SMALLEY FOUNDATION INC: Form 990PF, tax year 2015
View the entire original 990 at ProPublica ↗
- Organization
- SMALLEY FOUNDATION INC (EIN 13-6225947)
- Tax period
- 2015-01-01 to 2015-12-31
- Filed
- 2016-11-10
- IRS object ID
- 201643159349100819
- Schema version
- 2015v2.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Stock Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Increases Schedule
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2016-11-10T14:37:04-06:00 | ReturnTs |
| Tax Period End | 2015-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 043299080 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MARLENE S KAPLAN CPA PC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 60 GUILD ST 1 | AddressLine1Txt |
| City | NORWOOD | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 02062 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2015-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 136225947 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE SMALLEY FOUNDATION INC | BusinessNameLine1Txt |
| Business Name Line2 | C/O ELLIN SMALLEY | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | SMAL | BusinessNameControlTxt |
| Phone | 6175272269 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 1385 | AddressLine1Txt |
| City | BROOKLINE | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 02446 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | ELLIN SMALLEY | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 6172774594 | PhoneNum |
| Signature | 2016-11-10 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | MARLENE S KAPLAN | PreparerPersonNm |
| PTIN | P00040157 | PTIN |
| Phone | 7812789552 | PhoneNum |
| Preparation | 2016-11-10 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2015 | TaxYr |
| Build TS | 2017-02-10 21:41:12Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $3,402,089 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $100 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $63,414 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $63,414 | DividendsNetInvstIncmAmt |
| Dividends Adj Net Incm | $63,414 | DividendsAdjNetIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $140,540 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $866,521 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $140,540 | CapGainNetIncmNetInvstIncmAmt |
| Net ST Capital Gain Adj Net Incm | $7,085 | NetSTCapitalGainAdjNetIncmAmt |
| Total Rev And Expnss | $204,054 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $203,954 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $70,499 | TotalAdjNetIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $56,000 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $28,000 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Adj Net Incm | $28,000 | CompOfcrDirTrstAdjNetIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $28,000 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $9,400 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $4,700 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $4,700 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $4,700 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $24,874 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $24,874 | OtherProfFeesNetInvstIncmAmt |
| Taxes Rev And Expnss | $1,988 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $1,988 | TaxesNetInvstIncmAmt |
| Other Expenses Rev And Expnss | $9,071 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $4,535 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Adj Net Incm | $4,534 | OtherExpensesAdjNetIncmAmt |
| Other Expenses Dsbrs Chrtbl | $4,534 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $101,333 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $64,097 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $37,234 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $37,234 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $163,365 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $163,365 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $264,698 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $64,097 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $37,234 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $200,599 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$60,644 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $139,857 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $33,265 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $121,210 | CashBOYAmt |
| Cash EOY | $156,486 | CashEOYAmt |
| Cash EOYFMV | $156,486 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $357,927 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $398,334 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $398,334 | SavAndTempCashInvstEOYFMVAmt |
| Prepaid Expenses BOY | $58 | PrepaidExpensesBOYAmt |
| Prepaid Expenses EOY | $7,058 | PrepaidExpensesEOYAmt |
| Prepaid Expenses EOYFMV | $7,058 | PrepaidExpensesEOYFMVAmt |
| Corporate Stock BOY | $3,241,874 | CorporateStockBOYAmt |
| Corporate Stock EOY | $2,840,211 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $2,840,211 | CorporateStockEOYFMVAmt |
| Total Assets BOY | $3,721,069 | TotalAssetsBOYAmt |
| Total Assets EOY | $3,402,089 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $3,402,089 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $28,774 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $10,000 | AccountsPayableEOYAmt |
| Other Liabilities BOY | $7,924 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $3,698 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $36,698 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $13,698 | TotalLiabilitiesEOYAmt |
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
| Unrestricted BOY | $3,684,371 | UnrestrictedBOYAmt |
| Unrestricted EOY | $3,388,391 | UnrestrictedEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $3,684,371 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $3,388,391 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $3,721,069 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $3,402,089 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $3,684,371 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$60,644 | ExcessRevenueOverExpensesAmt |
| Other Increases | $4,226 | OtherIncreasesAmt |
| Subtotal | $3,627,953 | SubtotalAmt |
| Other Decreases | $239,562 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $3,388,391 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (5 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| SEE FIDELITY SCHEDULE ATTACHED | P | 2014-08-19 | 2015-08-12 | $298,060 | $286,588 | $11,472 | $11,472 |
| SEE FIDELITY SCHEDULE ATTACHED | P | 2010-03-04 | 2015-04-27 | $348,963 | $267,377 | $81,586 | $81,586 |
| SEE MORGAN STANLEY SCHEDULE ATTACHED | P | 2014-09-30 | 2015-04-09 | $36,444 | $40,831 | -$4,387 | -$4,387 |
| SEE MORGAN STANLEY ATTACHED | P | 2012-01-25 | 2015-04-09 | $111,142 | $107,161 | $3,981 | $3,981 |
| SEE MORGAN STANLEY ATTCHED | P | 2010-12-08 | 2015-10-07 | $25,032 | $24,024 | $1,008 | $1,008 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $140,540 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | $7,085 | NetShortTermCapitalGainLossAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $162,155 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $3,189,523 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.050840 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $157,013 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $2,638,057 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.059518 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $128,237 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $1,974,806 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.064937 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $127,723 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $1,632,647 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.078231 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $123,636 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $2,827,787 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.043722 | DistributionYr5Rt |
| Total Distribution | 0.297248 | TotalDistributionRt |
| Average Distribution | 0.059450 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $3,547,509 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $210,899 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $1,399 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $212,298 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $200,599 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $2,797 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $2,797 | SubtotalAmt |
| Tax Based On Investment Income | $2,797 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $10,000 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $10,000 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $25 | EsPenaltyAmt |
| Overpayment | $7,178 | OverpaymentAmt |
| Applied To ES Tax | $7,178 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | MA | OrgReportOrRegisterStateCd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | ELLIN SMALLEY | IndividualWithBooksNm |
| Phone | 6175272269 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 1385 | AddressLine1Txt |
| City | BROOKLINE | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 02446 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (8 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| ELLIN SMALLEY | ||||||||
| 60 LONGWOOD AVE | BROOKLINE | MA | 02146 | PRESIDENT | 2.00 | $0 | $0 | $0 |
| MARTIN SAIMAN | ||||||||
| 425 PARK AVE | NEW YORK | NY | 10022 | TREAS/CLERK | 2.00 | $8,000 | $0 | $0 |
| ELISA D DOYLE | ||||||||
| 228 ARDMORE AVE | HADDONFIELD | NJ | 08033 | SCHLSHIP CH | 2.00 | $16,000 | $0 | $0 |
| JEROME HALSBAND | ||||||||
| 69 CLUB POINTE DR | WHITE PLAINS | NY | 10605 | FOUN MEMBER | 2.00 | $8,000 | $0 | $0 |
| MARIE HOROWITTZ | ||||||||
| 87 HILLTOP DR | MANHASSET | NY | 11030 | FOUN MEMBER | 2.00 | $8,000 | $0 | $0 |
| ARLENE HARRIS | ||||||||
| 425 PARK AVE | NEW YORK | NY | 10022 | FOUN MEMBER | 2.00 | $8,000 | $0 | $0 |
| CONSTANTINE KREATSOULAS | ||||||||
| 611 FOXCROFT ROAD | ELKINS PARK | PA | 19027 | FOUN MEMBER | 2.00 | $8,000 | $0 | $0 |
| ELISA D DOYLE | ||||||||
| 228 ARDMORE AVENUE | HADDONFIELD | NJ | 08033 | FOUN MEMBER | 2.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | SCHOLARSHIPS TO COLLEGES AND TO DESERVING MALE AND FEMALE PUBLIC HIGH SCHOOL STUDENTS | Description1Txt |
| Expenses1 | $163,365 | Expenses1Amt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1Txt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $3,062,115 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $538,192 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $1,225 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $3,601,532 | TotalFMVOfUnusedAssetsAmt |
| Adjusted Total FMV Of Unused Ast | $3,601,532 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $54,023 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $3,547,509 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $177,375 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $177,375 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $2,797 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $2,797 | TotalTaxAmt |
| Distributable Before Adj | $174,578 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $174,578 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $174,578 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $200,599 | ExpensesAndContributionsAmt |
| Qualifying Distributions | $200,599 | QualifyingDistributionsAmt |
| Adjusted Qualifying Distri | $200,599 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $174,578 | DistributableAsAdjustedAmt |
| Excess Distribution Cyov Yr4 | $46,091 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $29,836 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $25,889 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $20,159 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $121,975 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $200,599 | QualifyingDistributionsAmt |
| Applied To Current Year | $174,578 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $26,021 | RemainingDistriFromCorpusAmt |
| Total Corpus | $147,996 | TotalCorpusAmt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov To Next Yr | $147,996 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $46,091 | ExcessFromYear4Amt |
| Excess From Year3 | $29,836 | ExcessFromYear3Amt |
| Excess From Year2 | $25,889 | ExcessFromYear2Amt |
| Excess From Year1 | $20,159 | ExcessFromYear1Amt |
| Excess From Current Year | $26,021 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | APPLICATIONS ARE COMPLETED AND | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RETURNED TO GUIDANCE COUNSELORS | AddressLine1Txt |
| Address Line2 | PO BOX 1385 | AddressLine2Txt |
| City | BROOKLINE | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 02446 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 6172774594 | RecipientPhoneNum |
| Form And Info And Materials | APPLICATION FORMS AVAILABLE UPON REQUEST FROM GUIDANCE SERVICES AND BY OFFICE OF FINANCIAL AID IN SCHOOLS WHERE SCHOLARSHIPS HAVE BEEN ESTABLISHED. | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | DATES OF APPLICATION HAVE DEADLINES SUPPLIED BY GUIDANCE SERVICES AND FINANCIAL AID OFFICERS. | SubmissionDeadlinesTxt |
| Restrictions On Awards | AWARDS ARE GRANTED ONLY TO STUDENTS ACCEPTED TO INSTITUTIONS WHERE SCHOLARSHIPS HAVE BEEN ESTABLISHED AND TO STUDENTS IN WORCESTER, MA AND YONKERS, NY PUBLIC HIGH SCHOOLS. GRANTS ARE PAID DIRECTLY TO SCHOOLS, NOT TO INDIVIDUALS. | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (17 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|
| UMASS AMHERST E HALLET | |||||
| UNIVERSITY OF MASSACHUSET | AMHERST | MA | 01003 | SCHOLARSHIP | $10,000 |
| UMASS AMHERST M MARTINI | |||||
| UNIVERSITY OF MASSACHUSET | AMHERST | MA | 01003 | SCHOLARSHIP | $10,000 |
| LEHMAN COLLEGE G WALWRATH | |||||
| LEHMAN COLLEGE | NEW YORK | NY | 10468 | SCHOLARSHIP | $500 |
| UMASS AMHERST T ADDAI | |||||
| UNIVERSITY OF MASSACHUSET | AMHERST | MA | 01003 | SCHOLARSHIP | $10,000 |
| CITY COLLEGE OF NEW YORK B AGUILAR | |||||
| CITY COLLEGE OF NEW YORK | NEW YORK | NY | 10031 | SCHOLARSHIP | $10,000 |
| MANHATTAN COLLEGE G ALMANZAR | |||||
| MANHATTAN COLLEGE | RIVERDALE | NY | 10471 | SCHOLARSHIP | $12,865 |
| SIMMONS COLLEGE B DONAHUE | |||||
| SIMMONS COLLEGE | BOSTON | MA | 02115 | SCHOLARSHIP | $10,000 |
| NEW YORK UNIVERSITY N GUERRERO | |||||
| NEW YORK UNIVERSITY | NEW YORK | NY | 10012 | SCHOLARSHIP | $10,000 |
| SYRACUSE UNIVERSITY Y GUICHARDO | |||||
| SYRACUSE UNIVERSITY | SYRACUSE | NY | 13244 | SCHOLARSHIP | $10,000 |
| WORCESTER POLYTECH INST D NAGATTI | |||||
| WORCESTER POLYTECHNIC INS | WORCESTER | MA | 01602 | SCHOLARSHIP | $10,000 |
| WORCESTER STATE UNIV J PHINNEY | |||||
| WORCESTER STATE UNIVERSTY | WORCESTER | MA | 01602 | SCHOLARSHIP | $10,000 |
| UMASS AMHERST K SASAKI | |||||
| UNIVERSITY OF MASSACHUSET | AMHERST | MA | 01003 | SCHOLARSHIP | $10,000 |
| SUNY ALBANY L VELASQUEZ | |||||
| SUNY ALBANY | ALBANY | NY | 12222 | SCHOLARSHIP | $10,000 |
| SUNY EDWIN BENITEZ | |||||
| SUNY ALBANY | ALBANY | NY | 12222 | SCHOLARSHIP | $10,000 |
| WORCESTER POLYTECH INST D LECH | |||||
| WORCESTER POLYTECHNIC INS | WORCESTER | MA | 01602 | SCHOLARSHIP | $10,000 |
| MANHATTAN COLLEGE M KARTHIK | |||||
| MANHATTAN COLLEGE | RIVERDALE | NY | 10471 | SCHOLARSHIP | $10,000 |
| CLARK UNIVERSITY A NOP | |||||
| CLARK UNIVERSITY | WORCESTER | MA | 01610 | SCHOLARSHIP | $10,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $163,365 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $63,414 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 25 | ExclusionCd |
| Exclusion | $46,880 | ExclusionAmt |
| Related Or Exempt Function Incm | $93,660 | RelatedOrExemptFunctionIncmAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $110,294 | ExclusionAmt |
| Related Or Exempt Function Incm | $93,660 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $203,954 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | AUDIT & TAX PREPARATION | CategoryTxt |
| Amt | $9,400 | Amt |
| Net Investment Income | $4,700 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $4,700 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $4,700 | DisbursementsCharitablePrpsAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (89 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ABBOTT LABS | $12,350 | $12,350 |
| IBM | ||
| NESTLE | $52,878 | $52,878 |
| 450 VECTREN | $19,089 | $19,089 |
| ISHARES BARCLAYS 1-3 YR | $111,608 | $111,608 |
| JP MORGAN CHASE | $56,786 | $56,786 |
| ISHARES RUSSELL MIDCAP VALUE | $11,672 | $11,672 |
| ISHARES TRUSSELL MIDCAP GR | $22,520 | $22,520 |
| FIDELITY ADVISOR NEW INSIGHTS | $73,779 | $73,779 |
| ROYCE VALUE PLUS | $22,666 | $22,666 |
| ADP | ||
| COLUMBIA ACORN | $9,605 | $9,605 |
| GOLDMAN SACHS SMALL CAP VALUE | $5,546 | $5,546 |
| JP MORGAN LARGE CAP | $80,426 | $80,426 |
| MORGAN STANLEY FOCUS GROWTH | $87,139 | $87,139 |
| OPPENHEIMER DEVELOPING MKT | $21,931 | $21,931 |
| PIMCO TOTAL RETURN | $52,872 | $52,872 |
| ROYCE MICRO CAP | $5,884 | $5,884 |
| SUNAMERICA FOCUSED DIVIDEND | $102,706 | $102,706 |
| TWEEDY BROWNE GLOBAL | $8,112 | $8,112 |
| WASATCH INTL GROWTH FD | $11,851 | $11,851 |
| GENERAL ELECTRIC | $65,820 | $65,820 |
| ORACLE CORPORATION | ||
| VANGUARD REIT ETF | $24,796 | $24,796 |
| NEUBERGER BERMAN SRATEGIC INCOME | $55,968 | $55,968 |
| PIONEER STRATEGIC INCOME | $47,483 | $47,483 |
| BLACKROCK INC | $37,457 | $37,457 |
| CENTURY LINK | ||
| CHEVRON | ||
| COCA COLA | ||
| EXXON MOBIL | $4,053 | $4,053 |
| JOHNSON & JOHNSON | ||
| JP MORGAN CHASE | $19,149 | $19,149 |
| MCDONALD'S | ||
| PROCTOR & GAMBLE | ||
| WELLS FARGO | $18,428 | $18,428 |
| CITIGROUP | ||
| DANAHER | $22,756 | $22,756 |
| DISNEY | $55,167 | $55,167 |
| EGA EMERGING GLOBAL SHARES | $23,386 | $23,386 |
| $86,186 | $86,186 | |
| ISHARES TR S & P PREF STK INDEX | $47,708 | $47,708 |
| MERCK | ||
| NEXTERA ENERGY | ||
| NOVO NORDISK | ||
| PEPSICO | $37,470 | $37,470 |
| UNION PACIFIC | $42,228 | $42,228 |
| UNITED TECHNOLOGIES | $37,467 | $37,467 |
| VISA | $65,917 | $65,917 |
| BLACKROCK HEALTH SCIENCES | $30,665 | $30,665 |
| MATTHEWS ASIAN GROWTH & INCOME | $33,224 | $33,224 |
| DUKE ENERGY CORP | ||
| L BRANDS INC | $9,582 | $9,582 |
| WEYERHAUSER CO | $9,983 | $9,983 |
| GOLDMAN SACHS STRATEGIC INCOME INC | $44,355 | $44,355 |
| PIMCO INCOME P | $77,315 | $77,315 |
| APPLE INC | $26,947 | $26,947 |
| EXPRESS SCRIPTS HLDG CO | $63,372 | $63,372 |
| JOHNSON & JOHNSON | $38,520 | $38,520 |
| SCHLUMBERGER LTD COM | $27,203 | $27,203 |
| BLACKROCK STRATEGIC INCOME | $97,512 | $97,512 |
| OPPENHEIMER DEV MARKETS FD CLASS Y | $33,123 | $33,123 |
| ALERIAN MLP ETF | ||
| MSIF GROWTH I | ||
| CLEARBRIDGE AGGESSIVE GROWTH I | $50,421 | $50,421 |
| E V FLOATING RATE I | $48,854 | $48,854 |
| FIDELITY ADVISOR CONVERT SEC I | $47,014 | $47,014 |
| OAKMARK SELECT I | $50,695 | $50,695 |
| SOUND SHORE INSTL CLASS | $50,206 | $50,206 |
| TRANSPARENT VL DIRECT ALLOC I | $78,573 | $78,573 |
| AMERICAN EXPRESS | $53,901 | $53,901 |
| CDK GLOBAL INC | ||
| COLGATE PALMOLIVE | $43,303 | $43,303 |
| PRAXAIR INC | ||
| QUALCOMM INC | $36,239 | $36,239 |
| 3 M COMPANY | $35,400 | $35,400 |
| WAL-MART STORES INC | ||
| OAKMARK INTERNATIONAL CL I | $50,301 | $50,301 |
| GILEAD SCIENCE | $15,381 | $15,381 |
| CONS DISCRET SEL SECT SPDR | $12,193 | $12,193 |
| FIRST TRUST NORTH AMERICAN | $10,110 | $10,110 |
| HEALTH CARE SEL SECT | $12,677 | $12,677 |
| ISHARES MSCI JAPAN | $12,108 | $12,108 |
| VANGUARD FTSE EUROPE | $11,572 | $11,572 |
| PUTNAM CAPITAL SPECTRUM | $46,565 | $46,565 |
| WCM FOCUSEDINTL GROWTH | $51,585 | $51,585 |
| JOHN HANCOCK SMALL CAP VALUE | $52,251 | $52,251 |
| LYRICAL US VALUE EQUITY | $41,375 | $41,375 |
| ISHARES CORE S & P | $76,827 | $76,827 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail (4 entries)
| DescDesc | AmtAmt |
|---|---|
| DIFFERENCE IN GAIN ON SALE OF INVESTMENTS AT COST | $1 |
| & INVESTMENTS ON FINANCIAL STATEMENT RECORDED AT | -$1 |
| MARKET VALUE | $135,324 |
| UNREALIZED LOSS ON SECURITIES | $104,238 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| EXPENSES | ||||
| FILING FEES | $385 | $193 | $192 | $192 |
| OFFICE, TRAVEL, ADVERTISING | $4,359 | $2,180 | $2,179 | $2,179 |
| ANNUAL MEETING EXPENSE | $4,327 | $2,162 | $2,163 | $2,163 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail (5 entries)
| DescDesc | AmtAmt |
|---|---|
| UNREALIZED GAIN ON SECURITIES | $1 |
| DIFFERENCE IN GAIN ON SALE OF INVESTMENTS AT COST | -$1 |
| & INVESTMENTS ON FINANCIAL STATEMENT RECORDED AT | $1 |
| MARKET VALUE | -$1 |
| DEFERRED FEDERAL EXCISE TAX | $4,226 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | DEFERRED FEDERAL EXCISE TAX | Desc |
| BOY Book Value | $7,924 | BOYBookValueAmt |
| EOY Book Value | $3,698 | EOYBookValueAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT MANAGEMENT | CategoryTxt |
| Amt | $24,874 | Amt |
| Net Investment Income | $24,874 | NetInvestmentIncomeAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| FOREIGN TAX | $773 | $773 |
| FEDERAL EXCISE TAX | $1,215 | $1,215 |
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