2016-11-10T14:37:04-06:00 2015-12-31 043299080 MARLENE S KAPLAN CPA PC 60 GUILD ST 1 NORWOOD MA 02062 990PF 2015-01-01 136225947 THE SMALLEY FOUNDATION INC C/O ELLIN SMALLEY SMAL 6175272269 PO BOX 1385 BROOKLINE MA 02446 ELLIN SMALLEY PRESIDENT 6172774594 2016-11-10 true MARLENE S KAPLAN P00040157 7812789552 2016-11-10 2015 2017-02-10 21:41:12Z X 3402089 X 100 X 63414 63414 63414 140540 866521 140540 7085 204054 203954 70499 56000 28000 28000 28000 9400 4700 4700 4700 24874 24874 1988 1988 9071 4535 4534 4534 101333 64097 37234 37234 163365 163365 264698 64097 37234 200599 -60644 139857 33265 121210 156486 156486 357927 398334 398334 58 7058 7058 3241874 2840211 2840211 3721069 3402089 3402089 28774 10000 7924 3698 36698 13698 X 3684371 3388391 3684371 3388391 3721069 3402089 3684371 -60644 4226 3627953 239562 3388391 SEE FIDELITY SCHEDULE ATTACHED P 2014-08-19 2015-08-12 298060 286588 11472 11472 SEE FIDELITY SCHEDULE ATTACHED P 2010-03-04 2015-04-27 348963 267377 81586 81586 SEE MORGAN STANLEY SCHEDULE ATTACHED P 2014-09-30 2015-04-09 36444 40831 -4387 -4387 SEE MORGAN STANLEY ATTACHED P 2012-01-25 2015-04-09 111142 107161 3981 3981 SEE MORGAN STANLEY ATTCHED P 2010-12-08 2015-10-07 25032 24024 1008 1008 140540 7085 false 162155 3189523 0.050840 157013 2638057 0.059518 128237 1974806 0.064937 127723 1632647 0.078231 123636 2827787 0.043722 0.297248 0.059450 3547509 210899 1399 212298 200599 2797 2797 2797 10000 10000 X 25 7178 7178 false false false false false false false true MA NY true false false false false true N/A ELLIN SMALLEY 6175272269 PO BOX 1385 BROOKLINE MA 02446 false false false false false false false false false false false false false false false false false false false ELLIN SMALLEY 60 LONGWOOD AVE BROOKLINE MA 02146 PRESIDENT 2.00 0 0 0 MARTIN SAIMAN 425 PARK AVE NEW YORK NY 10022 TREAS/CLERK 2.00 8000 0 0 ELISA D DOYLE 228 ARDMORE AVE HADDONFIELD NJ 08033 SCHLSHIP CH 2.00 16000 0 0 JEROME HALSBAND 69 CLUB POINTE DR WHITE PLAINS NY 10605 FOUN MEMBER 2.00 8000 0 0 MARIE HOROWITTZ 87 HILLTOP DR MANHASSET NY 11030 FOUN MEMBER 2.00 8000 0 0 ARLENE HARRIS 425 PARK AVE NEW YORK NY 10022 FOUN MEMBER 2.00 8000 0 0 CONSTANTINE KREATSOULAS 611 FOXCROFT ROAD ELKINS PARK PA 19027 FOUN MEMBER 2.00 8000 0 0 ELISA D DOYLE 228 ARDMORE AVENUE HADDONFIELD NJ 08033 FOUN MEMBER 2.00 0 0 0 NONE NONE SCHOLARSHIPS TO COLLEGES AND TO DESERVING MALE AND FEMALE PUBLIC HIGH SCHOOL STUDENTS 163365 N/A 3062115 538192 1225 3601532 3601532 54023 3547509 177375 177375 2797 2797 174578 174578 174578 200599 200599 200599 174578 46091 29836 25889 20159 121975 200599 174578 26021 147996 0 147996 46091 29836 25889 20159 26021 X APPLICATIONS ARE COMPLETED AND RETURNED TO GUIDANCE COUNSELORS PO BOX 1385 BROOKLINE MA 02446 6172774594 APPLICATION FORMS AVAILABLE UPON REQUEST FROM GUIDANCE SERVICES AND BY OFFICE OF FINANCIAL AID IN SCHOOLS WHERE SCHOLARSHIPS HAVE BEEN ESTABLISHED. DATES OF APPLICATION HAVE DEADLINES SUPPLIED BY GUIDANCE SERVICES AND FINANCIAL AID OFFICERS. AWARDS ARE GRANTED ONLY TO STUDENTS ACCEPTED TO INSTITUTIONS WHERE SCHOLARSHIPS HAVE BEEN ESTABLISHED AND TO STUDENTS IN WORCESTER, MA AND YONKERS, NY PUBLIC HIGH SCHOOLS. GRANTS ARE PAID DIRECTLY TO SCHOOLS, NOT TO INDIVIDUALS. UMASS AMHERST E HALLET UNIVERSITY OF MASSACHUSET AMHERST MA 01003 SCHOLARSHIP 10000 UMASS AMHERST M MARTINI UNIVERSITY OF MASSACHUSET AMHERST MA 01003 SCHOLARSHIP 10000 LEHMAN COLLEGE G WALWRATH LEHMAN COLLEGE NEW YORK NY 10468 SCHOLARSHIP 500 UMASS AMHERST T ADDAI UNIVERSITY OF MASSACHUSET AMHERST MA 01003 SCHOLARSHIP 10000 CITY COLLEGE OF NEW YORK B AGUILAR CITY COLLEGE OF NEW YORK NEW YORK NY 10031 SCHOLARSHIP 10000 MANHATTAN COLLEGE G ALMANZAR MANHATTAN COLLEGE RIVERDALE NY 10471 SCHOLARSHIP 12865 SIMMONS COLLEGE B DONAHUE SIMMONS COLLEGE BOSTON MA 02115 SCHOLARSHIP 10000 NEW YORK UNIVERSITY N GUERRERO NEW YORK UNIVERSITY NEW YORK NY 10012 SCHOLARSHIP 10000 SYRACUSE UNIVERSITY Y GUICHARDO SYRACUSE UNIVERSITY SYRACUSE NY 13244 SCHOLARSHIP 10000 WORCESTER POLYTECH INST D NAGATTI WORCESTER POLYTECHNIC INS WORCESTER MA 01602 SCHOLARSHIP 10000 WORCESTER STATE UNIV J PHINNEY WORCESTER STATE UNIVERSTY WORCESTER MA 01602 SCHOLARSHIP 10000 UMASS AMHERST K SASAKI UNIVERSITY OF MASSACHUSET AMHERST MA 01003 SCHOLARSHIP 10000 SUNY ALBANY L VELASQUEZ SUNY ALBANY ALBANY NY 12222 SCHOLARSHIP 10000 SUNY EDWIN BENITEZ SUNY ALBANY ALBANY NY 12222 SCHOLARSHIP 10000 WORCESTER POLYTECH INST D LECH WORCESTER POLYTECHNIC INS WORCESTER MA 01602 SCHOLARSHIP 10000 MANHATTAN COLLEGE M KARTHIK MANHATTAN COLLEGE RIVERDALE NY 10471 SCHOLARSHIP 10000 CLARK UNIVERSITY A NOP CLARK UNIVERSITY WORCESTER MA 01610 SCHOLARSHIP 10000 163365 14 63414 25 46880 93660 110294 93660 203954 false false false false false false false false false false AUDIT & TAX PREPARATION 9400 4700 4700 4700 ABBOTT LABS 12350 12350 IBM NESTLE 52878 52878 450 VECTREN 19089 19089 ISHARES BARCLAYS 1-3 YR 111608 111608 JP MORGAN CHASE 56786 56786 ISHARES RUSSELL MIDCAP VALUE 11672 11672 ISHARES TRUSSELL MIDCAP GR 22520 22520 FIDELITY ADVISOR NEW INSIGHTS 73779 73779 ROYCE VALUE PLUS 22666 22666 ADP COLUMBIA ACORN 9605 9605 GOLDMAN SACHS SMALL CAP VALUE 5546 5546 JP MORGAN LARGE CAP 80426 80426 MORGAN STANLEY FOCUS GROWTH 87139 87139 OPPENHEIMER DEVELOPING MKT 21931 21931 PIMCO TOTAL RETURN 52872 52872 ROYCE MICRO CAP 5884 5884 SUNAMERICA FOCUSED DIVIDEND 102706 102706 TWEEDY BROWNE GLOBAL 8112 8112 WASATCH INTL GROWTH FD 11851 11851 GENERAL ELECTRIC 65820 65820 ORACLE CORPORATION VANGUARD REIT ETF 24796 24796 NEUBERGER BERMAN SRATEGIC INCOME 55968 55968 PIONEER STRATEGIC INCOME 47483 47483 BLACKROCK INC 37457 37457 CENTURY LINK CHEVRON COCA COLA EXXON MOBIL 4053 4053 JOHNSON & JOHNSON JP MORGAN CHASE 19149 19149 MCDONALD'S PROCTOR & GAMBLE WELLS FARGO 18428 18428 CITIGROUP DANAHER 22756 22756 DISNEY 55167 55167 EGA EMERGING GLOBAL SHARES 23386 23386 GOOGLE 86186 86186 ISHARES TR S & P PREF STK INDEX 47708 47708 MERCK NEXTERA ENERGY NOVO NORDISK PEPSICO 37470 37470 UNION PACIFIC 42228 42228 UNITED TECHNOLOGIES 37467 37467 VISA 65917 65917 BLACKROCK HEALTH SCIENCES 30665 30665 MATTHEWS ASIAN GROWTH & INCOME 33224 33224 DUKE ENERGY CORP L BRANDS INC 9582 9582 WEYERHAUSER CO 9983 9983 GOLDMAN SACHS STRATEGIC INCOME INC 44355 44355 PIMCO INCOME P 77315 77315 APPLE INC 26947 26947 EXPRESS SCRIPTS HLDG CO 63372 63372 JOHNSON & JOHNSON 38520 38520 SCHLUMBERGER LTD COM 27203 27203 BLACKROCK STRATEGIC INCOME 97512 97512 OPPENHEIMER DEV MARKETS FD CLASS Y 33123 33123 ALERIAN MLP ETF MSIF GROWTH I CLEARBRIDGE AGGESSIVE GROWTH I 50421 50421 E V FLOATING RATE I 48854 48854 FIDELITY ADVISOR CONVERT SEC I 47014 47014 OAKMARK SELECT I 50695 50695 SOUND SHORE INSTL CLASS 50206 50206 TRANSPARENT VL DIRECT ALLOC I 78573 78573 AMERICAN EXPRESS 53901 53901 CDK GLOBAL INC COLGATE PALMOLIVE 43303 43303 PRAXAIR INC QUALCOMM INC 36239 36239 3 M COMPANY 35400 35400 WAL-MART STORES INC OAKMARK INTERNATIONAL CL I 50301 50301 GILEAD SCIENCE 15381 15381 CONS DISCRET SEL SECT SPDR 12193 12193 FIRST TRUST NORTH AMERICAN 10110 10110 HEALTH CARE SEL SECT 12677 12677 ISHARES MSCI JAPAN 12108 12108 VANGUARD FTSE EUROPE 11572 11572 PUTNAM CAPITAL SPECTRUM 46565 46565 WCM FOCUSEDINTL GROWTH 51585 51585 JOHN HANCOCK SMALL CAP VALUE 52251 52251 LYRICAL US VALUE EQUITY 41375 41375 ISHARES CORE S & P 76827 76827 DIFFERENCE IN GAIN ON SALE OF INVESTMENTS AT COST 1 & INVESTMENTS ON FINANCIAL STATEMENT RECORDED AT -1 MARKET VALUE 135324 UNREALIZED LOSS ON SECURITIES 104238 EXPENSES FILING FEES 385 193 192 192 OFFICE, TRAVEL, ADVERTISING 4359 2180 2179 2179 ANNUAL MEETING EXPENSE 4327 2162 2163 2163 UNREALIZED GAIN ON SECURITIES 1 DIFFERENCE IN GAIN ON SALE OF INVESTMENTS AT COST -1 & INVESTMENTS ON FINANCIAL STATEMENT RECORDED AT 1 MARKET VALUE -1 DEFERRED FEDERAL EXCISE TAX 4226 DEFERRED FEDERAL EXCISE TAX 7924 3698 INVESTMENT MANAGEMENT 24874 24874 FOREIGN TAX 773 773 FEDERAL EXCISE TAX 1215 1215