LIGHTEN FAMILY FOUNDATION: Form 990PF, tax year 2014
View the entire original 990 at ProPublica ↗
- Organization
- LIGHTEN FAMILY FOUNDATION (EIN 20-8069108)
- Tax period
- 2014-01-01 to 2014-12-31
- Filed
- 2015-11-05
- IRS object ID
- 201513099349100731
- Schema version
- 2014v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Depreciation Schedule
- Expenditure Responsibility Stmt
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2015-11-05T13:31:07-06:00 | ReturnTs |
| Tax Period End | 2014-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | One Hollow Ln Ste 212 | AddressLine1Txt |
| City | Lake Success | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 11042 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2014-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 208069108 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Lighten Family Foundation | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % Foundation Source | InCareOfNm |
| Business Name Control | LIGH | BusinessNameControlTxt |
| Phone | 8008391754 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Foundation Source 501 Silverside Rd | AddressLine1Txt |
| City | Wilmington | CityNm |
| State Abbreviation | DE | StateAbbreviationCd |
| ZIP | 198091377 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | William E Lighten | PersonNm |
| Person Title | president | PersonTitleTxt |
| Phone | 8008391754 | PhoneNum |
| Signature | 2015-10-28 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | Jeffrey D Haskell | PreparerPersonNm |
| PTIN | P01345770 | PTIN |
| Phone | 8008391754 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2014 | TaxYr |
| Build TS | 2016-03-07 17:11:31Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $5,807,058 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $0 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $121 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $121 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $150,784 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $150,784 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $510,692 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $3,902,180 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $510,692 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $108 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $108 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $661,705 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $661,705 | TotalNetInvstIncmAmt |
| Other Prof Fees Rev And Expnss | $52,182 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $52,182 | OtherProfFeesNetInvstIncmAmt |
| Taxes Rev And Expnss | $9,463 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $3,031 | TaxesNetInvstIncmAmt |
| Other Expenses Rev And Expnss | $15,890 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $865 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $15,025 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $77,535 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $56,078 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $15,025 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $400,600 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $400,600 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $478,135 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $56,078 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $415,625 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $183,570 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $605,627 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $485,820 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $185,554 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $185,554 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $2,458,746 | CorporateStockBOYAmt |
| Corporate Stock EOY | $3,492,575 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $4,477,393 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $1,088,109 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $538,116 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $534,889 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $503,169 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $503,169 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $609,222 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $4,535,844 | TotalAssetsBOYAmt |
| Total Assets EOY | $4,719,414 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $5,807,058 | TotalAssetsEOYFMVAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Retained Earning BOY | $4,535,844 | RetainedEarningBOYAmt |
| Retained Earning EOY | $4,719,414 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $4,535,844 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $4,719,414 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $4,535,844 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $4,719,414 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $4,535,844 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $183,570 | ExcessRevenueOverExpensesAmt |
| Subtotal | $4,719,414 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $4,719,414 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Property | Publicly-traded Securities | PropertyDesc |
| Gross Sales Price | $3,902,180 | GrossSalesPriceAmt |
| Cost Or Other Basis | $3,391,488 | CostOrOtherBasisAmt |
| Gain Or Loss | $510,692 | GainOrLossAmt |
| Gains Minus Excess Or Losses | $510,692 | GainsMinusExcessOrLossesAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $510,692 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $387,588 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $5,669,719 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.068361 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $410,963 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $5,336,524 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.077009 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $312,414 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $5,428,906 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.057546 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $374,374 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $5,221,067 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.071705 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $227,344 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $4,736,569 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.047998 | DistributionYr5Rt |
| Total Distribution | 0.322619 | TotalDistributionRt |
| Average Distribution | 0.064524 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $5,866,538 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $378,532 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $6,056 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $384,588 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $415,625 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $6,056 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $6,056 | SubtotalAmt |
| Tax Based On Investment Income | $6,056 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $4,100 | EstimatedPlusOvpmtIncmTxAmt |
| Applied To Es Tax | $1,956 | AppliedToEsTaxAmt |
| Total Payments And Credits | $6,056 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | DE | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 8008391754 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 501 Silverside Road Suite 123 | AddressLine1Txt |
| City | Wilmington | CityNm |
| State Abbreviation | DE | StateAbbreviationCd |
| ZIP | 198091377 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | Yes (true) | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | false | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | Yes (true) | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (5 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt |
|---|---|---|---|---|---|---|
| Adrienne J Lighten | ||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 198091377 | VP | 1.0 | $0 |
| Alexis N Lighten | ||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 198091377 | VP | 1.0 | $0 |
| Christopher W Lighten | ||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 198091377 | VP | 1.0 | $0 |
| Janifer Lynn Lighten | ||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 198091377 | VP | 1.0 | $0 |
| William E Lighten | ||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 198091377 | Pres / Dir / Sec | 1.0 | $0 |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | UBS Financial Services | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 7700 Wisconsin Ave Suite 300 | AddressLine1Txt |
| City | Bethesda | CityNm |
| State Abbreviation | MD | StateAbbreviationCd |
| ZIP | 20814 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | Investment Mgmt | ServiceTypeTxt |
| Compensation | $52,182 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $4,948,537 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $402,620 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $604,719 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $5,955,876 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $5,955,876 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $89,338 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $5,866,538 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $293,327 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $293,327 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $6,056 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $6,056 | TotalTaxAmt |
| Distributable Before Adj | $287,271 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $287,271 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $287,271 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $415,625 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $415,625 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $6,056 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $409,569 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $287,271 | DistributableAsAdjustedAmt |
| Prior Year1 | 2012 | PriorYear1Yr |
| Prior Year2 | 2011 | PriorYear2Yr |
| Prior Year3 | 2010 | PriorYear3Yr |
| Excess Distribution Cyov Yr4 | $119,359 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $47,249 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $146,861 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $112,108 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $425,577 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $415,625 | QualifyingDistributionsAmt |
| Applied To Current Year | $287,271 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $128,354 | RemainingDistriFromCorpusAmt |
| Total Corpus | $553,931 | TotalCorpusAmt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov To Next Yr | $553,931 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $119,359 | ExcessFromYear4Amt |
| Excess From Year3 | $47,249 | ExcessFromYear3Amt |
| Excess From Year2 | $146,861 | ExcessFromYear2Amt |
| Excess From Year1 | $112,108 | ExcessFromYear1Amt |
| Excess From Current Year | $128,354 | ExcessFromCurrentYearAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | JANIFER LYNN LIGHTEN | ContributingManagerNm |
| Contributing Manager | WILLIAM E LIGHTEN | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (19 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| BOYS AND GIRLS CLUB OF NEW ROCHELLE INC | |||||||
| 79 7TH ST | NEW ROCHELLE | NY | 10801 | N/A | PC | General & Unrestricted | $5,000 |
| CENTER CHAPEL MISSIONARY BAPTIST CHURCH | |||||||
| 3715 E SHELBY DR | MEMPHIS | TN | 38118 | N/A | PC | General & Unrestricted | $4,500 |
| FELLAS COLLEGE SCHOLARSHIP FUND | |||||||
| 99 BAYEAU RD | NEW ROCHELLE | NY | 10804 | N/A | PC | General & Unrestricted | $400 |
| FOUNDATION OF WESTCHESTER CLUBMEN INC | |||||||
| 8 IDLEWOOD RD | WHITE PLAINS | NY | 10605 | N/A | PF | General & Unrestricted | $2,500 |
| GRACE BAPTIST CHURCH | |||||||
| 52 S 6TH AVE | MT VERNON | NY | 10550 | N/A | PC | General & Unrestricted | $22,500 |
| INTERSECTIONS INTERNATIONAL INITIATIVE INC | |||||||
| 145 W 28TH ST 11TH FL | NEW YORK | NY | 10001 | N/A | PC | General & Unrestricted | $5,000 |
| METRO-MANHATTAN COMMUNITY FOUNDATION INC | |||||||
| 450 N END AVE | NEW YORK | NY | 10282 | N/A | PC | General & Unrestricted | $2,000 |
| MOUNT VERNON MB CHURCH | |||||||
| 6580 HWY 57 E POBOX 189 | ROSSVILLE | TN | 38066 | N/A | PC | General & Unrestricted | $500 |
| NAACP LEGAL DEFENSE AND EDUCATIONAL FUND INC | |||||||
| 99 HUDSON ST FL 16 | NEW YORK | NY | 10013 | N/A | PC | General & Unrestricted | $25,000 |
| NATIONAL URBAN TECHNOLOGY CENTER INC | |||||||
| 80 MAIDEN LN RM 606 | NEW YORK | NY | 10038 | N/A | PC | General & Unrestricted | $1,000 |
| NEW OPPORTUNITIES INC | |||||||
| 232 N ELM ST | WATERBURY | CT | 06702 | N/A | PC | General & Unrestricted | $1,000 |
| NEW ROCHELLE POLICE FOUNDATION INC | |||||||
| 475 N AVE | NEW ROCHELLE | NY | 10801 | N/A | PC | General & Unrestricted | $4,300 |
| NEW YORK THEOLOGICAL SEMINARY | |||||||
| 475 RIVERSIDE DR STE 500 | NEW YORK | NY | 10115 | N/A | PC | General & Unrestricted | $6,400 |
| RETT SYNDROME RESEARCH TRUST INC | |||||||
| 67 UNDER CLIFF RD | TRUMBULL | CT | 06611 | N/A | PC | General & Unrestricted | $500 |
| STONE TRUST CORPORATION | |||||||
| 680 WASHINGTON BLVD STE 10 | STAMFORD | CT | 06901 | N/A | POF | expenditure responsibility grant | $10,000 |
| THE APOLLO THEATER FOUNDATION INC | |||||||
| 253 W 125TH ST 2ND FL | NEW YORK | NY | 10027 | N/A | PC | General & Unrestricted | $30,000 |
| UJAMAA COMMUNITY DEVELOPMENT CORPORATION | |||||||
| 52 S 6TH AVE | MOUNT VERNON | NY | 10550 | N/A | PC | General & Unrestricted | $5,000 |
| YALE UNIVERSITY | |||||||
| PO BOX 208239 | NEW HAVEN | CT | 06520 | N/A | PC | Yale President Fund | $25,000 |
| YALE UNIVERSITY | |||||||
| PO BOX 208239 | NEW HAVEN | CT | 06520 | N/A | PC | Janifer and William Lighten New Residential College Theater | $250,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $400,600 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp |
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $121 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $150,784 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $510,692 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | K-1 Inc/Loss | Desc |
| Exclusion | 14 | ExclusionCd |
| Exclusion | $108 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $661,705 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $661,705 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Depreciation Schedule DepreciationSchedule
Expenditure Responsibility Stmt ExpenditureResponsibilityStmt
Expenditure Responsibility ExpenditureResponsibilityGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | GrantGrantDt | GrantGrantAmt | Purpose Of GrantPurposeOfGrantTxt | Expended By GranteeExpendedByGranteeAmt | Any Diversion By GranteeAnyDiversionByGranteeTxt | Dates Of Reports By GranteeDatesOfReportsByGranteeTxt | Results Of VerificationResultsOfVerificationTxt |
|---|---|---|---|---|---|---|---|---|---|---|
| STONE TRUST CORPORATION | ||||||||||
| 680 WASHINGTON BLVD STE 10 | STAMFORD | CT | 06901 | 2013-12-31 | $10,000 | TO SUPPORT THE UNDERGRADUATE EDUCATION PROGRAM. (Installment 1 of 5) | $10,000 | NO | 11/5/2014 | NONE NECESSARY |
| STONE TRUST CORPORATION | ||||||||||
| 680 WASHINGTON BLVD STE 10 | STAMFORD | CT | 06901 | 2014-11-03 | $10,000 | TO SUPPORT THE UNDERGRADUATE EDUCATION PROGRAM. (Installment 2 of 5) | NO | Report Expected in 2016 | None necessary | |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (74 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ACMP FIN - 4.875% - 05/15/2023 | $5,929 | $6,090 |
| AES CORP SER B - 8.000% - 06/0 | $5,831 | $5,713 |
| ALLIANT TECHSYSTEMS INC - 6.87 | $10,453 | $10,638 |
| ALLY FINL INC - 8.000% - 03/15 | $7,975 | $8,260 |
| ANTERO RESOURCES - 5.375% - 11 | $8,160 | $7,740 |
| AUTONATION INC NTS - 6.750% - | $5,225 | $5,594 |
| BALL CORP NTS - 5.000% - 03/15 | $6,053 | $6,180 |
| CALPINE CORP SR NT - 5.750% - | $5,944 | $6,075 |
| CATAMARAN CORP - 4.750% - 03/1 | $11,173 | $11,000 |
| CBRE SERVICES INC - 5.000% - 0 | $11,953 | $12,262 |
| CCO HLDGS LLC - 5.750% - 01/15 | $5,685 | $6,060 |
| CCO HLDGS LLC CAP CORP - 6.500 | $11,141 | $11,549 |
| CHESAPEAKE ENERGY CORP - 6.12 | $9,813 | $9,450 |
| CHS/CMNTY HEALTH SYS INC - 7.1 | $5,106 | $5,331 |
| CINEMARK USA SR - 5.125% - 12/ | $5,975 | $5,865 |
| CIT GROUP INC - 5.000% - 08/15 | $12,387 | $12,329 |
| CROWN AMERICAS LLC/CAP - 6.250 | $5,539 | $5,263 |
| CROWN CASTLE INTL - 4.875% - | $6,098 | $6,060 |
| CSC HLDGS INC - 7.625% - 07/15 | $4,375 | $5,619 |
| DAVITA INC - 5.750% - 08/15/20 | $6,443 | $6,360 |
| DISH DBS CORP - 5.875% - 07/15 | $12,955 | $12,299 |
| DYNEGY INC - 5.875% - 06/01/20 | $5,995 | $5,700 |
| EL PASO CORP - 7.000% - 06/15 | $6,020 | $6,615 |
| ENERGY TRANSFER EQUITY - 7.500 | $9,645 | $9,990 |
| EVEREST ACQ LLC - 9.375% - 05/ | $6,788 | $6,060 |
| FIRST DATA CORP - 12.625% - 01 | $4,785 | $4,750 |
| GENERAL MOTORS FINL CO BOND - | $6,105 | $6,008 |
| GENL MOTORS FINL CO INC - 4.25 | $5,906 | $6,119 |
| GENON ESCROW CORP - 9.875% - 1 | $6,083 | $5,910 |
| GLP CAPITAL - 4.875% - 11/01/2 | $5,140 | $5,063 |
| GRAPHIC PACKAGING - 4.750% - 0 | $5,935 | $6,045 |
| HCA INC - 3.750% - 03/15/2019 | $6,083 | $6,008 |
| HCA INC CORP - 5.000% - 03/15/ | $12,025 | $12,329 |
| HEINZ H J CO SR NT - 4.250% - | $18,102 | $18,179 |
| HERTZ CORP SR NT - 6.750% - 04 | $6,540 | $6,180 |
| ICAHN ENTERPRISES LP - 6.000% | $5,339 | $5,151 |
| INTELSAT JACKSON HLDGS LTD - 7 | $10,544 | $10,438 |
| INTERNATIONAL LEASE FIN CORP - | $11,372 | $12,049 |
| IRON MOUNTAIN INC BOND - 5.750 | $6,093 | $6,038 |
| IRON MTN INC DEL SR SB NT - 8. | $1,053 | $1,043 |
| ISTAR FINL - 5.000% - 07/01/20 | $6,008 | $5,820 |
| KINETIC CONCEPTS INC - 10.500% | $5,450 | $5,438 |
| LAMAR MEDIA CORP - 5.000% - 05 | $6,015 | $5,940 |
| LEVEL 3 FINANCING INC. BOND- 8 | $10,743 | $10,625 |
| LEVEL 3 FING INC - 7.000% - 06 | $6,550 | $6,323 |
| LIMITED BRANDS INC NOTE - 6.62 | $11,244 | $11,250 |
| LINN ENERGY LLC - 7.750% - 02/ | $5,113 | $4,213 |
| MARKWEST ENERGY - 5.500% - 02/ | $11,257 | $11,138 |
| MARKWEST ENERGY PARTNERS-06.75 | $6,173 | $6,240 |
| MASCO CORP NT - 5.950% - 03/15 | $5,990 | $6,660 |
| MGM RESORTS - 6.750% - 10/1/20 | $6,608 | $6,300 |
| NATIONSTAR MORT CAP - 6.500% - | $5,670 | $5,460 |
| NIELSEN FIN LLC - 0.500% - 10/ | $11,176 | $11,055 |
| NRG ENERGY INC - 6.625% - 03/1 | $11,397 | $11,439 |
| NT NEXTEL CORP - 6.000% - 11/1 | $6,135 | $5,520 |
| PEABODY ENERGY CORP NOTE - 6.5 | $5,005 | $4,338 |
| PENNEY J C CORP INC SR NT - 5. | $1,740 | $1,550 |
| POST HLDGS INC - 7.375% - 02/1 | $17,312 | $15,999 |
| RANGE RES CORP - 5.000% - 03/1 | $6,075 | $6,000 |
| RANGE RES CORP - 6.750% - 08/0 | $5,235 | $5,200 |
| REYNOLDS GROUP ISSUER LLC - 5. | $4,950 | $5,125 |
| SALLY HLDGS LLC - 5.750% - 06/ | $5,338 | $5,238 |
| SEARS HLDGS CORP - 6.625% - 10 | $9,798 | $11,040 |
| SLM CORP BOND - 5.500% - 01/25 | $5,655 | $5,745 |
| SPRINT CAPITAL CORP - 6.875% - | $5,873 | $5,280 |
| T MOBILE USA INC - 6.125% - 01 | $5,235 | $5,075 |
| T-MOBILE USA INC - 6.542% - 04 | $5,219 | $5,163 |
| TARGA RES PARTNERS - 5.250% - | $6,230 | $5,790 |
| TENET HEALTHCARE CORP - 4.750% | $5,944 | $6,090 |
| TRANSDIGM INC NTS - 5.500% - 1 | $5,985 | $5,865 |
| TRIUMPH GROUP - 4.875% - 04/0 | $6,015 | $5,828 |
| UNITED RENTALS - 5.750% - 11/1 | $6,255 | $6,180 |
| WYNN LAS VEGAS LLC - 7.875% - | $5,388 | $5,250 |
| ZAYO GROUP LLC/ZAYO CAP - 8.12 | $5,569 | $5,300 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (147 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 361 MANAGED FUTURES CL I MF | $21,552 | $21,277 |
| ACTAVIS PLC | $16,016 | $59,204 |
| ADT LTD. | $4,179 | $9,601 |
| AFLAC INC. | $16,025 | $18,755 |
| AMC NETWORKS INC | $5,764 | $19,003 |
| AMEC FOSTER WHEELER PLC | $3,068 | $3,533 |
| ANADARKO PETROLEUM CORP | $30,978 | $44,633 |
| ANGEL OAK MULTI-STRATEGY INCOM | $105,456 | $105,196 |
| APPLIED MICRO CIRCUITS CORP | $3,928 | $2,738 |
| AQR MULTI STRGY ALTERNATIVE | $22,135 | $21,723 |
| ARRAY BIOPHARMA INC | $3,622 | $3,169 |
| ARRIS GROUP INC | $3,745 | $10,868 |
| ATMEL CORPORATION | $7,553 | $11,760 |
| AUTODESK, INC. | $11,791 | $35,435 |
| AVNET INC. | $4,968 | $7,313 |
| BELMOND LTD | $6,403 | $7,917 |
| BIOGEN IDEC INC | $12,201 | $72,982 |
| BLACKROCK GLOBAL LONG/SHORT CR | $10,606 | $10,214 |
| BLACKROCK STRAT INC OPP - INS | $177,983 | $175,422 |
| BOEING CO | $11,048 | $18,457 |
| BOYD GAMING CORP | $3,521 | $4,729 |
| BRITISH AMERICAN TOBACCO PLC | $15,918 | $17,467 |
| BROADCOM CORPORATION | $10,910 | $22,098 |
| CABLEVISION SYSTEMS CORP | $11,554 | $24,562 |
| CAE INC | $5,963 | $7,351 |
| CAMECO CORPORATION | $13,051 | $7,795 |
| CINCINNATI BELL INC | $4,364 | $4,338 |
| COGNEX CORPORATION | $1,339 | $6,613 |
| COLGATE-PALMOLIVE COMPANY | $12,425 | $18,335 |
| COMCAST CORP | $20,672 | $88,658 |
| COVIDIEN LTD | $9,229 | $26,593 |
| CREE, INC. | $23,782 | $18,849 |
| CUMMINS INC | $4,953 | $14,417 |
| CURRENCY SHARES BRITISH POUND | $38,552 | $38,265 |
| DIAGEO PLC ADS | $15,060 | $17,342 |
| DIRECTV GROUP | $4,610 | $25,143 |
| DISCOVERY COMMUNICATIONS, INC | $4,806 | $13,825 |
| DOLBY LABORATORIES | $11,613 | $13,367 |
| DOMINION RESOURCES INC | $17,299 | $19,456 |
| DOUBLELINE TOTAL RETURN BOND | $96,602 | $96,339 |
| DYAX CORP | $2,415 | $3,796 |
| EMERSON ELECTRIC CO. | $16,320 | $18,025 |
| ENDOCYTE INC | $2,756 | $1,006 |
| FLUOR CORP | $14,040 | $21,221 |
| FREEPORT-MCMORAN COPPER & GOLD | $2,878 | $4,672 |
| GANNETT CO INC | $8,396 | $16,604 |
| GOLDMAN SACHS STRAT INC-INSTIT | $105,563 | $105,868 |
| HARMONIC INC. | $6,091 | $4,697 |
| HELMERICH PAYNE | $3,910 | $8,090 |
| HEXCEL CP DELAWARE | $4,147 | $8,091 |
| IAC/INTERACTIVE CORP | $1,141 | $4,255 |
| ILLINOIS TOOL WORKS | $10,348 | $18,182 |
| IMMUNOGEN, INC | $2,198 | $1,342 |
| INTEL CORP | $11,377 | $18,072 |
| INTERXION HOLDING N.V. | $3,741 | $6,015 |
| INVESCO PLC | $15,488 | $17,784 |
| IRIDIUM COMMUNICATIONS INC | $3,792 | $4,388 |
| ISHARES CORE MSCI EMERGING MAR | $271,845 | $275,595 |
| ISHARES IBOXX $ HIGH YIELD COR | $101,281 | $101,606 |
| ISHARES TRUST RUSSELL 1000 GRO | $256,605 | $257,190 |
| ISHARES TRUST RUSSELL 1000 VAL | $248,337 | $249,829 |
| ISIS PHARMACEUTICALS, INC. | $3,756 | $16,052 |
| JANUS CAPITAL GROUP INC. | $2,181 | $4,839 |
| JDS UNIPHASE CORP | $4,889 | $5,214 |
| JOHNSON & JOHNSON | $11,897 | $17,881 |
| KANSAS CITY SOUTHERN | $3,143 | $13,423 |
| L-3 COMMUNICATIONS CORP | $25,522 | $32,815 |
| LAM RESEARCH CORP | $7,048 | $20,628 |
| LAS VEGAS SANDS CORP | $1,091 | $13,958 |
| LEVEL 3 COMMUNICATIONS, INC | $4,548 | $13,876 |
| LIBERTY BROADBAND CORP- LBRDA | $89 | $2,154 |
| LIBERTY BROADBAND CORP- LBRDK | $180 | $4,334 |
| LIBERTY BROADBAND CORP- LBRKR | $266 | |
| LIBERTY INTERACTIVE CORPORATIO | $2,173 | $27,214 |
| LIBERTY MEDIA CORPORATION | $527 | $12,261 |
| LIBERTY MEDIA CORPORATION COM | $276 | $6,172 |
| LIBERTY VENTURES | $336 | $4,941 |
| MADISON SQUARE GARDEN CO. | $2,587 | $6,397 |
| MARKETFIELD FUND | $30,060 | $28,494 |
| MEDICINES COMPANY | $1,676 | $1,937 |
| MEDTRONIC INC | $9,653 | $17,906 |
| MICROSOFT CORPORATION | $15,086 | $18,069 |
| MYRIAD GENETICS, INC | $4,226 | $6,131 |
| NATL OILWELL VARCO | $3,481 | $9,502 |
| NEUBERGER BERMAN ABSOLUTE RETU | $21,010 | $20,549 |
| NEUBERGER BERMAN ALTRNTIVE FDS | $39,273 | $41,789 |
| NEXTERA ENERGY, INC | $11,154 | $18,813 |
| NORDSTROM INC | $14,163 | $19,689 |
| NORTHEAST UTIL | $12,992 | $18,946 |
| NOVARTIS AG ADR | $11,731 | $17,883 |
| NOW INC. | $4,226 | $4,400 |
| NUANCE COMMUNICATIONS, INC. | $10,071 | $8,748 |
| NUCOR CP | $10,345 | $12,753 |
| NUVEEN HIGH YIELD MUNICIPAL BD | $62,971 | $63,007 |
| OCCIDENTAL PETROLEUM CORP | $19,205 | $18,943 |
| PALL CP | $13,162 | $42,508 |
| PEARSON PLC | $17,495 | $17,989 |
| PENTAIR INC. COM | $2,443 | $8,435 |
| POLYCOM, INC. | $2,707 | $2,835 |
| PRECISION CASTPARTS | $5,249 | $16,862 |
| QUALCOMM INC | $19,855 | $18,805 |
| R F MICRO DEVICES INC | $3,729 | $13,438 |
| RAYMOND JAMES FINANCIAL INC | $1,959 | $6,302 |
| REGENERON PHARMACEUTICALS, INC | $1,107 | $26,666 |
| ROBERT HALF INTL INC. | $2,334 | $5,838 |
| ROCHE HOLDING LTD ADR | $18,209 | $16,553 |
| ROWAN CO PLC | $4,450 | $3,731 |
| ROYAL CARRIBEAN CRUISE | $7,372 | $25,553 |
| SANDISK CORP | $11,165 | $32,333 |
| SEACHANGE INTERNATIONAL, INC | $2,554 | $2,424 |
| SEAGATE TECHNOLOGY | $5,244 | $82,460 |
| SEATTLE GENETICS, INC. | $1,599 | $6,426 |
| SINCLARI BROADCAST GROUP INC | $2,232 | $9,302 |
| SOTHEBYS | $5,092 | $6,477 |
| STANLEY BLACK & DECKER INC | $16,697 | $18,736 |
| STARZ | $3,725 | $8,465 |
| STILLWATER MINING CO | $4,272 | $6,780 |
| TE CONNECTIVITY LTD | $9,622 | $52,498 |
| TELEPHONE & DATA SYS INC. | $2,636 | $2,778 |
| THE MOSAIC CO | $5,765 | $5,022 |
| THIRD AVENUE FOCUSED CREDIT FU | $31,031 | $26,229 |
| TORONTO DOMINION | $20,199 | $19,160 |
| TRAVELERS COMPANIES INC | $14,268 | $18,418 |
| TRIMBLE NAV LTD | $5,263 | $10,085 |
| TRIQUINT SEMICONDUCTOR, INC. | $2,629 | $14,602 |
| TYCO INTERNATIONAL LTD. | $6,336 | $23,246 |
| UBS DYNAMIC ALPHA FUND CLASS P | $9,981 | $10,268 |
| UNIFI INC. | $1,989 | $4,787 |
| UNION PACIFIC | $14,983 | $19,299 |
| UNITED PARCEL SERVICE | $12,644 | $18,677 |
| UNITED STATES CELLULAR CORP | $4,618 | $2,589 |
| UNITED TECHNOLOGIES CORP | $14,187 | $18,745 |
| UNITEDHEALTH GROUP INC. | $13,673 | $63,687 |
| USD CYRUSONE INC | $2,033 | $2,755 |
| V F CORP | $10,102 | $18,950 |
| VALSPAR CORP | $3,000 | $12,107 |
| VANGUARD FTSE DEVELOPED MARKET | $370,098 | $365,503 |
| VANGUARD MID-CAP GROWTH ETF | $136,961 | $137,174 |
| VANGUARD MID-CAP VALUE INDEX | $137,493 | $137,186 |
| VANGUARD SM-CAP ETF | $178,403 | $178,606 |
| VERTEX PHARMCTLS INC | $8,489 | $36,828 |
| VISHAY INTERTECH | $3,343 | $4,387 |
| WADDELL&REED FIN INC | $1,639 | $5,978 |
| WEATHERFORD INTL | $37,785 | $36,331 |
| WELLS FARGO ADVTG ABSLT RETURN | $9,990 | $10,071 |
| WORLD WRESTLING ENT | $3,861 | $3,825 |
| YUM BRANDS INC | $17,424 | $17,630 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (2 entries)
| Category Or ItemCategoryOrItemTxt | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| LAZARD LTD | $3,169 | $4,503 |
| A&Q GLOBAL DIVERSIFIED STRAT | $500,000 | $604,719 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|
| Administrative Fees | $15,000 | $15,000 | |
| Bank Charges | $865 | $865 | |
| State or Local Filing Fees | $25 | $25 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | K-1 Inc/Loss LAZARD LTD | Desc |
| Revenue And Expenses Per Books | $108 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $108 | NetInvestmentIncomeAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Investment Management Services | CategoryTxt |
| Amt | $52,182 | Amt |
| Net Investment Income | $52,182 | NetInvestmentIncomeAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| 990-PF Estimated Tax for 2014 | $4,100 | |
| 990-PF Extension for 2013 | $2,332 | |
| Foreign Tax Paid | $3,031 | $3,031 |