BETA

D N BATTEN FOUNDATION: Form 990PF, tax year 2015

View the entire original 990 at ProPublica ↗

Organization
D N BATTEN FOUNDATION (EIN 54-1864288)
Tax period
2015-01-01 to 2015-12-31
Filed
2016-11-15
IRS object ID
201643209349102539
Schema version
2015v2.1
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Return2016-11-15T15:24:55-06:00ReturnTs
Tax Period End2015-12-31TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

FieldValueIRS element (for citing)
Preparer Firm EIN203565336PreparerFirmEIN

Preparer Firm Name PreparerFirmName

FieldValueIRS element (for citing)
Business Name Line1ROSELINE TAX ADVISORS PLLCBusinessNameLine1Txt

Preparer US Address PreparerUSAddress

FieldValueIRS element (for citing)
Address Line1140 VIRGINIA STREET SUITE 300AddressLine1Txt
CityRICHMONDCityNm
State AbbreviationVAStateAbbreviationCd
ZIP23219ZIPCd
FieldValueIRS element (for citing)
Return Type990PFReturnTypeCd
Tax Period Begin2015-01-01TaxPeriodBeginDt

Filer Filer

FieldValueIRS element (for citing)
EIN541864288EIN

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1THE DN BATTEN FOUNDATIONBusinessNameLine1Txt
Business Name Line2C/O SIGNATURE FAMILY WEALTH ADVISORSBusinessNameLine2Txt
FieldValueIRS element (for citing)
Business Name ControlDNBABusinessNameControlTxt
Phone7576257670PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line1101 W MAIN STREET NO 700AddressLine1Txt
CityNORFOLKCityNm
State AbbreviationVAStateAbbreviationCd
ZIP23510ZIPCd

Business Officer BusinessOfficerGrp

FieldValueIRS element (for citing)
PersonDOROTHY BATTENPersonNm
Person TitleDIRECTORPersonTitleTxt
Phone7576257670PhoneNum
Signature2016-11-15SignatureDt
Discuss With Paid PreparerYes (1)DiscussWithPaidPreparerInd

Preparer Person PreparerPersonGrp

FieldValueIRS element (for citing)
Preparer PersonBETH P BRADBERRYPreparerPersonNm
PTINP00622198PTIN
Phone8045457440PhoneNum
Preparation2016-11-15PreparationDt
FieldValueIRS element (for citing)
Tax2015TaxYr
Build TS2017-02-10 21:41:12ZBuildTS

Form 990-PF IRS990PF

FieldValueIRS element (for citing)
Organization501c3 Exempt PFYes (X)Organization501c3ExemptPFInd
FMV Assets EOY$22,717,296FMVAssetsEOYAmt
Method Of Accounting CashYes (X)MethodOfAccountingCashInd

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

FieldValueIRS element (for citing)
Contri Rcvd Rev And Expnss$5,406,245ContriRcvdRevAndExpnssAmt
Interest On Sav Rev And Expnss$39InterestOnSavRevAndExpnssAmt
Interest On Sav Net Invst Incm$39InterestOnSavNetInvstIncmAmt
Dividends Rev And Expnss$410,887DividendsRevAndExpnssAmt
Dividends Net Invst Incm$345,058DividendsNetInvstIncmAmt
Net Gain Sale Ast Rev And Expnss$810,926NetGainSaleAstRevAndExpnssAmt
Gross Sales Price$3,903,268GrossSalesPriceAmt
Cap Gain Net Incm Net Invst Incm$810,926CapGainNetIncmNetInvstIncmAmt
Other Income Rev And Expnss$122,941OtherIncomeRevAndExpnssAmt
Other Income Net Invst Incm$102,224OtherIncomeNetInvstIncmAmt
Total Rev And Expnss$6,751,038TotalRevAndExpnssAmt
Total Net Invst Incm$1,258,247TotalNetInvstIncmAmt
Comp Ofcr Dir Trst Rev And Expnss$0CompOfcrDirTrstRevAndExpnssAmt
Comp Ofcr Dir Trst Net Invst Incm$0CompOfcrDirTrstNetInvstIncmAmt
Comp Ofcr Dir Trst Dsbrs Chrtbl$0CompOfcrDirTrstDsbrsChrtblAmt
Accounting Fees Rev And Expnss$4,710AccountingFeesRevAndExpnssAmt
Accounting Fees Net Invst Incm$4,710AccountingFeesNetInvstIncmAmt
Accounting Fees Chrtbl Prps$0AccountingFeesChrtblPrpsAmt
Other Prof Fees Rev And Expnss$210,294OtherProfFeesRevAndExpnssAmt
Other Prof Fees Net Invst Incm$207,954OtherProfFeesNetInvstIncmAmt
Other Prof Fees Dsbrs Chrtbl$0OtherProfFeesDsbrsChrtblAmt
Interest Rev And Expnss$81,653InterestRevAndExpnssAmt
Interest Net Invst Incm$81,653InterestNetInvstIncmAmt
Interest Dsbrs Chrtbl$0InterestDsbrsChrtblAmt
Taxes Rev And Expnss$36,355TaxesRevAndExpnssAmt
Taxes Net Invst Incm$12,803TaxesNetInvstIncmAmt
Taxes Dsbrs Chrtbl$0TaxesDsbrsChrtblAmt
Other Expenses Rev And Expnss$240,187OtherExpensesRevAndExpnssAmt
Other Expenses Net Invst Incm$238,247OtherExpensesNetInvstIncmAmt
Other Expenses Dsbrs Chrtbl$0OtherExpensesDsbrsChrtblAmt
Tot Opr Expenses Rev And Expnss$573,199TotOprExpensesRevAndExpnssAmt
Tot Opr Expenses Net Invst Incm$545,367TotOprExpensesNetInvstIncmAmt
Tot Opr Expenses Dsbrs Chrtbl$0TotOprExpensesDsbrsChrtblAmt
Contri Paid Rev And Expnss$4,162,093ContriPaidRevAndExpnssAmt
Contri Paid Dsbrs Chrtbl$4,162,093ContriPaidDsbrsChrtblAmt
Total Expenses Rev And Expnss$4,735,292TotalExpensesRevAndExpnssAmt
Total Expenses Net Invst Incm$545,367TotalExpensesNetInvstIncmAmt
Total Expenses Dsbrs Chrtbl$4,162,093TotalExpensesDsbrsChrtblAmt
Excess Revenue Over Expenses$2,015,746ExcessRevenueOverExpensesAmt
Net Investment Income$712,880NetInvestmentIncomeAmt

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

FieldValueIRS element (for citing)
Cash BOY$92,138CashBOYAmt
Cash EOY$84,093CashEOYAmt
Cash EOYFMV$84,093CashEOYFMVAmt
Sav And Temp Cash Invst BOY$721,932SavAndTempCashInvstBOYAmt
Sav And Temp Cash Invst EOY$685,204SavAndTempCashInvstEOYAmt
Sav And Temp Cash Invst EOYFMV$685,204SavAndTempCashInvstEOYFMVAmt
Other Investments BOY$20,452,409OtherInvestmentsBOYAmt
Other Investments EOY$21,822,069OtherInvestmentsEOYAmt
Other Investments EOYFMV$21,947,999OtherInvestmentsEOYFMVAmt
Total Assets BOY$21,266,479TotalAssetsBOYAmt
Total Assets EOY$22,591,366TotalAssetsEOYAmt
Total Assets EOYFMV$22,717,296TotalAssetsEOYFMVAmt
Total Liabilities BOY$0TotalLiabilitiesBOYAmt
Total Liabilities EOY$0TotalLiabilitiesEOYAmt
Org Does Not Follow SFAS117Yes (X)OrgDoesNotFollowSFAS117Ind
Capital Stock BOY$0CapitalStockBOYAmt
Capital Stock EOY$0CapitalStockEOYAmt
Additional Paid In Capital BOY$0AdditionalPaidInCapitalBOYAmt
Additional Paid In Capital EOY$0AdditionalPaidInCapitalEOYAmt
Retained Earning BOY$21,266,479RetainedEarningBOYAmt
Retained Earning EOY$22,591,366RetainedEarningEOYAmt
Tot Net Ast Or Fund Balances BOY$21,266,479TotNetAstOrFundBalancesBOYAmt
Tot Net Ast Or Fund Balances EOY$22,591,366TotNetAstOrFundBalancesEOYAmt
Total Liabilities Net Ast BOY$21,266,479TotalLiabilitiesNetAstBOYAmt
Total Liabilities Net Ast EOY$22,591,366TotalLiabilitiesNetAstEOYAmt

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

FieldValueIRS element (for citing)
Tot Net Ast Or Fund Balances BOY$21,266,479TotNetAstOrFundBalancesBOYAmt
Excess Revenue Over Expenses$2,015,746ExcessRevenueOverExpensesAmt
Other Increases$0OtherIncreasesAmt
Subtotal$23,282,225SubtotalAmt
Other Decreases$690,859OtherDecreasesAmt
Tot Net Ast Or Fund Balances EOY$22,591,366TotNetAstOrFundBalancesEOYAmt

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (27 entries)

PropertyPropertyDescHow AcquiredHowAcquiredCdSoldSoldDtGain Or LossGainOrLossAmtGains Minus Excess Or LossesGainsMinusExcessOrLossesAmtGross Sales PriceGrossSalesPriceAmtCost Or Other BasisCostOrOtherBasisAmtAcquiredAcquiredDt
CHARLES SCHWAB 2798P2015-12-31$3,325$3,325
CHARLES SCHWAB 7051P2015-12-31$8$8
RCH ENERGY MLP FUND, LPP2015-12-31-$19,264-$19,264
RCH ENERGY MLP FUND, LPP2015-12-31-$119,717-$119,717
SFM CAPITAL MARKETS, LPP2015-12-31-$33,175-$33,175
SFM CAPITAL MARKETS, LPP2015-12-31$246,467$246,467
SFM GLOBAL STRATEGIES QP, LPP2015-12-31-$5,141-$5,141
SFM GLOBAL STRATEGIES QP, LPP2015-12-31$177,621$177,621
DNB OPPORTUNITIES, LPP2015-12-31$1$1
TIFF MULTI-ASSET FUNDP2015-12-31$140,721$140,721
YIELD POOL, LPP2015-12-31$938$938
YIELD POOL, LPP2015-12-31$1$1
9,216.29 SHRS DOUBLELINE TOTAL RETURN BOND FUNDP2015-11-16-$2,641-$2,641$99,950$102,591
9,293.68 SHRS METROPOLITAN WEST TOTAL RETURN BOND FUNDP2015-11-16-$1,543-$1,543$99,950$101,4932014-10-17
14,900 SHRS VANGUARD S&P 500 ETFD2015-05-20$406,104$406,104$2,909,688$2,503,5842013-12-23
140,000 MEMPHIS, TN 2.948%P2015-12-14-$1,308-$1,308$138,699$140,0072015-04-16
50,000 EDEN PRRI MN ISD 5.5%P2015-01-16$2,010$2,010$52,209$50,1992008-12-17
50,000 EDEN PRRI MN ISD 5.5%P2015-09-01$841$841$50,921$50,0802008-12-17
75,000 HOPEWELL VA SWR 3.75%P2015-06-04$3,463$3,463$78,476$75,0132011-11-16
35,000 KY ST PPTY & BL 2.375%P2015-05-01-$1-$1$35,000$35,0012012-11-14
50,000 MC HENRY IL CSD 3.64%P2015-01-16$1,252$1,252$51,254$50,0022010-05-19
50,000 MC HENRY IL CSD 3.64%P2015-04-16$996$996$50,997$50,0012010-05-19
50,000 MC HENRY IL CSD 3.64%P2015-04-16$50$50$50,998$50,9482012-08-01
100,000 SUNTRUST BANKS I 3.5%P2015-01-29$4,451$4,451$104,342$99,8912011-10-27
100,000 VIRGINIA ST 3.05%P2015-10-15$5,191$5,191$104,627$99,4362010-10-18
25,000 VIRGINIA ST 3.05%P2015-10-15$276$276$26,157$25,8812012-02-02
50,000 WASH CN GA PFAP2015-12-01$0$0$50,000$50,0002013-08-08
FieldValueIRS element (for citing)
Capital Gain Net Income$810,926CapitalGainNetIncomeAmt

Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp

FieldValueIRS element (for citing)
Liable Section4942 Tax0LiableSection4942TaxInd
Adjusted Qlfy Distri Yr1$2,839,075AdjustedQlfyDistriYr1Amt
Net Vl Noncharitable Assets Yr1$22,274,246NetVlNoncharitableAssetsYr1Amt
Distribution Yr10.127460DistributionYr1Rt
Adjusted Qlfy Distri Yr2$1,537,900AdjustedQlfyDistriYr2Amt
Net Vl Noncharitable Assets Yr2$22,180,292NetVlNoncharitableAssetsYr2Amt
Distribution Yr20.069336DistributionYr2Rt
Adjusted Qlfy Distri Yr3$1,564,029AdjustedQlfyDistriYr3Amt
Net Vl Noncharitable Assets Yr3$18,169,233NetVlNoncharitableAssetsYr3Amt
Distribution Yr30.086081DistributionYr3Rt
Adjusted Qlfy Distri Yr4$1,432,000AdjustedQlfyDistriYr4Amt
Net Vl Noncharitable Assets Yr4$18,104,588NetVlNoncharitableAssetsYr4Amt
Distribution Yr40.079096DistributionYr4Rt
Adjusted Qlfy Distri Yr5$1,402,000AdjustedQlfyDistriYr5Amt
Net Vl Noncharitable Assets Yr5$18,453,495NetVlNoncharitableAssetsYr5Amt
Distribution Yr50.075975DistributionYr5Rt
Total Distribution0.437948TotalDistributionRt
Average Distribution0.087590AverageDistributionRt
Net Vl Noncharitable Assets$22,942,134NetVlNoncharitableAssetsAmt
Adj Net Vl Noncharitable Assets$2,009,502AdjNetVlNoncharitableAssetsAmt
Net Investment Income Pct$7,129NetInvestmentIncomePctAmt
Adj Nonchrtbl Net Invst Incm Pct$2,016,631AdjNonchrtblNetInvstIncmPctAmt
Qualifying Distributions$4,162,093QualifyingDistributionsAmt

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

FieldValueIRS element (for citing)
Domestic Org Meeting Sect4940eYes (X)DomesticOrgMeetingSect4940eInd
Investment Income Excise Tax$7,129InvestmentIncomeExciseTaxAmt
Tax Under Section511$0TaxUnderSection511Amt
Subtotal$7,129SubtotalAmt
Subtitle A Tax$0SubtitleATaxAmt
Tax Based On Investment Income$7,129TaxBasedOnInvestmentIncomeAmt
Estimated Plus Ovpmt Incm Tx$13,600EstimatedPlusOvpmtIncmTxAmt
Total Payments And Credits$13,600TotalPaymentsAndCreditsAmt
Overpayment$6,471OverpaymentAmt
Applied To ES Tax$6,471AppliedToESTaxAmt
Refund$0RefundAmt

Statements Regarding Acty StatementsRegardingActyGrp

FieldValueIRS element (for citing)
Legislative Political Acty0LegislativePoliticalActyInd
More Than100 Spent0MoreThan100SpentInd
Form1120 POL Filed0Form1120POLFiledInd
Section4955 Organization Tax$0Section4955OrganizationTaxAmt
Section4955 Managers Tax$0Section4955ManagersTaxAmt
Tax Reimbursed$0TaxReimbursedAmt
Activities Not Previously Rpt0ActivitiesNotPreviouslyRptInd
Changes To Articles Or Bylaws0ChangesToArticlesOrBylawsInd
Unrelated Bus Incm Over LimitYes (1)UnrelatedBusIncmOverLimitInd
Form990 T FiledYes (1)Form990TFiledInd
Organization Dissolved Etc0OrganizationDissolvedEtcInd
Section508e Rqr SatisfiedYes (1)Section508eRqrSatisfiedInd
At Least5000 In AssetsYes (1)AtLeast5000InAssetsInd
Org Report Or Register StateVAOrgReportOrRegisterStateCd
Form990 PF Filed With Atty GenYes (1)Form990PFFiledWithAttyGenInd
Private Operating Foundation0PrivateOperatingFoundationInd
New Substantial Contributors0NewSubstantialContributorsInd
Own Controlled Entity0OwnControlledEntityInd
Donor Advised Fund0DonorAdvisedFundInd
Comply With Public Insp RqrYes (1)ComplyWithPublicInspRqrInd
Website AddressN/AWebsiteAddressTxt
Individual With BooksSIGNATURE FAMILY WEALTH ADVISORSIndividualWithBooksNm
Phone7576257670PhoneNum

Location Of Books US Address LocationOfBooksUSAddress

FieldValueIRS element (for citing)
Address Line1101 W MAIN STREET SUITE 700AddressLine1Txt
CityNORFOLKCityNm
State AbbreviationVAStateAbbreviationCd
ZIP23510ZIPCd
FieldValueIRS element (for citing)
Foreign Accounts Question0ForeignAccountsQuestionInd

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

FieldValueIRS element (for citing)
Sale Or Exch Disqualified Prsn0SaleOrExchDisqualifiedPrsnInd
Brrw Or Lend Disqualified Prsn0BrrwOrLendDisqualifiedPrsnInd
Furn Goods Disqualified Prsn0FurnGoodsDisqualifiedPrsnInd
Pay Comp Disqualified Prsn0PayCompDisqualifiedPrsnInd
Transfer Ast Disqualified Prsn0TransferAstDisqualifiedPrsnInd
Payment To Government Official0PaymentToGovernmentOfficialInd
Uncorrected Prior Acts0UncorrectedPriorActsInd
Undistributed Income PY0UndistributedIncomePYInd
Business Holdings0BusinessHoldingsInd
Jeopardy Investments0JeopardyInvestmentsInd
Uncorrected PY Jeopardy Invst0UncorrectedPYJeopardyInvstInd
Influence Legislation0InfluenceLegislationInd
Influence Election0InfluenceElectionInd
Grants To Individuals0GrantsToIndividualsInd
Grants To Organizations0GrantsToOrganizationsInd
Noncharitable Purpose0NoncharitablePurposeInd
Rcv Fnds To Pay Prsnl Bnft Cntrct0RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct0PayPremiumsPrsnlBnftCntrctInd
Prohibited Tax Shelter Trans0ProhibitedTaxShelterTransInd

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdTitleTitleTxtAverage Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRtCompensationCompensationAmtEmployee Benefit ProgramEmployeeBenefitProgramAmtExpense Account Other AllwncExpenseAccountOtherAllwncAmt
DOROTHY N BATTEN
1203 HILLTOP ROADCHARLOTTESVILLEVA22903PRESIDENT0.00$0$0$0
FRANK BATTEN JR
PO BOX 3310NORFOLKVA23514OFFICER/DIRECTOR0.00$0$0$0
FieldValueIRS element (for citing)
Comp Of Hghst Pd Empl Or NONENONECompOfHghstPdEmplOrNONETxt
Other Employee Paid Over50k0OtherEmployeePaidOver50kCnt

Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (2 entries)

Address Line1USAddress/AddressLine1TxtAddress Line2USAddress/AddressLine2TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdService TypeServiceTypeTxtCompensationCompensationAmt
ARABELLA ADVISORS
1201 CONNECTICUT AVENUE NW SUITE300WASHINGTONDC20036CONSULTING$105,000
HATCHER CONSULTING
808 BELMONT AVENUECHARLOTTESVILLEVA22902CONSULTING$56,492
FieldValueIRS element (for citing)
Contractor Paid Over50k0ContractorPaidOver50kCnt

Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp

FieldValueIRS element (for citing)
Description1N/ADescription1Txt
Expenses1$0Expenses1Amt

Sum Of Program Related Invst SumOfProgramRelatedInvstGrp

FieldValueIRS element (for citing)
Total$0TotalAmt

Minimum Investment Return MinimumInvestmentReturnGrp

FieldValueIRS element (for citing)
Average Monthly FMV Of Sec$22,424,925AverageMonthlyFMVOfSecAmt
Average Monthly Cash Balances$866,582AverageMonthlyCashBalancesAmt
FMV All Other Noncharitable Ast$0FMVAllOtherNoncharitableAstAmt
Total FMV Of Unused Assets$23,291,507TotalFMVOfUnusedAssetsAmt
Reduction Claimed$0ReductionClaimedAmt
Acquisition Indebtedness$0AcquisitionIndebtednessAmt
Adjusted Total FMV Of Unused Ast$23,291,507AdjustedTotalFMVOfUnusedAstAmt
Cash Deemed Charitable$349,373CashDeemedCharitableAmt
Net Vl Noncharitable Assets$22,942,134NetVlNoncharitableAssetsAmt
Minimum Investment Return$1,147,107MinimumInvestmentReturnAmt

Distributable Amount DistributableAmountGrp

FieldValueIRS element (for citing)
Minimum Investment Return$1,147,107MinimumInvestmentReturnAmt
Tax Based On Investment Income$7,129TaxBasedOnInvestmentIncomeAmt
Income Tax$637IncomeTaxAmt
Total Tax$7,766TotalTaxAmt
Distributable Before Adj$1,139,341DistributableBeforeAdjAmt
Recoveries Qualfied Distri$0RecoveriesQualfiedDistriAmt
Distributable Before Ded$1,139,341DistributableBeforeDedAmt
Deduction From Distributable$0DeductionFromDistributableAmt
Distributable As Adjusted$1,139,341DistributableAsAdjustedAmt

Qualifying Distri Part XII QualifyingDistriPartXIIGrp

FieldValueIRS element (for citing)
Expenses And Contributions$4,162,093ExpensesAndContributionsAmt
Program Related Invst Total$0ProgramRelatedInvstTotalAmt
Qualifying Distributions$4,162,093QualifyingDistributionsAmt
Pct Sect4940e Org Net Invst Incm$7,129PctSect4940eOrgNetInvstIncmAmt
Adjusted Qualifying Distri$4,154,964AdjustedQualifyingDistriAmt

Undistributed Income UndistributedIncomeGrp

FieldValueIRS element (for citing)
Distributable As Adjusted$1,139,341DistributableAsAdjustedAmt
Undistributed Income PY$0UndistributedIncomePYAmt
Total For Prior Years$0TotalForPriorYearsAmt
Excess Distribution Cyov Yr5$491,718ExcessDistributionCyovYr5Amt
Excess Distribution Cyov Yr4$535,449ExcessDistributionCyovYr4Amt
Excess Distribution Cyov Yr3$671,615ExcessDistributionCyovYr3Amt
Excess Distribution Cyov Yr2$452,295ExcessDistributionCyovYr2Amt
Excess Distribution Cyov Yr1$1,753,529ExcessDistributionCyovYr1Amt
Total Excess Distribution Cyov$3,904,606TotalExcessDistributionCyovAmt
Qualifying Distributions$4,162,093QualifyingDistributionsAmt
Applied To Year1$0AppliedToYear1Amt
Applied To Prior Years$0AppliedToPriorYearsAmt
Treated As Distri From Corpus$0TreatedAsDistriFromCorpusAmt
Applied To Current Year$1,139,341AppliedToCurrentYearAmt
Remaining Distri From Corpus$3,022,752RemainingDistriFromCorpusAmt
Excess Distri Cyov App CY Corpus$0ExcessDistriCyovAppCYCorpusAmt
Excess Distribution Cyov App CY$0ExcessDistributionCyovAppCYAmt
Total Corpus$6,927,358TotalCorpusAmt
Prior Year Undistributed Incm$0PriorYearUndistributedIncmAmt
Prior Year Deficiency Or Tax$0PriorYearDeficiencyOrTaxAmt
Taxable1$0Taxable1Amt
Taxable2$0Taxable2Amt
Undistributed Income CY$0UndistributedIncomeCYAmt
Corpus Distri170b1 E Or4942g3$0CorpusDistri170b1EOr4942g3Amt
Excess Distri Cyov From Yr5$491,718ExcessDistriCyovFromYr5Amt
Excess Distri Cyov To Next Yr$6,435,640ExcessDistriCyovToNextYrAmt
Excess From Year4$535,449ExcessFromYear4Amt
Excess From Year3$671,615ExcessFromYear3Amt
Excess From Year2$452,295ExcessFromYear2Amt
Excess From Year1$1,753,529ExcessFromYear1Amt
Excess From Current Year$3,022,752ExcessFromCurrentYearAmt

Supplementary Information SupplementaryInformationGrp

FieldValueIRS element (for citing)
Contributing ManagerDOROTHY N BATTENContributingManagerNm
Only Contri To PreselectedYes (X)OnlyContriToPreselectedInd

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (19 entries)

Address Line1RecipientUSAddress/AddressLine1TxtCityRecipientUSAddress/CityNmState AbbreviationRecipientUSAddress/StateAbbreviationCdZIPRecipientUSAddress/ZIPCdRecipient Foundation StatusRecipientFoundationStatusTxtGrant Or Contribution PurposeGrantOrContributionPurposeTxtAmtAmt
AFRICAN WILDLIFE FOUNDATION
1400 16TH STREET NW SUITE 120WASHINGTONDC20036501(C)(3)TO PROVIDE FINANCIAL SUPPORT$308,981
CENTERSTONE RESEARCH INSTITUTE
44 VANTAGE WAY SUITE 280NASHVILLETN37228501(C)(3)TO PROVIDE FINANCIAL SUPPORT$1,810,522
DARDEN SCHOOL FOUNDATION
PO BOX 7726CHARLOTTESVILLEVA22906501(C)(3)TO PROVIDE FINANCIAL SUPPORT$5,000
EARTHRIGHTS INTERNATIONAL
1612 K STREET NW SUITE 401WASHINGTONDC20006501(C)(3)TO PROVIDE FINANCIAL SUPPORT$100,000
FOCUSED ULTRASOUND SURGERY FOUNDATI
1230 CEDARS COURT SUITE FCHARLOTTESVILLEVA22903501(C)(3)TO PROVIDE FINANCIAL SUPPORT$1,000,000
FOREST TRENDS
1203 19TH STREET NW 4TH FLOORWASHINGTONDC20036501(C)(3)TO PROVIDE FINANCIAL SUPPORT$149,590
HOLLINS UNIVERSITY
PO BOX 9629ROANOKEVA24020501(C)(3)TO PROVIDE FINANCIAL SUPPORT$5,000
HOSPITAL FOR SPECIAL SURGERY
535 EAST 70TH STREETNEW YORKNY10021501(C)(3)TO PROVIDE FINANCIAL SUPPORT$2,000
LIONSHARE EDUCATIONAL ORGANIZATION
404 TACONIC ROADGREENWICHCT06831501(C)(3)TO PROVIDE FINANCIAL SUPPORT$10,000
LIVE ARTS
123 E WATER STREETCHARLOTTESVILLEVA22902501(C)(3)TO PROVIDE FINANCIAL SUPPORT$250,000
MARTHA JEFFERSON HOSPITAL
500 MARTHA JEFFERSON DRIVECHARLOTTESVILLEVA22911501(C)(3)TO PROVIDE FINANCIAL SUPPORT$100,000
NATIONAL GEOGRAPHIC SOCIETY
1145 17TH STREET NWWASHINGTONDC20036501(C)(3)TO PROVIDE FINANCIAL SUPPORT$1,000
NATURA BOLIVIA FOUNDATION
8408 POTOMAC AVENUECOLLEGE PARKMD20740501(C)(3)TO PROVIDE FINANCIAL SUPPORT$75,000
NATURAL RESOURCES DEFENSE COUNCIL
40 WEST 20TH STREETNEW YORKNY10011501(C)(3)TO PROVIDE FINANCIAL SUPPORT$5,000
NORFOLK ACADEMY
1585 WESLEYAN DRIVENORFOLKVA23502501(C)(3)TO PROVIDE FINANCIAL SUPPORT$5,000
PEABODY SCHOOL
1232 STONEY RIDGE ROADCHARLOTTESVILLEVA22902501(C)(3)TO PROVIDE FINANCIAL SUPPORT$5,000
RARE INC
1310 N COURTHOUSE ROAD SUITE 110ARLINGTONVA22201501(C)(3)TO PROVIDE FINANCIAL SUPPORT$75,000
THOMAS JEFFERSON FOUNDATION INC
PO BOX 217CHARLOTTESVILLEVA22902501(C)(3)TO PROVIDE FINANCIAL SUPPORT$5,000
WILDLIFE CONSERVATION SOCIETY
2300 SOUTHERN BOULEVARDBRONXNY10460501(C)(3)TO PROVIDE FINANCIAL SUPPORT$250,000
FieldValueIRS element (for citing)
Total Grant Or Contri Pd Dur Yr$4,162,093TotalGrantOrContriPdDurYrAmt
Total Grant Or Contri Apprv Fut$0TotalGrantOrContriApprvFutAmt

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp

FieldValueIRS element (for citing)
Exclusion14ExclusionCd
Exclusion$39ExclusionAmt

Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp

FieldValueIRS element (for citing)
Exclusion14ExclusionCd
Exclusion$410,887ExclusionAmt

Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp

FieldValueIRS element (for citing)
Exclusion01ExclusionCd
Exclusion$102,224ExclusionAmt

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

FieldValueIRS element (for citing)
Exclusion18ExclusionCd
Exclusion$810,926ExclusionAmt

Other Revenue Described OtherRevenueDescribedGrp (5 entries)

DescDescExclusionExclusionCdExclusionExclusionAmtBusinessBusinessCdUnrelated Business Taxbl IncmUnrelatedBusinessTaxblIncmAmt
FEDERAL EXCISE TAX REFUND01$13,838
STATE EXCISE TAX REFUND523000$1,630
SFM GLOBAL STRATEGIES QP, LP - UBTI523000$7,592
SFM CAPITAL MARKETS, LP - UBTI523000$6,084
RCH ENERGY MLP FUND, LP - UBTI523000-$8,427

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

FieldValueIRS element (for citing)
Unrelated Business Taxbl Incm$6,879UnrelatedBusinessTaxblIncmAmt
Exclusion$1,337,914ExclusionAmt
Related Or Exempt Function Incm$0RelatedOrExemptFunctionIncmAmt
FieldValueIRS element (for citing)
Total Income Producing Acty$1,344,793TotalIncomeProducingActyAmt

Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp

Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp

FieldValueIRS element (for citing)
Line Number1LineNumberTxt
Relationship StatementNOT APPLICABLERelationshipStatementTxt

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

FieldValueIRS element (for citing)
Trnsfr Of Cash To Nonchrtbl EO0TrnsfrOfCashToNonchrtblEOInd
Trnsfr Other Asset Nonchrtbl EO0TrnsfrOtherAssetNonchrtblEOInd
Sales Or Exchanges Of Assets0SalesOrExchangesOfAssetsInd
Purchase Of Assets Nonchrtbl EO0PurchaseOfAssetsNonchrtblEOInd
Rental Of Facilities Oth Assets0RentalOfFacilitiesOthAssetsInd
Reimbursement Arrangements0ReimbursementArrangementsInd
Loans Or Loan Guarantees0LoansOrLoanGuaranteesInd
Performance Of Services Etc0PerformanceOfServicesEtcInd
Sharing Of Facilities Etc0SharingOfFacilitiesEtcInd
Relationships Nonchrtbl EO0RelationshipsNonchrtblEOInd

Schedule B IRS990ScheduleB

FieldValueIRS element (for citing)
Organization501c3 Exempt PFYes (X)Organization501c3ExemptPFInd
General RuleYes (X)GeneralRuleInd

Contributor Information ContributorInformationGrp (2 entries)

ContributorContributorNumAddress Line1ContributorUSAddress/AddressLine1TxtCityContributorUSAddress/CityNmState AbbreviationContributorUSAddress/StateAbbreviationCdZIPContributorUSAddress/ZIPCdTotal ContributionsTotalContributionsAmtPerson ContributionPersonContributionIndNoncash ContributionNoncashContributionInd
DOROTHY N BATTEN
11203 HILLTOP ROADCHARLOTTESVILLEVA22903$2,906,245Yes (X)Yes (X)
DOROTHY N BATTEN
21203 HILLTOP ROADCHARLOTTESVILLEVA22903$2,500,000Yes (X)

Non Cash Property Contribution NonCashPropertyContributionGrp

FieldValueIRS element (for citing)
Contributor1ContributorNum
Noncash Property14,900 SH. VANGUARD S&P 500NoncashPropertyDesc
Fair Market Value$2,906,245FairMarketValueAmt
Received2015-05-18ReceivedDt

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees Detail AccountingFeesDetail

FieldValueIRS element (for citing)
CategoryACCOUNTING FEESCategoryTxt
Amt$4,710Amt
Net Investment Income$4,710NetInvestmentIncomeAmt
Disbursements Charitable Prps$0DisbursementsCharitablePrpsAmt

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOtherGrp (7 entries)

Category Or ItemCategoryOrItemTxtListed At Cost Or FMVListedAtCostOrFMVCdBook ValueBookValueAmtEOYFMVEOYFMVAmt
MUTUAL FUNDS/OTHER SECURITIESAT COST$4,498,614$3,932,062
TIFFAT COST$4,860,418$4,642,682
SFM CAPITAL MARKETS, LPAT COST$6,298,376$6,927,933
YIELD POOL, LPAT COST$245,454$247,695
SFM GLOBAL STRATEGIES QP, LPAT COST$5,596,925$5,849,414
RCH ENERGY MLP FUND, LPAT COST$242,435$238,805
DNB OPPORTUNITIES, LPAT COST$79,847$109,408

Other Decreases Schedule OtherDecreasesSchedule

Other Decreases Detail OtherDecreasesDetail

FieldValueIRS element (for citing)
DescDIFFERENCE IN TAX BASIS VS. FMV ON CONTRIBUTIONDesc
Amt$690,859Amt

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (9 entries)

DescDescRevenue And Expenses Per BooksRevenueAndExpensesPerBooksAmtNet Investment IncomeNetInvestmentIncomeAmtDisbursements Charitable PrpsDisbursementsCharitablePrpsAmt
REGISTRATION FEE$25$25$0
MEMBERSHIP DUES$1,500$1,500$0
INSURANCE$1,250$1,250$0
MISCELLANEOUS$971$971$0
SFM CAPITAL MARKETS, LP$63,823$63,049$0
SFM GLOBAL STRATEGIES QP, LP$132,163$131,119$0
YIELD POOL, LP$11,213$11,132$0
DNB OPPORTUNITIES, LP$13,310$13,309$0
RCH ENERGY MLP FUND, LP$15,932$15,892$0

Other Income Schedule2 OtherIncomeSchedule2

Other Income Detail OtherIncomeDetail (10 entries)

DescDescRevenue And Expenses Per BooksRevenueAndExpensesPerBooksAmtNet Investment IncomeNetInvestmentIncomeAmtAdjusted Net IncomeAdjustedNetIncomeAmt
SFM CAPITAL MARKETS, LP$31,894$31,894$31,894
SFM GLOBAL STRATEGIES QP, LP$26,937$26,937$26,937
YIELD POOL, LP$39,903$39,903$39,903
DNB OPPORTUNITIES, LP-$4,127-$4,127-$4,127
RCH ENERGY MLP FUND, LP$7,617$7,617$7,617
FEDERAL EXCISE TAX REFUND$13,838$13,838
STATE EXCISE TAX REFUND$1,630$1,630
SFM GLOBAL STRATEGIES QP, LP - UBTI$7,592$7,592
SFM CAPITAL MARKETS, LP - UBTI$6,084$6,084
RCH ENERGY MLP FUND, LP - UBTI-$8,427-$8,427

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees Detail OtherProfessionalFeesDetail (3 entries)

CategoryCategoryTxtAmtAmtNet Investment IncomeNetInvestmentIncomeAmtDisbursements Charitable PrpsDisbursementsCharitablePrpsAmt
MGMT FEES ON TAXABLE INCOME$46,462$46,462$0
MGMT FEES ON TAX-EXEMPT INCOME$2,340$0$0
CONSULTANT FEES$161,492$161,492$0

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail (4 entries)

CategoryCategoryTxtAmtAmtNet Investment IncomeNetInvestmentIncomeAmtDisbursements Charitable PrpsDisbursementsCharitablePrpsAmt
FEDERAL TAXES$23,552$0$0
FOREIGN TAXES - SFM CAPITAL MARKETS, LP$7,638$7,638$0
FOREIGN TAXES - SFM GLOBAL STRATEGIES QP, LP$5,047$5,047$0
FOREIGN TAXES - RCH ENERGY MLP FUND, LP$118$118$0

Comments

Anonymous: no account or email. Up to 2,000 characters, at most one link. Comments are checked automatically; some wait for review.