2015-11-05T13:31:07-06:00 2014-12-31 Foundation Source One Hollow Ln Ste 212 Lake Success NY 11042 990PF 2014-01-01 208069108 Lighten Family Foundation % Foundation Source LIGH 8008391754 Foundation Source 501 Silverside Rd Wilmington DE 198091377 William E Lighten president 8008391754 2015-10-28 true Jeffrey D Haskell P01345770 8008391754 2014 2016-03-07 17:11:31Z X 5807058 X 0 X 121 121 150784 150784 510692 3902180 510692 108 108 661705 661705 52182 52182 9463 3031 15890 865 15025 77535 56078 15025 400600 400600 478135 56078 415625 183570 605627 485820 185554 185554 2458746 3492575 4477393 1088109 538116 534889 503169 503169 609222 4535844 4719414 5807058 0 X 4535844 4719414 4535844 4719414 4535844 4719414 4535844 183570 4719414 4719414 Publicly-traded Securities 3902180 3391488 510692 510692 510692 false 387588 5669719 0.068361 410963 5336524 0.077009 312414 5428906 0.057546 374374 5221067 0.071705 227344 4736569 0.047998 0.322619 0.064524 5866538 378532 6056 384588 415625 X 6056 6056 6056 4100 1956 6056 X false false false false false false false true true DE true false false false false true Foundation Source 8008391754 501 Silverside Road Suite 123 Wilmington DE 198091377 false false false false false false false false false false false false false false false true false false true false false false Adrienne J Lighten Foundation Source 501 Silverside Rd Wilmington DE 198091377 VP 1.0 0 Alexis N Lighten Foundation Source 501 Silverside Rd Wilmington DE 198091377 VP 1.0 0 Christopher W Lighten Foundation Source 501 Silverside Rd Wilmington DE 198091377 VP 1.0 0 Janifer Lynn Lighten Foundation Source 501 Silverside Rd Wilmington DE 198091377 VP 1.0 0 William E Lighten Foundation Source 501 Silverside Rd Wilmington DE 198091377 Pres / Dir / Sec 1.0 0 UBS Financial Services 7700 Wisconsin Ave Suite 300 Bethesda MD 20814 Investment Mgmt 52182 4948537 402620 604719 5955876 0 5955876 89338 5866538 293327 293327 6056 6056 287271 287271 287271 415625 0 0 0 0 415625 6056 409569 287271 2012 2011 2010 119359 47249 146861 112108 425577 415625 287271 128354 553931 0 553931 119359 47249 146861 112108 128354 JANIFER LYNN LIGHTEN WILLIAM E LIGHTEN X BOYS AND GIRLS CLUB OF NEW ROCHELLE INC 79 7TH ST NEW ROCHELLE NY 10801 N/A PC General & Unrestricted 5000 CENTER CHAPEL MISSIONARY BAPTIST CHURCH 3715 E SHELBY DR MEMPHIS TN 38118 N/A PC General & Unrestricted 4500 FELLAS COLLEGE SCHOLARSHIP FUND 99 BAYEAU RD NEW ROCHELLE NY 10804 N/A PC General & Unrestricted 400 FOUNDATION OF WESTCHESTER CLUBMEN INC 8 IDLEWOOD RD WHITE PLAINS NY 10605 N/A PF General & Unrestricted 2500 GRACE BAPTIST CHURCH 52 S 6TH AVE MT VERNON NY 10550 N/A PC General & Unrestricted 22500 INTERSECTIONS INTERNATIONAL INITIATIVE INC 145 W 28TH ST 11TH FL NEW YORK NY 10001 N/A PC General & Unrestricted 5000 METRO-MANHATTAN COMMUNITY FOUNDATION INC 450 N END AVE NEW YORK NY 10282 N/A PC General & Unrestricted 2000 MOUNT VERNON MB CHURCH 6580 HWY 57 E POBOX 189 ROSSVILLE TN 38066 N/A PC General & Unrestricted 500 NAACP LEGAL DEFENSE AND EDUCATIONAL FUND INC 99 HUDSON ST FL 16 NEW YORK NY 10013 N/A PC General & Unrestricted 25000 NATIONAL URBAN TECHNOLOGY CENTER INC 80 MAIDEN LN RM 606 NEW YORK NY 10038 N/A PC General & Unrestricted 1000 NEW OPPORTUNITIES INC 232 N ELM ST WATERBURY CT 06702 N/A PC General & Unrestricted 1000 NEW ROCHELLE POLICE FOUNDATION INC 475 N AVE NEW ROCHELLE NY 10801 N/A PC General & Unrestricted 4300 NEW YORK THEOLOGICAL SEMINARY 475 RIVERSIDE DR STE 500 NEW YORK NY 10115 N/A PC General & Unrestricted 6400 RETT SYNDROME RESEARCH TRUST INC 67 UNDER CLIFF RD TRUMBULL CT 06611 N/A PC General & Unrestricted 500 STONE TRUST CORPORATION 680 WASHINGTON BLVD STE 10 STAMFORD CT 06901 N/A POF expenditure responsibility grant 10000 THE APOLLO THEATER FOUNDATION INC 253 W 125TH ST 2ND FL NEW YORK NY 10027 N/A PC General & Unrestricted 30000 UJAMAA COMMUNITY DEVELOPMENT CORPORATION 52 S 6TH AVE MOUNT VERNON NY 10550 N/A PC General & Unrestricted 5000 YALE UNIVERSITY PO BOX 208239 NEW HAVEN CT 06520 N/A PC Yale President Fund 25000 YALE UNIVERSITY PO BOX 208239 NEW HAVEN CT 06520 N/A PC Janifer and William Lighten New Residential College Theater 250000 400600 14 121 14 150784 18 510692 K-1 Inc/Loss 14 108 661705 661705 false false false false false false false false false false STONE TRUST CORPORATION 680 WASHINGTON BLVD STE 10 STAMFORD CT 06901 2013-12-31 10000 TO SUPPORT THE UNDERGRADUATE EDUCATION PROGRAM. (Installment 1 of 5) 10000 NO 11/5/2014 NONE NECESSARY STONE TRUST CORPORATION 680 WASHINGTON BLVD STE 10 STAMFORD CT 06901 2014-11-03 10000 TO SUPPORT THE UNDERGRADUATE EDUCATION PROGRAM. (Installment 2 of 5) NO Report Expected in 2016 None necessary ACMP FIN - 4.875% - 05/15/2023 5929 6090 AES CORP SER B - 8.000% - 06/0 5831 5713 ALLIANT TECHSYSTEMS INC - 6.87 10453 10638 ALLY FINL INC - 8.000% - 03/15 7975 8260 ANTERO RESOURCES - 5.375% - 11 8160 7740 AUTONATION INC NTS - 6.750% - 5225 5594 BALL CORP NTS - 5.000% - 03/15 6053 6180 CALPINE CORP SR NT - 5.750% - 5944 6075 CATAMARAN CORP - 4.750% - 03/1 11173 11000 CBRE SERVICES INC - 5.000% - 0 11953 12262 CCO HLDGS LLC - 5.750% - 01/15 5685 6060 CCO HLDGS LLC CAP CORP - 6.500 11141 11549 CHESAPEAKE ENERGY CORP - 6.12 9813 9450 CHS/CMNTY HEALTH SYS INC - 7.1 5106 5331 CINEMARK USA SR - 5.125% - 12/ 5975 5865 CIT GROUP INC - 5.000% - 08/15 12387 12329 CROWN AMERICAS LLC/CAP - 6.250 5539 5263 CROWN CASTLE INTL - 4.875% - 6098 6060 CSC HLDGS INC - 7.625% - 07/15 4375 5619 DAVITA INC - 5.750% - 08/15/20 6443 6360 DISH DBS CORP - 5.875% - 07/15 12955 12299 DYNEGY INC - 5.875% - 06/01/20 5995 5700 EL PASO CORP - 7.000% - 06/15 6020 6615 ENERGY TRANSFER EQUITY - 7.500 9645 9990 EVEREST ACQ LLC - 9.375% - 05/ 6788 6060 FIRST DATA CORP - 12.625% - 01 4785 4750 GENERAL MOTORS FINL CO BOND - 6105 6008 GENL MOTORS FINL CO INC - 4.25 5906 6119 GENON ESCROW CORP - 9.875% - 1 6083 5910 GLP CAPITAL - 4.875% - 11/01/2 5140 5063 GRAPHIC PACKAGING - 4.750% - 0 5935 6045 HCA INC - 3.750% - 03/15/2019 6083 6008 HCA INC CORP - 5.000% - 03/15/ 12025 12329 HEINZ H J CO SR NT - 4.250% - 18102 18179 HERTZ CORP SR NT - 6.750% - 04 6540 6180 ICAHN ENTERPRISES LP - 6.000% 5339 5151 INTELSAT JACKSON HLDGS LTD - 7 10544 10438 INTERNATIONAL LEASE FIN CORP - 11372 12049 IRON MOUNTAIN INC BOND - 5.750 6093 6038 IRON MTN INC DEL SR SB NT - 8. 1053 1043 ISTAR FINL - 5.000% - 07/01/20 6008 5820 KINETIC CONCEPTS INC - 10.500% 5450 5438 LAMAR MEDIA CORP - 5.000% - 05 6015 5940 LEVEL 3 FINANCING INC. BOND- 8 10743 10625 LEVEL 3 FING INC - 7.000% - 06 6550 6323 LIMITED BRANDS INC NOTE - 6.62 11244 11250 LINN ENERGY LLC - 7.750% - 02/ 5113 4213 MARKWEST ENERGY - 5.500% - 02/ 11257 11138 MARKWEST ENERGY PARTNERS-06.75 6173 6240 MASCO CORP NT - 5.950% - 03/15 5990 6660 MGM RESORTS - 6.750% - 10/1/20 6608 6300 NATIONSTAR MORT CAP - 6.500% - 5670 5460 NIELSEN FIN LLC - 0.500% - 10/ 11176 11055 NRG ENERGY INC - 6.625% - 03/1 11397 11439 NT NEXTEL CORP - 6.000% - 11/1 6135 5520 PEABODY ENERGY CORP NOTE - 6.5 5005 4338 PENNEY J C CORP INC SR NT - 5. 1740 1550 POST HLDGS INC - 7.375% - 02/1 17312 15999 RANGE RES CORP - 5.000% - 03/1 6075 6000 RANGE RES CORP - 6.750% - 08/0 5235 5200 REYNOLDS GROUP ISSUER LLC - 5. 4950 5125 SALLY HLDGS LLC - 5.750% - 06/ 5338 5238 SEARS HLDGS CORP - 6.625% - 10 9798 11040 SLM CORP BOND - 5.500% - 01/25 5655 5745 SPRINT CAPITAL CORP - 6.875% - 5873 5280 T MOBILE USA INC - 6.125% - 01 5235 5075 T-MOBILE USA INC - 6.542% - 04 5219 5163 TARGA RES PARTNERS - 5.250% - 6230 5790 TENET HEALTHCARE CORP - 4.750% 5944 6090 TRANSDIGM INC NTS - 5.500% - 1 5985 5865 TRIUMPH GROUP - 4.875% - 04/0 6015 5828 UNITED RENTALS - 5.750% - 11/1 6255 6180 WYNN LAS VEGAS LLC - 7.875% - 5388 5250 ZAYO GROUP LLC/ZAYO CAP - 8.12 5569 5300 361 MANAGED FUTURES CL I MF 21552 21277 ACTAVIS PLC 16016 59204 ADT LTD. 4179 9601 AFLAC INC. 16025 18755 AMC NETWORKS INC 5764 19003 AMEC FOSTER WHEELER PLC 3068 3533 ANADARKO PETROLEUM CORP 30978 44633 ANGEL OAK MULTI-STRATEGY INCOM 105456 105196 APPLIED MICRO CIRCUITS CORP 3928 2738 AQR MULTI STRGY ALTERNATIVE 22135 21723 ARRAY BIOPHARMA INC 3622 3169 ARRIS GROUP INC 3745 10868 ATMEL CORPORATION 7553 11760 AUTODESK, INC. 11791 35435 AVNET INC. 4968 7313 BELMOND LTD 6403 7917 BIOGEN IDEC INC 12201 72982 BLACKROCK GLOBAL LONG/SHORT CR 10606 10214 BLACKROCK STRAT INC OPP - INS 177983 175422 BOEING CO 11048 18457 BOYD GAMING CORP 3521 4729 BRITISH AMERICAN TOBACCO PLC 15918 17467 BROADCOM CORPORATION 10910 22098 CABLEVISION SYSTEMS CORP 11554 24562 CAE INC 5963 7351 CAMECO CORPORATION 13051 7795 CINCINNATI BELL INC 4364 4338 COGNEX CORPORATION 1339 6613 COLGATE-PALMOLIVE COMPANY 12425 18335 COMCAST CORP 20672 88658 COVIDIEN LTD 9229 26593 CREE, INC. 23782 18849 CUMMINS INC 4953 14417 CURRENCY SHARES BRITISH POUND 38552 38265 DIAGEO PLC ADS 15060 17342 DIRECTV GROUP 4610 25143 DISCOVERY COMMUNICATIONS, INC 4806 13825 DOLBY LABORATORIES 11613 13367 DOMINION RESOURCES INC 17299 19456 DOUBLELINE TOTAL RETURN BOND 96602 96339 DYAX CORP 2415 3796 EMERSON ELECTRIC CO. 16320 18025 ENDOCYTE INC 2756 1006 FLUOR CORP 14040 21221 FREEPORT-MCMORAN COPPER & GOLD 2878 4672 GANNETT CO INC 8396 16604 GOLDMAN SACHS STRAT INC-INSTIT 105563 105868 HARMONIC INC. 6091 4697 HELMERICH PAYNE 3910 8090 HEXCEL CP DELAWARE 4147 8091 IAC/INTERACTIVE CORP 1141 4255 ILLINOIS TOOL WORKS 10348 18182 IMMUNOGEN, INC 2198 1342 INTEL CORP 11377 18072 INTERXION HOLDING N.V. 3741 6015 INVESCO PLC 15488 17784 IRIDIUM COMMUNICATIONS INC 3792 4388 ISHARES CORE MSCI EMERGING MAR 271845 275595 ISHARES IBOXX $ HIGH YIELD COR 101281 101606 ISHARES TRUST RUSSELL 1000 GRO 256605 257190 ISHARES TRUST RUSSELL 1000 VAL 248337 249829 ISIS PHARMACEUTICALS, INC. 3756 16052 JANUS CAPITAL GROUP INC. 2181 4839 JDS UNIPHASE CORP 4889 5214 JOHNSON & JOHNSON 11897 17881 KANSAS CITY SOUTHERN 3143 13423 L-3 COMMUNICATIONS CORP 25522 32815 LAM RESEARCH CORP 7048 20628 LAS VEGAS SANDS CORP 1091 13958 LEVEL 3 COMMUNICATIONS, INC 4548 13876 LIBERTY BROADBAND CORP- LBRDA 89 2154 LIBERTY BROADBAND CORP- LBRDK 180 4334 LIBERTY BROADBAND CORP- LBRKR 266 LIBERTY INTERACTIVE CORPORATIO 2173 27214 LIBERTY MEDIA CORPORATION 527 12261 LIBERTY MEDIA CORPORATION COM 276 6172 LIBERTY VENTURES 336 4941 MADISON SQUARE GARDEN CO. 2587 6397 MARKETFIELD FUND 30060 28494 MEDICINES COMPANY 1676 1937 MEDTRONIC INC 9653 17906 MICROSOFT CORPORATION 15086 18069 MYRIAD GENETICS, INC 4226 6131 NATL OILWELL VARCO 3481 9502 NEUBERGER BERMAN ABSOLUTE RETU 21010 20549 NEUBERGER BERMAN ALTRNTIVE FDS 39273 41789 NEXTERA ENERGY, INC 11154 18813 NORDSTROM INC 14163 19689 NORTHEAST UTIL 12992 18946 NOVARTIS AG ADR 11731 17883 NOW INC. 4226 4400 NUANCE COMMUNICATIONS, INC. 10071 8748 NUCOR CP 10345 12753 NUVEEN HIGH YIELD MUNICIPAL BD 62971 63007 OCCIDENTAL PETROLEUM CORP 19205 18943 PALL CP 13162 42508 PEARSON PLC 17495 17989 PENTAIR INC. COM 2443 8435 POLYCOM, INC. 2707 2835 PRECISION CASTPARTS 5249 16862 QUALCOMM INC 19855 18805 R F MICRO DEVICES INC 3729 13438 RAYMOND JAMES FINANCIAL INC 1959 6302 REGENERON PHARMACEUTICALS, INC 1107 26666 ROBERT HALF INTL INC. 2334 5838 ROCHE HOLDING LTD ADR 18209 16553 ROWAN CO PLC 4450 3731 ROYAL CARRIBEAN CRUISE 7372 25553 SANDISK CORP 11165 32333 SEACHANGE INTERNATIONAL, INC 2554 2424 SEAGATE TECHNOLOGY 5244 82460 SEATTLE GENETICS, INC. 1599 6426 SINCLARI BROADCAST GROUP INC 2232 9302 SOTHEBYS 5092 6477 STANLEY BLACK & DECKER INC 16697 18736 STARZ 3725 8465 STILLWATER MINING CO 4272 6780 TE CONNECTIVITY LTD 9622 52498 TELEPHONE & DATA SYS INC. 2636 2778 THE MOSAIC CO 5765 5022 THIRD AVENUE FOCUSED CREDIT FU 31031 26229 TORONTO DOMINION 20199 19160 TRAVELERS COMPANIES INC 14268 18418 TRIMBLE NAV LTD 5263 10085 TRIQUINT SEMICONDUCTOR, INC. 2629 14602 TYCO INTERNATIONAL LTD. 6336 23246 UBS DYNAMIC ALPHA FUND CLASS P 9981 10268 UNIFI INC. 1989 4787 UNION PACIFIC 14983 19299 UNITED PARCEL SERVICE 12644 18677 UNITED STATES CELLULAR CORP 4618 2589 UNITED TECHNOLOGIES CORP 14187 18745 UNITEDHEALTH GROUP INC. 13673 63687 USD CYRUSONE INC 2033 2755 V F CORP 10102 18950 VALSPAR CORP 3000 12107 VANGUARD FTSE DEVELOPED MARKET 370098 365503 VANGUARD MID-CAP GROWTH ETF 136961 137174 VANGUARD MID-CAP VALUE INDEX 137493 137186 VANGUARD SM-CAP ETF 178403 178606 VERTEX PHARMCTLS INC 8489 36828 VISHAY INTERTECH 3343 4387 WADDELL&REED FIN INC 1639 5978 WEATHERFORD INTL 37785 36331 WELLS FARGO ADVTG ABSLT RETURN 9990 10071 WORLD WRESTLING ENT 3861 3825 YUM BRANDS INC 17424 17630 LAZARD LTD 3169 4503 A&Q GLOBAL DIVERSIFIED STRAT 500000 604719 Administrative Fees 15000 15000 Bank Charges 865 865 State or Local Filing Fees 25 25 K-1 Inc/Loss LAZARD LTD 108 108 Investment Management Services 52182 52182 990-PF Estimated Tax for 2014 4100 990-PF Extension for 2013 2332 Foreign Tax Paid 3031 3031