVIE INC P 2013-08-15 2014-07-21 4867 4709 158 158 30000-BANK OF AMERICA CORP SR 2.6% 0 P 2013-10-17 2014-08-13 30328 29995 333 333 125000-FNCL 4.5 TBA 09/14 09-01-44 P 2014-07-24 2014-08-21 134849 134336 513 513 50000-FNCL 3.0 TBA 05/14 05-01-44 P 2014-04-01 2014-04-15 48641 47977 664 664 24-SYNGENTA AG P 2011-06-17 2014-07-15 8775 7782 993 993 100-SEATTLE GENETICS INC P 2011-06-17 2014-12-22 3264 1944 1320 1320 50000-US TREASURY NOTE 2.50% 08/15/2 P 2013-12-16 2014-05-22 50144 48593 1551 1551 190000-US TREASURY I/L FRN 0.625% 01 P 2014-05-22 2014-07-22 200774 198753 2021 2021 170-SCHLUMBERGER LTD P 2011-06-17 2014-04-02 16623 14004 2619 2619 100-HALLIBURTON CO P 2011-12-19 2014-06-26 6959 3127 3832 3832 175-JACK HENRY & ASSOC INC P 2011-06-17 2014-02-12 9980 5078 4902 4902 400-NIELSEN NV US P 2011-06-17 2014-02-12 18188 11782 6406 6406 295-HOME DEPOT INC P 2011-09-20 2014-05-20 22951 10259 12692 12692 1200-WYNN MACAU LTD P 2014-09-18 3852 5384 -1532 -1532 15000-AIG GROUP SR UNSEC 4.125% 02-1 P 2014-03-19 15289 15057 232 232 335-COBALT INTERNATIONAL ENERGY P 2014-12-23 3022 9930 -6908 -6908 135-ENSCO PLC-CL A P 2014-04-01 7058 7937 -879 -879 1000-DBS GROUP HOLDINGS LTD P 2014-03-27 12766 11670 1096 1096 400-NEWELL RUBBERMAID INC P 2014-02-12 12304 8855 3449 3449 335-HALLIBURTON CO P 2014-09-19 22273 14041 8232 8232 800-GILEAD SCIENCES INC P 2014-01-08 58922 23261 35661 35661 20660.502-EMERGING MARKETS GROWTH FU P 2012-08-24 2014-12-23 147929 156400 -8471 -8471 400-CENOVUS ENERGY INC C P 2014-07-10 2014-12-23 8409 12706 -4297 -4297 3000-SUMITOMO MITSUI TRUST HOLDIN P 2013-04-25 2014-12-01 12595 14960 -2365 -2365 20000-US TREASURY BOND 4.0% 02/15/20 P 2011-10-14 2014-06-04 20544 22225 -1681 -1681 100-ALLEGHENY TECHNOLOGIES INC P 2011-08-31 2014-07-29 4039 4991 -952 -952 858.462-EMERGING MARKETS GROWTH FUND P 2012-12-21 2014-12-23 6147 6876 -729 -729 56609.9586-FNCL 5.0 AI8229 MHA 08/01 P 2011-08-12 2014-01-27 5574 6072 -498 -498 43355.4666-CSMC 06-C4 A3 5.467% 09-1 P 2013-04-02 2014-07-17 2781 3122 -341 -341 400-WYNN MACAU LTD P 2014-05-13 2014-10-09 1332 1564 -232 -232 13000-JP MORGAN CHASE SR UNSEC 1.625 P 2013-05-08 2014-09-29 12828 12979 -151 -151 115000-FNMA 0.5% 03-28-16/14 P 2013-04-05 2014-03-28 115000 115092 -92 -92 95958.2925-FNCI 2.5 AB7084 85K MAX 1 P 2012-11-15 2014-12-26 1303 1368 -65 -65 108467.4613-FNCI 2.5 AB7084 85K MAX P 2012-11-15 2014-02-25 762 800 -38 -38 49434.9524-MSC 05-HQ7 A4 5.374094% 1 P 2011-09-21 2014-03-14 166 183 -17 -17 46278.2973-CSMC 06-C4 A3 5.467% 09-1 P 2013-04-02 2014-05-16 59 67 -8 -8 124.178-SHORT TERM BOND FD OR AMERIC P 2013-05-31 2014-02-12 1241 1244 -3 -3 0.978-CAIXABANK SA P 2014-04-08 2014-10-21 5 6 -1 -1 65977-SHORT TERM BOND FD OR AMERICA P 2014-10-31 2014-11-20 660 660 100000-US TREASURY NOTE 1.625% 06-30 P 2014-07-22 2014-08-26 99832 99805 27 27 25000-SIMON PROPERTY GROUP P 2011-06-28 2014-02-12 27708 27613 95 95 49664.6165-FGLMC 3.0 G08534 06-01-43 P 2013-12-12 2014-04-07 162 162 162 20000-CITIGROUP INC SR UNSEC 2.5% 09 P 2013-09-19 2014-04-08 20248 19912 336 336 20000-RIO TINTO FINANCE SR UNSEC 2.2 P 2013-06-14 2014-06-24 20340 19817 523 523 100-ROSS STORES INC P 2013-09-13 2014-10-10 7705 7000 705 705 855-DBS GROUP HOLDINGS LTD P 2012-09-28 2014-02-13 11057 10062 995 995 65-SEATTLE GENETICS INC P 2011-07-12 2014-04-23 2612 1290 1322 1322 200-SCHLUMBERGER LTD P 2011-06-17 2014-02-12 18028 16476 1552 1552 100-AIR PRODUCTS & CHEMICALS INC P 2011-06-17 2014-02-12 11176 9143 2033 2033 300-TARGET CORP P 2011-06-17 2014-05-22 16783 14052 2731 2731 100-SIGNET JEWELERS LTD P 2011-10-07 2014-02-06 7791 3844 3947 3947 200-JPMORGAN CHASE & CO P 1997-12-17 2014-02-12 11467 6556 4911 4911 595-SCHWAB CHARLES NEW P 2011-06-17 2014-08-26 17198 9559 7639 7639 20-GOOGLE INC CL A P 2011-06-17 2014-02-12 23672 9983 13689 13689 400-ORACLE CORP JAPAN P 2014-12-24 16433 17823 -1390 -1390 125000-FNCL 4.0 TBA 07/14 07-01-44 P 2014-07-07 131899 131653 246 246 1245-STANDARD CHARTERED P 2014-03-31 26098 31720 -5622 -5622 8000-LI & FUNG LTD P 2014-12-23 9231 9827 -596 -596 200-NEW YORK TIMES CO CL A P 2014-05-20 2971 1564 1407 1407 90-GEMALTO NV P 2014-02-13 10502 6875 3627 3627 300-BEAM INC P 2014-01-14 24986 16413 8573 8573 1250-SEATTLE GENETICS INC P 2014-02-12 64318 25562 38756 38756 7358.263-EMERGING MARKETS GROWTH FUN P 2013-01-11 2014-12-23 52685 61000 -8315 -8315 110000-US TREASURY NOTE 2.375% 05-31 P 2012-09-21 2014-02-13 115096 119359 -4263 -4263 300-CENOVUS ENERGY INC C P 2014-03-31 2014-12-23 6307 8650 -2343 -2343 110000-US TREASURY BOND 4.0% 02/15/2 P 2013-09-18 2014-02-12 114228 115861 -1633 -1633 160-INFOSYS TECHNOLOGIES ADR P 2014-01-24 2014-07-18 8625 9574 -949 -949 1100-BARCLAYS PLC P 2013-10-25 2014-07-02 4099 4825 -726 -726 1200-BARCLAYS PLC P 2011-06-17 2014-07-16 4413 4908 -495 -495 52612.038-FNCL 5.0 AI8229 MHA 08/01/ P 2011-08-12 2014-08-25 3485 3797 -312 -312 40000-VERIZON COMMUNICATIONS SR UNSE P 2014-10-22 2014-11-21 39506 39736 -230 -230 116.825-STANDARD CHARTERED P 2014-05-14 2014-10-01 2159 2302 -143 -143 15-JABIL CIRCUIT INC P 2012-02-10 2014-04-01 270 362 -92 -92 33.3332-CDK GLOBAL INC P 2013-09-06 2014-10-15 850 912 -62 -62 7-DANONE P 2011-06-17 2014-02-13 481 510 -29 -29 142.759-SHORT TERM BOND FD OR AMERIC P 2012-09-28 2014-02-12 1426 1442 -16 -16 56442.2094-FNCL 5.0 AI8229 MHA 08/01 P 2011-08-12 2014-03-25 81 89 -8 -8 0.825-STANDARD CHARTERED P 2011-06-17 2014-05-28 18 21 -3 -3 0.666-CDK GLOBAL INC P 2013-08-12 2014-10-01 17 18 -1 -1 0.529-CAIXABANK SA P 2014-04-08 2014-07-17 3 3 7000-WELLS FARGO CO SUB 4.1% 06-03-2 P 2014-05-27 2014-09-22 7022 6993 29 29 25000-FNCL 4.0 TBA 07/14 07-01-44 P 2014-06-03 2014-07-08 26398 26297 101 101 30000-US TREASURY I/L FRN 0.375% 07- P 2013-09-19 2014-02-06 29848 29685 163 163 25-KONINKLIJKE DSM NV P 2012-10-22 2014-03-21 1632 1295 337 337 14-SYNGENTA AG P 2011-06-17 2014-07-18 5068 4540 528 528 200-BG GROUP PLC P 2013-01-18 2014-01-03 4250 3526 724 724 100000-US TREASURY NOTE 2.25% 03-31- P 2014-09-26 2014-11-03 101476 100473 1003 1003 165-BNP PARIBAS P 2011-06-17 2014-02-13 13270 11946 1324 1324 68-EATON CORP PLC P 2012-12-03 2014-04-22 5033 3475 1558 1558 200-NUCOR CORP P 2011-06-17 2014-02-12 10010 7904 2106 2106 165-NESTLE SA REG P 2011-06-17 2014-05-13 12915 10183 2732 2732 100-ALLERGAN INC P 2011-06-17 2014-03-27 12082 8107 3975 3975 200-TE CONNECTIVITY LTD US P 2011-06-17 2014-09-24 11922 6803 5119 5119 200-SOFTBANK CORP P 2011-06-17 2014-02-13 15077 7297 7780 7780 350-HOME DEPOT INC P 2011-09-20 2014-03-28 27537 12235 15302 15302 37-SYNGENTA AG P 2014-03-31 14055 15264 -1209 -1209 145000-US TREASURY NOTE 0.375% 03-15 P 2014-02-13 145034 144756 278 278 500-COACH INC P 2014-05-08 21122 25652 -4530 -4530 240-DANONE P 2014-03-31 17042 17490 -448 -448 230-ROSS STORES INC P 2014-10-10 17739 16243 1496 1496 100-SIGNET JEWELERS LTD P 2014-02-04 7594 3944 3650 3650 500-CME CROUP INC P 2014-08-28 38314 29377 8937 8937 635-BHP BILLITON LTD (AUD) P 2014-01-02 2014-12-17 14338 21523 -7185 -7185 200-RIO TINTO PLC REG P 2011-06-17 2014-12-24 8954 13205 -4251 -4251 200-CENOVUS ENERGY INC C P 2014-06-27 2014-12-23 4205 6432 -2227 -2227 1200-WYNN MACAU LTD P 2014-04-01 2014-09-25 3770 5321 -1551 -1551 1200-WYNN MACAU LTD P 2014-05-13 2014-10-03 3756 4693 -937 -937 153-COCA-COLA AMATIL LTD P 2013-01-14 2014-03-12 1531 2255 -724 -724 800-WYNN MACAU LTD P 2014-05-13 2014-10-06 2638 3129 -491 -491 153-DANONE P 2013-04-02 2014-02-13 10519 10828 -309 -309 30000-COCA-COLA CO SR UNSEC 2.45% 11 P 2013-10-29 2014-01-29 29747 29958 -211 -211 100-DREAMWORKS ANIMATION SKG INC P 2014-08-21 2014-10-16 2050 2181 -131 -131 100-ROSS STORES INC P 2013-09-19 2014-04-10 7146 7237 -91 -91 33.3333-CDK GLOBAL INC P 2013-09-06 2014-10-15 850 911 -61 -61 100-TREND MICRO INC P 2011-06-17 2014-03-31 3079 3106 -27 -27 141.871-SHORT TERM BOND FD OR AMERIC P 2012-08-31 2014-02-12 1417 1433 -16 -16 56179.2456-FNCL 5.0 AI8229 MHA 08/01 P 2011-08-12 2014-06-25 81 89 -8 -8 24044.8852-LBUBS 07-C2 A1A 5.387% 02 P 2013-10-25 2014-05-16 24 26 -2 -2 21744.7197-LBUBS 07-C2 A1A 5.387% 02 P 2013-10-25 2014-11-18 8 9 -1 -1 0.048-CAIXABANK SA P 2014-04-08 2014-12-30 100000-FNCL 3.5 TBA 05/14 05-01-44 P 2014-04-15 2014-04-15 101367 101336 31 31 400-GENPACT LTD P 2012-02-06 2014-10-17 6335 6228 107 107 125000-US TREASURY NOTE 0.5% 06-15-1 P 2014-10-02 2014-10-29 125400 125230 170 170 100000-US TREASURY NOTE 1.625% 06-30 P 2014-07-22 2014-11-03 100179 99805 374 374 150000-FNCL 4.0 TBA 09/14 09-01-44 P 2014-07-28 2014-08-21 158314 157781 533 533 10000-DOW CHEMICAL SR UNSEC 4.125% 1 P 2011-11-04 2014-06-24 10702 9960 742 742 81-KONINKLIJKE DSM NV P 2012-10-19 2014-03-17 5266 4226 1040 1040 35-HALLIBURTON CO P 2011-12-19 2014-06-27 2424 1094 1330 1330 50000-US TREASURY NOTE 2.75% 11-15-2 P 2014-01-15 2014-05-22 51080 49430 1650 1650 100-SEATTLE GENETICS INC P 2011-06-23 2014-04-08 4143 1985 2158 2158 200-SEATTLE GENETICS INC P 2011-06-17 2014-12-18 6646 3895 2751 2751 100-SIGNET JEWELERS LTD P 2011-10-12 2014-01-31 7967 3990 3977 3977 200-TE CONNECTIVITY LTD US P 2011-06-17 2014-09-24 11928 6803 5125 5125 200-GILEAD SCIENCES INC P 2012-09-21 2014-01-07 14559 6767 7792 7792 100-BLACKROCK INC P 2012-05-23 2014-06-26 31484 16000 15484 15484 400-COACH INC P 2014-02-12 18790 19966 -1176 -1176 10000-TRANSOCEAN INC SR UNSEC 3.80% P 2014-04-07 9586 9276 310 310 700-JABIL CIRCUIT INC P 2014-03-31 12567 16933 -4366 -4366 90-IRONWOOD PHARMACEUTICALS INC CL A P 2014-04-04 1029 1259 -230 -230 147879.2158-FNCL 3.5 AB5665 HLTV 07- P 2014-01-27 1527 1527 1527 100-SIGNET JEWELERS LTD P 2014-02-03 7613 3960 3653 3653 200-GILEAD SCIENCES INC P 2014-03-27 14264 5136 9128 9128 525-CENOVUS ENERGY INC C P 2011-06-17 2014-12-23 11037 17864 -6827 -6827 100000-US TREASURY NOTE 2.375% 05-31 P 2013-01-31 2014-04-15 104148 107383 -3235 -3235 277-SEADRILL LTD P 2011-06-17 2014-10-07 6864 9050 -2186 -2186 500-STANDARD CHARTERED P 2013-05-22 2014-02-13 10757 12259 -1502 -1502 2600-BARCLAYS PLC P 2011-06-17 2014-07-03 9761 10635 -874 -874 100-INFOSYS TECHNOLOGIES ADR P 2014-01-23 2014-07-17 5388 6105 -717 -717 100-STANDARD CHARTERED P 2011-08-31 2014-10-22 1758 2242 -484 -484 10000-KINDER MORGAN ENGY SR UNSEC 3. P 2013-01-31 2014-08-26 10148 10457 -309 -309 8-SYNGENTA AG P 2013-06-10 2014-04-03 3017 3228 -211 -211 145-DBS GROUP HOLDINGS LTD P 2013-05-22 2014-12-15 1875 2003 -128 -128 46717.1477-MSC 05-HQ7 A4 5.374094% 1 P 2011-09-21 2014-08-14 867 955 -88 -88 700-BROADCOM CORP P 2011-06-17 2014-02-12 21583 21641 -58 -58 100000-US TREASURY NOTE 0.5% 06-15-1 P 2014-10-30 2014-11-17 100250 100274 -24 -24 49297.6817-MSC 05-HQ7 A4 5.374094% 1 P 2011-09-21 2014-04-14 137 151 -14 -14 52446.8007-FNCL 5.0 AI8229 MHA 08/01 P 2011-08-12 2014-10-27 88 96 -8 -8 59857.9242-FNA 13-M4 ASQ2 (MF) 1.451 P 2013-03-13 2014-05-27 142 144 -2 -2 21735.5982-LBUBS 07-C2 A1A 5.387% 02 P 2013-10-25 2014-12-17 9 10 -1 -1 10000-ANHEUSER-BUSCH INVEB FRN 07/14 P 2011-07-07 2014-07-14 10000 10000 123000-FNCI 2.5 TBA 01/13 01-01-28 P 2014-01-08 2014-01-08 121655 121616 39 39 25000-SIMON PROPERTY GROUP P 2014-02-12 2014-09-29 25075 24963 112 112 5000-TRANSOCEAN INC SR UNSEC 3.80% 1 P 2013-08-21 2014-07-06 4787 4614 173 173 20000-BHP BILLITON FIN SR UNSEC 1.62 P 2012-02-21 2014-06-24 20322 19946 376 376 55000-US TREASURY I/L FRN 0.625% 01- P 2014-01-23 2014-02-06 55280 54746 534 534 150000-FNCL 4.0 TBA 12/11 12-01-44 P 2014-11-07 2014-12-08 159773 159023 750 750 79-KONINKLIJKE DSM NV P 2012-10-22 2014-03-21 5135 4093 1042 1042 100-TIFFANY & CO NEW P 2011-06-17 2014-01-22 8683 7353 1330 1330 140-EXPRESS SCRIPTS HOLDING CO P 2013-02-07 2014-05-08 9375 7690 1685 1685 195-NESTLE SA REG P 2011-06-17 2014-02-13 14319 12035 2284 2284 1000-DBS GROUP HOLDINGS LTD P 2012-09-06 2014-08-25 14254 11470 2784 2784 160-BMW AG P 2011-06-17 2014-02-13 18576 14462 4114 4114 25-APPLE INC P 2011-06-17 2014-02-12 13418 8175 5243 5243 300-HALLIBURTON CO P 2013-07-01 2014-08-25 20554 12753 7801 7801 100-KEYENCE CORP P 2011-06-17 2014-04-24 42087 24117 17970 17970 150-ROSS STORES INC P 2014-02-12 10341 11409 -1068 -1068 250000-US TREASURY NOTE 0.375% 03-15 P 2014-06-18 249921 249440 481 481 563-BNP PARIBAS P 2014-11-27 35822 40149 -4327 -4327 100-IRONWOOD PHARMACEUTICALS INC CL P 2014-03-31 1233 1450 -217 -217 100-SEATTLE GENETICS INC P 2014-04-21 3952 1985 1967 1967 100-SIGNET JEWELERS LTD P 2014-02-05 7610 3894 3716 3716 500-BRISTOL-MYERS SQUIBB CO P 2014-01-07 26480 16986 9494 9494 95000-US TREASURY BOND 4.625% 2/15/2 P 2011-06-17 2014-12-31 102807 109592 -6785 -6785 300-CENOVUS ENERGY INC C P 2014-07-11 2014-12-23 6307 9455 -3148 -3148 400-SUMITOMO MITSUI FINANCIAL GROUP P 2013-03-26 2014-10-17 14424 16535 -2111 -2111 80-SIEMENS AG NAMEN P 2014-07-02 2014-12-29 9157 10561 -1404 -1404 200-STANDARD CHARTERED P 2011-06-17 2014-03-31 4168 5037 -869 -869 70-ALLEGHENY TECHNOLOGIES INC P 2011-08-30 2014-08-08 2764 3451 -687 -687 100-STANDARD CHARTERED P 2011-08-31 2014-10-23 1762 2242 -480 -480 225000-US TREASURY NOTE 1.5% 05-31-1 P 2014-06-18 2014-07-03 222433 222737 -304 -304 100000-US TREASURY NOTE 2.25% 11-15- P 2014-11-17 2014-11-19 99168 99379 -211 -211 60000-US TREASURY NOTE 1.25% 09-30-1 P 2014-04-15 2014-06-18 60787 60914 -127 -127 24541.9223-LBUBS 07-C2 A1A 5.387% 02 P 2013-10-25 2014-04-14 698 777 -79 -79 33.3333-CDK GLOBAL INC P 2013-08-14 2014-10-15 850 906 -56 -56 2000-JP MORGAN CHASE SR UNSEC 1.625% P 2013-05-08 2014-09-29 1973 1997 -24 -24 48931.5815-MSC 05-HQ7 A4 5.374094% 1 P 2011-09-21 2014-06-16 138 152 -14 -14 46614.3038-CSMC 06-C4 A3 5.467% 09-1 P 2013-04-02 2014-02-18 55 62 -7 -7 24530.1813-LBUBS 07-C2 A1A 5.387% 02 P 2013-10-25 2014-04-14 12 13 -1 -1 123000-FNCI 2.5 TBA 01/13 01-01-28 P 2014-01-09 2014-01-09 121664 121664 59799.255-FNA 13-M4 ASQ2 (MF) 1.4512 P 2013-03-13 2014-06-25 59 59 25000-FNCL 4.0 TBA 08/14 08-01-44 P 2014-07-08 2014-07-28 26365 26320 45 45 7-PERNOD RICARD SA P 2012-01-10 2014-01-13 773 661 112 112 300-IMPERIAL TOBACCO PLC P 2013-02-11 2014-02-13 11129 10952 177 177 15000-WELLS FARGO CO HLD FRN SR UNSE P 2011-09-07 2014-01-13 15006 14621 385 385 400-GENPACT LTD P 2011-06-17 2014-03-14 6773 6235 538 538 60-SEATTLE GENETICS INC P 2011-06-17 2014-12-26 1920 1166 754 754 85-TIFFANY & CO NEW P 2011-06-17 2014-01-23 7302 6250 1052 1052 100-SEATTLE GENETICS INC P 2011-06-17 2014-12-19 3289 1945 1344 1344 230-SCHNEIDER ELECTRIC SA P 2011-06-17 2014-02-13 19701 17984 1717 1717 170-ASML HOLDING NV P 2013-02-11 2014-02-13 15084 12778 2306 2306 650-PROGRESSIVE CORP OHIO P 2011-06-17 2014-05-09 15911 13075 2836 2836 100-SIGNET JEWELERS LTD P 2011-10-07 2014-02-07 7959 3844 4115 4115 100-BOEING CO P 2012-02-02 2014-02-12 12826 7532 5294 5294 200-GILEAD SCIENCES INC P 2012-09-21 2014-01-06 14684 6767 7917 7917 500-SOFTBANK CORP P 2011-06-17 2014-03-31 37555 18242 19313 19313 1200-WYNN MACAU LTD P 2014-09-26 3876 4902 -1026 -1026 40000-GENERAL ELEC CORP SR UNSEC 3.3 P 2014-04-08 40515 39629 886 886 315-COBALT INTERNATIONAL ENERGY P 2014-04-17 5708 9490 -3782 -3782 100-IRONWOOD PHARMACEUTICALS INC CL P 2014-04-01 1274 1446 -172 -172 400-DIAGEO PLC P 2014-02-13 12267 10296 1971 1971 100-SIGNET JEWELERS LTD P 2014-02-03 7782 3983 3799 3799 215-CIE FINANCIERE RICHEMON REG P 2014-02-13 21359 11717 9642 9642 1414-COCA-COLA AMATIL LTD P 2012-12-07 2014-03-12 14150 20690 -6540 -6540 375-CENOVUS ENERGY INC C P 2014-04-01 2014-12-23 7883 10859 -2976 -2976 247000-FNCI 3.0 AL2908 08-01-27 P 2013-12-12 2014-01-15 175795 177834 -2039 -2039 135000-US TREASURY I/L FRN 0.125% 04 P 2012-01-06 2014-03-18 147307 148650 -1343 -1343 800-WYNN MACAU LTD P 2014-04-01 2014-09-23 2692 3547 -855 -855 300-SUMITOMO MITSUI FINANCIAL GROUP P 2013-04-04 2014-10-17 10818 11486 -668 -668 25000-GENERAL ELECTRIC CO 5.25% 12/0 P 2012-03-29 2014-03-06 28466 28937 -471 -471 400-TREND MICRO INC P 2011-06-17 2014-02-13 12121 12423 -302 -302 15000-US TREASURY BOND 4.0% 02/15/20 P 2013-09-18 2014-02-04 15592 15799 -207 -207 50-IRONWOOD PHARMACEUTICALS INC CL A P 2013-02-20 2014-03-28 599 726 -127 -127 15000-DEVON ENERGY CORP SR UNSEC 3.2 P 2012-05-24 2014-04-10 14962 15041 -79 -79 32.6673-CDK GLOBAL INC P 2013-08-12 2014-10-15 833 887 -54 -54 49069.2697-MSC 05-HQ7 A4 5.374094% 1 P 2011-09-21 2014-05-14 228 252 -24 -24 100000-US TREASURY NOTE 0.5% 06-15-1 P 2014-10-30 2014-11-21 100261 100274 -13 -13 43303.0885-CSMC 06-C4 A3 5.467% 09-1 P 2013-04-02 2014-08-15 52 59 -7 -7 21777.8043-LBUBS 07-C2 A1A 5.387% 02 P 2013-10-25 2014-07-17 9 10 -1 -1 247000-FNCI 3.0 TBA 02/14 02-01-29 P 2014-01-23 2014-01-23 253522 253522 0.333-SUN HUNG KAI PROPERTIES WT EXP P 2011-06-17 2014-04-29 180-HSBC HOLDINGS PLC UKP P 2011-06-17 2014-04-01 1820 1771 49 49 55000-FNLMC 1.75% 05/30/19 P 2012-04-12 2014-05-07 55104 54990 114 114 125000-US TREASURY NOTE 2.5% 05-15-2 P 2014-06-18 2014-04-02 123740 123560 180 180 5000-CORPORATE OFFICE PROP LP SR UNS P 2013-09-09 2014-05-09 5333 4939 394 394 125000-FNCL 4.0 TBA 06/14 06-01-44 P 2014-05-07 2014-06-03 131929 131387 542 542 150000-FNCL 4.0 TBA 11/14 11-01-44 P 2014-10-07 2014-11-07 159457 158625 832 832 170-CARNIVAL CORP COMMON PAIRED STOC P 2011-08-25 2014-07-09 6264 5168 1096 1096 100000-US TREASURY NOTE 2.5% 05-15-2 P 2014-09-26 2014-11-03 101308 99926 1382 1382 65-HALLIBURTON CO P 2013-07-01 2014-06-27 4502 2763 1739 1739 15-BLACKROCK INC P 2012-05-23 2014-06-27 4751 2400 2351 2351 90000-US TREASURY NOTE 1.875% 08/31/ P 2011-06-17 2014-01-09 92193 89339 2854 2854 150-UNITED TECHNOLOGIES CORP P 2011-06-17 2014-02-12 16871 12717 4154 4154 195-AIR PRODUCTS & CHEMICALS INC P 2011-06-17 2014-03-31 23201 17828 5373 5373 500-BRISTOL-MYERS SQUIBB CO P 2013-02-08 2014-02-12 26475 18508 7967 7967 540-COMCAST CORP CL A (NEW) P 2000-11-15 2014-02-12 29772 10381 19391 19391 2300-BARCLAYS PLC P 2014-02-13 9947 10694 -747 -747 500-BG GROUP PLC P 2014-01-02 10705 8792 1913 1913 600-JABIL CIRCUIT INC P 2014-02-12 11145 14720 -3575 -3575 8000-GLOBAL BRANDS GROUPING HOLDING P 2014-10-16 1775 1873 -98 -98 100-TIFFANY & CO NEW P 2014-03-28 8499 6336 2163 2163 100-GILEAD SCIENCES INC P 2014-03-27 7159 2741 4418 4418 800-SEATTLE GENETICS INC P 2014-12-16 25625 15866 9759 9759 11203.554-EMERGING MARKETS GROWTH FU P 2013-12-27 2014-12-23 80217 86491 -6274 -6274 200-SUMITOMO MITSUI FINANCIAL GROUP P 2014-01-24 2014-10-17 7212 10070 -2858 -2858 400-STANDARD CHARTERED P 2013-02-07 2014-02-13 8606 10560 -1954 -1954 65000-US TREASURY I/L FRN 1.375% 02- P 2014-10-30 2014-11-17 72550 73873 -1323 -1323 800-WYNN MACAU LTD P 2014-04-01 2014-09-19 2702 3547 -845 -845 60000-FNA 13-M4 ASQ2 (MF) 1.45128% 0 P 2013-03-13 2014-07-24 59733 60397 -664 -664 25000-NOVARTIS CAPITAL CORP SR UNSEC P 2011-06-28 2014-02-18 25760 26218 -458 -458 25000-US TREASURY BOND 4.0% 02/15/20 P 2013-09-18 2014-01-10 26039 26332 -293 -293 15-PERNOD RICARD SA P 2013-03-25 2014-01-13 1657 1859 -202 -202 38.3332-CDK GLOBAL INC P 2014-03-27 2014-10-15 977 1095 -118 -118 104909.9513-FNCI 2.5 AB7084 85K MAX P 2012-11-15 2014-04-25 1492 1567 -75 -75 24068.6009-LBUBS 07-C2 A1A 5.387% 02 P 2013-10-25 2014-04-17 462 514 -52 -52 46482.2464-MSC 05-HQ7 A4 5.374094% 1 P 2011-09-21 2014-09-15 235 259 -24 -24 23-EATON CORP PLC P 2014-01-13 2014-04-21 1702 1715 -13 -13 43153.6549-CSMC 06-C4 A3 5.467% 09-1 P 2013-04-02 2014-10-20 59 66 -7 -7 21769.7044-LBUBS 07-C2 A1A 5.387% 02 P 2013-10-25 2014-08-15 8 9 -1 -1 50000-FNCL 3.0 TBA 05/14 05-01-44 P 2014-04-15 2014-04-15 48660 48660 0.814-DANONE P 2011-06-17 2014-06-13 60 60 35000-FNCL 4.5 TBA 07/14 07-01-44 P 2014-06-06 2014-07-09 37767 37713 54 54 70-ROSS STORES INC P 2013-09-20 2014-08-22 5142 5025 117 117 49473.8791-FGLMC 3.0 G08534 06-01-43 P 2013-12-12 2014-04-15 191 191 191 10-SYNGENTA AG P 2011-06-17 2014-07-17 3642 3243 399 399 30000-US TREASURY NOTE 2.75% 02-15-2 P 2014-02-12 2014-06-04 30429 29883 546 546 122576.8457-FNMA POOL AU6677 2.50% P 2013-09-11 2014-01-27 847 847 847 1650-BARCLAYS PLC P 2013-10-02 2014-07-16 6068 4940 1128 1128 100-SEATTLE GENETICS INC P 2011-06-17 2014-12-18 3348 1948 1400 1400 75000-US TREASURY NOTE 2.75% 02-15-2 P 2014-02-12 2014-05-22 76447 74707 1740 1740 100000-US TREASURY BOND 3.125% 08-15 P 2014-10-09 2014-10-17 103347 100986 2361 2361 100-NIKE INC CL B P 2011-08-03 2014-05-08 7306 4346 2960 2960 100-ALLERGAN INC P 2011-06-17 2014-02-12 12274 8107 4167 4167 225-NOBLE ENERGY INC P 2011-06-17 2014-02-12 14950 9461 5489 5489 100-SMC CORP P 2011-06-17 2014-02-13 24806 16616 8190 8190 400-SOFTBANK CORP P 2011-06-17 2014-01-06 34111 14594 19517 19517 29-SYNGENTA AG P 2014-04-02 10979 11714 -735 -735 2358-COCA-COLA AMATIL LTD P 2014-08-28 19863 34497 -14634 -14634 245-COACH INC P 2014-04-02 12288 15225 -2937 -2937 200-GENPACT LTD P 2014-10-16 3177 3114 63 63 305-SES FDR CL A (PARIS) P 2014-02-13 10560 8309 2251 2251 195-ASSA ABLOY AB A P 2014-02-13 10154 5447 4707 4707 300-WHITBREAD PLC P 2014-04-09 20707 9454 11253 11253 500-SUMITOMO MITSUI FINANCIAL GROUP P 2013-07-25 2014-10-17 18030 24256 -6226 -6226 30000-CANADIAN NATIONAL RAILWAY 4.95 P 2011-06-28 2014-01-15 30000 32843 -2843 -2843 2800-BARCLAYS PLC P 2013-10-25 2014-07-01 10338 12281 -1943 -1943 2700-BARCLAYS PLC P 2013-10-25 2014-06-25 10553 11843 -1290 -1290 20000-US TREASURY I/L FRN 0.125% 01- P 2013-06-06 2014-10-30 20183 20992 -809 -809 44-PERNOD RICARD SA P 2013-02-12 2014-01-13 4862 5454 -592 -592 800-WYNN MACAU LTD P 2014-05-13 2014-10-07 2676 3129 -453 -453 24-PERNOD RICARD SA P 2013-03-22 2014-01-13 2652 2944 -292 -292 41450.4572-CSMC 06-C4 A3 5.467% 09-1 P 2013-04-02 2014-12-17 1650 1852 -202 -202 10000-JP MORGAN CHASE SR UNSEC 1.625 P 2013-05-08 2014-09-29 9868 9984 -116 -116 25000-PROLOGIS INC SR UNSEC 3.35% 02 P 2013-10-24 2014-03-18 24922 24996 -74 -74 103893.6925-FNCI 2.5 AB7084 85K MAX P 2012-11-15 2014-05-27 1016 1067 -51 -51 46440.455-CSMC 06-C4 A3 5.467% 09-15 P 2013-04-02 2014-03-17 174 195 -21 -21 46337.5239-CSMC 06-C4 A3 5.467% 09-1 P 2013-04-02 2014-04-17 103 116 -13 -13 43100.2605-CSMC 06-C4 A3 5.467% 09-1 P 2013-04-02 2014-11-18 53 60 -7 -7 21761.6826-LBUBS 07-C2 A1A 5.387% 02 P 2013-10-25 2014-09-17 8 9 -1 -1 100000-FNCL 3.5 TBA 07/14 07-01-44 P 2014-07-01 2014-07-01 102500 102500 0.288-IRON MOUNTAIN INC P 2012-11-21 2014-11-14 11 9 2 2 83-SUN HUNG KAI PROPERTIES WT EXP 04 P 2011-06-17 2014-05-02 55 55 55 65000-US TREASURY NOTE 1.875% 08/31/ P 2014-03-18 2014-05-28 67084 66953 131 131 25000-WILLIAMS PARTNERS LP UNSEC 4.5 P 2013-11-12 2014-01-07 25054 24849 205 205 125000-FNCL 4.5 TBA 12/14 12-01-44 P 2014-10-24 2014-11-13 135518 135117 401 401 32-L'AIR LIQUIDE (L) P 2011-06-17 2014-02-17 4377 3821 556 556 200000-US TREASURY NOTE 0.375% 03-15 P 2013-07-16 2014-07-22 200015 199164 851 851 75-PERNOD RICARD SA P 2012-01-10 2014-01-13 8287 7084 1203 1203 2000-HSBC HOLDINGS PLC UKP P 2011-06-17 2014-02-13 21084 19680 1404 1404 200-NORDSTROM INC P 2012-01-24 2014-02-12 11646 9905 1741 1741 600-HALLIBURTON CO P 2011-06-17 2014-01-06 30218 27799 2419 2419 100-NIKE INC CL B P 2011-08-03 2014-08-09 7316 4346 2970 2970 165-NORFOLK SOUTHERN CORP P 2011-06-17 2014-05-12 15914 11687 4227 4227 130-MONSANTO CO NEW COM P 2011-06-17 2014-02-12 14259 8637 5622 5622 160-BAYER AG P 2011-06-17 2014-02-13 21597 13048 8549 8549 400-GILEAD SCIENCES INC P 2012-02-16 2014-02-12 32719 10996 21723 21723 240-DREAMWORKS ANIMATION SKG INC P 2014-10-16 4911 5293 -382 -382 145000-US TREASURY BOND 4.0% 02/15/2 P 2014-09-23 147259 160954 -13695 -13695 572-SEADRILL LTD P 2014-09-23 16075 18879 -2804 -2804 260-IRONWOOD PHARMACEUTICALS INC CL P 2014-10-20 3406 3339 67 67 100-TIFFANY & CO NEW P 2014-03-31 8598 6194 2404 2404 280-SCHNEIDER ELECTRIC SA P 2014-03-31 24865 20145 4720 4720 100-BLACKROCK INC P 2014-04-21 30606 18911 11695 11695 400-SUMITOMO MITSUI FINANCIAL GROUP P 2013-10-15 2014-10-17 14424 20003 -5579 -5579 400-RIO TINTO PLC REG P 2013-10-25 2014-12-24 17908 20738 -2830 -2830 110000-US TREASURY NOTE 1.25% 02/15/ P 2011-06-17 2014-02-18 110000 111938 -1938 -1938 183.175-STANDARD CHARTERED P 2011-06-17 2014-10-01 3386 4613 -1227 -1227 100-CENOVUS ENERGY INC C P 2014-04-01 2014-12-23 2102 2887 -785 -785 6549.829-SHORT TERM BOND FD OR AMERI P 2011-06-16 2014-07-23 65564 66153 -589 -589 1100-BARCLAYS PLC P 2013-10-25 2014-06-23 4381 4825 -444 -444 11-SYNGENTA AG P 2013-07-10 2014-04-01 4178 4458 -280 -280 125000-FNCL 4.5 TBA 10/13 10-01-44 P 2014-08-21 2014-09-16 134302 134492 -190 -190 47584.4955-MSC 05-HQ7 A4 5.374094% 1 P 2011-09-21 2014-08-14 1147 1262 -115 -115 5000-US TREASURY BOND 4.0% 02/15/201 P 2013-09-18 2014-02-11 5194 5266 -72 -72 44342.6331-MSC 05-HQ7 A4 5.374094% 1 P 2011-09-21 2014-11-14 475 523 -48 -48 176.741-SHORT TERM BOND FD OR AMERIC P 2011-09-01 2014-02-12 1766 1787 -21 -21 43212.1931-CSMC 06-C4 A3 5.467% 09-1 P 2013-04-02 2014-09-17 91 102 -11 -11 56523.4578-FNCL 5.0 AI8229 MHA 08/01 P 2011-08-12 2014-02-25 87 94 -7 -7 21752.6358-LBUBS 07-C2 A1A 5.387% 02 P 2013-10-25 2014-10-20 9 10 -1 -1 150000-FNCL 4.0 TBA 09/14 09-01-44 P 2014-08-28 2014-08-25 158730 158730 100000-FNCL 3.5 TBA 06/14 06-01-44 P 2014-04-15 2014-04-15 101039 101031 8 8 13000-NATIONAL RURAL UTIL SR SEC 1ST P 2012-01-26 2014-10-16 13018 12959 59 59 90-GENPACT LTD P 2011-06-17 2014-03-17 1536 1403 133 133 400-WYNN MACAU LTD P 2013-07-02 2014-10-09 1332 1127 205 205 25000-GENERAL ELEC CAP CORP SR UNSEC P 2014-01-08 2014-03-18 25364 24953 411 411 45-KONINKLIJKE DSM NV P 2012-10-19 2014-03-18 2913 2349 564 564 35-TIFFANY & CO NEW P 2012-01-20 2014-04-01 3044 2166 878 878 29-SYNGENTA AG P 2011-06-17 2014-07-16 10607 9403 1204 1204 125000-FNCL 4.5 TBA 11/14 11-01-44 P 2014-09-16 2014-10-24 135391 133984 1407 1407 77-EATON CORP PLC P 2012-12-03 2014-04-21 5698 3935 1763 1763 100-TE CONNECTIVITY LTD US P 2011-06-17 2014-09-25 5857 3401 2456 2456 100-WHITBREAD PLC P 2013-04-04 2014-04-10 6923 3907 3016 3016 475-TARGET CORP P 2011-06-17 2014-05-23 26489 22249 4240 4240 200-KLA-TENCOR CORP P 2011-08-23 2014-02-12 12728 7064 5664 5664 250-WHITBREAD PLC P 2011-10-28 2014-01-10 15955 6934 9021 9021 400-CENOVUS ENERGY INC C P 2014-12-16 6819 12976 -6157 -6157 177-EATON CORP PLC P 2014-04-17 13100 13312 -212 -212 945-BHP BILLITON LTD (AUD) P 2014-12-24 22194 34876 -12682 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P 2013-02-12 2014-03-06 14565 14839 -274 -274 67-DANONE P 2011-06-17 2014-04-01 4696 4883 -187 -187 10-CENOVUS ENERGY INC C P 2014-06-30 2014-12-23 210 324 -114 -114 100288.4225-FNCI 2.5 AB7084 85K MAX P 2012-11-15 2014-08-25 1439 1511 -72 -72 200-TREND MICRO INC P 2011-06-17 2014-04-01 6167 6211 -44 -44 191.391-SHORT TERM BOND FD OR AMERIC P 2011-08-01 2014-02-12 1912 1933 -21 -21 124.439-SHORT TERM BOND FD OR AMERIC P 2013-04-30 2014-02-12 1243 1253 -10 -10 56260.5129-FNCL 5.0 AI8229 MHA 08/01 P 2011-08-12 2014-05-27 82 89 -7 -7 91.172-SHORT TERM BOND FD OR AMERICA P 2013-10-31 2014-02-12 911 912 -1 -1 150000-FNCL 4.0 TBA 10/14 10-01-44 P 2014-10-07 2014-10-07 159176 159176 150000-FNCL 4.0 TBA 08/14 08-01-44 P 2014-07-28 2014-07-28 158229 158221 8 8 10000-US TREASURY NOTE 0.375% 03-15- P 2013-07-16 2014-10-29 10020 9958 62 62 125652-FNMA POOL AU6677 2.50% 09/01 P 2013-09-11 2014-01-08 121207 121071 136 136 6-SYNGENTA AG P 2011-06-17 2014-07-21 2174 1946 228 228 15000-ABBVIE INC P 2013-08-15 2014-07-18 14545 14126 419 419 15000-TIME WARNER INC SR UNSEC 4.05% P 2013-12-11 2014-07-17 15535 14955 580 580 55000-US TREASURY NOTE 2.5% 05-15-24 P 2014-09-26 2014-11-21 55876 54959 917 917 100-SEATTLE GENETICS INC P 2011-06-17 2014-12-17 3212 1948 1264 1264 200-HALLIBURTON CO P 2011-06-17 2014-02-12 10676 9266 1410 1410 300-TEXAS INSTRUMENTS INC P 2013-07-11 2014-02-12 13002 11149 1853 1853 185-TIFFANY & CO NEW P 2011-06-17 2014-02-12 16113 13603 2510 2510 100-WHITBREAD PLC P 2013-04-04 2014-04-10 6927 3907 3020 3020 140-SCRIPPS NETWORKS INTERACTIVE CL P 2011-06-17 2014-02-12 10870 6597 4273 4273 460-TEXAS INSTRUMENTS INC P 2013-03-15 2014-04-01 21808 16118 5690 5690 225-ALLERGAN INC P 2011-06-17 2014-03-28 27354 18241 9113 9113 695-ELRINGKLINGER AG P 2014-12-29 24165 27957 -3792 -3792 145000-US TREASURY NOTE 1.875% 08/31 P 2014-10-09 149061 149143 -82 -82 1973-FIRST QUANTUM MINERALS LTD C P 2014-12-23 27266 38975 -11709 -11709 355-COACH INC P 2014-05-09 14938 16978 -2040 -2040 400-GENPACT LTD P 2014-10-20 6345 6179 166 166 100-SEATTLE GENETICS INC P 2014-03-27 4597 2000 2597 2597 137-BMW AG P 2014-03-31 17293 11782 5511 5511 640-SAMPO OYJ A SHS P 2014-02-13 32102 19205 12897 12897 349269 -92948 false 694500 19531149 0.035559 672670 18446982 0.036465 1496112 18711157 0.079958 928569 18248693 0.050884 1403265 17416011 0.080573 0.283439 0.056688 20403436 1156630 5716 1162346 687505 11432 11432 11432 18800 18800 X 7368 7368 false false false false false false false true true false false false false true N/A LOIS MANDRELL 6184630700 PO BOX 5146 GODFREY IL 62035 false false false false false false false false false false false false false false false false false false false false JEFF WEBER 69 DANFORTH ROAD ALTON IL 62002 PRESIDENT 2.00 0 0 0 MIKE FITZGERALD 322 STATE STREET ALTON IL 62002 VICE PRESIDE 2.00 0 0 0 ROBERT MCCLELLAN 7645 SHERRY CREEK ROAD WORDEN IL 62097 TREASURER 2.00 0 0 0 LAURA ASHER 1406 LIBERTY STREET ALTON IL 62002 SECRETARY 2.00 0 0 0 ANITA COOPER 4012 STONELEDGE DRIVE GODFREY IL 62035 DIRECTOR 0.50 0 0 0 KAREN ECKERT 1348 RUSTICVIEW DRIVE BALLWIN MO 63011 DIRECTOR 0.50 0 0 0 JOHN WILLIAMS 304 E EXCHANGE STREET JERSEYVILLE IL 62052 DIRECTOR 0.50 0 0 0 FELICIA BREEN 2040 ALBY STREET ALTON IL 62002 DIRECTOR 0.50 0 0 0 TINA MURPHY 44 FAIRMOUNT DRIVE ALTON IL 62002 DIRECTOR 0.50 0 0 0 NONE CAPITAL GROUP COMPANIES 6455 IRVINE CENTER DR IRVINE CA 92618 INVESTMENTS 163472 N/A 20126249 587899 0 20714148 20714148 310712 20403436 1020172 1020172 11432 11432 1008740 1008740 1008740 687505 687505 687505 1008740 544422 26282 606330 1177034 687505 687505 321235 321235 855799 0 223187 632612 26282 606330 X GREAT RIVERS LAND TRUST PO BOX 821 ALTON IL 62002 N/A PIASA HARBOR ACQUISITION 100000 GREAT RIVERS LAND TRUST PO BOX 821 ALTON IL 62002 N/A STEWARDSHIP ENDOWMENT 40000 GREAT RIVERS LAND TRUST PO BOX 821 ALTON IL 62002 N/A GENERAL OPERATIONS 10000 SIERRA CLUB FOUNDATION 85 SECOND STREET STE 750 SAN FRANCISCO CA 94105 N/A GENERAL OPERATIONS 120000 THE NATRUE INSTITUTE 2213 S LEVIS LANE GODFREY IL 62035 N/A GENERAL OPERATIONS 368000 THE NATURE INSTITUTE 2213 S LEVIS LANE GODFREY IL 62035 N/A TALAHIE LODGE KITCHEN PROJECT 5000 THE NATURE INSTITUTE 2213 S LEVIS LANE GODFREY IL 62035 N/A CABIN RESTORATION PROJECT 5000 THE NATURE INSTITUTE 2213 E LEVIS LANE GODFREY IL 62035 N/A STONE WALL REPAIR PROJECT 5000 COMMUNITY CULTIVATORS PO BOX 25 ELSAH IL 62028 GENERAL OPERATIONS 5000 WATERSHED NATURE CENTER 1591 TOWER AVE EDWARDSVILLE IL 62025 N/A GENERAL OPERATIONS 5000 FRIENDS OF PERE MARQUETTE 13112 VISITOR CENTER LANE GRAFTON IL 62037 N/A GENERAL OPERATIONS 5000 SIUE FOUNDATION CAMPUS BOX 1082 EDWARDSVILLE IL 62052 N/A SIUE GARDENS' BRIDGE PROJECT 5000 673000 14 16 14 367270 18 349269 CAPITAL GROUP ALTERNATIVE 14 14531 CAPITAL GROUP ALTERNATIVE 18 26149 757235 757235 false false false false false false false false false false ACCOUNTING/TAX PREPARATION 4016 3000 3000 1016 CORPORATE BONDS 1120269 1134567 MUTUAL 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