2017-10-20T12:07:23-05:00 2016-12-31 Foundation Source One Hollow Ln Ste 212 Lake Success NY 11042 990PF 2016-01-01 464183686 Owens Family Charitable Foundation % Foundation Source OWEN 8008391754 Foundation Source 501 Silverside Rd Wilmington DE 198091377 JOHN R RYAN JR president 8008391754 2017-10-12 true Jeffrey D Haskell P01345770 8008391754 2016 2022-09-23 18:48:47Z X 8821569 X 0 X 361 361 254689 254689 -52487 6617533 0 49185 58538 251748 313588 19500 19500 100111 100111 4654 925 1395 1395 44494 13730 30760 170154 114766 51655 305450 305450 475604 114766 357105 -223856 198822 530440 272127 272127 246713 249615 246281 7789152 7821583 7642964 137530 136370 135347 489596 489719 524850 9193431 8969414 8821569 2471 2310 2471 2310 X 9190960 8967104 9190960 8967104 9193431 8969414 9190960 -223856 8967104 8967104 Publicly-traded Securities 6617533 6674705 -57172 -57172 Passthrough K1 Capital Gain/(Loss) 4685 -52487 false 150817 9005504 0.016747 179438 4849669 0.037 2462 0 0 0.0 0 0 0.0 0.053747 0.017916 8676997 155457 1988 157445 357105 X 1988 1988 1988 3400 393 3793 X 1805 1805 false false false false false false false true true DE true false false false false true Foundation Source 8008391754 501 Silverside Road Suite 123 Wilmington DE 198091377 false false false false true false false false false false false false false false false false false false false false false James M Bymark Foundation Source 501 Silverside Rd Wilmington DE 198091377 Dir 1.0 3000 0 0 Michael P Heck Foundation Source 501 Silverside Rd Wilmington DE 198091377 VP / Dir 1.0 3000 0 0 Edward J Matonich Foundation Source 501 Silverside Rd Wilmington DE 198091377 VP* / Dir 1.0 3000 0 0 John R Ryan Jr Foundation Source 501 Silverside Rd Wilmington DE 198091377 Pres / Dir 1.0 3000 0 0 Todd A Scaia Foundation Source 501 Silverside Rd Wilmington DE 198091377 Dir / Sec / Treas 1.0 4500 0 0 John S Shenk MD Foundation Source 501 Silverside Rd Wilmington DE 198091377 Dir 1.0 3000 0 0 Brinker Capital Securities 1055 Westlakes Dr Ste 250 BERWYN PA 19312 Investment Mgmt 68210 7896305 390362 522467 8809134 0 8809134 132137 8676997 433850 433850 1988 1988 431862 431862 431862 357105 0 0 0 0 357105 1988 355117 431862 357010 2014 2013 2012 357105 357010 95 0 0 431767 0 0 NONE X ADVOCATES FOR FAMILY PEACE 1611 NW 4TH ST GRAND RAPIDS MN 55744 N/A PC Hibbing Chapter 5000 AMERICAN ASSOCIATION OF UNIVERSITY WOMEN INC 1310 L ST NW STE 1000 WASHINGTON DC 20005 N/A PC General & Unrestricted 2000 ARROWHEAD ECONOMIC OPPORTUNITY AGENCY INCORPORATED 702 S 3RD AVE VIRGINIA MN 55792 N/A PC General & Unrestricted 2500 ARROWHEAD ECONOMIC OPPORTUNITY AGENCY INCORPORATED 702 S 3RD AVE VIRGINIA MN 55792 N/A PC Chisholm Food Shelf Fund 5000 BLESSED SACRAMENT CHURCH 2310 7TH AVE E HIBBING MN 55746 N/A PC School Building Fund 2500 BOREALIS ART GUILD 214 E HOWARD ST STE G HIBBING MN 55746 N/A PC General & Unrestricted 2500 CENTRAL MESABI MEDICAL FOUNDATION 750 E 34TH ST HIBBING MN 55746 N/A PC General & Unrestricted 15000 CENTRAL MESABI MEDICAL FOUNDATION 750 E 34TH ST HIBBING MN 55746 N/A PC Kids Kare Fund 2500 CENTRAL MESABI MEDICAL FOUNDATION 750 E 34TH ST HIBBING MN 55746 N/A PC Bike Helmets Program 1000 CENTRAL MESABI MEDICAL FOUNDATION 750 E 34TH ST HIBBING MN 55746 N/A PC Red Ore Run Program 1500 CENTRAL MESABI MEDICAL FOUNDATION 750 E 34TH ST HIBBING MN 55746 N/A PC Charitable Event 1000 CENTRAL MESABI MEDICAL FOUNDATION 750 E 34TH ST HIBBING MN 55746 N/A PC Fairview Range Health Expo 2500 CENTRAL MESABI MEDICAL FOUNDATION 750 E 34TH ST HIBBING MN 55746 N/A PC Rock for an Angel Fund 1000 CHISHOLM SECONDARY SCHOOL 300 SW 3RD AVE CHISHOLM MN 55719 N/A GOV All Is Calm Production 4000 CHISHOLM SECONDARY SCHOOL 300 SW 3RD AVE CHISHOLM MN 55719 N/A GOV programming fund 5500 CHISHOLM SECONDARY SCHOOL 300 SW 3RD AVE CHISHOLM MN 55719 N/A GOV scholarship fund 5000 CHISHOLM VETERANS MEMORIAL ASSOCIATION INC 319 W LAKE ST CHISHOLM MN 55719 N/A PC General & Unrestricted 2500 CITY OF HIBBING 401 E 21ST ST HIBBING MN 55746 N/A GOV Horseshoe Courts Renovation 2500 HABITAT FOR HUMANITY INTERNATIONAL INC PO BOX 24 VIRGINIA MN 55792 N/A PC General & Unrestricted 1500 HIBBING CHOIR PARENT ASSOCIATION 800 E 21ST ST HIBBING MN 55746 N/A PC Voices of Reason Program 1500 HIBBING HIGH SCHOOL TRAPSHOOTING TEAM PO BOX 633 HIBBING MN 55746 N/A PC DryFire Trap Shooting System 6000 HIBBING PUBLIC SCHOOL DISTRICT 800 E 21ST ST HIBBING MN 55746 N/A GOV Dr. Benjamin P. Owens Scholarship Fund 9500 HIBBING PUBLIC SCHOOL DISTRICT 800 E 21ST ST HIBBING MN 55746 N/A GOV Hibbing Band Parents Program 5000 HIBBING PUBLIC SCHOOL DISTRICT 800 E 21ST ST HIBBING MN 55746 N/A GOV Auditorium Renovation Project 125000 HIBBING PUBLIC SCHOOL DISTRICT 800 E 21ST ST HIBBING MN 55746 N/A GOV Physics Lab/Sandness Project 7000 HIBBING PUBLIC SCHOOL DISTRICT 800 E 21ST ST HIBBING MN 55746 N/A GOV General & Unrestricted 15000 LINCOLN PARENT TEACHER ORGANIZATION 1114 E 23RD ST HIBBING MN 55746 N/A PC Nordic Skis Project 5000 MESABA COUNTRY CLUB YOUTH GOLF ASSOCIATION INC 415 E 51ST ST HIBBING MN 55746 N/A PC General & Unrestricted 15000 MINNESOTA COMMUNITY FOUNDATION 101 5TH ST E STE 2400 SAINT PAUL MN 55101 N/A PC General & Unrestricted 2500 MINNESOTA DISCOVERY CENTER 1005 DISCOVERY DR CHISHOLM MN 55719 N/A PC Iron Range Roots Program 2000 MINNESOTA DOCTORS FOR PEOPLE 6212 SHAMROCK DR MADISON LAKE MN 56063 N/A PC to purchase supplies for physician visits 5000 RANGE REGIONAL HEALTH SERVICES 750 E 34TH ST HIBBING MN 55746 N/A PC Hibbing Neighborhood Cleanup Program 1000 RANGE REGIONAL HEALTH SERVICES 750 E 34TH ST HIBBING MN 55746 N/A PC Fairview Range Home Care Hospice 5000 REGEN NORTHLAND 8874 HWY 25 ANGORA MN 55703 N/A PC General & Unrestricted 2500 SHIELD 616 INC 5575 MOLLY CT COLORADO SPGS CO 80908 N/A PC General & Unrestricted 3000 ST JOSEPH CHURCH 113 4TH ST SW CHISHOLM MN 55719 N/A PC General & Unrestricted 3500 THE SALVATION ARMY 107 W HOWARD ST HIBBING MN 55746 N/A PC General & Unrestricted 10000 TOURIST CENTER SENIOR CITIZENS INC 1202 E HOWARD ST HIBBING MN 55746 N/A PC dishwasher replacement fund 4450 UNIVERSITY OF MINNESOTA FOUNDATION 200 OAK ST SE STE 500 MINNEAPOLIS MN 55455 N/A PC Benjamin P. Owens M.D. Endowed Scholarship Fund 5000 UNIVERSITY OF MINNESOTA FOUNDATION 200 OAK ST SE STE 500 MINNEAPOLIS MN 55455 N/A PC Rural Scholarship Program 2500 UNIVERSITY OF NORTH DAKOTA 264 CENTENNIAL DR STOP 8373 GRAND FORKS ND 58202 N/A GOV Rural Scholarship Program 5000 305450 14 361 14 254689 18 -52487 K-1 Inc/Loss 525990 -9353 14 58538 -9353 261101 251748 false false false false false false false false false false Edward J Matonich *Removed from position in 2016 AT&T - 3.900% - 03/11/2024 15495 15167 BANK AMER CORP FR - 3.300% - 0 15304 15050 COMCAST CORP - 3.600% - 03/01/ 15361 15478 CVS CAREMARK CORP - 3.500% - 0 15145 15412 GE CAP CORP NTS - 5.875% - 01/ 14362 15102 GOLDMAN SACHS GROUP INC NOTE - 15013 14615 JPMORGAN CHASE & CO - 0.033% - 16157 15700 MONSANTO - 4.200% - 07/15/2034 15062 14419 WELLS FARGO CO - 3.500% - 03/0 14471 14404 3M CO 12680 12678 ABB LTD 2280 2254 ABBVIE INC 26721 27052 ABERDEEN AUSTRALIA EQUITY FUND 1663 1295 ABERDEEN LATIN AMERICA EQUITY 2336 1484 ACADIA PHARMACEUTICALS INC 307 375 ACCENTURE PLC 17705 17335 ADAMS EXPRESS CO 19226 19001 ADIDAS AG 2291 2199 ADOBE SYSTEMS, INC 6547 6589 ADVANSIX INC 79 133 AFLAC INC 836 835 AGIOS PHARMACEUTICALS INC 490 209 AGRIUM INC 1413 1408 AKORN INC 1012 742 ALASKA AIR GROUP INC 7113 7276 ALDER BIOPHARMACEUTICALS 502 270 ALLERGAN PLC 2779 2100 ALLIANCE DATA SYSTEM CORP 4897 4113 ALLIANZGI EQUITY AND CONVERTIB 7274 7092 ALPHABET INC CL A 11414 11094 ALPHABET INC CL C 10171 10034 ALPINE TOTAL DYNAMIC DIVIDEND 10666 10544 ALTRIA GROUP INC 5746 5815 AMAZON COM 13234 12748 AMBEV SA 2253 1787 AMERICAN AIRLINES GROUP INC 7284 7097 AMERICAN EXPRESS CO 6792 5630 AMERIPRISE FINANCIAL INC 12178 16863 AMERISOURCEBERGEN CORP 16879 15873 AMGEN INC 13299 12720 AMN HEALTHCARE SERVICES INC 1047 1115 ANHEUSER BUSCH COS INC 4754 4218 ANI PHARMACEUTICALS INC 683 788 APPLE INC 27962 26754 APPLIED MATERIALS INC 1425 1420 ARGAN, INC 511 776 ARRS INTERNATIONAL PLC 1125 904 ARTISAN PARTNERS ASSET MANAGEM 727 714 ASIA PACIFIC FUND INC 6101 5122 ASML HOLDING NV NY REG SHS 1875 2132 ASTRAZENECA 2631 2131 AT&T, INC 24770 26113 AVALONBAY CMNTYS INC 5501 5669 AVENUE CREDIT STRATEGIES FUND 51922 50379 B&G FOODS INC 694 832 BANK NEW YORK MELLON CORP 2214 2369 BANK OF AMERICA CORP 2963 2895 BANK OF MONTREAL 3464 3380 BANK OF NOVA SCOTIA 3887 3675 BANK OF THE OZARKS 760 947 BEACON ROOFING SUPPLY, INC 739 737 BECTON DICKINSON & CO 1234 1159 BED BATH & BEYOND INC 6411 4186 BERKSHIRE HATHAWAY INC. 5160 5052 BHP BILLITON LIMITED 1445 1395 BIG LOTS INC 826 854 BIOGEN INC 5436 4821 BLACKROCK GLOBAL OPPORTUNITIES 7683 7092 BLACKROCK INTL GROWTH & INCOME 11782 11318 BOEING CO 11648 11987 BOSTON BEER CO INC 1059 849 BOULDER GROWTH & INCOME FUND I 26637 26221 BP PLC SPONSORED ADR 3643 4000 BRISTOL-MYERS SQUIBB CO 7719 6896 BRITISH AMERICAN TOBACCO PLC 3445 3380 BROADCOM LIMITED 6662 6540 BROADSOFT INC 691 825 BROOKFIELD ASSET MANAGEMENT 2567 2542 BROOKFIELD GLOBAL LISTED INFRA 10079 10533 BROWN FORMAN CORP 6088 5211 BURLINGTON STORES, INC 980 1610 C H ROBINSON WORLDWIDE INC 2083 1978 CAL-MAINE FOODS, INC 698 707 CAMBREX CP 1035 1511 CANADIAN NATL RAILWAY CO 2611 2561 CANADIAN PACIFIC RAILWAY LTD 4965 4283 CANON INC 1371 1351 CAPITAL ONE FINANCIAL CORP 7791 7677 CARDINAL HEALTH INC 17470 15977 CARMAX INC 1094 1223 CARNIVAL CORP 2452 2395 CARRIZO OIL & GAS, INC 1417 822 CBRE GROUP INC 4306 3716 CBS CORP 6419 6680 CENTENE CORP 939 791 CENTRAL GARDEN & PET CO 550 662 CENTRAL SECURITIES CORP 8429 8411 CHARLES RIV LABORATORIES INTL 652 914 CHARLES SCHWAB CORP 6260 6355 CHECK POINT SOFTWARE TECHNOLOG 5495 5574 CHEMED CORP 838 1283 CHEVRON CORP 24828 26836 CHINA BIOLOGIC PRODUCTS INC 277 538 CHINA FUND INC 2670 1821 CHINA MOBILE HGK LTD 2425 2150 CHR HANSEN HOLDINGS 1739 2390 CHUBB LIMITED 7200 8059 CIENA CORP 902 976 CIRRUS LOGIC INC 536 961 CISCO SYSTEMS INC 18746 20247 CITIGROUP INC 9245 9212 CITRIX SYSTEMS INC 7096 7323 CLOUGH GLOBAL ALLOCATION FUND 6521 6851 CLOUGH GLOBAL EQUITY FUND 21377 21570 CLOUGH GLOBAL OPPRT FUND 12991 12485 CMS ENERGY CP 2940 3122 COACH INC 16180 16214 COGNIZANT TECHNOLOGY SOLUTIONS 5729 5659 COLOPLAST AS ADR 3152 3008 COLUMBIA DIVIDEND OPPORTUNITY 75065 75460 COLUMBIA SPORTSWEAR CO 500 466 COMCAST CORP 13827 13810 COMPASS GROUP 2953 3288 COMSCORE, INC 875 632 CONSOLIDATED EDISON INC 2854 2874 COOPER TIRE & RUBBER CO 996 932 CORE LABORATORIES 4619 3841 CORE-MARK HOLDING COMPANY, INC 851 775 CRACKER BARREL OLD COUNTRY STO 931 1169 CREDIT SUISSE FLOATING RATE HI 98935 97031 CRH PLC - AMERICAN DEPOSITARY 2708 2750 CRITEO SA 547 493 CSG SYST INTL INC. 917 1016 CSL LTD 4274 4316 CTRIP.COM INTERNATIONAL LTD 1811 1480 CUMMINS INC 6283 6013 DANAHER CORP 2086 2257 DAVE AND BUSTERS ENTERTAINMENT 810 1013 DAVITA HEALTHCARE PARTNERS INC 6260 5393 DEER PARK TOTAL RETURN CREDIT 84881 86892 DEUTSCHE BANK AG 3451 3349 DINEEQUITY INC 835 693 DISCOVER FINL SVCS COM 6613 6704 DISH NETWORK CORPORATION 5523 5040 DOMINION RESOURCES INC 2506 2527 DOUBLELINE CORE FIXED INCOME I 469991 461801 DOUBLELINE LOW DURATION EMERGI 142258 140113 DOUBLELINE TOTAL RETURN BOND 418800 404822 DOW CHEMICAL PV 25784 27580 DRIEHAUS ACTIVE INCOME FUND MU 197205 197582 DRIEHAUS MICRO CAP 174064 174064 DSV UNSP ADR EACH REPR 0.5 ORD 3442 2987 DU PONT DE NEMOURS 9976 9762 DUKE ENERGY CO 3701 3726 DUN & BRADSTREET CORP 5788 5702 DYCOM INDS INC 1047 883 EAGLE MLP STRATEGY I 194155 175575 EBAY INC 5489 5433 ECOLAB INC 1403 1407 EDWARDS LIFESCIENCES 4121 4404 ELI LILLY & CO 12725 11621 EMCOR GROUP INC 692 849 ENI S.P.A 2703 2773 EOG RESOURCES INC 727 809 EQUIFAX INC 4893 4966 ESSILOR INTL ADR 3117 2600 EURONET WORLDWIDE INC 1078 1666 EUROPEAN EQUITY FUND INC 4164 3605 EVERCORE PARTNERS INC 976 962 EXELON CORPORATION 3348 3372 EXLSERVICE HOLDINGS INC 898 857 EXPERIAN GROUP LTD S/ADR 3820 4152 EXXON MOBIL CORP 12800 12456 F M C CP 6648 6448 FACEBOOK INC 13843 13346 FEDERATED STRAT VAL FD IS 63249 58403 FEDEX CORPORATION 6811 6331 FINANCIAL ENGINES INC 731 735 FINANCIAL SELECT SECTOR SPDR F 120307 132037 FLEXSHARES INTERNATIONAL QUALI 33811 33280 FLUOR CORP 5636 5410 FORTIVE CORPORATION 656 751 G III APPAREL GRP LTD 979 709 GABELLI DIVIDEND & INCOME TRUS 6032 5992 GEN DYNAMICS CP 12432 12432 GENERAL AMER INVESTORS 15240 15029 GENERAL ELECTRIC CO 7145 7110 GENERAL GROWTH PPTYS INC 4322 3922 GIGAMON INC. 453 592 GILEAD SCIENCES INC 12330 8378 GLOBUS MEDICAL INC 489 496 GOLDMAN SACHS GROUP 6777 6944 GOODYEAR TIRE & RUBBER COMPANY 6005 5804 H&R BLOCK INC 4979 5196 HALLIBURTON COMPANY 7598 8005 HARMAN INTERNATIONAL INDUSTRIE 4545 5113 HARRIS CORP DEL 6345 6148 HAWAIIAN HOLDINGS INC 909 1083 HCA INC 6212 5181 HDFC BANK LTD ADR 2824 2973 HENDERSON GLOBAL EQUITY INC I 60407 59997 HERMES INTL 10 ADR 2179 2341 HEWLETT PACKARD ENTERPRISE CO 980 995 HEXCEL CP DELAWARE 770 977 HFF INC 537 484 HOME DEPOT INC 11482 18637 HONDA MOTOR CO LTD 2698 2423 HONEYWELL INTL 17609 21316 HORIZON PHARMA PLC 894 680 HP INC 847 861 HSBC HOLDINGS PLC 7493 7152 ICON PLC - AMERICAN DEPOSITARY 2971 3309 ILLINOIS TOOL WORKS 7062 6980 IMAX CORPORATION 783 691 INDUSTRIA DE DISENO 1484 1680 ING ASIA PAC HI 2130 2056 ING GLOBAL EQ DIV & PREM OPPTN 2779 2746 ING GLOBAL REAL ESTATE FUND W 80038 75453 INSPERITY INC 739 780 INSULET CORPORATION 519 490 INTEL CORP 10058 9938 INTERACTIVE BROKERS GROUP, INC 559 876 INTERNATIONAL BUSINESS MACHINE 15209 16101 INTUIT 6118 5960 ISHARE DJ INTL SEL DIV INDEX 17302 16944 ISHARES DOW JONES US REAL ESTA 55834 55089 ISHARES HIGH DIVIDEND EQUITY F 40931 40373 ISHARES MSCI CANADA INDEX FD 15228 12160 ISHARES MSCI INDIA ETF 71856 68366 ISHARES MSCI PACIFIC EX-JAPAN 6361 6094 ISHARES MSCI-JAPAN 7244 7085 ISHARES TRUST RUSSELL 1000 VAL 15763 15460 J & J SNACK FOODS CORP 849 934 J2 GLOBAL INC 566 654 JANUS CAPITAL GROUP INC 928 743 JAPAN EQUITY FD 2949 2806 JAPAN SMALLER CAPITALIZATION F 7557 7069 JOHNSON & JOHNSON 5092 5069 JP MORGAN ALERIAN MLP INDEX ET 113713 108454 JP MORGAN CHASE 12695 12944 JP MORGAN STRATEGIC INCOME OPP 31887 31860 KANSAS CITY SOUTHERN 3341 3224 KINDER MORGAN INC 2068 2009 KOHLS CORP 5226 4740 KRAFT HEINZ CO 2078 2532 L-3 COMMUNICATIONS CORP 5851 5628 LA Z BOY INC 1023 1149 LAM RESEARCH CORP 6990 7084 LAZARD WORLD DIVIDEND FUNDS 9679 9682 LIBERTY ALL-STAR EQUITY FUND 21065 20903 LIBERTY ALL-STAR GROWTH FUND I 5529 5413 LITHIA MOTORS INC 957 1065 LOCKHEED MARTIN CORP 5808 5749 LOEWS CORP 5565 5479 LUXOTTICA GP 2092 2148 LVMH MOET HENN UNSP 3048 3078 MADISON STRATEGIC SECTOR PREMI 5883 5790 MAILLINCKRODT PLC 4027 3338 MANHATTAN ASSOCIATES INC 517 848 MARATHON OIL CORP COM 1621 1558 MARATHON PETROLEUM CORP 2063 1863 MARRIOTT INTERNATIONAL INC. 4331 4382 MARRIOTT VACATIONS WORLDWIDE C 916 1103 MARTIN MARIETTA MATLS INC 3332 3323 MASTERCARD INC 8375 8570 MATRIX SERVICE CO COM STK 1158 704 MAXIMUS INC 805 1060 MCDONALD'S CORP 6870 6816 MCKESSON CORP 4637 3933 MEAD JOHNSON NUTRITI 3654 3113 MEDIDATA SOLUTIONS, INC 978 993 MEDTRONIC PLC 2506 2066 MELLANOX TECHNOLOGIES, LTD 548 450 MERCK & CO INC 3244 3061 METLIFE INC 15645 19400 MICRON TECHNOLOGY 759 986 MICROSOFT CORP 15945 15721 MOMENTA PHARMACEUTICALS, INC 547 632 MONSANTO CO 6076 6207 MOODYS CORP 5141 4902 MORGAN STANLEY ASIA-PAC FUND 6508 5130 MOTOROLA SOLUTIONS INC 5923 5885 MS DW EMERGING MKT 3623 2913 NATIONAL GRID TRANSCO PLC 1783 1517 NATL OILWELL VARCO 636 674 NATUS MEDICAL INCORPORATED 695 870 NESTLE S.A 4733 4376 NEW IRELAND FUND INC 5323 4991 NEXTERA ENERGY, INC 16198 16366 NIKE INC 1042 966 NORFOLK SOUTHERN CORP 5160 5079 NORTHROP GRUMMAN CORP 6293 6280 NOVARTIS AG ADR 5829 4735 NOVOZYMES A/S UNSP/ADR 3721 2623 NTT DOCOMO ADS 2610 2366 NUCOR CP 5809 5476 NUVEEN PREFERRED SECURITIES FU 82939 81973 NVIDIA CORP 1286 1494 OCCIDENTAL PETROLEUM CORP 5536 5129 OPHTHOTECH CORP 500 63 ORIX CORP ADS 2154 2101 PARKER HANNIFIN CP 4661 4620 PEPSICO INC 8665 8789 PETRO CHINA 2059 1990 PFIZER INC 10497 10036 PHILIP MORRIS INTL 30721 31381 PIA BBB BOND FUND MANAGED ACCO 101245 97011 PIA MBS BOND FUND MANAGED ACCO 15000 14707 PIMCO ALL ASSET FUND INSTITUTI 86350 77530 PITNEY BOWES INC 6446 4754 POLYONE CORP 556 545 PORTFOLIO RECOVERY ASSOCIATES 993 782 POWER INTEGRATIONS, INC 928 1086 PRAXAIR INC 803 938 PRESTIGE BRAND HLGS 638 625 PRICELINE.COM 1544 1466 PROCTER GAMBLE CO 11569 11435 PROGRESSIVE CORP OHIO 751 746 PROTO LABS INC 887 565 PRUDENTIAL FINCL INC 16878 17690 PUBLIC STORAGE INC 653 671 PVH CORP 3780 3339 QUALCOMM INC 21334 25232 QUALYS INC 522 538 QUEST DIAGNOSTICS 998 1103 RADIUS HEALTH INC 428 228 RAYTHEON CO 5588 5538 RECKITT BENCKISER GROUP 4787 4519 REGENERON PHARMACEUTICALS INC 2239 1468 REGIONS FINANCIAL CORP 728 718 RESTAURANT BRANDS INTL 1395 1382 RIO TINTO PLC SPONSORED ADR 1719 1615 RIVERNORTH CORE OPPORTUNITY FU 66964 66383 RIVERPARK SHORT TERM HIGH YIEL 165704 162644 RIVERPARK STRATEGIC INCOME FUN 145973 133425 ROCKWELL AUTOMATION INC 6811 6720 ROYAL BANK OF CANADA 5922 5755 ROYAL DUTCH SHEL PLC SPONS ADR 3855 4464 ROYAL DUTCH SHELL CL A 2122 2447 ROYCE VALUE TRUST, INC 12292 12011 RUTH'S CHRIS STEAK HOUSE, INC 503 531 S&P GLOBAL INC COM 5259 4839 SALESFORCE.COM 1094 1027 SALIENT SELECT INCOME FUND INS 41182 41027 SANOFI-AVENTIS SPONSORED ADR 5052 4853 SAP AKTIENGESELL ADS 2740 2766 SCHLUMBERGER LTD 7020 7472 SCHWAB US REIT 35061 34610 SCIENCE APPLICATIONS INTERNATI 797 1187 SEAGATE TECHNOLOGY 968 954 SGS SA UNSP ADR 3826 3200 SHIRE PLC 2704 2385 SHOPRITE HOLDINGS LTD 2893 2352 SHUTTERSTOCK INC 515 523 SILVER WHEATON CORP 1209 1333 SIMON PPTY GROUP INC 1311 1066 SINGAPORE FUND, INC 2961 1914 SKECHERS U S A INC 484 615 SOUTHERN CO 5230 5214 SPDR BARCLAYS CAPITAL HYB ETF 173916 173393 SPDR DOUBLELINE TOTAL RETURN T 125188 122814 SPDR S&P 500 ETF TRUST 250354 258848 SPECTRA ENERGY CORP-W/I 761 904 SPIRIT AEROSYSTEMS HOLDINGS 6016 5893 SPORTSMANS WAREHOUSE HOLDINGS 754 498 SPROTT FOCUS TR INC 16365 15622 ST. JUDE MED INC 5628 5613 STARBUCKS CORP 1119 1166 STATE STREET CORPORATION 6555 6451 SUMITOMO MITSUI FINCL GRP 3905 3713 SUNTRUST BKS INC 1850 1865 SUPERIOR ENERGY SV 702 625 SWISS HELVETIA FUND 12103 9312 SYNAPTICS INC 699 482 SYNCHRONOSS TECHNOLOGIES, INC 894 728 SYNCHRONY FINANCIAL 815 798 SYNGENTA AG ADS 1310 1186 SYSMEX CORP UNSP ASDR 1026 1624 T. ROWE PRICE ASSOCIATES 5600 5494 TAIWAN SEMICONDUCTOR MFG CO LT 12953 13800 TARGET CORPORATION 19276 19719 TE CONNECTIVITY LTD 24126 26396 TECHNOLOGY SPDR 124689 122641 TELEFONICA S A ADR 2897 2622 TEMPLETON DRAGON FUND 1651 999 TEMPLETON GLOBAL BD 542446 492552 TENCENT HOLDINGS LIMITED 2134 3463 TESSERA HOLDING CORPORATION 525 707 TEXAS INSTRUMENTS INC 6827 6786 TEXTRON INC 6576 6556 THE COCA-COLA CO 9221 9121 THE GABELLI GLOBAL SMALL AND M 7569 7643 THE NEW GERMANY FUND 5499 3973 THERMO FISHER SCIENTIFIC INC 1044 1129 TIME WARNER INC 6540 6661 TJX COMPANIES INC 5351 5259 TOTAL FINA ELF S.A 4099 4281 TOTAL SYSTEMS SERVICES INC 6008 5540 TOYOTA MTR CORP 5406 5157 TRANSCANADA CORP 1235 1219 TRAVELERS COMPANIES INC 855 857 TRAVELPORT WORLDWIDE LIMITED 510 550 TREX CO INC 728 966 TRI CONTL CP 19071 18919 TRINET GROUP, INC 745 769 TRIPADVISOR LLC 5693 4081 UBIQUITI NETWORKS, INC 567 578 UNDER ARMOUR INC CL A 1907 1133 UNDER ARMOUR INC CL C 1858 982 UNILEVER N V N Y 2948 2669 UNION PACIFIC 7702 8191 UNITED PARCEL SERVICE 12131 11579 UNITED TECHNOLOGIES CORP 2619 2850 UNITEDHEALTH GROUP INC 18727 25446 US BANCORP 7226 7192 USD SCHWAB US AGGREGATE BOND 132165 126904 VANGUARD CHARLOTTE INTL BD IDX 89742 89850 VANGUARD FTSE EMERGING MARKETS 111951 109236 VANGUARD MSCI EUROPEAN ETF 41267 35188 VANGUARD MSCI PACIFIC ETF 15757 14646 VANGUARD TOTAL BOND MARKET ETF 253600 252146 VANGUARD TOTAL INTERNATIONAL S 104927 101945 VANGUARD TOTAL STOCK MARKET ET 120361 118088 VERISIGN INC 10563 10117 VERIZON COMMUNICATIONS 5391 5498 VERTEX PHARMCTLS INC 8025 5452 VIACOM INC. 6332 4879 VICTORY GLOBAL NATURAL RESOURC 91025 86603 VIRTUS GLOBAL DIV INCOME 6583 6694 VIRTUS TOTAL RETURN FUND 8645 8189 VIRTUS TOTAL RETURN FUND INC 9177 8861 VISA INC 3332 3199 VODAFONE GROUP PLC 4116 3078 VOYA EMERGING MARKETS HIGH INC 2211 1572 VOYA INFRASTRUCTURE INDUSTRIAL 3689 3712 WAGEWORKS INC 926 1088 WAL-MART DE MEX V SP/ADR 2057 1358 WAL-MART STORES INC 8982 8640 WALT DISNEY HOLDINGS CO 8454 7608 WASATCH INTERNATIONAL OPPORTUN 82002 82568 WATERS CORP 5032 4972 WELLS FARGO & CO 30002 30090 WELLS FARGO ADVANTAGE GLOBAL D 5098 4404 WESTERN ALLIANCE BANCORPORATIO 966 1266 WESTERN DIGITAL CORP 6698 6727 WESTPAC BANKING CP 5116 5001 WILLIAM BLAIR MACRO ALLOCATION 81265 79910 WISDOMTREE TRUST WISDOMTREE US 58701 57916 WYNDHAM WORLDWIDE 5323 5193 WYNN RESORTS 6305 7094 YANDEX N V 3336 2375 YUM BRANDS INC 4472 5383 ZIMMER BIOMET HOLDINGS 1127 929 249615 246281 KEYSTONE PRIVATE MARKET OPPORT 486661 522467 LAZARD LTD 3058 2383 Administrative Fees 29517 29517 Bank Charges 143 143 Indemnification Insurance 1218 1218 K-1 Exp KEYSTONE PRIVATE MARKE 13591 13587 State or Local Filing Fees 25 25 K-1 Inc/Loss KEYSTONE PRIVATE MARKET OPPORTUNITIES 49029 58382 K-1 Inc/Loss LAZARD LTD 156 156 OUTSTANDING OPTIONS 2471 2310 Investment Management Services 100111 100111 990-PF Estimated Tax for 2016 3400 990-PF Excise Tax for 2015 285 990-PF Extension for 2015 44 Foreign Tax Paid 925 925