OWENS FAMILY CHARITABLE FOUNDATION: Form 990PF, tax year 2016
View the entire original 990 at ProPublica ↗
- Organization
- OWENS FAMILY CHARITABLE FOUNDATION (EIN 46-4183686)
- Tax period
- 2016-01-01 to 2016-12-31
- Filed
- 2017-10-20
- IRS object ID
- 201702939349100305
- Schema version
- 2016v3.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Compensation Explanation
- Depreciation Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2017-10-20T12:07:23-05:00 | ReturnTs |
| Tax Period End | 2016-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | One Hollow Ln Ste 212 | AddressLine1Txt |
| City | Lake Success | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 11042 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2016-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 464183686 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Owens Family Charitable Foundation | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % Foundation Source | InCareOfNm |
| Business Name Control | OWEN | BusinessNameControlTxt |
| Phone | 8008391754 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Foundation Source 501 Silverside Rd | AddressLine1Txt |
| City | Wilmington | CityNm |
| State Abbreviation | DE | StateAbbreviationCd |
| ZIP | 198091377 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JOHN R RYAN JR | PersonNm |
| Person Title | president | PersonTitleTxt |
| Phone | 8008391754 | PhoneNum |
| Signature | 2017-10-12 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | Jeffrey D Haskell | PreparerPersonNm |
| PTIN | P01345770 | PTIN |
| Phone | 8008391754 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2016 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $8,821,569 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $0 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $361 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $361 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $254,689 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $254,689 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | -$52,487 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $6,617,533 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $0 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $49,185 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $58,538 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $251,748 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $313,588 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $19,500 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $19,500 | CompOfcrDirTrstDsbrsChrtblAmt |
| Other Prof Fees Rev And Expnss | $100,111 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $100,111 | OtherProfFeesNetInvstIncmAmt |
| Taxes Rev And Expnss | $4,654 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $925 | TaxesNetInvstIncmAmt |
| Trav Conf Meeting Rev And Expnss | $1,395 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $1,395 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $44,494 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $13,730 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $30,760 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $170,154 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $114,766 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $51,655 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $305,450 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $305,450 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $475,604 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $114,766 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $357,105 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$223,856 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $198,822 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $530,440 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $272,127 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $272,127 | SavAndTempCashInvstEOYFMVAmt |
| US Government Obligations BOY | $246,713 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $249,615 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $246,281 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $7,789,152 | CorporateStockBOYAmt |
| Corporate Stock EOY | $7,821,583 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $7,642,964 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $137,530 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $136,370 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $135,347 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $489,596 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $489,719 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $524,850 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $9,193,431 | TotalAssetsBOYAmt |
| Total Assets EOY | $8,969,414 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $8,821,569 | TotalAssetsEOYFMVAmt |
| Other Liabilities BOY | $2,471 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $2,310 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $2,471 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $2,310 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Retained Earning BOY | $9,190,960 | RetainedEarningBOYAmt |
| Retained Earning EOY | $8,967,104 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $9,190,960 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $8,967,104 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $9,193,431 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $8,969,414 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $9,190,960 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$223,856 | ExcessRevenueOverExpensesAmt |
| Subtotal | $8,967,104 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $8,967,104 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (2 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|
| Publicly-traded Securities | $6,617,533 | $6,674,705 | -$57,172 | -$57,172 |
| Passthrough K1 Capital Gain/(Loss) | $4,685 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | -$52,487 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $150,817 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $9,005,504 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.016747 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $179,438 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $4,849,669 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.037 | DistributionYr2Rt |
| Net Vl Noncharitable Assets Yr3 | $2,462 | NetVlNoncharitableAssetsYr3Amt |
| Adjusted Qlfy Distri Yr4 | $0 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $0 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.0 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $0 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $0 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.0 | DistributionYr5Rt |
| Total Distribution | 0.053747 | TotalDistributionRt |
| Average Distribution | 0.017916 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $8,676,997 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $155,457 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $1,988 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $157,445 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $357,105 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $1,988 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $1,988 | SubtotalAmt |
| Tax Based On Investment Income | $1,988 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $3,400 | EstimatedPlusOvpmtIncmTxAmt |
| Applied To Es Tax | $393 | AppliedToEsTaxAmt |
| Total Payments And Credits | $3,793 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Overpayment | $1,805 | OverpaymentAmt |
| Applied To ES Tax | $1,805 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | DE | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 8008391754 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 501 Silverside Road Suite 123 | AddressLine1Txt |
| City | Wilmington | CityNm |
| State Abbreviation | DE | StateAbbreviationCd |
| ZIP | 198091377 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (6 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| James M Bymark | ||||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 198091377 | Dir | 1.0 | $3,000 | $0 | $0 |
| Michael P Heck | ||||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 198091377 | VP / Dir | 1.0 | $3,000 | $0 | $0 |
| Edward J Matonich | ||||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 198091377 | VP* / Dir | 1.0 | $3,000 | $0 | $0 |
| John R Ryan Jr | ||||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 198091377 | Pres / Dir | 1.0 | $3,000 | $0 | $0 |
| Todd A Scaia | ||||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 198091377 | Dir / Sec / Treas | 1.0 | $4,500 | $0 | $0 |
| John S Shenk MD | ||||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 198091377 | Dir | 1.0 | $3,000 | $0 | $0 |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Brinker Capital Securities | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1055 Westlakes Dr Ste 250 | AddressLine1Txt |
| City | BERWYN | CityNm |
| State Abbreviation | PA | StateAbbreviationCd |
| ZIP | 19312 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | Investment Mgmt | ServiceTypeTxt |
| Compensation | $68,210 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $7,896,305 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $390,362 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $522,467 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $8,809,134 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $8,809,134 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $132,137 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $8,676,997 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $433,850 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $433,850 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $1,988 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $1,988 | TotalTaxAmt |
| Distributable Before Adj | $431,862 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $431,862 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $431,862 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $357,105 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $357,105 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $1,988 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $355,117 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $431,862 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $357,010 | UndistributedIncomePYAmt |
| Prior Year1 | 2014 | PriorYear1Yr |
| Prior Year2 | 2013 | PriorYear2Yr |
| Prior Year3 | 2012 | PriorYear3Yr |
| Qualifying Distributions | $357,105 | QualifyingDistributionsAmt |
| Applied To Year1 | $357,010 | AppliedToYear1Amt |
| Applied To Current Year | $95 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Undistributed Income CY | $431,767 | UndistributedIncomeCYAmt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
| Excess From Current Year | $0 | ExcessFromCurrentYearAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | NONE | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (41 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| ADVOCATES FOR FAMILY PEACE | |||||||
| 1611 NW 4TH ST | GRAND RAPIDS | MN | 55744 | N/A | PC | Hibbing Chapter | $5,000 |
| AMERICAN ASSOCIATION OF UNIVERSITY WOMEN INC | |||||||
| 1310 L ST NW STE 1000 | WASHINGTON | DC | 20005 | N/A | PC | General & Unrestricted | $2,000 |
| ARROWHEAD ECONOMIC OPPORTUNITY AGENCY INCORPORATED | |||||||
| 702 S 3RD AVE | VIRGINIA | MN | 55792 | N/A | PC | General & Unrestricted | $2,500 |
| ARROWHEAD ECONOMIC OPPORTUNITY AGENCY INCORPORATED | |||||||
| 702 S 3RD AVE | VIRGINIA | MN | 55792 | N/A | PC | Chisholm Food Shelf Fund | $5,000 |
| BLESSED SACRAMENT CHURCH | |||||||
| 2310 7TH AVE E | HIBBING | MN | 55746 | N/A | PC | School Building Fund | $2,500 |
| BOREALIS ART GUILD | |||||||
| 214 E HOWARD ST STE G | HIBBING | MN | 55746 | N/A | PC | General & Unrestricted | $2,500 |
| CENTRAL MESABI MEDICAL FOUNDATION | |||||||
| 750 E 34TH ST | HIBBING | MN | 55746 | N/A | PC | General & Unrestricted | $15,000 |
| CENTRAL MESABI MEDICAL FOUNDATION | |||||||
| 750 E 34TH ST | HIBBING | MN | 55746 | N/A | PC | Kids Kare Fund | $2,500 |
| CENTRAL MESABI MEDICAL FOUNDATION | |||||||
| 750 E 34TH ST | HIBBING | MN | 55746 | N/A | PC | Bike Helmets Program | $1,000 |
| CENTRAL MESABI MEDICAL FOUNDATION | |||||||
| 750 E 34TH ST | HIBBING | MN | 55746 | N/A | PC | Red Ore Run Program | $1,500 |
| CENTRAL MESABI MEDICAL FOUNDATION | |||||||
| 750 E 34TH ST | HIBBING | MN | 55746 | N/A | PC | Charitable Event | $1,000 |
| CENTRAL MESABI MEDICAL FOUNDATION | |||||||
| 750 E 34TH ST | HIBBING | MN | 55746 | N/A | PC | Fairview Range Health Expo | $2,500 |
| CENTRAL MESABI MEDICAL FOUNDATION | |||||||
| 750 E 34TH ST | HIBBING | MN | 55746 | N/A | PC | Rock for an Angel Fund | $1,000 |
| CHISHOLM SECONDARY SCHOOL | |||||||
| 300 SW 3RD AVE | CHISHOLM | MN | 55719 | N/A | GOV | All Is Calm Production | $4,000 |
| CHISHOLM SECONDARY SCHOOL | |||||||
| 300 SW 3RD AVE | CHISHOLM | MN | 55719 | N/A | GOV | programming fund | $5,500 |
| CHISHOLM SECONDARY SCHOOL | |||||||
| 300 SW 3RD AVE | CHISHOLM | MN | 55719 | N/A | GOV | scholarship fund | $5,000 |
| CHISHOLM VETERANS MEMORIAL ASSOCIATION INC | |||||||
| 319 W LAKE ST | CHISHOLM | MN | 55719 | N/A | PC | General & Unrestricted | $2,500 |
| CITY OF HIBBING | |||||||
| 401 E 21ST ST | HIBBING | MN | 55746 | N/A | GOV | Horseshoe Courts Renovation | $2,500 |
| HABITAT FOR HUMANITY INTERNATIONAL INC | |||||||
| PO BOX 24 | VIRGINIA | MN | 55792 | N/A | PC | General & Unrestricted | $1,500 |
| HIBBING CHOIR PARENT ASSOCIATION | |||||||
| 800 E 21ST ST | HIBBING | MN | 55746 | N/A | PC | Voices of Reason Program | $1,500 |
| HIBBING HIGH SCHOOL TRAPSHOOTING TEAM | |||||||
| PO BOX 633 | HIBBING | MN | 55746 | N/A | PC | DryFire Trap Shooting System | $6,000 |
| HIBBING PUBLIC SCHOOL DISTRICT | |||||||
| 800 E 21ST ST | HIBBING | MN | 55746 | N/A | GOV | Dr. Benjamin P. Owens Scholarship Fund | $9,500 |
| HIBBING PUBLIC SCHOOL DISTRICT | |||||||
| 800 E 21ST ST | HIBBING | MN | 55746 | N/A | GOV | Hibbing Band Parents Program | $5,000 |
| HIBBING PUBLIC SCHOOL DISTRICT | |||||||
| 800 E 21ST ST | HIBBING | MN | 55746 | N/A | GOV | Auditorium Renovation Project | $125,000 |
| HIBBING PUBLIC SCHOOL DISTRICT | |||||||
| 800 E 21ST ST | HIBBING | MN | 55746 | N/A | GOV | Physics Lab/Sandness Project | $7,000 |
| HIBBING PUBLIC SCHOOL DISTRICT | |||||||
| 800 E 21ST ST | HIBBING | MN | 55746 | N/A | GOV | General & Unrestricted | $15,000 |
| LINCOLN PARENT TEACHER ORGANIZATION | |||||||
| 1114 E 23RD ST | HIBBING | MN | 55746 | N/A | PC | Nordic Skis Project | $5,000 |
| MESABA COUNTRY CLUB YOUTH GOLF ASSOCIATION INC | |||||||
| 415 E 51ST ST | HIBBING | MN | 55746 | N/A | PC | General & Unrestricted | $15,000 |
| MINNESOTA COMMUNITY FOUNDATION | |||||||
| 101 5TH ST E STE 2400 | SAINT PAUL | MN | 55101 | N/A | PC | General & Unrestricted | $2,500 |
| MINNESOTA DISCOVERY CENTER | |||||||
| 1005 DISCOVERY DR | CHISHOLM | MN | 55719 | N/A | PC | Iron Range Roots Program | $2,000 |
| MINNESOTA DOCTORS FOR PEOPLE | |||||||
| 6212 SHAMROCK DR | MADISON LAKE | MN | 56063 | N/A | PC | to purchase supplies for physician visits | $5,000 |
| RANGE REGIONAL HEALTH SERVICES | |||||||
| 750 E 34TH ST | HIBBING | MN | 55746 | N/A | PC | Hibbing Neighborhood Cleanup Program | $1,000 |
| RANGE REGIONAL HEALTH SERVICES | |||||||
| 750 E 34TH ST | HIBBING | MN | 55746 | N/A | PC | Fairview Range Home Care Hospice | $5,000 |
| REGEN NORTHLAND | |||||||
| 8874 HWY 25 | ANGORA | MN | 55703 | N/A | PC | General & Unrestricted | $2,500 |
| SHIELD 616 INC | |||||||
| 5575 MOLLY CT | COLORADO SPGS | CO | 80908 | N/A | PC | General & Unrestricted | $3,000 |
| ST JOSEPH CHURCH | |||||||
| 113 4TH ST SW | CHISHOLM | MN | 55719 | N/A | PC | General & Unrestricted | $3,500 |
| THE SALVATION ARMY | |||||||
| 107 W HOWARD ST | HIBBING | MN | 55746 | N/A | PC | General & Unrestricted | $10,000 |
| TOURIST CENTER SENIOR CITIZENS INC | |||||||
| 1202 E HOWARD ST | HIBBING | MN | 55746 | N/A | PC | dishwasher replacement fund | $4,450 |
| UNIVERSITY OF MINNESOTA FOUNDATION | |||||||
| 200 OAK ST SE STE 500 | MINNEAPOLIS | MN | 55455 | N/A | PC | Benjamin P. Owens M.D. Endowed Scholarship Fund | $5,000 |
| UNIVERSITY OF MINNESOTA FOUNDATION | |||||||
| 200 OAK ST SE STE 500 | MINNEAPOLIS | MN | 55455 | N/A | PC | Rural Scholarship Program | $2,500 |
| UNIVERSITY OF NORTH DAKOTA | |||||||
| 264 CENTENNIAL DR STOP 8373 | GRAND FORKS | ND | 58202 | N/A | GOV | Rural Scholarship Program | $5,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $305,450 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp |
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $361 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $254,689 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | -$52,487 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | K-1 Inc/Loss | Desc |
| Business | 525990 | BusinessCd |
| Unrelated Business Taxbl Incm | -$9,353 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 14 | ExclusionCd |
| Exclusion | $58,538 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | -$9,353 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $261,101 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $251,748 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Compensation Explanation CompensationExplanation
Compensation Explanation CompensationExplanationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | Edward J Matonich | PersonNm |
| Short Explanation | *Removed from position in 2016 | ShortExplanationTxt |
Depreciation Schedule DepreciationSchedule
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (9 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| AT&T - 3.900% - 03/11/2024 | $15,495 | $15,167 |
| BANK AMER CORP FR - 3.300% - 0 | $15,304 | $15,050 |
| COMCAST CORP - 3.600% - 03/01/ | $15,361 | $15,478 |
| CVS CAREMARK CORP - 3.500% - 0 | $15,145 | $15,412 |
| GE CAP CORP NTS - 5.875% - 01/ | $14,362 | $15,102 |
| GOLDMAN SACHS GROUP INC NOTE - | $15,013 | $14,615 |
| JPMORGAN CHASE & CO - 0.033% - | $16,157 | $15,700 |
| MONSANTO - 4.200% - 07/15/2034 | $15,062 | $14,419 |
| WELLS FARGO CO - 3.500% - 03/0 | $14,471 | $14,404 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (444 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 3M CO | $12,680 | $12,678 |
| ABB LTD | $2,280 | $2,254 |
| ABBVIE INC | $26,721 | $27,052 |
| ABERDEEN AUSTRALIA EQUITY FUND | $1,663 | $1,295 |
| ABERDEEN LATIN AMERICA EQUITY | $2,336 | $1,484 |
| ACADIA PHARMACEUTICALS INC | $307 | $375 |
| ACCENTURE PLC | $17,705 | $17,335 |
| ADAMS EXPRESS CO | $19,226 | $19,001 |
| ADIDAS AG | $2,291 | $2,199 |
| ADOBE SYSTEMS, INC | $6,547 | $6,589 |
| ADVANSIX INC | $79 | $133 |
| AFLAC INC | $836 | $835 |
| AGIOS PHARMACEUTICALS INC | $490 | $209 |
| AGRIUM INC | $1,413 | $1,408 |
| AKORN INC | $1,012 | $742 |
| ALASKA AIR GROUP INC | $7,113 | $7,276 |
| ALDER BIOPHARMACEUTICALS | $502 | $270 |
| ALLERGAN PLC | $2,779 | $2,100 |
| ALLIANCE DATA SYSTEM CORP | $4,897 | $4,113 |
| ALLIANZGI EQUITY AND CONVERTIB | $7,274 | $7,092 |
| ALPHABET INC CL A | $11,414 | $11,094 |
| ALPHABET INC CL C | $10,171 | $10,034 |
| ALPINE TOTAL DYNAMIC DIVIDEND | $10,666 | $10,544 |
| ALTRIA GROUP INC | $5,746 | $5,815 |
| AMAZON COM | $13,234 | $12,748 |
| AMBEV SA | $2,253 | $1,787 |
| AMERICAN AIRLINES GROUP INC | $7,284 | $7,097 |
| AMERICAN EXPRESS CO | $6,792 | $5,630 |
| AMERIPRISE FINANCIAL INC | $12,178 | $16,863 |
| AMERISOURCEBERGEN CORP | $16,879 | $15,873 |
| AMGEN INC | $13,299 | $12,720 |
| AMN HEALTHCARE SERVICES INC | $1,047 | $1,115 |
| ANHEUSER BUSCH COS INC | $4,754 | $4,218 |
| ANI PHARMACEUTICALS INC | $683 | $788 |
| APPLE INC | $27,962 | $26,754 |
| APPLIED MATERIALS INC | $1,425 | $1,420 |
| ARGAN, INC | $511 | $776 |
| ARRS INTERNATIONAL PLC | $1,125 | $904 |
| ARTISAN PARTNERS ASSET MANAGEM | $727 | $714 |
| ASIA PACIFIC FUND INC | $6,101 | $5,122 |
| ASML HOLDING NV NY REG SHS | $1,875 | $2,132 |
| ASTRAZENECA | $2,631 | $2,131 |
| AT&T, INC | $24,770 | $26,113 |
| AVALONBAY CMNTYS INC | $5,501 | $5,669 |
| AVENUE CREDIT STRATEGIES FUND | $51,922 | $50,379 |
| B&G FOODS INC | $694 | $832 |
| BANK NEW YORK MELLON CORP | $2,214 | $2,369 |
| BANK OF AMERICA CORP | $2,963 | $2,895 |
| BANK OF MONTREAL | $3,464 | $3,380 |
| BANK OF NOVA SCOTIA | $3,887 | $3,675 |
| BANK OF THE OZARKS | $760 | $947 |
| BEACON ROOFING SUPPLY, INC | $739 | $737 |
| BECTON DICKINSON & CO | $1,234 | $1,159 |
| BED BATH & BEYOND INC | $6,411 | $4,186 |
| BERKSHIRE HATHAWAY INC. | $5,160 | $5,052 |
| BHP BILLITON LIMITED | $1,445 | $1,395 |
| BIG LOTS INC | $826 | $854 |
| BIOGEN INC | $5,436 | $4,821 |
| BLACKROCK GLOBAL OPPORTUNITIES | $7,683 | $7,092 |
| BLACKROCK INTL GROWTH & INCOME | $11,782 | $11,318 |
| BOEING CO | $11,648 | $11,987 |
| BOSTON BEER CO INC | $1,059 | $849 |
| BOULDER GROWTH & INCOME FUND I | $26,637 | $26,221 |
| BP PLC SPONSORED ADR | $3,643 | $4,000 |
| BRISTOL-MYERS SQUIBB CO | $7,719 | $6,896 |
| BRITISH AMERICAN TOBACCO PLC | $3,445 | $3,380 |
| BROADCOM LIMITED | $6,662 | $6,540 |
| BROADSOFT INC | $691 | $825 |
| BROOKFIELD ASSET MANAGEMENT | $2,567 | $2,542 |
| BROOKFIELD GLOBAL LISTED INFRA | $10,079 | $10,533 |
| BROWN FORMAN CORP | $6,088 | $5,211 |
| BURLINGTON STORES, INC | $980 | $1,610 |
| C H ROBINSON WORLDWIDE INC | $2,083 | $1,978 |
| CAL-MAINE FOODS, INC | $698 | $707 |
| CAMBREX CP | $1,035 | $1,511 |
| CANADIAN NATL RAILWAY CO | $2,611 | $2,561 |
| CANADIAN PACIFIC RAILWAY LTD | $4,965 | $4,283 |
| CANON INC | $1,371 | $1,351 |
| CAPITAL ONE FINANCIAL CORP | $7,791 | $7,677 |
| CARDINAL HEALTH INC | $17,470 | $15,977 |
| CARMAX INC | $1,094 | $1,223 |
| CARNIVAL CORP | $2,452 | $2,395 |
| CARRIZO OIL & GAS, INC | $1,417 | $822 |
| CBRE GROUP INC | $4,306 | $3,716 |
| CBS CORP | $6,419 | $6,680 |
| CENTENE CORP | $939 | $791 |
| CENTRAL GARDEN & PET CO | $550 | $662 |
| CENTRAL SECURITIES CORP | $8,429 | $8,411 |
| CHARLES RIV LABORATORIES INTL | $652 | $914 |
| CHARLES SCHWAB CORP | $6,260 | $6,355 |
| CHECK POINT SOFTWARE TECHNOLOG | $5,495 | $5,574 |
| CHEMED CORP | $838 | $1,283 |
| CHEVRON CORP | $24,828 | $26,836 |
| CHINA BIOLOGIC PRODUCTS INC | $277 | $538 |
| CHINA FUND INC | $2,670 | $1,821 |
| CHINA MOBILE HGK LTD | $2,425 | $2,150 |
| CHR HANSEN HOLDINGS | $1,739 | $2,390 |
| CHUBB LIMITED | $7,200 | $8,059 |
| CIENA CORP | $902 | $976 |
| CIRRUS LOGIC INC | $536 | $961 |
| CISCO SYSTEMS INC | $18,746 | $20,247 |
| CITIGROUP INC | $9,245 | $9,212 |
| CITRIX SYSTEMS INC | $7,096 | $7,323 |
| CLOUGH GLOBAL ALLOCATION FUND | $6,521 | $6,851 |
| CLOUGH GLOBAL EQUITY FUND | $21,377 | $21,570 |
| CLOUGH GLOBAL OPPRT FUND | $12,991 | $12,485 |
| CMS ENERGY CP | $2,940 | $3,122 |
| COACH INC | $16,180 | $16,214 |
| COGNIZANT TECHNOLOGY SOLUTIONS | $5,729 | $5,659 |
| COLOPLAST AS ADR | $3,152 | $3,008 |
| COLUMBIA DIVIDEND OPPORTUNITY | $75,065 | $75,460 |
| COLUMBIA SPORTSWEAR CO | $500 | $466 |
| COMCAST CORP | $13,827 | $13,810 |
| COMPASS GROUP | $2,953 | $3,288 |
| COMSCORE, INC | $875 | $632 |
| CONSOLIDATED EDISON INC | $2,854 | $2,874 |
| COOPER TIRE & RUBBER CO | $996 | $932 |
| CORE LABORATORIES | $4,619 | $3,841 |
| CORE-MARK HOLDING COMPANY, INC | $851 | $775 |
| CRACKER BARREL OLD COUNTRY STO | $931 | $1,169 |
| CREDIT SUISSE FLOATING RATE HI | $98,935 | $97,031 |
| CRH PLC - AMERICAN DEPOSITARY | $2,708 | $2,750 |
| CRITEO SA | $547 | $493 |
| CSG SYST INTL INC. | $917 | $1,016 |
| CSL LTD | $4,274 | $4,316 |
| CTRIP.COM INTERNATIONAL LTD | $1,811 | $1,480 |
| CUMMINS INC | $6,283 | $6,013 |
| DANAHER CORP | $2,086 | $2,257 |
| DAVE AND BUSTERS ENTERTAINMENT | $810 | $1,013 |
| DAVITA HEALTHCARE PARTNERS INC | $6,260 | $5,393 |
| DEER PARK TOTAL RETURN CREDIT | $84,881 | $86,892 |
| DEUTSCHE BANK AG | $3,451 | $3,349 |
| DINEEQUITY INC | $835 | $693 |
| DISCOVER FINL SVCS COM | $6,613 | $6,704 |
| DISH NETWORK CORPORATION | $5,523 | $5,040 |
| DOMINION RESOURCES INC | $2,506 | $2,527 |
| DOUBLELINE CORE FIXED INCOME I | $469,991 | $461,801 |
| DOUBLELINE LOW DURATION EMERGI | $142,258 | $140,113 |
| DOUBLELINE TOTAL RETURN BOND | $418,800 | $404,822 |
| DOW CHEMICAL PV | $25,784 | $27,580 |
| DRIEHAUS ACTIVE INCOME FUND MU | $197,205 | $197,582 |
| DRIEHAUS MICRO CAP | $174,064 | $174,064 |
| DSV UNSP ADR EACH REPR 0.5 ORD | $3,442 | $2,987 |
| DU PONT DE NEMOURS | $9,976 | $9,762 |
| DUKE ENERGY CO | $3,701 | $3,726 |
| DUN & BRADSTREET CORP | $5,788 | $5,702 |
| DYCOM INDS INC | $1,047 | $883 |
| EAGLE MLP STRATEGY I | $194,155 | $175,575 |
| EBAY INC | $5,489 | $5,433 |
| ECOLAB INC | $1,403 | $1,407 |
| EDWARDS LIFESCIENCES | $4,121 | $4,404 |
| ELI LILLY & CO | $12,725 | $11,621 |
| EMCOR GROUP INC | $692 | $849 |
| ENI S.P.A | $2,703 | $2,773 |
| EOG RESOURCES INC | $727 | $809 |
| EQUIFAX INC | $4,893 | $4,966 |
| ESSILOR INTL ADR | $3,117 | $2,600 |
| EURONET WORLDWIDE INC | $1,078 | $1,666 |
| EUROPEAN EQUITY FUND INC | $4,164 | $3,605 |
| EVERCORE PARTNERS INC | $976 | $962 |
| EXELON CORPORATION | $3,348 | $3,372 |
| EXLSERVICE HOLDINGS INC | $898 | $857 |
| EXPERIAN GROUP LTD S/ADR | $3,820 | $4,152 |
| EXXON MOBIL CORP | $12,800 | $12,456 |
| F M C CP | $6,648 | $6,448 |
| FACEBOOK INC | $13,843 | $13,346 |
| FEDERATED STRAT VAL FD IS | $63,249 | $58,403 |
| FEDEX CORPORATION | $6,811 | $6,331 |
| FINANCIAL ENGINES INC | $731 | $735 |
| FINANCIAL SELECT SECTOR SPDR F | $120,307 | $132,037 |
| FLEXSHARES INTERNATIONAL QUALI | $33,811 | $33,280 |
| FLUOR CORP | $5,636 | $5,410 |
| FORTIVE CORPORATION | $656 | $751 |
| G III APPAREL GRP LTD | $979 | $709 |
| GABELLI DIVIDEND & INCOME TRUS | $6,032 | $5,992 |
| GEN DYNAMICS CP | $12,432 | $12,432 |
| GENERAL AMER INVESTORS | $15,240 | $15,029 |
| GENERAL ELECTRIC CO | $7,145 | $7,110 |
| GENERAL GROWTH PPTYS INC | $4,322 | $3,922 |
| GIGAMON INC. | $453 | $592 |
| GILEAD SCIENCES INC | $12,330 | $8,378 |
| GLOBUS MEDICAL INC | $489 | $496 |
| GOLDMAN SACHS GROUP | $6,777 | $6,944 |
| GOODYEAR TIRE & RUBBER COMPANY | $6,005 | $5,804 |
| H&R BLOCK INC | $4,979 | $5,196 |
| HALLIBURTON COMPANY | $7,598 | $8,005 |
| HARMAN INTERNATIONAL INDUSTRIE | $4,545 | $5,113 |
| HARRIS CORP DEL | $6,345 | $6,148 |
| HAWAIIAN HOLDINGS INC | $909 | $1,083 |
| HCA INC | $6,212 | $5,181 |
| HDFC BANK LTD ADR | $2,824 | $2,973 |
| HENDERSON GLOBAL EQUITY INC I | $60,407 | $59,997 |
| HERMES INTL 10 ADR | $2,179 | $2,341 |
| HEWLETT PACKARD ENTERPRISE CO | $980 | $995 |
| HEXCEL CP DELAWARE | $770 | $977 |
| HFF INC | $537 | $484 |
| HOME DEPOT INC | $11,482 | $18,637 |
| HONDA MOTOR CO LTD | $2,698 | $2,423 |
| HONEYWELL INTL | $17,609 | $21,316 |
| HORIZON PHARMA PLC | $894 | $680 |
| HP INC | $847 | $861 |
| HSBC HOLDINGS PLC | $7,493 | $7,152 |
| ICON PLC - AMERICAN DEPOSITARY | $2,971 | $3,309 |
| ILLINOIS TOOL WORKS | $7,062 | $6,980 |
| IMAX CORPORATION | $783 | $691 |
| INDUSTRIA DE DISENO | $1,484 | $1,680 |
| ING ASIA PAC HI | $2,130 | $2,056 |
| ING GLOBAL EQ DIV & PREM OPPTN | $2,779 | $2,746 |
| ING GLOBAL REAL ESTATE FUND W | $80,038 | $75,453 |
| INSPERITY INC | $739 | $780 |
| INSULET CORPORATION | $519 | $490 |
| INTEL CORP | $10,058 | $9,938 |
| INTERACTIVE BROKERS GROUP, INC | $559 | $876 |
| INTERNATIONAL BUSINESS MACHINE | $15,209 | $16,101 |
| INTUIT | $6,118 | $5,960 |
| ISHARE DJ INTL SEL DIV INDEX | $17,302 | $16,944 |
| ISHARES DOW JONES US REAL ESTA | $55,834 | $55,089 |
| ISHARES HIGH DIVIDEND EQUITY F | $40,931 | $40,373 |
| ISHARES MSCI CANADA INDEX FD | $15,228 | $12,160 |
| ISHARES MSCI INDIA ETF | $71,856 | $68,366 |
| ISHARES MSCI PACIFIC EX-JAPAN | $6,361 | $6,094 |
| ISHARES MSCI-JAPAN | $7,244 | $7,085 |
| ISHARES TRUST RUSSELL 1000 VAL | $15,763 | $15,460 |
| J & J SNACK FOODS CORP | $849 | $934 |
| J2 GLOBAL INC | $566 | $654 |
| JANUS CAPITAL GROUP INC | $928 | $743 |
| JAPAN EQUITY FD | $2,949 | $2,806 |
| JAPAN SMALLER CAPITALIZATION F | $7,557 | $7,069 |
| JOHNSON & JOHNSON | $5,092 | $5,069 |
| JP MORGAN ALERIAN MLP INDEX ET | $113,713 | $108,454 |
| JP MORGAN CHASE | $12,695 | $12,944 |
| JP MORGAN STRATEGIC INCOME OPP | $31,887 | $31,860 |
| KANSAS CITY SOUTHERN | $3,341 | $3,224 |
| KINDER MORGAN INC | $2,068 | $2,009 |
| KOHLS CORP | $5,226 | $4,740 |
| KRAFT HEINZ CO | $2,078 | $2,532 |
| L-3 COMMUNICATIONS CORP | $5,851 | $5,628 |
| LA Z BOY INC | $1,023 | $1,149 |
| LAM RESEARCH CORP | $6,990 | $7,084 |
| LAZARD WORLD DIVIDEND FUNDS | $9,679 | $9,682 |
| LIBERTY ALL-STAR EQUITY FUND | $21,065 | $20,903 |
| LIBERTY ALL-STAR GROWTH FUND I | $5,529 | $5,413 |
| LITHIA MOTORS INC | $957 | $1,065 |
| LOCKHEED MARTIN CORP | $5,808 | $5,749 |
| LOEWS CORP | $5,565 | $5,479 |
| LUXOTTICA GP | $2,092 | $2,148 |
| LVMH MOET HENN UNSP | $3,048 | $3,078 |
| MADISON STRATEGIC SECTOR PREMI | $5,883 | $5,790 |
| MAILLINCKRODT PLC | $4,027 | $3,338 |
| MANHATTAN ASSOCIATES INC | $517 | $848 |
| MARATHON OIL CORP COM | $1,621 | $1,558 |
| MARATHON PETROLEUM CORP | $2,063 | $1,863 |
| MARRIOTT INTERNATIONAL INC. | $4,331 | $4,382 |
| MARRIOTT VACATIONS WORLDWIDE C | $916 | $1,103 |
| MARTIN MARIETTA MATLS INC | $3,332 | $3,323 |
| MASTERCARD INC | $8,375 | $8,570 |
| MATRIX SERVICE CO COM STK | $1,158 | $704 |
| MAXIMUS INC | $805 | $1,060 |
| MCDONALD'S CORP | $6,870 | $6,816 |
| MCKESSON CORP | $4,637 | $3,933 |
| MEAD JOHNSON NUTRITI | $3,654 | $3,113 |
| MEDIDATA SOLUTIONS, INC | $978 | $993 |
| MEDTRONIC PLC | $2,506 | $2,066 |
| MELLANOX TECHNOLOGIES, LTD | $548 | $450 |
| MERCK & CO INC | $3,244 | $3,061 |
| METLIFE INC | $15,645 | $19,400 |
| MICRON TECHNOLOGY | $759 | $986 |
| MICROSOFT CORP | $15,945 | $15,721 |
| MOMENTA PHARMACEUTICALS, INC | $547 | $632 |
| MONSANTO CO | $6,076 | $6,207 |
| MOODYS CORP | $5,141 | $4,902 |
| MORGAN STANLEY ASIA-PAC FUND | $6,508 | $5,130 |
| MOTOROLA SOLUTIONS INC | $5,923 | $5,885 |
| MS DW EMERGING MKT | $3,623 | $2,913 |
| NATIONAL GRID TRANSCO PLC | $1,783 | $1,517 |
| NATL OILWELL VARCO | $636 | $674 |
| NATUS MEDICAL INCORPORATED | $695 | $870 |
| NESTLE S.A | $4,733 | $4,376 |
| NEW IRELAND FUND INC | $5,323 | $4,991 |
| NEXTERA ENERGY, INC | $16,198 | $16,366 |
| NIKE INC | $1,042 | $966 |
| NORFOLK SOUTHERN CORP | $5,160 | $5,079 |
| NORTHROP GRUMMAN CORP | $6,293 | $6,280 |
| NOVARTIS AG ADR | $5,829 | $4,735 |
| NOVOZYMES A/S UNSP/ADR | $3,721 | $2,623 |
| NTT DOCOMO ADS | $2,610 | $2,366 |
| NUCOR CP | $5,809 | $5,476 |
| NUVEEN PREFERRED SECURITIES FU | $82,939 | $81,973 |
| NVIDIA CORP | $1,286 | $1,494 |
| OCCIDENTAL PETROLEUM CORP | $5,536 | $5,129 |
| OPHTHOTECH CORP | $500 | $63 |
| ORIX CORP ADS | $2,154 | $2,101 |
| PARKER HANNIFIN CP | $4,661 | $4,620 |
| PEPSICO INC | $8,665 | $8,789 |
| PETRO CHINA | $2,059 | $1,990 |
| PFIZER INC | $10,497 | $10,036 |
| PHILIP MORRIS INTL | $30,721 | $31,381 |
| PIA BBB BOND FUND MANAGED ACCO | $101,245 | $97,011 |
| PIA MBS BOND FUND MANAGED ACCO | $15,000 | $14,707 |
| PIMCO ALL ASSET FUND INSTITUTI | $86,350 | $77,530 |
| PITNEY BOWES INC | $6,446 | $4,754 |
| POLYONE CORP | $556 | $545 |
| PORTFOLIO RECOVERY ASSOCIATES | $993 | $782 |
| POWER INTEGRATIONS, INC | $928 | $1,086 |
| PRAXAIR INC | $803 | $938 |
| PRESTIGE BRAND HLGS | $638 | $625 |
| PRICELINE.COM | $1,544 | $1,466 |
| PROCTER GAMBLE CO | $11,569 | $11,435 |
| PROGRESSIVE CORP OHIO | $751 | $746 |
| PROTO LABS INC | $887 | $565 |
| PRUDENTIAL FINCL INC | $16,878 | $17,690 |
| PUBLIC STORAGE INC | $653 | $671 |
| PVH CORP | $3,780 | $3,339 |
| QUALCOMM INC | $21,334 | $25,232 |
| QUALYS INC | $522 | $538 |
| QUEST DIAGNOSTICS | $998 | $1,103 |
| RADIUS HEALTH INC | $428 | $228 |
| RAYTHEON CO | $5,588 | $5,538 |
| RECKITT BENCKISER GROUP | $4,787 | $4,519 |
| REGENERON PHARMACEUTICALS INC | $2,239 | $1,468 |
| REGIONS FINANCIAL CORP | $728 | $718 |
| RESTAURANT BRANDS INTL | $1,395 | $1,382 |
| RIO TINTO PLC SPONSORED ADR | $1,719 | $1,615 |
| RIVERNORTH CORE OPPORTUNITY FU | $66,964 | $66,383 |
| RIVERPARK SHORT TERM HIGH YIEL | $165,704 | $162,644 |
| RIVERPARK STRATEGIC INCOME FUN | $145,973 | $133,425 |
| ROCKWELL AUTOMATION INC | $6,811 | $6,720 |
| ROYAL BANK OF CANADA | $5,922 | $5,755 |
| ROYAL DUTCH SHEL PLC SPONS ADR | $3,855 | $4,464 |
| ROYAL DUTCH SHELL CL A | $2,122 | $2,447 |
| ROYCE VALUE TRUST, INC | $12,292 | $12,011 |
| RUTH'S CHRIS STEAK HOUSE, INC | $503 | $531 |
| S&P GLOBAL INC COM | $5,259 | $4,839 |
| SALESFORCE.COM | $1,094 | $1,027 |
| SALIENT SELECT INCOME FUND INS | $41,182 | $41,027 |
| SANOFI-AVENTIS SPONSORED ADR | $5,052 | $4,853 |
| SAP AKTIENGESELL ADS | $2,740 | $2,766 |
| SCHLUMBERGER LTD | $7,020 | $7,472 |
| SCHWAB US REIT | $35,061 | $34,610 |
| SCIENCE APPLICATIONS INTERNATI | $797 | $1,187 |
| SEAGATE TECHNOLOGY | $968 | $954 |
| SGS SA UNSP ADR | $3,826 | $3,200 |
| SHIRE PLC | $2,704 | $2,385 |
| SHOPRITE HOLDINGS LTD | $2,893 | $2,352 |
| SHUTTERSTOCK INC | $515 | $523 |
| SILVER WHEATON CORP | $1,209 | $1,333 |
| SIMON PPTY GROUP INC | $1,311 | $1,066 |
| SINGAPORE FUND, INC | $2,961 | $1,914 |
| SKECHERS U S A INC | $484 | $615 |
| SOUTHERN CO | $5,230 | $5,214 |
| SPDR BARCLAYS CAPITAL HYB ETF | $173,916 | $173,393 |
| SPDR DOUBLELINE TOTAL RETURN T | $125,188 | $122,814 |
| SPDR S&P 500 ETF TRUST | $250,354 | $258,848 |
| SPECTRA ENERGY CORP-W/I | $761 | $904 |
| SPIRIT AEROSYSTEMS HOLDINGS | $6,016 | $5,893 |
| SPORTSMANS WAREHOUSE HOLDINGS | $754 | $498 |
| SPROTT FOCUS TR INC | $16,365 | $15,622 |
| ST. JUDE MED INC | $5,628 | $5,613 |
| STARBUCKS CORP | $1,119 | $1,166 |
| STATE STREET CORPORATION | $6,555 | $6,451 |
| SUMITOMO MITSUI FINCL GRP | $3,905 | $3,713 |
| SUNTRUST BKS INC | $1,850 | $1,865 |
| SUPERIOR ENERGY SV | $702 | $625 |
| SWISS HELVETIA FUND | $12,103 | $9,312 |
| SYNAPTICS INC | $699 | $482 |
| SYNCHRONOSS TECHNOLOGIES, INC | $894 | $728 |
| SYNCHRONY FINANCIAL | $815 | $798 |
| SYNGENTA AG ADS | $1,310 | $1,186 |
| SYSMEX CORP UNSP ASDR | $1,026 | $1,624 |
| T. ROWE PRICE ASSOCIATES | $5,600 | $5,494 |
| TAIWAN SEMICONDUCTOR MFG CO LT | $12,953 | $13,800 |
| TARGET CORPORATION | $19,276 | $19,719 |
| TE CONNECTIVITY LTD | $24,126 | $26,396 |
| TECHNOLOGY SPDR | $124,689 | $122,641 |
| TELEFONICA S A ADR | $2,897 | $2,622 |
| TEMPLETON DRAGON FUND | $1,651 | $999 |
| TEMPLETON GLOBAL BD | $542,446 | $492,552 |
| TENCENT HOLDINGS LIMITED | $2,134 | $3,463 |
| TESSERA HOLDING CORPORATION | $525 | $707 |
| TEXAS INSTRUMENTS INC | $6,827 | $6,786 |
| TEXTRON INC | $6,576 | $6,556 |
| THE COCA-COLA CO | $9,221 | $9,121 |
| THE GABELLI GLOBAL SMALL AND M | $7,569 | $7,643 |
| THE NEW GERMANY FUND | $5,499 | $3,973 |
| THERMO FISHER SCIENTIFIC INC | $1,044 | $1,129 |
| TIME WARNER INC | $6,540 | $6,661 |
| TJX COMPANIES INC | $5,351 | $5,259 |
| TOTAL FINA ELF S.A | $4,099 | $4,281 |
| TOTAL SYSTEMS SERVICES INC | $6,008 | $5,540 |
| TOYOTA MTR CORP | $5,406 | $5,157 |
| TRANSCANADA CORP | $1,235 | $1,219 |
| TRAVELERS COMPANIES INC | $855 | $857 |
| TRAVELPORT WORLDWIDE LIMITED | $510 | $550 |
| TREX CO INC | $728 | $966 |
| TRI CONTL CP | $19,071 | $18,919 |
| TRINET GROUP, INC | $745 | $769 |
| TRIPADVISOR LLC | $5,693 | $4,081 |
| UBIQUITI NETWORKS, INC | $567 | $578 |
| UNDER ARMOUR INC CL A | $1,907 | $1,133 |
| UNDER ARMOUR INC CL C | $1,858 | $982 |
| UNILEVER N V N Y | $2,948 | $2,669 |
| UNION PACIFIC | $7,702 | $8,191 |
| UNITED PARCEL SERVICE | $12,131 | $11,579 |
| UNITED TECHNOLOGIES CORP | $2,619 | $2,850 |
| UNITEDHEALTH GROUP INC | $18,727 | $25,446 |
| US BANCORP | $7,226 | $7,192 |
| USD SCHWAB US AGGREGATE BOND | $132,165 | $126,904 |
| VANGUARD CHARLOTTE INTL BD IDX | $89,742 | $89,850 |
| VANGUARD FTSE EMERGING MARKETS | $111,951 | $109,236 |
| VANGUARD MSCI EUROPEAN ETF | $41,267 | $35,188 |
| VANGUARD MSCI PACIFIC ETF | $15,757 | $14,646 |
| VANGUARD TOTAL BOND MARKET ETF | $253,600 | $252,146 |
| VANGUARD TOTAL INTERNATIONAL S | $104,927 | $101,945 |
| VANGUARD TOTAL STOCK MARKET ET | $120,361 | $118,088 |
| VERISIGN INC | $10,563 | $10,117 |
| VERIZON COMMUNICATIONS | $5,391 | $5,498 |
| VERTEX PHARMCTLS INC | $8,025 | $5,452 |
| VIACOM INC. | $6,332 | $4,879 |
| VICTORY GLOBAL NATURAL RESOURC | $91,025 | $86,603 |
| VIRTUS GLOBAL DIV INCOME | $6,583 | $6,694 |
| VIRTUS TOTAL RETURN FUND | $8,645 | $8,189 |
| VIRTUS TOTAL RETURN FUND INC | $9,177 | $8,861 |
| VISA INC | $3,332 | $3,199 |
| VODAFONE GROUP PLC | $4,116 | $3,078 |
| VOYA EMERGING MARKETS HIGH INC | $2,211 | $1,572 |
| VOYA INFRASTRUCTURE INDUSTRIAL | $3,689 | $3,712 |
| WAGEWORKS INC | $926 | $1,088 |
| WAL-MART DE MEX V SP/ADR | $2,057 | $1,358 |
| WAL-MART STORES INC | $8,982 | $8,640 |
| WALT DISNEY HOLDINGS CO | $8,454 | $7,608 |
| WASATCH INTERNATIONAL OPPORTUN | $82,002 | $82,568 |
| WATERS CORP | $5,032 | $4,972 |
| WELLS FARGO & CO | $30,002 | $30,090 |
| WELLS FARGO ADVANTAGE GLOBAL D | $5,098 | $4,404 |
| WESTERN ALLIANCE BANCORPORATIO | $966 | $1,266 |
| WESTERN DIGITAL CORP | $6,698 | $6,727 |
| WESTPAC BANKING CP | $5,116 | $5,001 |
| WILLIAM BLAIR MACRO ALLOCATION | $81,265 | $79,910 |
| WISDOMTREE TRUST WISDOMTREE US | $58,701 | $57,916 |
| WYNDHAM WORLDWIDE | $5,323 | $5,193 |
| WYNN RESORTS | $6,305 | $7,094 |
| YANDEX N V | $3,336 | $2,375 |
| YUM BRANDS INC | $4,472 | $5,383 |
| ZIMMER BIOMET HOLDINGS | $1,127 | $929 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $249,615 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $246,281 | USGovtObligationsEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (2 entries)
| Category Or ItemCategoryOrItemTxt | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| KEYSTONE PRIVATE MARKET OPPORT | $486,661 | $522,467 |
| LAZARD LTD | $3,058 | $2,383 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (5 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|
| Administrative Fees | $29,517 | $29,517 | |
| Bank Charges | $143 | $143 | |
| Indemnification Insurance | $1,218 | $1,218 | |
| K-1 Exp KEYSTONE PRIVATE MARKE | $13,591 | $13,587 | |
| State or Local Filing Fees | $25 | $25 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| K-1 Inc/Loss KEYSTONE PRIVATE MARKET OPPORTUNITIES | $49,029 | $58,382 |
| K-1 Inc/Loss LAZARD LTD | $156 | $156 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | OUTSTANDING OPTIONS | Desc |
| BOY Book Value | $2,471 | BOYBookValueAmt |
| EOY Book Value | $2,310 | EOYBookValueAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Investment Management Services | CategoryTxt |
| Amt | $100,111 | Amt |
| Net Investment Income | $100,111 | NetInvestmentIncomeAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| 990-PF Estimated Tax for 2016 | $3,400 | |
| 990-PF Excise Tax for 2015 | $285 | |
| 990-PF Extension for 2015 | $44 | |
| Foreign Tax Paid | $925 | $925 |
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