FRED L EMERSON FOUNDATION INC: Form 990PF, tax year 2017
View the entire original 990 at ProPublica ↗
- Organization
- FRED L EMERSON FOUNDATION INC (EIN 15-6017650)
- Tax period
- 2017-01-01 to 2017-12-31
- Filed
- 2018-08-28
- IRS object ID
- 201802409349100310
- Schema version
- 2017v2.3
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Depreciation Schedule
- Gain Loss Sale Other Assets Sch
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Land Etc Schedule2
- Legal Fees Schedule
- Other Expenses Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2018-08-28T13:47:24-05:00 | ReturnTs |
| Tax Period End | 2017-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 161131146 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BONADIO & CO LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 432 NORTH FRANKLIN STREET | AddressLine1Txt |
| City | SYRACUSE | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 13204 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2017-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 156017650 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | FRED L EMERSON FOUNDATION INC | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | FRED | BusinessNameControlTxt |
| Phone | 3152539621 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 5654 SOUTH STREET ROAD | AddressLine1Txt |
| City | AUBURN | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 13021 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | DANIEL J FESSENDEN | PersonNm |
| Person Title | EXECUTIVE DIRECTOR | PersonTitleTxt |
| Phone | 3152539621 | PhoneNum |
| Signature | 2018-08-23 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | GAIL M KINSELLA | PreparerPersonNm |
| PTIN | P00087834 | PTIN |
| Phone | 3154764004 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2017 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $89,784,084 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $505,141 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $505,141 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $1,407,451 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $1,407,451 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $7,410,349 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $30,090,875 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $7,410,349 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $9,322,941 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $9,322,941 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $230,000 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $15,000 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $215,000 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $272,836 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $13,642 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $259,194 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $23,534 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $1,177 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $22,357 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $37,338 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $37,338 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $23,500 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $3,500 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $20,000 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $271,701 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $271,701 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $75,047 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $18,501 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $14,948 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $10,872 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $0 | DeprecAndDpltnNetInvstIncmAmt |
| Trav Conf Meeting Rev And Expnss | $30,500 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $30,500 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $145,773 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $8,526 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $137,247 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $1,121,101 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $332,047 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $736,584 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $3,557,603 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $3,557,603 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $4,678,704 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $332,047 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $4,294,187 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $4,644,237 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $8,990,894 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $69,932 | CashBOYAmt |
| Cash EOY | $211,352 | CashEOYAmt |
| Cash EOYFMV | $211,352 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $3,535,002 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $1,830,302 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $1,830,302 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $25,605,440 | CorporateStockBOYAmt |
| Corporate Stock EOY | $33,497,353 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $48,569,933 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $20,220,725 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $20,995,054 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $20,739,294 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $17,514,807 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $14,851,979 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $18,015,382 | OtherInvestmentsEOYFMVAmt |
| Land Bldg Equip Cost Or Other Bss | $676,155 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $258,334 | LandBldgEquipAccumDeprecAmt |
| Land BOY | $213,718 | LandBOYAmt |
| Land EOY | $417,821 | LandEOYAmt |
| Land EOYFMV | $417,821 | LandEOYFMVAmt |
| Total Assets BOY | $67,159,624 | TotalAssetsBOYAmt |
| Total Assets EOY | $71,803,861 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $89,784,084 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
| Unrestricted BOY | $67,159,624 | UnrestrictedBOYAmt |
| Unrestricted EOY | $71,803,861 | UnrestrictedEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $67,159,624 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $71,803,861 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $67,159,624 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $71,803,861 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $67,159,624 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $4,644,237 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $71,803,861 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $71,803,861 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Property | PUBLICALLY TRADED SECURITIES | PropertyDesc |
| How Acquired | P | HowAcquiredCd |
| Gross Sales Price | $30,090,875 | GrossSalesPriceAmt |
| Cost Or Other Basis | $22,680,526 | CostOrOtherBasisAmt |
| Gain Or Loss | $7,410,349 | GainOrLossAmt |
| Gains Minus Excess Or Losses | $7,410,349 | GainsMinusExcessOrLossesAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $7,410,349 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $4,420,461 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $80,713,499 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.054767 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $3,851,776 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $85,502,253 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.045049 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $3,803,788 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $85,276,500 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.044605 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $3,719,787 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $79,741,788 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.046648 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $4,159,659 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $75,837,906 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.054849 | DistributionYr5Rt |
| Total Distribution | 0.245918 | TotalDistributionRt |
| Average Distribution | 0.049184 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $85,428,694 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $4,201,725 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $89,909 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $4,291,634 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $4,294,187 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $89,909 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $89,909 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $89,909 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $57,255 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $32,654 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $89,909 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Tax Due | $0 | TaxDueAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Org Report Or Register State | DE | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | EMERSONFOUNDATION.COM | WebsiteAddressTxt |
| Individual With Books | DANIEL J FESSENDEN EXECUTIVE DIRE | IndividualWithBooksNm |
| Phone | 3152539621 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 5654 SOUTH STREET ROAD | AddressLine1Txt |
| City | AUBURN | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 13021 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | Yes (1) | ForeignAccountsQuestionInd |
| Foreign Country | OC | ForeignCountryCd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (19 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| ANTHONY D FRANCESCHELLI | ||||||||
| 5654 SOUTH STREET ROAD | AUBURN | NY | 13021 | PRESIDENT | 6.00 | $18,750 | $0 | $497 |
| KRISTEN E RUBACKA | ||||||||
| 5654 SOUTH STREET ROAD | AUBURN | NY | 13021 | VICE PRESIDENT | 4.00 | $14,750 | $0 | $0 |
| W GARY EMERSON | ||||||||
| 5654 SOUTH STREET ROAD | AUBURN | NY | 13021 | TREASURER | 4.00 | $18,000 | $0 | $0 |
| DANIEL J FESSENDEN | ||||||||
| 5654 SOUTH STREET ROAD | AUBURN | NY | 13021 | EXECUTIVE DIRECTOR/SECRETA | 40.00 | $208,287 | $18,000 | $2,586 |
| PETER J EMERSON | ||||||||
| 5654 SOUTH STREET ROAD | AUBURN | NY | 13021 | DIRECTOR | 4.00 | $20,000 | $0 | $0 |
| LORI E ROBINSON | ||||||||
| 5654 SOUTH STREET ROAD | AUBURN | NY | 13021 | DIRECTOR | 4.00 | $20,250 | $0 | $1,384 |
| HEATHER A EMERSON | ||||||||
| 5654 SOUTH STREET ROAD | AUBURN | NY | 13021 | DIRECTOR | 2.00 | $18,250 | $0 | $1,699 |
| CHRISTOPHER S EMERSON | ||||||||
| 5654 SOUTH STREET ROAD | AUBURN | NY | 13021 | DIRECTOR | 2.00 | $7,250 | $0 | $0 |
| ANN M DUGAN | ||||||||
| 5654 SOUTH STREET ROAD | AUBURN | NY | 13021 | DIRECTOR | 2.00 | $8,500 | $0 | $1,838 |
| DANIEL M MEYERS | ||||||||
| 5654 SOUTH STREET ROAD | AUBURN | NY | 13021 | DIRECTOR | 2.00 | $8,250 | $0 | $2,263 |
| SALLY E WAGNER | ||||||||
| 5654 SOUTH STREET ROAD | AUBURN | NY | 13021 | DIRECTOR | 4.00 | $18,750 | $0 | $0 |
| JOAN H STEWART | ||||||||
| 5654 SOUTH STREET ROAD | AUBURN | NY | 13021 | DIRECTOR | 4.00 | $15,250 | $0 | $3,160 |
| ELIZABETH A AUGUST | ||||||||
| 5654 SOUTH STREET ROAD | AUBURN | NY | 13021 | DIRECTOR | 2.00 | $7,500 | $0 | $0 |
| W ERIC EMERSON | ||||||||
| 5654 SOUTH STREET ROAD | AUBURN | NY | 13021 | DIRECTOR | 2.00 | $9,000 | $0 | $0 |
| GRACE E FRANCESCHELLI | ||||||||
| 5654 SOUTH STREET ROAD | AUBURN | NY | 13021 | DIRECTOR | 2.00 | $10,500 | $0 | $391 |
| WILLIAM A FRANCESCHELLI | ||||||||
| 5654 SOUTH STREET ROAD | AUBURN | NY | 13021 | DIRECTOR | 2.00 | $8,250 | $0 | $0 |
| ALEX KINAL-WAGNER | ||||||||
| 5654 SOUTH STREET ROAD | AUBURN | NY | 13021 | DIRECTOR | 2.00 | $8,750 | $0 | $812 |
| MICHAEL F NOZZOLIO | ||||||||
| 5654 SOUTH STREET ROAD | AUBURN | NY | 13021 | DIRECTOR | 2.00 | $7,750 | $0 | $0 |
| ALIZA J QUERNS | ||||||||
| 5654 SOUTH STREET ROAD | AUBURN | NY | 13021 | DIRECTOR | 2.00 | $8,750 | $0 | $0 |
Compensation Highest Paid Empl CompensationHighestPaidEmplGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | MARY-ELLEN STEVENS | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 5654 SOUTH STREET ROAD | AddressLine1Txt |
| City | AUBURN | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 13021 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | FINANCE & GRANTS ADM | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 40.00 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $61,375 | CompensationAmt |
| Employee Benefits | $5,534 | EmployeeBenefitsAmt |
| Expense Account | $0 | ExpenseAccountAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $84,215,000 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $2,514,639 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $86,729,639 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $86,729,639 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $1,300,945 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $85,428,694 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $4,271,435 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $4,271,435 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $89,909 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $89,909 | TotalTaxAmt |
| Distributable Before Adj | $4,181,526 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $4,181,526 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $4,181,526 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $4,294,187 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $4,294,187 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $89,909 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $4,204,278 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $4,181,526 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $3,648,604 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $4,294,187 | QualifyingDistributionsAmt |
| Applied To Year1 | $3,648,604 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $645,583 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $3,535,943 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | DANIEL J FESSENDEN EXECUTIVE DIRECT | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 5654 SOUTH STREET ROAD | AddressLine1Txt |
| City | AUBURN | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 13021 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 3152539621 | RecipientPhoneNum |
| Form And Info And Materials | ALL ORGANIZATIONS SUBMITTING A PROPOSAL MUST COMPLETE THE EMERSON FOUNDATION GRANT APPLICATION FORM. | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | PROPOSALS ARE ACCEPTED AND CONSIDERED ON AN ONGOING BASIS. | SubmissionDeadlinesTxt |
| Restrictions On Awards | FRED L. EMERSON FOUNDATION, INC. DOES NOT MAKE GRANTS TO INDIVIDUALS OF FOR PROFIT ORGANIZATION AND DOES NOT SPONSOR FUNDRAISING OR POLITICAL ACTIVITIES. PROPOSALS SEEKING SUPPORT SOLELY FOR RECURRING OPERATING EXPENSES OF AN ORGANIZATION ARE STRONGLY DISCOURAGED.GRANT RECIPIENTS WILL BE EXPECTED TO PROVIDE THE FOUNDATION WITH AN EVALUATION REPORT UPON COMPLETION OF THE PROJECT FOR WHICH THE FUNDING WAS PROVIDED. | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (93 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|
| A MEAL AND MORE INC | ||||||||
| 25 BROADWAY | ROCHESTER | NY | 14607 | NONE | EXEMPT | VARIOUS PROJECTS | $1,000 | |
| AFP GENESEE VALLEY CHAPTER | ||||||||
| PO BOX 425 | SPENCERPORT | NY | 14559 | NONE | EXEMPT | SCHOLARSHIPS | $1,500 | |
| AIDS COMMUNITY RESOURCES DBA ACR HEALTH | ||||||||
| 627 WEST GENESEE STREET | SYRACUSE | NY | 13204 | NONE | EXEMPT | FOOD PANTRY | NUTRITION PROGRAM EXPANSION | $10,000 | |
| AL SIGL COMMUNITY OF AGENCIES | ||||||||
| 1000 ELMWOOD AVENUE SUITE 300 | ROCHESTER | NY | 14620 | NONE | EXEMPT | VARIOUS PROJECTS | $353,000 | |
| AMERICAN RED CROSS WESTERN & CENTRAL NY REGION | ||||||||
| 50 PRINCE STREET | ROCHESTER | NY | 14607 | NONE | EXEMPT | DISASTER RELIEF | $37,000 | |
| ARC OF SENECA CAYUGA | ||||||||
| 152 CLARK STREET ROAD | AUBURN | NY | 13021 | NONE | EXEMPT | FINGER LAKES TEXTILES REORGANIZATION AND CAPITAL INVESTMENT | $25,000 | |
| AUBURN COMMUNITY HOSPITAL FOUNDATION INC | ||||||||
| 17 LANSING STREET | AUBURN | NY | 13021 | NONE | EXEMPT | VARIOUS PROJECTS | $2,000 | |
| AUBURN EDUCATION FOUNDATION INC | ||||||||
| 78 THORNTON AVE PO BOX 592 | AUBURN | NY | 13021 | NONE | EXEMPT | VARIOUS PROJECTS | $3,000 | |
| AUBURN ENLARGED CITY SCHOOL DISTRICT | ||||||||
| 78 THORNTON AVE | AUBURN | NY | 13021 | NONE | EXEMPT | TOWARDS THE YEARBOOK & GRAPHICS PROGRAM AT THE TEACHER'S DISCRETION | $10,000 | |
| AUBURN REGIONAL MEDIA ACCESS INC (ARMA) | ||||||||
| 108 GENESEE STREET PO BOX 732 | AUBURN | NY | 13021 | NONE | EXEMPT | THE D.I.Y. STUDIO PROJECT | $9,000 | |
| AUBURN CITY OF MEMORIAL CITY HALL | ||||||||
| 24 SOUTH STREET | AUBURN | NY | 13021 | NONE | EXEMPT | VARIOUS PROJECTS | $114,483 | |
| BOOKER T WASHINGTON COMMUNITY CENTER | ||||||||
| 23 CHAPMAN AVENUE | AUBURN | NY | 13021 | NONE | EXEMPT | TOWARDS FIELD TRIPS AND ACTIVITIES | $3,000 | |
| BRUCE MUSEUM INC | ||||||||
| 1 MUSEUM DRIVE | GREENWICH | CT | 06830 | NONE | EXEMPT | SEASIDE CENTER | $2,000 | |
| CAMP GOOD DAYS AND SPECIAL TIMES INC | ||||||||
| 179 GRAHAM ROAD | ITHACA | NY | 14850 | NONE | EXEMPT | 5TH ANNUAL PINK EVENT | $1,000 | |
| CASPAR GREGORY CAMP INC | ||||||||
| PO BOX 322 1803 LAKE ROAD | AURORA | NY | 13026 | NONE | EXEMPT | KITCHEN RENOVATION | WATER CONTAINMENT UNIT | $10,000 | |
| CATO-MERIDIAN COMMUNITY RECREATION CENTER | ||||||||
| 2851 ROUTE 370 | CATO | NY | 13033 | NONE | EXEMPT | POOL EQUIPMENT REPLACEMENT | $3,145 | |
| CAYUGA CO EMERSON PARK | ||||||||
| COUNTY OFFICE BLDG 6TH FLOOR | AUBURN | NY | 13021 | NONE | EXEMPT | EMERSON PARK JULY 3RD FIREWORKS | $12,500 | |
| CAYUGA CO COMMUNITY COLLEGE-FACULTY STUDENT ASSOCIATION | ||||||||
| 197 FRANKLIN STREET | AUBURN | NY | 13021 | NONE | EXEMPT | FOOD BANK | $1,500 | |
| CAYUGA COMMUNITY COLLEGE FOUNDATION | ||||||||
| 197 FRANKLIN STREET | AUBURN | NY | 13021 | NONE | EXEMPT | VARIOUS PROJECTS | $56,975 | |
| CAYUGA COUNTY TREASURER | ||||||||
| 160 GENESEE STREET 5TH FLOOR | AUBURN | NY | 13021 | NONE | EXEMPT | WARD O'HARA AGRICULTURAL & LIVING MUSEUM | $25,000 | |
| CAYUGA MUSEUM OF HISTORY AND ART | ||||||||
| 203 GENESEE STREET | AUBURN | NY | 13021 | NONE | EXEMPT | GALLERY RECLAMATION | $29,025 | |
| CAYUGA-SENECA COMMUNITY ACTION AGENCY INC | ||||||||
| 89 YORK STREET | AUBURN | NY | 13021 | NONE | EXEMPT | CHRISTMAS ELF PROGRAM | $2,000 | |
| CENTRAL NEW YORK COMMUNITY FOUNDATION INC | ||||||||
| 431 E FAYETTE STREET SUITE 100 | SYRACUSE | NY | 13202 | NONE | EXEMPT | "CARRIE LAZARUS FUND FOR EXTRAORDINARY TALENT-UNRESTRICTED | $1,000 | |
| CHAPEL HOUSE INC | ||||||||
| 36 FRANKLIN STREET PO BOX 734 | AUBURN | NY | 13021 | NONE | EXEMPT | TOWARD REFIGERATING UNITS/SYSTEM | $6,500 | |
| CITIZEN SCHOOLS INC | ||||||||
| 308 CONGRESS STREET 5TH FLOOR | BOSTON | MA | 02210 | NONE | EXEMPT | GENERAL OPERATING SUPPORT FOR CITIZEN SCHOOLS NEW YORK | $5,000 | |
| CORNELL UNIVERSITY DIV OF ALUMNI AFFAIRS & DEVELOPMENT | ||||||||
| 130 EAST SENECA STREET SUITE 400 | ITHACA | NY | 14850 | NONE | EXEMPT | VARIOUS PROJECTS | $38,000 | |
| DAVID'S REFUGE INC | ||||||||
| 8195 CAZENOVIA ROAD | MANLIUS | NY | 13104 | NONE | EXEMPT | RESPITE SERVICES - CAYUGA COUNTY | $4,800 | |
| EJG FOUNDATION INC | ||||||||
| 182 NORTH STREET | AUBURN | NY | 13021 | NONE | EXEMPT | EXPANSION OF PRESCHOOL AND THERAPEUTIC CAPACITY | $150,000 | |
| FAYETTEVILLE-MANLIUS ABC PROGRAM INC | ||||||||
| 411 E SENECA STREET PO BOX 355 | MANLIUS | NY | 13104 | NONE | EXEMPT | RESIDENT DIRECTOR RESIDENCE RENOVATION | $69,680 | |
| FAYETTEVILLE-MANLIUS COMMUNITY OUTREACH INC | ||||||||
| 122 E SENECA STREET PO BOX 66 | MANLIUS | NY | 13104 | NONE | EXEMPT | VARIOUS PROJECTS | $5,000 | |
| FINGER LAKES LAND TRUST | ||||||||
| 202 EAST COURT ROAD | ITHACA | NY | 14850 | NONE | EXEMPT | OWASCO SHORELINE PROTECTION PROJECT | $100,000 | |
| FINGER LAKES SPCA OF CENTRAL NEW YORK | ||||||||
| 41 YORK STREET | AUBURN | NY | 13021 | NONE | EXEMPT | VARIOUS PROJECTS | $1,000 | |
| FIRST LOVE MINISTRIES | ||||||||
| 99 WALL STREET | AUBURN | NY | 13021 | NONE | EXEMPT | TOWARD SOUP KITCHEN | $2,000 | |
| FOOD BANK OF CENTRAL NEW YORK | ||||||||
| 7066 INTERSTATE ISLAND ROAD | SYRACUSE | NY | 13209 | NONE | EXEMPT | EMERGENCY FOOD PROGRAM LINES OF CREDIT | $20,000 | |
| FORT HILL CEMETERY ASSOCIATION | ||||||||
| 10 FORT STREET | AUBURN | NY | 13021 | NONE | EXEMPT | ANNUAL APPEAL | $1,000 | |
| FRANZISKA RACKER CENTERS INC | ||||||||
| 3226 WILKINS ROAD | ITHACA | NY | 14850 | NONE | EXEMPT | SELF AWARENESS AND ATTACHMENT TRAINING FOR MENTAL HEALTH PROFESSIONALS | $2,800 | |
| GAY ALLIANCE OF THE GENESEE VALLEY INC | ||||||||
| 100 COLLEGE AVENUE SUITE 100 | ROCHESTER | NY | 14607 | NONE | EXEMPT | YOUTH PROGRAMS | $1,000 | |
| GEORGE EASTMAN MUSEUM | ||||||||
| 900 EAST AVENUE | ROCHESTER | NY | 14607 | NONE | EXEMPT | TO SUPPORT THE LEGACY STAFF | $5,000 | |
| GLIMMERGLASS FESTIVAL | ||||||||
| PO BOX 91 | COOPERSTOWN | NY | 13326 | NONE | EXEMPT | VARIOUS PROJECTS | $1,500 | |
| HALF ACRE UNION CHURCH | ||||||||
| 1768 W GENESEE STREET RD | AUBURN | NY | 13021 | NONE | EXEMPT | REBUILDING CHURCH DUE TO FIRE IN 2015 | $25,000 | |
| HAMILTON COLLEGE | ||||||||
| 198 COLLEGE HILL ROAD | CLINTON | NY | 13323 | NONE | EXEMPT | VARIOUS PROJECTS | $19,500 | |
| HEROIN EPIDEMIC ACTION LEAGUE INC | ||||||||
| CAYUGA COUNTY PO BOX 458 | AUBURN | NY | 13021 | NONE | EXEMPT | VARIOUS PROJECTS | $8,500 | |
| HOBART AND WILLIAM SMITH COLLEGES | ||||||||
| 300 PULTENEY STREET | GENEVA | NY | 14456 | NONE | EXEMPT | FINGER LAKES INSTITUTE:WATER QUALITY INITIATIVES | $35,000 | |
| HONOR FLIGHT SYRACUSE INC | ||||||||
| PO BOX 591 | SYRACUSE | NY | 13209 | NONE | EXEMPT | TOWARD VETERAN SPONSORSHIPS | $1,000 | |
| HOPE FOR HEATHER | ||||||||
| PO BOX 2208 | LIVERPOOL | NY | 13089 | NONE | EXEMPT | VARIOUS PROJECTS | $2,500 | |
| INDIAN MOUND CEMETERY ASSOCIATION | ||||||||
| PO BOX 924 | MORAVIA | NY | 13118 | NONE | EXEMPT | VARIOUS PROJECTS | $29,000 | |
| ITHACA COLLEGE | ||||||||
| 953 DANBY ROAD | ITHACA | NY | 14850 | NONE | EXEMPT | THOMAS R. ROCHON ENDOWED SCHOLARSHIP | $75,000 | |
| KIDS IN CRISIS INC | ||||||||
| ONE SALEM STREET | COS COB | CT | 06807 | NONE | EXEMPT | SHELTER | $8,000 | |
| KNIGHTS OF COLUMBUS #207 | ||||||||
| 47 MARKET STREET | AUBURN | NY | 13021 | NONE | EXEMPT | OPERATION ENDURING GRATITUDE | $1,000 | |
| LITERACY VOLUNTEERS OF CAYUGA COUNTY | ||||||||
| 1 ALLEN STREET | AUBURN | NY | 13021 | NONE | EXEMPT | ADULT ED PROGRAMS AND MATERIALS | $2,000 | |
| MAKE-A-WISH FOUNDATION OF CENTRAL NEW YORK INC | ||||||||
| 5005 CAMPUSWOOD DRIVE | EAST SYRACUSE | NY | 13057 | NONE | EXEMPT | GENERAL FUND | $5,000 | |
| MANLIUS PEBBLE HILL SCHOOL | ||||||||
| 5300 JAMESVILLE ROAD | DEWITT | NY | 13214 | NONE | EXEMPT | SCHOLARSHIP FUND | $5,000 | |
| MATTHEW HOUSE | ||||||||
| 43 METCALF DRIVE | AUBURN | NY | 13021 | NONE | EXEMPT | VARIOUS PROJECTS | $4,500 | |
| MERCY FLIGHT CENTRAL INC | ||||||||
| 2420 BRICKYARD ROAD | CANANDAIGUA | NY | 14424 | NONE | EXEMPT | STRETCHER TRAY PROJECT | $5,000 | |
| MERRY-GO-ROUND PLAYHOUSE INC | ||||||||
| 17 WILLIAM STREET 2ND FLOOR | AUBURN | NY | 13021 | NONE | EXEMPT | 2017 OPERATING EXPENSES | $547,045 | |
| MUSCULAR DYSTROPHY ASSOCIATION (MDA) | ||||||||
| 6315 FLY ROAD SUITE 102 | EAST SYRACUSE | NY | 13057 | NONE | EXEMPT | MDA 2018 SUMMER CAMP | $15,000 | |
| NATIONAL CENTER FOR FAMILY PHILANTHROPY | ||||||||
| 1667 K STREET NW SUITE 550 | WASHINGTON | DC | 20006 | NONE | EXEMPT | PROGRAMS AND SERVICES | $2,400 | |
| NATIONAL HUMANITIES CENTER | ||||||||
| 7 TW ALEXANDER DRIVE | DURHAM | NC | 27709 | NONE | EXEMPT | ANNUAL FUND (IN SUPPORT OF THE HUMANITIES) | $12,000 | |
| NATIONAL INTERSCHOLASTIC CYCLING ASSOCIATION NEW YORK CHAPTER | ||||||||
| 123 S BROADWAY APT 9B | IRVINGTON | NY | 10533 | NONE | EXEMPT | TOWARD PURCHASE OF A BOX TRUCK | $10,000 | |
| NY FUNDERS ALLIANCE | ||||||||
| 431 E FAYETTE STREET | SYRACUSE | NY | 13202 | NONE | EXEMPT | 2017 PROGRAMS AND SERVICES | $4,500 | |
| OWASCO TOWN OF | ||||||||
| 2 BRISTOL AVENUE | AUBURN | NY | 13021 | NONE | EXEMPT | TOWARD PLAYGROUND IMPROVEMENTS | $105,000 | |
| PITTSBURGH OPERA INC | ||||||||
| 2425 LIBERTY AVENUE | PITTSBURGH | PA | 15222 | NONE | EXEMPT | SUPPORT OF GENERAL DIRECTOR INITIATIVES IN 2017.18 OPERA YEAR | $7,000 | |
| RESCUE MISSION ALLIANCE OF SYRACUSE | ||||||||
| 155 GIFFORD STREET | SYRACUSE | NY | 13202 | NONE | EXEMPT | TOWARD PURCHASE OF AN OVEN AND DEEP FRYER | $9,000 | |
| ROBERTS WESLEYAN COLLEGE | ||||||||
| 2301 WESTSIDE DRIVE | ROCHESTER | NY | 14624 | NONE | EXEMPT | ROBERTS WESLEYAN COLLEGE RETENTION AND PERSISTENCE SCHOLARSHIPS | $25,000 | |
| ROCHESTER GENERAL HOSPITAL FOUNDATION RIEDMAN CAMPUS | ||||||||
| 100 KINGS HIGHWAY SOUTH | ROCHESTER | NY | 14617 | NONE | EXEMPT | "LIPSON CANCER CENTER CAPITAL CAMPAIGN | $3,000 | |
| ROCHESTER PHILHARMONIC ORCHESTRA INC | ||||||||
| 108 EAST AVENUE | ROCHESTER | NY | 14604 | NONE | EXEMPT | ARTISTIC EXCELLENCE SOCIETY | $1,000 | |
| ROCHESTER ROTARY CHARITABLE TRUSTS | ||||||||
| 18 LINDEN OAKS SUITE 200 | ROCHESTER | NY | 14625 | NONE | EXEMPT | CAPITAL PROJECTS | $1,000 | |
| SCHWEINFURTH MEMORIAL ART CENTER | ||||||||
| 205 GENESEE STREET | AUBURN | NY | 13021 | NONE | EXEMPT | VARIOUS PROJECTS | $27,000 | |
| SCIENCENTER | ||||||||
| 601 1ST STREET | ITHACA | NY | 14850 | NONE | EXEMPT | EDUCATIONAL FIELD TRIP PROGRAM | $25,000 | |
| SKANEATELES FESTIVAL INC | ||||||||
| 97 EAST GENESEE STREET | SKANEATELES | NY | 13152 | NONE | EXEMPT | 40TH ANNIVERSARY INITIATIVE | $15,000 | |
| SKIDMORE COLLEGE | ||||||||
| 815 NORTH BROADWAY | SARATOGA SPRINGS | NY | 12866 | NONE | EXEMPT | TOWARD SCIENCE FACILITIES | $400,000 | |
| SOME INC | ||||||||
| 71 O STREET NW | WASHINGTON | DC | 20001 | NONE | EXEMPT | UNRESTRICTED | $2,000 | |
| SOUTH CAYUGA LITTLE LEAGUE | ||||||||
| 1490 STATE ROUTE 326 | AUBURN | NY | 13021 | NONE | EXEMPT | SOFTBALL PARK RENOVATIONS | $10,000 | |
| ST BONAVENTURE UNIVERSITY | ||||||||
| 3261 WEST STATE ROAD | ST BONAVENTURE | NY | 14778 | NONE | EXEMPT | FAMILY ENTERPRISE INITIATIVES AT ST. BONAVENTURE UNIVERSITY | $10,000 | |
| ST JOHN FISHER COLLEGE | ||||||||
| 3690 EAST AVENUE | ROCHESTER | NY | 14618 | NONE | EXEMPT | UNRESTRICTED TO: SCHOOL OF EDUCATION | $5,000 | |
| ST LAWRENCE UNIVERSITY UNIVERSITY ADVANCEMENT VILAS HALL | ||||||||
| 23 ROMODA DRIVE | CANTON | NY | 13617 | NONE | EXEMPT | INTERNSHIP SCHOLARSHIPS | $5,000 | |
| STATE THEATRE OF ITHACA INC | ||||||||
| 107 WEST STATE/MARTIN LUTHER KING | ITHACA | NY | 14850 | NONE | EXEMPT | STATE THEATRE OF ITHACA ADA ACCESSIBLE PLATFORM PROJECT | $5,000 | STREET |
| SYMPHORIA | ||||||||
| 250 HARRISON STREET SUITE 301 | SYRACUSE | NY | 13202 | NONE | EXEMPT | PATRIOTISM & POPS AT EMERSON PARK | $20,000 | |
| SYRACUSE UNIVERSITY | ||||||||
| 820 COMSTOCK AVENUE | SYRACUSE | NY | 13244 | NONE | EXEMPT | VARIOUS PROJECTS | $405,000 | |
| TEAM PENNSYLVANIA FOUNDATION | ||||||||
| 240 NORTH 3RD STREET | HARRISBURG | PA | 17101 | NONE | EXEMPT | SUPPORT FOR PRESIDENT INITIATIVES AND RESEARCH | $5,000 | |
| THE FIRST TEE OF SYRACUSE | ||||||||
| 5050 JAMESVILLE ROAD | JAMESVILLE | NY | 13078 | NONE | EXEMPT | TOWARD STEMLINKS PROGRAM | $2,000 | |
| THE FOUNDATION CENTER | ||||||||
| 32 OLD SLIP 24TH FLOOR | NEW YORK | NY | 100053500 | NONE | EXEMPT | 2017 PHILANTHROPIC PROGRAMS AND SERVICES | $4,000 | |
| THE HARLEY SCHOOL | ||||||||
| 1981 CLOVER STREET | ROCHESTER | NY | 14618 | NONE | EXEMPT | THE HARLEY FUND | $5,000 | |
| THE SATO PROJECT | ||||||||
| 130 WATER STREET | BROOKLYN | NY | 11201 | NONE | EXEMPT | VARIOUS PROJECTS | $10,500 | |
| TRANSPORTATION PROJECT FOR CAYUGA COUNTY INC | ||||||||
| 17 NELSON STREET | AUBURN | NY | 13021 | NONE | EXEMPT | PURCHASE TWO (2) OFFICE COMPUTERS AND PRINTERS. | $5,000 | |
| UNION SPRINGS SOCCER CLUB INC | ||||||||
| 1490 STATE ROUTE 326 | AUBURN | NY | 13021 | NONE | EXEMPT | SOCCER FIELD RENOVATION | $10,000 | |
| UNITED WAY OF CAYUGA COUNTY | ||||||||
| 17 EAST GENESEE STREET SUITE 302 | AUBURN | NY | 13021 | NONE | EXEMPT | CAMPAIGN 2017 | $50,000 | |
| UNIVERSITY OF ROCHESTER | ||||||||
| 300 EAST RIVER ROAD BOX 278996 | ROCHESTER | NY | 14627 | NONE | EXEMPT | RIVER CAMPUS LIBRARIES THROUGH GEORGE EASTMAN CIRCLE | $5,000 | |
| VERA HOUSE INC | ||||||||
| 723 JAMES STREET | SYRACUSE | NY | 13203 | NONE | EXEMPT | TOWARD CURRENT PROGRAM NEEDS OF VERA HOUSE AND THEIR MISSION | $3,000 | |
| WARM THE CHILDREN INC | ||||||||
| 25 DILL STREET | AUBURN | NY | 13021 | NONE | EXEMPT | WARM THE CHILDREN | $2,000 | |
| WELLS COLLEGE | ||||||||
| 170 MAIN STREET | AURORA | NY | 13026 | NONE | EXEMPT | VARIOUS PROJECTS | $402,500 | |
| WESTMINSTER MANOR | ||||||||
| 81 SOUTH STREET | AUBURN | NY | 13021 | NONE | EXEMPT | VARIOUS PROJECTS | $25,000 | |
| YMCA-WEIU OF AUBURN NY | ||||||||
| 27 WILLIAM STREET | AUBURN | NY | 13021 | NONE | EXEMPT | VARIOUS PROJECTS | $5,250 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $3,557,603 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (8 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| CAYUGA CO EMERSON PARK | |||||||
| COUNTY OFFICE BUILDING 6TH FLOOR | AUBURN | NY | 13021 | NONE | EXEMPT | INDEPENDENCE DAY FIREWORKS DISPLAY | $12,500 |
| CAYUGA COMMUNITY COLLEGE FOUNDATION | |||||||
| 197 FRANKLIN STREET | AUBURN | NY | 13021 | NONE | EXEMPT | STUDENT SUCCESS ADVOCATE | $26,000 |
| CLARKSON UNIVERSITY | |||||||
| 8 CLARKSON AVENUE BOX 5520 | POTSDAM | NY | 13699 | NONE | EXEMPT | CREATION OF A MAKERSPACE WITHIN ITS NEW INNOVATION HUB | $250,000 |
| E JOHN GAVRAS CENTER | |||||||
| 182 NORTH STREET | AUBURN | NY | 13021 | NONE | EXEMPT | EXPANSION OF PRESCHOOL AND THERAPEUTIC CAPACITY | $150,000 |
| HOBART AND WILLIAM SMITH COLLEGES | |||||||
| 300 PULTENEY STREET | GENEVA | NY | 14456 | NONE | EXEMPT | BLUE-GREEN ALGAE MONITORING AND ASSESSMENT IN OWASCO LAKE | $60,000 |
| MERRY-GO-ROUND PLAYHOUSE | |||||||
| 17 WILLIAM STREET 2ND FLOOR | AUBURN | NY | 13021 | NONE | EXEMPT | 2018 OPERATING EXPENSES AND 60TH ANNIVERSARY CELEBRATION | $201,000 |
| SCIENCENTER | |||||||
| 601 1ST STREET | ITHACA | NY | 14850 | NONE | EXEMPT | TO SUPPORT FUTURE EDUCATIONAL FIELD TRIPS FOR CAYUGA CO. STUDENTS | $100,000 |
| ST LAWRENCE UNIVERSITY | |||||||
| 23 ROMODA DRIVE | CANTON | NY | 13617 | NONE | EXEMPT | PUBLIC INTEREST CORPS | $250,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $1,049,500 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $505,141 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,407,451 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $7,410,349 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $9,322,941 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $9,322,941 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $23,500 | Amt |
| Net Investment Income | $3,500 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $20,000 | DisbursementsCharitablePrpsAmt |
Depreciation Schedule DepreciationSchedule
Depreciation Property DepreciationPropertyGrp (44 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | Cost Or Other BasisCostOrOtherBasisAmt | Prior Year DepreciationPriorYearDepreciationAmt | Computation MethodComputationMethodTxt | LifeLifeRt | Current Year ExpenseCurrentYearExpenseAmt | Net Investment IncomeNetInvestmentIncomeAmt | RtRt |
|---|---|---|---|---|---|---|---|---|
| BULDING - 5654 SOUTH ST RD | 1994-01-01 | $95,000 | $56,026 | SL | 39.000000000000 | $2,436 | $0 | |
| RENOVATIONS TO 5654 SOUTH ST RD | 1994-01-01 | $102,484 | $60,441 | SL | 39.000000000000 | $2,628 | $0 | |
| RENOVATIONS TO 5654 SOUTH ST RD | 1995-01-01 | $11,795 | $6,650 | SL | 39.000000000000 | $302 | $0 | |
| NEW SOFIT LIGHTING AND RENOVATIONS | 1999-06-04 | $1,750 | $790 | SL | 39.000000000000 | $45 | $0 | |
| ELECTRIC HEATING UNITS | 2004-03-01 | $1,232 | $1,232 | SL | 7.000000000000 | $0 | $0 | |
| HEAVY DUTY DOOR LOCK | 2004-03-03 | $649 | $649 | SL | 7.000000000000 | $0 | $0 | |
| NEW SIDING ON BUILDING | 2007-10-20 | $5,912 | $1,404 | SL | 39.000000000000 | $150 | $0 | |
| FILING CABINETS | 1995-01-01 | $3,042 | $3,042 | SL | 5.000000000000 | $0 | $0 | |
| COMPUTER SOFTWARE (MICRO INFO SYSTEMS) | 1997-12-07 | $3,500 | $3,500 | SL | 5.000000000000 | $0 | $0 | |
| PAPER SHREDDER | 1998-06-25 | $1,151 | $1,151 | SL | 5.000000000000 | $0 | $0 | |
| ESSENTIAL GIFTS FOR WINDOWS SOFTWARE & ADDITIONAL USERS ADDED | 2007-03-26 | $8,961 | $8,811 | SL | 10.000000000000 | $150 | $0 | |
| CONFERENCE TABLES AND CHAIRS | 1995-01-01 | $2,495 | $2,495 | SL | 7.000000000000 | $0 | $0 | |
| CONFERENCE TABLES AND CHAIRS | 1995-01-01 | $1,200 | $1,200 | SL | 7.000000000000 | $0 | $0 | |
| DESK | 1994-12-31 | $1,000 | $1,000 | SL | 7.000000000000 | $0 | $0 | |
| DESK | 1995-01-01 | $995 | $995 | SL | 7.000000000000 | $0 | $0 | |
| BOOKCASES | 1994-12-31 | $21,000 | $21,000 | SL | 7.000000000000 | $0 | $0 | |
| SINAGE | 1995-01-01 | $552 | $552 | SL | 7.000000000000 | $0 | $0 | |
| COFFEE TABLE | 1995-01-01 | $425 | $425 | SL | 7.000000000000 | $0 | $0 | |
| 2 FILE CABINETS | 1995-02-01 | $491 | $491 | SL | 7.000000000000 | $0 | $0 | |
| CONF TABLE AND CHAIRS | 1995-03-01 | $1,740 | $1,740 | SL | 7.000000000000 | $0 | $0 | |
| REFINISH CONFERENCE TABLE | 1997-09-17 | $3,200 | $3,200 | SL | 7.000000000000 | $0 | $0 | |
| DESK | 2002-12-01 | $2,985 | $2,985 | SL | 7.000000000000 | $0 | $0 | |
| CREDENZA | 2002-12-01 | $2,037 | $2,037 | SL | 7.000000000000 | $0 | $0 | |
| OFFICE CHAIR | 2002-12-01 | $1,040 | $1,040 | SL | 7.000000000000 | $0 | $0 | |
| REFRIGERATOR | 2004-01-27 | $480 | $480 | SL | 7.000000000000 | $0 | $0 | |
| LAND | 1994-11-15 | $10,000 | L | $0 | $0 | |||
| CARPET | 2008-10-31 | $14,024 | $11,451 | SL | 10.000000000000 | $1,402 | $0 | |
| TELEPHONE | 2008-06-19 | $6,714 | $6,714 | SL | 7.000000000000 | $0 | $0 | |
| NEW HEAT SYSTEM | 2008-11-19 | $36,887 | $7,645 | SL | 39.000000000000 | $946 | $0 | |
| TABLES & CABINETS | 2008-09-23 | $6,000 | $6,000 | SL | 7.000000000000 | $0 | $0 | |
| PLASMA TELEVISION | 2008-10-03 | $4,523 | $4,523 | SL | 5.000000000000 | $0 | $0 | |
| COUNTERTOP | 2008-10-01 | $5,790 | $5,790 | SL | 7.000000000000 | $0 | $0 | |
| WINDOW BLINDS | 2008-12-02 | $3,000 | $3,000 | SL | 7.000000000000 | $0 | $0 | |
| DELL OPTIPLEX 780 | 2010-11-08 | $1,355 | $1,355 | SL | 3.000000000000 | $0 | $0 | |
| KONICA COPIER BIZHUB C284 | 2012-10-04 | $5,134 | $5,134 | SL | 3.000000000000 | $0 | $0 | |
| POWEREDGE T320 | 2013-02-04 | $6,075 | $6,075 | SL | 3.000000000000 | $0 | $0 | |
| COMPUTER | 2013-02-04 | $2,108 | $2,108 | SL | 3.000000000000 | $0 | $0 | |
| COLE REPRODUCTION | 2013-09-26 | $62,928 | NC | $0 | $0 | 0.000000000000 | ||
| DRIVEWAY/PARKING PAVING | 2014-08-15 | $13,970 | $2,250 | SL | 15.000000000000 | $931 | $0 | |
| STAND UP COMPUTER DESK | 2015-08-03 | $1,447 | $293 | SL | 7.000000000000 | $207 | $0 | |
| STAND UP COMPUTER DESK | 2015-08-03 | $1,901 | $385 | SL | 7.000000000000 | $272 | $0 | |
| DELL OPTIPLEX | 2016-01-14 | $1,967 | $656 | SL | 3.000000000000 | $656 | $0 | |
| LENOVA THINKPAD | 2016-01-14 | $2,241 | $747 | SL | 3.000000000000 | $747 | $0 | |
| CONSTRUCTION IN PROGRESS | 2017-12-31 | $214,975 | SL | $0 | $0 | 0.000000000000 |
Gain Loss Sale Other Assets Sch GainLossSaleOtherAssetsSch
Gain Loss Sale Other Asset GainLossSaleOtherAssetGrp (2 entries)
| AssetAssetDesc | AcquiredAcquiredDt | How AcquiredHowAcquiredTxt | SoldSoldDt | BasisBasisAmt | Sales ExpenseSalesExpenseAmt | Accumulated DepreciationAccumulatedDepreciationAmt |
|---|---|---|---|---|---|---|
| CONFERENCE TABLE | 1994-01 | PURCHASED | 2017-12 | $4,300 | $0 | $4,300 |
| CONFERENCE TABLE | 1994-01 | PURCHASED | 2017-12 | $2,000 | $0 | $2,000 |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (174 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| AT&T INC 5 1/2% FEB 01 2018 DTD 02/01/2008 | $116,426 | $105,300 |
| NATIONAL RURAL UTIL CORP 10 3/8% NOV 01 2018 DTD 10/30/2008 | $56,656 | $42,732 |
| AMERICAN EXPRESS SR NOTES 7% MAR 19 2018 DTD 03/19/2008 | $142,857 | $126,337 |
| BANK OF MONTREAL MTN 1.450% 04/09/2018 DTD 04/09/2013 | $85,362 | $84,936 |
| TRAVELERS COS INC SR NOTES 5.8% MAY 15 2018 DTD 05/13/2008 | $21,827 | $22,309 |
| DEUTSCHE BANK AG 1.875% 02/13/2018 DTD 02/13/2015 | $55,072 | $54,991 |
| CITIGROUP INC 6 1/8% MAY 15 2018 DTD 05/12/2008 | $124,690 | $111,667 |
| KIMBERLY CLARK CORP 6 1/4% JUL 15 2018 DTD 7/28/98 | $40,168 | $35,756 |
| BNP PARIBAS MTN 2.700% 08/20/2018 DTD 08/20/2013 | $51,043 | $50,221 |
| ROYAL BANK OF CANADA 2.200% 07/27/2018 DTD 07/29/2013 | $71,005 | $70,102 |
| SANTANDER UK PLC 3.050% 08/23/2018 DTD 08/23/2013 | $45,865 | $45,307 |
| ACE INA HOLDINGS 5.8% MAR 15 2018 DTD 02/14/2008 | $24,840 | $27,207 |
| NUCOR CORP 5.85% JUN 01 2018 DTD 06/02/2008 | $27,214 | $25,379 |
| BNP PARIBAS MTN 2.400% 12/12/2018 DTD 12/12/2013 | $19,953 | $20,056 |
| ISHARES JP MORGAN EM BOND FUND JPMORGAN USD | $1,395,433 | $1,393,200 |
| JANUS HIGH-YIELD FD-I | $2,800,267 | $2,777,287 |
| DOUBLELINE TOTL RET BND-I | $2,883,750 | $2,814,059 |
| JPMORGAN INFLATN MGD BND-R6 1.58% | $775,000 | $769,744 |
| JPMORGAN STRAT INC OPP-R6 | $2,297,768 | $2,319,317 |
| DODGE & COX INCOME FD | $2,483,750 | $2,489,512 |
| INVESCO FINANCE PLC 3.125% 11/30/2022 DTD 11/08/2012 | $24,745 | $25,295 |
| BANK OF NEW YORK MELLON MTN 2.200% 03/04/2019 DTD 02/04/2014 | $35,561 | $35,096 |
| PRECISION CASTPARTS CORP 3.250% 06/15/2025 DTD 06/10/2015 | $34,744 | $35,767 |
| BOEING CO 7 1/4% JUN 15 2025 DTD 7/7/93 | $33,024 | $31,635 |
| ABBVIE INC 2.500% 05/14/2020 DTD 05/14/2015 | $59,644 | $60,181 |
| NEXEN ENERGY ULC 6.200% 07/30/2019 DTD 07/27/2009 | $33,803 | $31,481 |
| BB&T CORPORATION MTN 2.625% 06/29/2020 DTD 06/29/2015 | $35,454 | $35,236 |
| CHEVRON CORP VAR RT 11/15/2021 DTD 11/18/2014 | $160,576 | $165,003 |
| JOHN DEERE CAPITAL CORP MTN 2 3/4% MAR 15 2022 DTD 02/27/2012 | $69,650 | $70,530 |
| UNITEDHEALTH GROUP INC 2.950% 10/15/2027 DTD 10/25/2017 | $29,749 | $29,903 |
| ENTERGY ARKANSAS INC 3.500% 04/01/2026 DTD 01/08/2016 | $14,158 | $13,411 |
| BANK OF AMERICA CORP VAR RT 07/21/2023 DTD 07/21/2017 | $205,119 | $204,572 |
| MITSUBISHI UFJ FIN GRP 2.998% 02/22/2022 DTD 02/22/2017 | $50,719 | $50,312 |
| SUMITOMO MITSUI FINL GRP 2.784% 07/12/2022 DTD 07/12/2017 | $85,290 | $84,503 |
| GOLDMAN SACHS GROUP INC 4.250% 10/21/2025 DTD 10/21/2015 | $5,958 | $6,269 |
| EBAY INC 2.6% JUL 15 2022 DTD 07/24/2012 | $46,983 | $49,543 |
| LINCOLN NATIONAL CORP 4.000% 09/01/2023 DTD 08/16/2013 | $10,490 | $10,438 |
| ATOMS ENERGY CORP 8 1/2% MAR 15 2019 DTD 03/26/2009 | $42,077 | $35,471 |
| TEVA PHARM FIN IV BV 3.65% 11/10/2021 DTD 11/10/2011 | $42,294 | $38,048 |
| HSBC FINANCE CORP 6.676% JAN 15 2021 DTD 07/15/2011 | $39,246 | $38,910 |
| APACHE CORP 3.625% 02/01/2021 DTD 12/03/2010 | $72,609 | $71,656 |
| AMERIPRISE FINANCIAL INC 3.700% 10/15/2024 DTD 09/18/2014 | $47,505 | $46,984 |
| GOLDMAN SACHS GROUP INC 5 3/4% JAN 24 2022 DTD 01/24/2012 | $177,163 | $171,849 |
| CITIGROUP INC VAR RT 07/24/2023 DTD 07/24/2017 | $64,861 | $64,666 |
| MANULIFE FINANCIAL CORP 4.9% SEP 17 2020 DTD 09/17/2010 | $22,097 | $21,168 |
| ALTRIA GROUP INC 2.85% AUG 09 2022 DTD 08/09/2012 | $40,818 | $40,257 |
| HEWLETT PACKARD CO 3 3/4% DEC 01 2020 DTD 12/02/2010 | $3,006 | $3,096 |
| WALT DISNEY COMPANY/THE MTN 2.55% FEB 15 2022 DTD 02/14/2012 | $49,050 | $50,257 |
| BLACKROCK INC 3.500% 03/18/2024 DTD 03/18/2014 | $37,094 | $36,371 |
| SAN DIEGO G & E 2.500% 05/15/2026 DTD 05/19/2016 | $35,883 | $34,677 |
| GENERAL DYNAMICS CORP 3 7/8% JUL 15 2021 DTD 07/12/2011 | $37,518 | $36,737 |
| OCCIDENTAL PETROLEUM COR 3.400% 04/15/2026 DTD 04/04/2016 | $3,991 | $4,095 |
| PHILIPS ELECTRONICS NV 3 3/4% MAR 15 2022 DTD 03/09/2012 | $42,392 | $41,643 |
| CENTERPOINT ENER HOUSTON 3.000% 02/01/2027 DTD 01/12/2017 | $54,640 | $54,718 |
| AMERICAN HONDA FINANCE MTN 2.450% 09/24/2020 DTD 09/24/2015 | $6,995 | $7,022 |
| MORGAN STANLEY MTN 2.625% 11/17/2021 DTD 11/17/2016 | $64,668 | $64,696 |
| ANHEUSER-BUSCH INBEV FIN 3.650% 02/01/2026 DTD 01/25/2016 | $64,898 | $67,062 |
| BURLINGTN NORTH SANTA FE 3.000% 03/15/2023 DTD 03/12/2013 | $40,734 | $40,745 |
| MORGAN STANLEY MTN 3.875% 01/27/2026 DTD 01/27/2016 | $65,985 | $67,737 |
| ERP OPERATING LP 2.850% 11/01/2026 DTD 10/12/2016 | $9,743 | $9,698 |
| ORIX CORP 3.700% 07/18/2027 DTD 07/18/2017 | $40,468 | $40,264 |
| PACIFIC GAS & ELECTRIC 3.850% 11/15/2023 DTD 11/12/2013 | $11,978 | $12,512 |
| SIMON PROPERTY GROUP LP 2.500% 07/15/2021 DTD 01/13/2016 | $4,996 | $5,012 |
| MARSH & MCLENNAN COS INC 3.300% 03/14/2023 DTD 03/14/2016 | $11,987 | $12,297 |
| ARCHER-DANIELS-MIDLAND C 2.500% 08/11/2026 DTD 08/11/2016 | $64,812 | $61,983 |
| MEDTRONIC GLOBAL HLDINGS 3.350% 04/01/2027 DTD 03/28/2017 | $50,000 | $51,289 |
| APPLE INC 3.250% 02/23/2026 DTD 02/23/2016 | $36,044 | $35,711 |
| TRANS - CANADA PIPELINES 7 1/8% JAN 15 2019 DTD 01/09/2009 | $45,478 | $41,950 |
| CISCO SYSTEMS INC NOTES 4.45% JAN 15 2020 DTD 11/17/2009 | $33,316 | $31,371 |
| AMGEN INC SR NOTES 5.7% FEB 01 2019 DTD 01/16/2009 | $44,040 | $41,515 |
| AMERICAN HONDA FINANCE MTN 2.250% 08/15/2019 DTD 09/09/2014 | $49,908 | $50,070 |
| POTASH CORP-SASKATCHEWAN 3.625% 03/15/2024 DTD 03/07/2014 | $24,778 | $25,619 |
| BALTIMORE GAS & ELECTRIC 2.400% 08/15/2026 DTD 08/18/2016 | $47,487 | $47,205 |
| MUFG AMERICAS HLDGS CORP 3.000% 02/10/2025 DTD 02/10/2015 | $81,343 | $78,967 |
| PNC FUNDING CORP SR NOTES 5 1/8% FEB 08 2020 DTD 02/08/2010 | $67,775 | $63,321 |
| BANK OF NOVA SCOTIA 1.650% 06/14/2019 DTD 06/14/2016 | $124,205 | $124,010 |
| LOWE'S COMPANIES INC 3.8% NOV 15 2021 DTD 11/23/2011 | $20,199 | $20,892 |
| EATON CORP 6.95% MAR 20 2019 DTD 3/16/2009 | $44,215 | $42,074 |
| WESTPAC BANKING CORP 1.650% 05/13/2019 DTD 05/13/2016 | $29,999 | $29,780 |
| SHELL INTERNATIONAL FIN 3.400% 08/12/2023 DTD 08/12/2013 | $73,188 | $72,671 |
| WESTPAC BANKING CORP 2.100% 05/13/2021 DTD 05/13/2016 | $19,904 | $19,763 |
| ENTERGY ARKANSAS INC 3.050% 06/01/2023 DTD 05/30/2013 | $22,055 | $22,078 |
| ABB FINANCE USA INC 2.875% MAY 08 2022 DTD 05/08/2012 | $71,052 | $71,162 |
| RABOBANK NEDERLAND NOTES 4 1/2% JAN 11 2021 DTD 01/11/2011 | $115,105 | $111,284 |
| GENERAL ELEC CAP CORP NOTES 4 5/8% JAN 07 2021 DTD 01/07/2011 | $50,000 | $47,734 |
| CATERPILLAR FINACIAL SE MEDIUM TERM NOTE 7.15% FEB 15 2019 DTD 02/12/2009 | $39,299 | $36,952 |
| NOVARTIS SECS INVEST LTD 5 1/8% FEB 10 2019 DTD 02/10/2009 | $73,918 | $72,303 |
| BANK OF NEW YORK MELLON MTN 2.300% 09/11/2019 DTD 09/11/2014 | $35,363 | $35,088 |
| INVESCO FINANCE PLC 4.000% 01/30/2024 DTD 11/12/2013 | $9,700 | $9,489 |
| MORGAN STANLEY 5 1/2% JUL 28 2021 DTD 07/28/2011 | $119,841 | $114,841 |
| US BANCORP MTN 2.95% JUL 15 2022 DTD 07/23/2012 | $44,630 | $45,601 |
| POTASH CORP-SASKATCHEWAN 4.875% 03/30/2020 DTD 09/28/2009 | $21,425 | $20,939 |
| ALABAMA POWER CO 2.450% 03/30/2022 DTD 03/03/2017 | $59,951 | $59,616 |
| BANK OF AMERICA CORP MTN 3.300% 01/11/2023 DTD 01/11/2013 | $69,292 | $71,600 |
| BERKSHIRE HATHAWAY INC 2.750% 03/15/2023 DTD 03/15/2016 | $102,058 | $100,639 |
| PUBLIC SERVICE COLORADO 3.2% NOV 15 2020 DTD 11/16/2010 | $4,980 | $5,106 |
| TRAVELLERS COS INC SR NOTES 5.9% JUN 02 2019 DTD 06/02/2009 | $20,435 | $18,901 |
| AMERIPRISE FINANCIAL INC 2.875% 09/15/2026 DTD 08/11/2016 | $47,949 | $46,662 |
| WELLS FARGO & COMPANY MTN 2.625% 07/22/2022 DTD 07/24/2017 | $49,770 | $49,725 |
| SIERRA PACIFIC POWER CO 3.375% 08/15/2023 DTD 08/15/2013 | $84,960 | $82,494 |
| STATE STREET CORP 3.700% 11/20/2023 DTD 11/19/2013 | $61,691 | $63,169 |
| CITIGROUP INC 3.750% 06/16/2024 DTD 06/16/2014 | $42,740 | $41,481 |
| HALLIBURTON COMPANY 3 1/4% NOV 15 2021 DTD 11/14/2011 | $31,323 | $30,555 |
| MEDTRONIC INC 3.125% 03/15/2022 DTD 03/19/2012 | $34,920 | $33,723 |
| INTEL CORP 3.3% OCT 01 2021 DTD 09/19/2011 | $74,457 | $72,585 |
| WELLS FARGO & COMPANY 4.100% 06/03/2026 DTD 06/03/2014 | $70,827 | $73,384 |
| WELLS FARGO & COMPANY 3.450% 02/13/2023 DTD 02/13/2013 | $128,418 | $127,363 |
| ERP OPERATING LP 3.000% 04/15/2023 DTD 04/10/2013 | $72,974 | $73,848 |
| QUALCOMM INC 3.250% 05/20/2027 DTD 05/26/2017 | $52,861 | $51,733 |
| SIMON PROPERTY GROUP LP 3.750% 02/01/2024 DTD 01/21/2014 | $57,385 | $57,229 |
| ACE INA HOLDINGS 5.9% JUN 15 2019 DTD 06/08/2009 | $50,588 | $45,285 |
| STATE STREET CORP 3.100% 05/15/2023 DTD 05/15/2013 | $7,987 | $8,068 |
| GENERAL ELEC CAP CORP 3.15% SEP 07 2022 DTD 09/07/2012 | $70,784 | $69,066 |
| AT&T INC NOTES 5.8% FEB 15 2019 DTD 02/03/2009 | $36,644 | $35,280 |
| OCCIDENTAL PETROLEUM COR 4.1% FEB 01 2021 DTD 12/16/2010 | $25,879 | $26,181 |
| VIRGINIA ELEC & POWER CO 2.95% JAN 15 2022 DTD 01/12/2012 | $24,976 | $25,305 |
| GOLDMAN SACHS GROUP INC SR NOTES 7 1/2% FEB 15 2019 DTD 02/05/2009 | $96,366 | $89,825 |
| STATOIL ASA 2.900% 11/08/2020 DTD 11/08/2013 | $4,999 | $5,082 |
| BP CAPITAL MARKETS PLC 3.224% 04/14/2024 DTD 02/14/2017 | $166,673 | $169,028 |
| DOMINION GAS HLDGS LLC 2.800% 11/15/2020 DTD 11/17/2015 | $5,980 | $6,046 |
| MORGAN STANLEY 2.650% 01/27/2020 DTD 01/27/2015 | $2,997 | $3,013 |
| AVALONBAY COMMUNITIES MTN 3.200% 01/15/2028 DTD 11/15/2017 | $39,840 | $39,834 |
| NBCUNIVERSAL MEDIA LLC 4 3/8% APR 01 2021 DTD 04/01/2011 | $110,990 | $105,978 |
| MORGAN STANLEY 4.000% 07/23/2025 DTD 07/23/2015 | $47,418 | $47,106 |
| TRANS CANADA PIPELINES NOTES 3.8% OCT 01 2020 DTD 09/23/2010 | $21,515 | $20,736 |
| NUCOR CORP 4 1/8% SEP 15 2022 DTD 09/21/2010 | $58,429 | $58,353 |
| ALLSTATE CORP 3.150% 06/15/2023 DTD 06/07/2013 | $31,529 | $30,422 |
| TEVA PHARMACEUT FIN BV 2.950% 12/18/2022 DTD 12/18/2012 | $9,348 | $8,970 |
| PRUDENTIAL FINANCIAL INC 5 3/8% JUN 21 2020 DTD 06/21/2010 | $80,515 | $74,952 |
| ANHEUSER BUSCH INBEV WOR 7 3/4% JAN 15 2019 DTD 01/15/2011 | $60,899 | $48,578 |
| ANHEUSER BUSCH INBEV WOR 6 7/8% NOV 15 2019 DTD 11/15/2010 | $24,653 | $20,585 |
| WAL MART STORES INC SR NOTES 3 1/4% OCT 25 2020 DTD 10/25/2010 | $58,432 | $61,810 |
| ARCHER DANIELS MIDLAND C 4.479% MAR 01 2021 DTD 03/01/2011 | $5,478 | $5,323 |
| GILEAD SCIENCES INC 3.700% 04/01/2024 DTD 03/07/2014 | $52,802 | $52,299 |
| PRINCIPAL FINANCIAL GROU 3.125% 05/15/2023 DTD 11/16/2012 | $20,970 | $21,110 |
| APPLE INC 3.450% 05/06/2024 DTD 05/06/2014 | $96,828 | $93,312 |
| VIRGINIA ELEC & POWER CO 3.450% 02/15/2024 DTD 02/07/2014 | $12,336 | $12,388 |
| MICROSOFT CORP 2.375% 05/01/2023 DTD 05/02/2013 | $4,983 | $4,957 |
| VERIZON COMMUNICATIONS 2.625% 08/15/2026 DTD 08/01/2016 | $19,949 | $18,832 |
| TOTAL CAPITAL INTL SA 3.750% 04/10/2024 DTD 01/15/2014 | $47,714 | $47,705 |
| TD AMERITRADE HOLDING CO 2.950% 04/01/2022 DTD 03/09/2015 | $15,741 | $15,178 |
| TD AMERITRADE HOLDING CO 5.6% DEC 01 2019 DTD 11/25/2009 | $29,770 | $26,535 |
| WESTPAC BANKING CORP NOTES 4 7/8% NOV 19 2019 DTD 11/19/2009 | $75,124 | $73,373 |
| POTOMAC ELECTRIC POWER 3.600% 03/15/2024 DTD 03/18/2014 | $37,036 | $36,625 |
| ENTERGY LOUISIANA LLC 2.400% 10/01/2026 DTD 10/04/2016 | $47,769 | $47,318 |
| NORTHERN TRUST CORP 3.950% 10/30/2025 DTD 10/31/2013 | $48,201 | $47,660 |
| FLUOR CORP (NEW) 3 3/8% SEP 15 2021 DTD 09/13/2011 | $72,577 | $71,553 |
| MANULIFE FINANCIAL CORP 4.150% 03/04/2026 DTD 03/04/2016 | $20,275 | $21,235 |
| SHELL INTERNATIONAL FIN 3.250% 05/11/2025 DTD 05/11/2015 | $53,212 | $51,372 |
| CME GROUP INC 3.000% 03/15/2025 DTD 03/09/2015 | $24,753 | $25,279 |
| MICROSOFT CORP 2.875% 02/06/2024 DTD 02/06/2017 | $41,694 | $42,599 |
| SCHLUMBERGER INVESTMENT 3.650% 12/01/2023 DTD 12/03/2013 | $72,489 | $73,681 |
| OCCIDENTAL PETROLEUM COR 3.500% 06/15/2025 DTD 06/23/2015 | $35,351 | $36,236 |
| PROGRESS ENERGY CAROLINA 2.8% MAY 15 2022 DTD 05/18/2012 | $63,377 | $60,552 |
| COMERICA INC 2.125% 05/23/2019 DTD 05/23/2014 | $40,624 | $39,833 |
| MERCK & CO INC 2.350% 02/10/2022 DTD 02/10/2015 | $4,832 | $4,992 |
| PACIFIC GAS & ELECTRIC 3.300% 03/15/2027 DTD 03/10/2017 | $19,929 | $19,842 |
| DOMINION GAS HLDGS LLC 3.600% 12/15/2024 DTD 12/08/2014 | $33,196 | $31,620 |
| HSBC HOLDINGS PLC 4.875% JAN 14 2022 DTD 11/17/2011 | $151,334 | $145,234 |
| VERIZON COMMUNICATIONS 3.000% 11/01/2021 DTD 10/29/2014 | $15,610 | $15,166 |
| STRYKER CORP 3.375% 11/01/2025 DTD 10/29/2015 | $41,702 | $40,944 |
| LOCKHEED MARTIN CORP 3.35% SEP 15 2021 DTD 09/09/2011 | $36,335 | $35,981 |
| DUKE ENERGY CAROLINAS 3.9% JUN 15 2021 DTD 05/19/2011 | $21,415 | $20,894 |
| PROLOGIS LP 4.250% 08/15/2023 DTD 08/15/2013 | $43,125 | $42,817 |
| LINCOLN NATIONAL CORP 8 3/4% JUL 01 2019 DTD 06/22/2009 | $9,563 | $8,734 |
| CITIGROUP INC 2.500% 07/29/2019 DTD 07/29/2014 | $6,064 | $6,018 |
| AVALONBAY COMMUNITIES IN MTN 3.500% 11/15/2024 DTD 11/21/2014 | $40,230 | $41,132 |
| UNITEDHEALTH GROUP INC 3 3/8% NOV 15 2021 DTD 11/10/2011 | $72,172 | $72,156 |
| EXXON MOBIL CORPORATION 3.043% 03/01/2026 DTD 03/03/2016 | $34,000 | $34,516 |
| TORONTO-DOMINION BANK MTN VAR RT 11/05/2019 DTD 11/05/2014 | $75,000 | $75,477 |
| BURLINGTN NORTH SANTA FE 3.05% MAR 15 2022 DTD 03/02/2012 | $29,156 | $30,623 |
| ORACLE CORP 2.400% 09/15/2023 DTD 07/07/2016 | $165,462 | $161,922 |
| WALT DISNEY COMPANY THE 2 3/4% AUG 16 2021 DTD 08/22/2011 | $20,437 | $20,299 |
| US BANCORP MTN 3.700% 01/30/2024 DTD 01/30/2014 | $83,619 | $78,752 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (12 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| MATTHEWS PACIFIC TIGER-INST | $1,581,710 | $2,701,636 |
| DODGE & COX INTL STOCK FD | $1,624,754 | $2,398,191 |
| ISHARES MSCI EAFEINTL INDEX FD CL K | $5,975,000 | $6,645,683 |
| OAKMARK INTERNATIONAL-INST | $2,276,900 | $2,460,336 |
| JPMORGAN GL RES ENH IDX-R6 | $2,347,500 | $2,403,740 |
| BROWN ADV JAPAN ALPHA OPP-IS | $846,327 | $975,072 |
| JPMORGAN EQUITY INCOME-R6 | $1,990,927 | $2,609,127 |
| SPDR S&P 500 ETF TRUST | $12,627,944 | $17,293,862 |
| JPMORGAN GROWTH ADVANTAG-R6 | $1,257,094 | $4,433,977 |
| JPMORGAN US L/C CORE PL-R6 | $1,264,731 | $2,768,216 |
| ISHARES RUSSELL MIDCAP INDEX FUND | $917,182 | $2,319,817 |
| ISHARES RUSSELL 2000 ETF | $787,284 | $1,560,276 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (46 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| BLACKSTONE PARTNERS OFFSHORE FUND LTD. CLASS H2 - NEW ISSUES INELIGIBLE - LE | AT COST | $1,000,000 | $1,496,588 |
| YORK CREDIT OPPORTUNITIES UNIT TRUST CLASS A - NEW ISSUES INELIGIBLE LEAD SE | AT COST | $500,000 | $1,036,222 |
| GOLDENTREE OFFSHORE LTD (NEW ISSUES INELIGIBLE) CLASS SP 1-1 SIDE POCKET | AT COST | $20,272 | $14,179 |
| GOLDENTREE OFFSHORE LTD CLASS G-R SERIES 58 | AT COST | $434,132 | $904,495 |
| BW PRIVATE INVESTORS OFFSHORE, LTD. 3% HOLDBACK | AT COST | $15,000 | $23,106 |
| LOCUST WOOD CAPITAL OFFSHORE, LTD CLASS D - 5% HOLDBACK | AT COST | $25,000 | $26,566 |
| GLOBAL ACCESS MACRO LTD 3% HOLDBACK | AT COST | $15,000 | $16,494 |
| GOLDENTREE OFFSHORE LTD. CLASS SP 1-5 SIDE POCKET | AT COST | $1,414 | $2,166 |
| MANIKAY OFFSHORE FUND, LTD. - 5% HOLDBACK | AT COST | $37,500 | $53,293 |
| GOLDENTREE OFFSHORE LTD. SP 6-1 SIDE POCKET | AT COST | $9,120 | $3,658 |
| AVENUE INTERNATIONAL, LTD. - NEW ISSUES INELIGIBLE - LEAD SERIES | AT COST | $29,679 | $40,289 |
| GOLDENTREE OFFSHORE LTD SP 8-1 SIDE POCKET | AT COST | $35,219 | $235,934 |
| RIVERSTONE GLOBAL ENERGY AND POWER PRIVATE INVESTORS V, LP (OFFSHORE) CLASS | AT COST | $1,052,224 | $1,010,523 |
| CCMP III PRIVATE INVESTORS OFFSHORE, L.P. - CLASS A | AT COST | $381,165 | $426,394 |
| PEG DIGITAL GROWTH FUND OFFSHORE SPECIAL II LP | AT COST | $453,950 | $583,018 |
| PEG SECONDARY PRIVATE EQUITY INVESTORS OFFSHORE SPECIAL, L.P | AT COST | $90,786 | $137,361 |
| GSO PRIVATE INVESTORS OFFSHORE II, LP CLASS A | AT COST | $432,067 | $480,623 |
| BLACKSTONE GSO PRIVATE INVESTORS, L.P. (OFFSHORE) | AT COST | $153,621 | $110,606 |
| RS GLOBAL ENERGY AND POWER PRIVATE INVESTORS OFFSHORE VI, L.P. | AT COST | $252,766 | $332,540 |
| QUANTUM PARALLEL PARTNERS V, LP | AT COST | $447,197 | $594,008 |
| L CAPITAL ASIA 2 PRIVATE INVESTORS OFFSHORE, L.P. - CLASS A | AT COST | $492,396 | $674,307 |
| KKR AMERICAS XII PRIVATE INVESTORS OFFSHORE, L.P. | AT COST | $30,168 | $11,373 |
| PEG DIGITAL GROWTH FUND OFFSHORE LP | AT COST | $549,920 | $48,492 |
| AP VIII (APAX) PRIVATE INVESTORS OFFSHORE LP - CLASS A | AT COST | $860,740 | $1,073,018 |
| BCP VI PRIVATE INVESTORS OFFSHORE,LP | AT COST | $357,338 | $453,297 |
| HPS MEZZANINE PRIVATE INVESTORS OFFSHORE II L.P CLASS A | AT COST | $531,570 | $630,978 |
| KKR ASIAN FUND II PRIVATE INVESTORS OFFSHORE, LP - CLASS A | AT COST | $821,536 | $1,103,622 |
| CLAYTON, DUBILIER & RICE (CD&R) FUND 8, LP (OFFSHORE INVESTORS) | AT COST | $153,644 | $191,540 |
| J.C. FLOWERS III PRIVATE INVESTORS OFFSHORE LP | AT COST | $377,971 | $338,960 |
| SILVER LAKE PARTNERS IV (SLP IV) PRIVATE INVESTORS, L.P. (OFFSHORE INVESTORS | AT COST | $793,683 | $1,062,382 |
| GIF IV PRIVATE INVESTORS OFFSHORE LP CLASS A | AT COST | $275,409 | $152,219 |
| CARLYLE ASIA PARTNERS III PRIVATE INVESTORS OFFSHORE, L.P. | AT COST | $175,658 | $212,393 |
| CAYUGA VENTURE FUND III, LP | AT COST | $145,095 | $102,327 |
| CAYUGA VENTURE FUND V | AT COST | $193,258 | $183,068 |
| CAYUGA VENTURE FUND IV, LP | AT COST | $212,441 | $170,101 |
| ARMORY SQUARE VENTURES L.P. | AT COST | $157,112 | $147,208 |
| BREP ASIA PRIVATE INVESTORS OFFSHORE , L.P. | AT COST | $302,630 | $352,884 |
| BSREP II (BROOKFIELD) PRIVATE INVESTORS OFFSHORE, L.P. | AT COST | $445,952 | $480,791 |
| STARWOOD SOF VIII PRIVATE INVESTORS TE LLC (ONSHORE) | AT COST | $134,612 | $146,023 |
| STARWOOD SOF IX PRIVATE INVESTORS OFFSHORE L.P. CLASS A - NON-SELF DEALING F | AT COST | $225,222 | $288,958 |
| JPMORGAN ASIAN INFRASTRUCTURE & RELATED RESOURCES OPPORTUNITY FUND US, LLC ( | AT COST | $292,875 | $339,072 |
| BLACKSTONE REAL ESTATE VII PRIVATE INVESTORS, LP (BREP OFFSHORE) CLASS A | AT COST | $604,691 | $721,683 |
| BROADSTONE NET LEASE INC | AT COST | $718,581 | $1,143,295 |
| BROADTREE HOMES | AT COST | $269,366 | $326,570 |
| BRIDGEWATER PLACE | AT COST | $100,000 | $85,948 |
| AUBURN COMMUNITY HOTEL LP | AT COST | $243,999 | $46,810 |
Land Etc Schedule2 LandEtcSchedule2
Land Etc LandEtcGrp (44 entries)
| Category Or ItemCategoryOrItemTxt | Cost Or Other BasisCostOrOtherBasisAmt | Accumulated DepreciationAccumulatedDepreciationAmt | Book ValueBookValueAmt |
|---|---|---|---|
| BULDING - 5654 SOUTH ST RD | $95,000 | $58,462 | $36,538 |
| RENOVATIONS TO 5654 SOUTH ST RD | $102,484 | $63,069 | $39,415 |
| RENOVATIONS TO 5654 SOUTH ST RD | $11,795 | $6,952 | $4,843 |
| NEW SOFIT LIGHTING AND RENOVATIONS | $1,750 | $835 | $915 |
| ELECTRIC HEATING UNITS | $1,232 | $1,232 | $0 |
| HEAVY DUTY DOOR LOCK | $649 | $649 | $0 |
| NEW SIDING ON BUILDING | $5,912 | $1,554 | $4,358 |
| FILING CABINETS | $3,042 | $3,042 | $0 |
| COMPUTER SOFTWARE (MICRO INFO SYSTEMS) | $3,500 | $3,500 | $0 |
| PAPER SHREDDER | $1,151 | $1,151 | $0 |
| ESSENTIAL GIFTS FOR WINDOWS SOFTWARE & ADDITIONAL USERS ADDED | $8,961 | $8,961 | $0 |
| CONFERENCE TABLES AND CHAIRS | $2,495 | $2,495 | $0 |
| CONFERENCE TABLES AND CHAIRS | $1,200 | $1,200 | $0 |
| DESK | $1,000 | $1,000 | $0 |
| DESK | $995 | $995 | $0 |
| BOOKCASES | $21,000 | $21,000 | $0 |
| SINAGE | $552 | $552 | $0 |
| COFFEE TABLE | $425 | $425 | $0 |
| 2 FILE CABINETS | $491 | $491 | $0 |
| CONF TABLE AND CHAIRS | $1,740 | $1,740 | $0 |
| REFINISH CONFERENCE TABLE | $3,200 | $3,200 | $0 |
| DESK | $2,985 | $2,985 | $0 |
| CREDENZA | $2,037 | $2,037 | $0 |
| OFFICE CHAIR | $1,040 | $1,040 | $0 |
| REFRIGERATOR | $480 | $480 | $0 |
| LAND | $10,000 | $0 | $10,000 |
| CARPET | $14,024 | $12,853 | $1,171 |
| TELEPHONE | $6,714 | $6,714 | $0 |
| NEW HEAT SYSTEM | $36,887 | $8,591 | $28,296 |
| TABLES & CABINETS | $6,000 | $6,000 | $0 |
| PLASMA TELEVISION | $4,523 | $4,523 | $0 |
| COUNTERTOP | $5,790 | $5,790 | $0 |
| WINDOW BLINDS | $3,000 | $3,000 | $0 |
| DELL OPTIPLEX 780 | $1,355 | $1,355 | $0 |
| KONICA COPIER BIZHUB C284 | $5,134 | $5,134 | $0 |
| POWEREDGE T320 | $6,075 | $6,075 | $0 |
| COMPUTER | $2,108 | $2,108 | $0 |
| COLE REPRODUCTION | $62,928 | $0 | $62,928 |
| DRIVEWAY/PARKING PAVING | $13,970 | $3,181 | $10,789 |
| STAND UP COMPUTER DESK | $1,447 | $500 | $947 |
| STAND UP COMPUTER DESK | $1,901 | $657 | $1,244 |
| DELL OPTIPLEX | $1,967 | $1,312 | $655 |
| LENOVA THINKPAD | $2,241 | $1,494 | $747 |
| CONSTRUCTION IN PROGRESS | $214,975 | $0 | $214,975 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $37,338 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $37,338 | DisbursementsCharitablePrpsAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (10 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| NEW YORK STATE FILING FEE | $2,252 | $2,252 | $0 |
| MISCELLANEOUS | $29 | $0 | $29 |
| REPAIRS AND MAINTENANCE | $29,855 | $0 | $29,855 |
| OFFICE SUPPLIES | $9,301 | $0 | $9,301 |
| CLEANING SERVICE EXPENSE | $6,721 | $0 | $6,721 |
| TELEPHONE | $5,390 | $240 | $5,150 |
| INSURANCE | $58,187 | $5,000 | $53,187 |
| DUES & SUBSCRIPTIONS | $4,659 | $233 | $4,426 |
| UTILITIES | $2,669 | $801 | $1,868 |
| ARTWORK CARE & MAINTENANCE | $26,710 | $0 | $26,710 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT AND CUSTODIAL FEES | CategoryTxt |
| Amt | $271,701 | Amt |
| Net Investment Income | $271,701 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAX | $17,714 | $17,714 | $0 |
| PAYROLL & REAL ESTATE TAXES | $15,735 | $787 | $14,948 |
| FEDERAL EXCISE TAX | $41,598 | $0 | $0 |
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