2016-11-15T15:24:55-06:00 2015-12-31 203565336 ROSELINE TAX ADVISORS PLLC 140 VIRGINIA STREET SUITE 300 RICHMOND VA 23219 990PF 2015-01-01 541864288 THE DN BATTEN FOUNDATION C/O SIGNATURE FAMILY WEALTH ADVISORS DNBA 7576257670 101 W MAIN STREET NO 700 NORFOLK VA 23510 DOROTHY BATTEN DIRECTOR 7576257670 2016-11-15 1 BETH P BRADBERRY P00622198 8045457440 2016-11-15 2015 2017-02-10 21:41:12Z X 22717296 X 5406245 39 39 410887 345058 810926 3903268 810926 122941 102224 6751038 1258247 0 0 0 4710 4710 0 210294 207954 0 81653 81653 0 36355 12803 0 240187 238247 0 573199 545367 0 4162093 4162093 4735292 545367 4162093 2015746 712880 92138 84093 84093 721932 685204 685204 20452409 21822069 21947999 21266479 22591366 22717296 0 0 X 0 0 0 0 21266479 22591366 21266479 22591366 21266479 22591366 21266479 2015746 0 23282225 690859 22591366 CHARLES SCHWAB 2798 P 2015-12-31 3325 3325 CHARLES SCHWAB 7051 P 2015-12-31 8 8 RCH ENERGY MLP FUND, LP P 2015-12-31 -19264 -19264 RCH ENERGY MLP FUND, LP P 2015-12-31 -119717 -119717 SFM CAPITAL MARKETS, LP P 2015-12-31 -33175 -33175 SFM CAPITAL MARKETS, LP P 2015-12-31 246467 246467 SFM GLOBAL STRATEGIES QP, LP P 2015-12-31 -5141 -5141 SFM GLOBAL STRATEGIES QP, LP P 2015-12-31 177621 177621 DNB OPPORTUNITIES, LP P 2015-12-31 1 1 TIFF MULTI-ASSET FUND P 2015-12-31 140721 140721 YIELD POOL, LP P 2015-12-31 938 938 YIELD POOL, LP P 2015-12-31 1 1 9,216.29 SHRS DOUBLELINE TOTAL RETURN BOND FUND P 2015-11-16 99950 102591 -2641 -2641 9,293.68 SHRS METROPOLITAN WEST TOTAL RETURN BOND FUND P 2014-10-17 2015-11-16 99950 101493 -1543 -1543 14,900 SHRS VANGUARD S&P 500 ETF D 2013-12-23 2015-05-20 2909688 2503584 406104 406104 140,000 MEMPHIS, TN 2.948% P 2015-04-16 2015-12-14 138699 140007 -1308 -1308 50,000 EDEN PRRI MN ISD 5.5% P 2008-12-17 2015-01-16 52209 50199 2010 2010 50,000 EDEN PRRI MN ISD 5.5% P 2008-12-17 2015-09-01 50921 50080 841 841 75,000 HOPEWELL VA SWR 3.75% P 2011-11-16 2015-06-04 78476 75013 3463 3463 35,000 KY ST PPTY & BL 2.375% P 2012-11-14 2015-05-01 35000 35001 -1 -1 50,000 MC HENRY IL CSD 3.64% P 2010-05-19 2015-01-16 51254 50002 1252 1252 50,000 MC HENRY IL CSD 3.64% P 2010-05-19 2015-04-16 50997 50001 996 996 50,000 MC HENRY IL CSD 3.64% P 2012-08-01 2015-04-16 50998 50948 50 50 100,000 SUNTRUST BANKS I 3.5% P 2011-10-27 2015-01-29 104342 99891 4451 4451 100,000 VIRGINIA ST 3.05% P 2010-10-18 2015-10-15 104627 99436 5191 5191 25,000 VIRGINIA ST 3.05% P 2012-02-02 2015-10-15 26157 25881 276 276 50,000 WASH CN GA PFA P 2013-08-08 2015-12-01 50000 50000 0 0 810926 0 2839075 22274246 0.127460 1537900 22180292 0.069336 1564029 18169233 0.086081 1432000 18104588 0.079096 1402000 18453495 0.075975 0.437948 0.087590 22942134 2009502 7129 2016631 4162093 X 7129 0 7129 0 7129 13600 13600 6471 6471 0 0 0 0 0 0 0 0 0 1 1 0 1 1 VA 1 0 0 0 0 1 N/A SIGNATURE FAMILY WEALTH ADVISORS 7576257670 101 W MAIN STREET SUITE 700 NORFOLK VA 23510 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 DOROTHY N BATTEN 1203 HILLTOP ROAD CHARLOTTESVILLE VA 22903 PRESIDENT 0.00 0 0 0 FRANK BATTEN JR PO BOX 3310 NORFOLK VA 23514 OFFICER/DIRECTOR 0.00 0 0 0 NONE 0 ARABELLA ADVISORS 1201 CONNECTICUT AVENUE NW SUITE 300 WASHINGTON DC 20036 CONSULTING 105000 HATCHER CONSULTING 808 BELMONT AVENUE CHARLOTTESVILLE VA 22902 CONSULTING 56492 0 N/A 0 0 22424925 866582 0 23291507 0 0 23291507 349373 22942134 1147107 1147107 7129 637 7766 1139341 0 1139341 0 1139341 4162093 0 4162093 7129 4154964 1139341 0 0 491718 535449 671615 452295 1753529 3904606 4162093 0 0 0 1139341 3022752 0 0 6927358 0 0 0 0 0 0 491718 6435640 535449 671615 452295 1753529 3022752 DOROTHY N BATTEN X AFRICAN WILDLIFE FOUNDATION 1400 16TH STREET NW SUITE 120 WASHINGTON DC 20036 501(C)(3) TO PROVIDE FINANCIAL SUPPORT 308981 CENTERSTONE RESEARCH INSTITUTE 44 VANTAGE WAY SUITE 280 NASHVILLE TN 37228 501(C)(3) TO PROVIDE FINANCIAL SUPPORT 1810522 DARDEN SCHOOL FOUNDATION PO BOX 7726 CHARLOTTESVILLE VA 22906 501(C)(3) TO PROVIDE FINANCIAL SUPPORT 5000 EARTHRIGHTS INTERNATIONAL 1612 K STREET NW SUITE 401 WASHINGTON DC 20006 501(C)(3) TO PROVIDE FINANCIAL SUPPORT 100000 FOCUSED ULTRASOUND SURGERY FOUNDATI 1230 CEDARS COURT SUITE F CHARLOTTESVILLE VA 22903 501(C)(3) TO PROVIDE FINANCIAL SUPPORT 1000000 FOREST TRENDS 1203 19TH STREET NW 4TH FLOOR WASHINGTON DC 20036 501(C)(3) TO PROVIDE FINANCIAL SUPPORT 149590 HOLLINS UNIVERSITY PO BOX 9629 ROANOKE VA 24020 501(C)(3) TO PROVIDE FINANCIAL SUPPORT 5000 HOSPITAL FOR SPECIAL SURGERY 535 EAST 70TH STREET NEW YORK NY 10021 501(C)(3) TO PROVIDE FINANCIAL SUPPORT 2000 LIONSHARE EDUCATIONAL ORGANIZATION 404 TACONIC ROAD GREENWICH CT 06831 501(C)(3) TO PROVIDE FINANCIAL SUPPORT 10000 LIVE ARTS 123 E WATER STREET CHARLOTTESVILLE VA 22902 501(C)(3) TO PROVIDE FINANCIAL SUPPORT 250000 MARTHA JEFFERSON HOSPITAL 500 MARTHA JEFFERSON DRIVE CHARLOTTESVILLE VA 22911 501(C)(3) TO PROVIDE FINANCIAL SUPPORT 100000 NATIONAL GEOGRAPHIC SOCIETY 1145 17TH STREET NW WASHINGTON DC 20036 501(C)(3) TO PROVIDE FINANCIAL SUPPORT 1000 NATURA BOLIVIA FOUNDATION 8408 POTOMAC AVENUE COLLEGE PARK MD 20740 501(C)(3) TO PROVIDE FINANCIAL SUPPORT 75000 NATURAL RESOURCES DEFENSE COUNCIL 40 WEST 20TH STREET NEW YORK NY 10011 501(C)(3) TO PROVIDE FINANCIAL SUPPORT 5000 NORFOLK ACADEMY 1585 WESLEYAN DRIVE NORFOLK VA 23502 501(C)(3) TO PROVIDE FINANCIAL SUPPORT 5000 PEABODY SCHOOL 1232 STONEY RIDGE ROAD CHARLOTTESVILLE VA 22902 501(C)(3) TO PROVIDE FINANCIAL SUPPORT 5000 RARE INC 1310 N COURTHOUSE ROAD SUITE 110 ARLINGTON VA 22201 501(C)(3) TO PROVIDE FINANCIAL SUPPORT 75000 THOMAS JEFFERSON FOUNDATION INC PO BOX 217 CHARLOTTESVILLE VA 22902 501(C)(3) TO PROVIDE FINANCIAL SUPPORT 5000 WILDLIFE CONSERVATION SOCIETY 2300 SOUTHERN BOULEVARD BRONX NY 10460 501(C)(3) TO PROVIDE FINANCIAL SUPPORT 250000 4162093 0 14 39 14 410887 01 102224 18 810926 FEDERAL EXCISE TAX REFUND 01 13838 STATE EXCISE TAX REFUND 523000 1630 SFM GLOBAL STRATEGIES QP, LP - UBTI 523000 7592 SFM CAPITAL MARKETS, LP - UBTI 523000 6084 RCH ENERGY MLP FUND, LP - UBTI 523000 -8427 6879 1337914 0 1344793 1 NOT APPLICABLE 0 0 0 0 0 0 0 0 0 0 X X 1 DOROTHY N BATTEN 1203 HILLTOP ROAD CHARLOTTESVILLE VA 22903 2906245 X X 2 DOROTHY N BATTEN 1203 HILLTOP ROAD CHARLOTTESVILLE VA 22903 2500000 X 1 14,900 SH. VANGUARD S&P 500 2906245 2015-05-18 ACCOUNTING FEES 4710 4710 0 MUTUAL FUNDS/OTHER SECURITIES AT COST 4498614 3932062 TIFF AT COST 4860418 4642682 SFM CAPITAL MARKETS, LP AT COST 6298376 6927933 YIELD POOL, LP AT COST 245454 247695 SFM GLOBAL STRATEGIES QP, LP AT COST 5596925 5849414 RCH ENERGY MLP FUND, LP AT COST 242435 238805 DNB OPPORTUNITIES, LP AT COST 79847 109408 DIFFERENCE IN TAX BASIS VS. FMV ON CONTRIBUTION 690859 REGISTRATION FEE 25 25 0 MEMBERSHIP DUES 1500 1500 0 INSURANCE 1250 1250 0 MISCELLANEOUS 971 971 0 SFM CAPITAL MARKETS, LP 63823 63049 0 SFM GLOBAL STRATEGIES QP, LP 132163 131119 0 YIELD POOL, LP 11213 11132 0 DNB OPPORTUNITIES, LP 13310 13309 0 RCH ENERGY MLP FUND, LP 15932 15892 0 SFM CAPITAL MARKETS, LP 31894 31894 31894 SFM GLOBAL STRATEGIES QP, LP 26937 26937 26937 YIELD POOL, LP 39903 39903 39903 DNB OPPORTUNITIES, LP -4127 -4127 -4127 RCH ENERGY MLP FUND, LP 7617 7617 7617 FEDERAL EXCISE TAX REFUND 13838 13838 STATE EXCISE TAX REFUND 1630 1630 SFM GLOBAL STRATEGIES QP, LP - UBTI 7592 7592 SFM CAPITAL MARKETS, LP - UBTI 6084 6084 RCH ENERGY MLP FUND, LP - UBTI -8427 -8427 MGMT FEES ON TAXABLE INCOME 46462 46462 0 MGMT FEES ON TAX-EXEMPT INCOME 2340 0 0 CONSULTANT FEES 161492 161492 0 FEDERAL TAXES 23552 0 0 FOREIGN TAXES - SFM CAPITAL MARKETS, LP 7638 7638 0 FOREIGN TAXES - SFM GLOBAL STRATEGIES QP, LP 5047 5047 0 FOREIGN TAXES - RCH ENERGY MLP FUND, LP 118 118 0