2018-08-28T13:47:24-05:00 2017-12-31 161131146 BONADIO & CO LLP 432 NORTH FRANKLIN STREET SYRACUSE NY 13204 990PF 2017-01-01 156017650 FRED L EMERSON FOUNDATION INC FRED 3152539621 5654 SOUTH STREET ROAD AUBURN NY 13021 DANIEL J FESSENDEN EXECUTIVE DIRECTOR 3152539621 2018-08-23 1 GAIL M KINSELLA P00087834 3154764004 2017 2022-09-23 18:48:47Z X 89784084 X X 505141 505141 1407451 1407451 7410349 30090875 7410349 9322941 9322941 230000 15000 215000 272836 13642 259194 23534 1177 22357 37338 0 37338 23500 3500 20000 271701 271701 0 75047 18501 14948 10872 0 30500 0 30500 145773 8526 137247 1121101 332047 736584 3557603 3557603 4678704 332047 4294187 4644237 8990894 69932 211352 211352 3535002 1830302 1830302 25605440 33497353 48569933 20220725 20995054 20739294 17514807 14851979 18015382 676155 258334 213718 417821 417821 67159624 71803861 89784084 0 0 X 67159624 71803861 67159624 71803861 67159624 71803861 67159624 4644237 0 71803861 0 71803861 PUBLICALLY TRADED SECURITIES P 30090875 22680526 7410349 7410349 7410349 0 4420461 80713499 0.054767 3851776 85502253 0.045049 3803788 85276500 0.044605 3719787 79741788 0.046648 4159659 75837906 0.054849 0.245918 0.049184 85428694 4201725 89909 4291634 4294187 X 89909 0 89909 0 89909 57255 32654 0 89909 X 0 0 0 0 0 0 0 0 0 0 0 0 1 1 NY DE 1 0 0 0 0 1 EMERSONFOUNDATION.COM DANIEL J FESSENDEN EXECUTIVE DIRE 3152539621 5654 SOUTH STREET ROAD AUBURN NY 13021 1 OC 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ANTHONY D FRANCESCHELLI 5654 SOUTH STREET ROAD AUBURN NY 13021 PRESIDENT 6.00 18750 0 497 KRISTEN E RUBACKA 5654 SOUTH STREET ROAD AUBURN NY 13021 VICE PRESIDENT 4.00 14750 0 0 W GARY EMERSON 5654 SOUTH STREET ROAD AUBURN NY 13021 TREASURER 4.00 18000 0 0 DANIEL J FESSENDEN 5654 SOUTH STREET ROAD AUBURN NY 13021 EXECUTIVE DIRECTOR/SECRETA 40.00 208287 18000 2586 PETER J EMERSON 5654 SOUTH STREET ROAD AUBURN NY 13021 DIRECTOR 4.00 20000 0 0 LORI E ROBINSON 5654 SOUTH STREET ROAD AUBURN NY 13021 DIRECTOR 4.00 20250 0 1384 HEATHER A EMERSON 5654 SOUTH STREET ROAD AUBURN NY 13021 DIRECTOR 2.00 18250 0 1699 CHRISTOPHER S EMERSON 5654 SOUTH STREET ROAD AUBURN NY 13021 DIRECTOR 2.00 7250 0 0 ANN M DUGAN 5654 SOUTH STREET ROAD AUBURN NY 13021 DIRECTOR 2.00 8500 0 1838 DANIEL M MEYERS 5654 SOUTH STREET ROAD AUBURN NY 13021 DIRECTOR 2.00 8250 0 2263 SALLY E WAGNER 5654 SOUTH STREET ROAD AUBURN NY 13021 DIRECTOR 4.00 18750 0 0 JOAN H STEWART 5654 SOUTH STREET ROAD AUBURN NY 13021 DIRECTOR 4.00 15250 0 3160 ELIZABETH A AUGUST 5654 SOUTH STREET ROAD AUBURN NY 13021 DIRECTOR 2.00 7500 0 0 W ERIC EMERSON 5654 SOUTH STREET ROAD AUBURN NY 13021 DIRECTOR 2.00 9000 0 0 GRACE E FRANCESCHELLI 5654 SOUTH STREET ROAD AUBURN NY 13021 DIRECTOR 2.00 10500 0 391 WILLIAM A FRANCESCHELLI 5654 SOUTH STREET ROAD AUBURN NY 13021 DIRECTOR 2.00 8250 0 0 ALEX KINAL-WAGNER 5654 SOUTH STREET ROAD AUBURN NY 13021 DIRECTOR 2.00 8750 0 812 MICHAEL F NOZZOLIO 5654 SOUTH STREET ROAD AUBURN NY 13021 DIRECTOR 2.00 7750 0 0 ALIZA J QUERNS 5654 SOUTH STREET ROAD AUBURN NY 13021 DIRECTOR 2.00 8750 0 0 MARY-ELLEN STEVENS 5654 SOUTH STREET ROAD AUBURN NY 13021 FINANCE & GRANTS ADM 40.00 61375 5534 0 0 NONE 0 0 84215000 2514639 0 86729639 0 0 86729639 1300945 85428694 4271435 4271435 89909 89909 4181526 0 4181526 0 4181526 4294187 0 4294187 89909 4204278 4181526 3648604 0 0 4294187 3648604 0 0 645583 0 0 0 0 0 0 0 0 3535943 0 0 0 DANIEL J FESSENDEN EXECUTIVE DIRECT 5654 SOUTH STREET ROAD AUBURN NY 13021 3152539621 ALL ORGANIZATIONS SUBMITTING A PROPOSAL MUST COMPLETE THE EMERSON FOUNDATION GRANT APPLICATION FORM. PROPOSALS ARE ACCEPTED AND CONSIDERED ON AN ONGOING BASIS. FRED L. EMERSON FOUNDATION, INC. DOES NOT MAKE GRANTS TO INDIVIDUALS OF FOR PROFIT ORGANIZATION AND DOES NOT SPONSOR FUNDRAISING OR POLITICAL ACTIVITIES. PROPOSALS SEEKING SUPPORT SOLELY FOR RECURRING OPERATING EXPENSES OF AN ORGANIZATION ARE STRONGLY DISCOURAGED.GRANT RECIPIENTS WILL BE EXPECTED TO PROVIDE THE FOUNDATION WITH AN EVALUATION REPORT UPON COMPLETION OF THE PROJECT FOR WHICH THE FUNDING WAS PROVIDED. A MEAL AND MORE INC 25 BROADWAY ROCHESTER NY 14607 NONE EXEMPT VARIOUS PROJECTS 1000 AFP GENESEE VALLEY CHAPTER PO BOX 425 SPENCERPORT NY 14559 NONE EXEMPT SCHOLARSHIPS 1500 AIDS COMMUNITY RESOURCES DBA ACR HEALTH 627 WEST GENESEE STREET SYRACUSE NY 13204 NONE EXEMPT FOOD PANTRY | NUTRITION PROGRAM EXPANSION 10000 AL SIGL COMMUNITY OF AGENCIES 1000 ELMWOOD AVENUE SUITE 300 ROCHESTER NY 14620 NONE EXEMPT VARIOUS PROJECTS 353000 AMERICAN RED CROSS WESTERN & CENTRAL NY REGION 50 PRINCE STREET ROCHESTER NY 14607 NONE EXEMPT DISASTER RELIEF 37000 ARC OF SENECA CAYUGA 152 CLARK STREET ROAD AUBURN NY 13021 NONE EXEMPT FINGER LAKES TEXTILES REORGANIZATION AND CAPITAL INVESTMENT 25000 AUBURN COMMUNITY HOSPITAL FOUNDATION INC 17 LANSING STREET AUBURN NY 13021 NONE EXEMPT VARIOUS PROJECTS 2000 AUBURN EDUCATION FOUNDATION INC 78 THORNTON AVE PO BOX 592 AUBURN NY 13021 NONE EXEMPT VARIOUS PROJECTS 3000 AUBURN ENLARGED CITY SCHOOL DISTRICT 78 THORNTON AVE AUBURN NY 13021 NONE EXEMPT TOWARDS THE YEARBOOK & GRAPHICS PROGRAM AT THE TEACHER'S DISCRETION 10000 AUBURN REGIONAL MEDIA ACCESS INC (ARMA) 108 GENESEE STREET PO BOX 732 AUBURN NY 13021 NONE EXEMPT THE D.I.Y. STUDIO PROJECT 9000 AUBURN CITY OF MEMORIAL CITY HALL 24 SOUTH STREET AUBURN NY 13021 NONE EXEMPT VARIOUS PROJECTS 114483 BOOKER T WASHINGTON COMMUNITY CENTER 23 CHAPMAN AVENUE AUBURN NY 13021 NONE EXEMPT TOWARDS FIELD TRIPS AND ACTIVITIES 3000 BRUCE MUSEUM INC 1 MUSEUM DRIVE GREENWICH CT 06830 NONE EXEMPT SEASIDE CENTER 2000 CAMP GOOD DAYS AND SPECIAL TIMES INC 179 GRAHAM ROAD ITHACA NY 14850 NONE EXEMPT 5TH ANNUAL PINK EVENT 1000 CASPAR GREGORY CAMP INC PO BOX 322 1803 LAKE ROAD AURORA NY 13026 NONE EXEMPT KITCHEN RENOVATION | WATER CONTAINMENT UNIT 10000 CATO-MERIDIAN COMMUNITY RECREATION CENTER 2851 ROUTE 370 CATO NY 13033 NONE EXEMPT POOL EQUIPMENT REPLACEMENT 3145 CAYUGA CO EMERSON PARK COUNTY OFFICE BLDG 6TH FLOOR AUBURN NY 13021 NONE EXEMPT EMERSON PARK JULY 3RD FIREWORKS 12500 CAYUGA CO COMMUNITY COLLEGE-FACULTY STUDENT ASSOCIATION 197 FRANKLIN STREET AUBURN NY 13021 NONE EXEMPT FOOD BANK 1500 CAYUGA COMMUNITY COLLEGE FOUNDATION 197 FRANKLIN STREET AUBURN NY 13021 NONE EXEMPT VARIOUS PROJECTS 56975 CAYUGA COUNTY TREASURER 160 GENESEE STREET 5TH FLOOR AUBURN NY 13021 NONE EXEMPT WARD O'HARA AGRICULTURAL & LIVING MUSEUM 25000 CAYUGA MUSEUM OF HISTORY AND ART 203 GENESEE STREET AUBURN NY 13021 NONE EXEMPT GALLERY RECLAMATION 29025 CAYUGA-SENECA COMMUNITY ACTION AGENCY INC 89 YORK STREET AUBURN NY 13021 NONE EXEMPT CHRISTMAS ELF PROGRAM 2000 CENTRAL NEW YORK COMMUNITY FOUNDATION INC 431 E FAYETTE STREET SUITE 100 SYRACUSE NY 13202 NONE EXEMPT "CARRIE LAZARUS FUND FOR EXTRAORDINARY TALENT-UNRESTRICTED 1000 CHAPEL HOUSE INC 36 FRANKLIN STREET PO BOX 734 AUBURN NY 13021 NONE EXEMPT TOWARD REFIGERATING UNITS/SYSTEM 6500 CITIZEN SCHOOLS INC 308 CONGRESS STREET 5TH FLOOR BOSTON MA 02210 NONE EXEMPT GENERAL OPERATING SUPPORT FOR CITIZEN SCHOOLS NEW YORK 5000 CORNELL UNIVERSITY DIV OF ALUMNI AFFAIRS & DEVELOPMENT 130 EAST SENECA STREET SUITE 400 ITHACA NY 14850 NONE EXEMPT VARIOUS PROJECTS 38000 DAVID'S REFUGE INC 8195 CAZENOVIA ROAD MANLIUS NY 13104 NONE EXEMPT RESPITE SERVICES - CAYUGA COUNTY 4800 EJG FOUNDATION INC 182 NORTH STREET AUBURN NY 13021 NONE EXEMPT EXPANSION OF PRESCHOOL AND THERAPEUTIC CAPACITY 150000 FAYETTEVILLE-MANLIUS ABC PROGRAM INC 411 E SENECA STREET PO BOX 355 MANLIUS NY 13104 NONE EXEMPT RESIDENT DIRECTOR RESIDENCE RENOVATION 69680 FAYETTEVILLE-MANLIUS COMMUNITY OUTREACH INC 122 E SENECA STREET PO BOX 66 MANLIUS NY 13104 NONE EXEMPT VARIOUS PROJECTS 5000 FINGER LAKES LAND TRUST 202 EAST COURT ROAD ITHACA NY 14850 NONE EXEMPT OWASCO SHORELINE PROTECTION PROJECT 100000 FINGER LAKES SPCA OF CENTRAL NEW YORK 41 YORK STREET AUBURN NY 13021 NONE EXEMPT VARIOUS PROJECTS 1000 FIRST LOVE MINISTRIES 99 WALL STREET AUBURN NY 13021 NONE EXEMPT TOWARD SOUP KITCHEN 2000 FOOD BANK OF CENTRAL NEW YORK 7066 INTERSTATE ISLAND ROAD SYRACUSE NY 13209 NONE EXEMPT EMERGENCY FOOD PROGRAM LINES OF CREDIT 20000 FORT HILL CEMETERY ASSOCIATION 10 FORT STREET AUBURN NY 13021 NONE EXEMPT ANNUAL APPEAL 1000 FRANZISKA RACKER CENTERS INC 3226 WILKINS ROAD ITHACA NY 14850 NONE EXEMPT SELF AWARENESS AND ATTACHMENT TRAINING FOR MENTAL HEALTH PROFESSIONALS 2800 GAY ALLIANCE OF THE GENESEE VALLEY INC 100 COLLEGE AVENUE SUITE 100 ROCHESTER NY 14607 NONE EXEMPT YOUTH PROGRAMS 1000 GEORGE EASTMAN MUSEUM 900 EAST AVENUE ROCHESTER NY 14607 NONE EXEMPT TO SUPPORT THE LEGACY STAFF 5000 GLIMMERGLASS FESTIVAL PO BOX 91 COOPERSTOWN NY 13326 NONE EXEMPT VARIOUS PROJECTS 1500 HALF ACRE UNION CHURCH 1768 W GENESEE STREET RD AUBURN NY 13021 NONE EXEMPT REBUILDING CHURCH DUE TO FIRE IN 2015 25000 HAMILTON COLLEGE 198 COLLEGE HILL ROAD CLINTON NY 13323 NONE EXEMPT VARIOUS PROJECTS 19500 HEROIN EPIDEMIC ACTION LEAGUE INC CAYUGA COUNTY PO BOX 458 AUBURN NY 13021 NONE EXEMPT VARIOUS PROJECTS 8500 HOBART AND WILLIAM SMITH COLLEGES 300 PULTENEY STREET GENEVA NY 14456 NONE EXEMPT FINGER LAKES INSTITUTE:WATER QUALITY INITIATIVES 35000 HONOR FLIGHT SYRACUSE INC PO BOX 591 SYRACUSE NY 13209 NONE EXEMPT TOWARD VETERAN SPONSORSHIPS 1000 HOPE FOR HEATHER PO BOX 2208 LIVERPOOL NY 13089 NONE EXEMPT VARIOUS PROJECTS 2500 INDIAN MOUND CEMETERY ASSOCIATION PO BOX 924 MORAVIA NY 13118 NONE EXEMPT VARIOUS PROJECTS 29000 ITHACA COLLEGE 953 DANBY ROAD ITHACA NY 14850 NONE EXEMPT THOMAS R. ROCHON ENDOWED SCHOLARSHIP 75000 KIDS IN CRISIS INC ONE SALEM STREET COS COB CT 06807 NONE EXEMPT SHELTER 8000 KNIGHTS OF COLUMBUS #207 47 MARKET STREET AUBURN NY 13021 NONE EXEMPT OPERATION ENDURING GRATITUDE 1000 LITERACY VOLUNTEERS OF CAYUGA COUNTY 1 ALLEN STREET AUBURN NY 13021 NONE EXEMPT ADULT ED PROGRAMS AND MATERIALS 2000 MAKE-A-WISH FOUNDATION OF CENTRAL NEW YORK INC 5005 CAMPUSWOOD DRIVE EAST SYRACUSE NY 13057 NONE EXEMPT GENERAL FUND 5000 MANLIUS PEBBLE HILL SCHOOL 5300 JAMESVILLE ROAD DEWITT NY 13214 NONE EXEMPT SCHOLARSHIP FUND 5000 MATTHEW HOUSE 43 METCALF DRIVE AUBURN NY 13021 NONE EXEMPT VARIOUS PROJECTS 4500 MERCY FLIGHT CENTRAL INC 2420 BRICKYARD ROAD CANANDAIGUA NY 14424 NONE EXEMPT STRETCHER TRAY PROJECT 5000 MERRY-GO-ROUND PLAYHOUSE INC 17 WILLIAM STREET 2ND FLOOR AUBURN NY 13021 NONE EXEMPT 2017 OPERATING EXPENSES 547045 MUSCULAR DYSTROPHY ASSOCIATION (MDA) 6315 FLY ROAD SUITE 102 EAST SYRACUSE NY 13057 NONE EXEMPT MDA 2018 SUMMER CAMP 15000 NATIONAL CENTER FOR FAMILY PHILANTHROPY 1667 K STREET NW SUITE 550 WASHINGTON DC 20006 NONE EXEMPT PROGRAMS AND SERVICES 2400 NATIONAL HUMANITIES CENTER 7 TW ALEXANDER DRIVE DURHAM NC 27709 NONE EXEMPT ANNUAL FUND (IN SUPPORT OF THE HUMANITIES) 12000 NATIONAL INTERSCHOLASTIC CYCLING ASSOCIATION NEW YORK CHAPTER 123 S BROADWAY APT 9B IRVINGTON NY 10533 NONE EXEMPT TOWARD PURCHASE OF A BOX TRUCK 10000 NY FUNDERS ALLIANCE 431 E FAYETTE STREET SYRACUSE NY 13202 NONE EXEMPT 2017 PROGRAMS AND SERVICES 4500 OWASCO TOWN OF 2 BRISTOL AVENUE AUBURN NY 13021 NONE EXEMPT TOWARD PLAYGROUND IMPROVEMENTS 105000 PITTSBURGH OPERA INC 2425 LIBERTY AVENUE PITTSBURGH PA 15222 NONE EXEMPT SUPPORT OF GENERAL DIRECTOR INITIATIVES IN 2017.18 OPERA YEAR 7000 RESCUE MISSION ALLIANCE OF SYRACUSE 155 GIFFORD STREET SYRACUSE NY 13202 NONE EXEMPT TOWARD PURCHASE OF AN OVEN AND DEEP FRYER 9000 ROBERTS WESLEYAN COLLEGE 2301 WESTSIDE DRIVE ROCHESTER NY 14624 NONE EXEMPT ROBERTS WESLEYAN COLLEGE RETENTION AND PERSISTENCE SCHOLARSHIPS 25000 ROCHESTER GENERAL HOSPITAL FOUNDATION RIEDMAN CAMPUS 100 KINGS HIGHWAY SOUTH ROCHESTER NY 14617 NONE EXEMPT "LIPSON CANCER CENTER CAPITAL CAMPAIGN 3000 ROCHESTER PHILHARMONIC ORCHESTRA INC 108 EAST AVENUE ROCHESTER NY 14604 NONE EXEMPT ARTISTIC EXCELLENCE SOCIETY 1000 ROCHESTER ROTARY CHARITABLE TRUSTS 18 LINDEN OAKS SUITE 200 ROCHESTER NY 14625 NONE EXEMPT CAPITAL PROJECTS 1000 SCHWEINFURTH MEMORIAL ART CENTER 205 GENESEE STREET AUBURN NY 13021 NONE EXEMPT VARIOUS PROJECTS 27000 SCIENCENTER 601 1ST STREET ITHACA NY 14850 NONE EXEMPT EDUCATIONAL FIELD TRIP PROGRAM 25000 SKANEATELES FESTIVAL INC 97 EAST GENESEE STREET SKANEATELES NY 13152 NONE EXEMPT 40TH ANNIVERSARY INITIATIVE 15000 SKIDMORE COLLEGE 815 NORTH BROADWAY SARATOGA SPRINGS NY 12866 NONE EXEMPT TOWARD SCIENCE FACILITIES 400000 SOME INC 71 O STREET NW WASHINGTON DC 20001 NONE EXEMPT UNRESTRICTED 2000 SOUTH CAYUGA LITTLE LEAGUE 1490 STATE ROUTE 326 AUBURN NY 13021 NONE EXEMPT SOFTBALL PARK RENOVATIONS 10000 ST BONAVENTURE UNIVERSITY 3261 WEST STATE ROAD ST BONAVENTURE NY 14778 NONE EXEMPT FAMILY ENTERPRISE INITIATIVES AT ST. BONAVENTURE UNIVERSITY 10000 ST JOHN FISHER COLLEGE 3690 EAST AVENUE ROCHESTER NY 14618 NONE EXEMPT UNRESTRICTED TO: SCHOOL OF EDUCATION 5000 ST LAWRENCE UNIVERSITY UNIVERSITY ADVANCEMENT VILAS HALL 23 ROMODA DRIVE CANTON NY 13617 NONE EXEMPT INTERNSHIP SCHOLARSHIPS 5000 STATE THEATRE OF ITHACA INC 107 WEST STATE/MARTIN LUTHER KING STREET ITHACA NY 14850 NONE EXEMPT STATE THEATRE OF ITHACA ADA ACCESSIBLE PLATFORM PROJECT 5000 SYMPHORIA 250 HARRISON STREET SUITE 301 SYRACUSE NY 13202 NONE EXEMPT PATRIOTISM & POPS AT EMERSON PARK 20000 SYRACUSE UNIVERSITY 820 COMSTOCK AVENUE SYRACUSE NY 13244 NONE EXEMPT VARIOUS PROJECTS 405000 TEAM PENNSYLVANIA FOUNDATION 240 NORTH 3RD STREET HARRISBURG PA 17101 NONE EXEMPT SUPPORT FOR PRESIDENT INITIATIVES AND RESEARCH 5000 THE FIRST TEE OF SYRACUSE 5050 JAMESVILLE ROAD JAMESVILLE NY 13078 NONE EXEMPT TOWARD STEMLINKS PROGRAM 2000 THE FOUNDATION CENTER 32 OLD SLIP 24TH FLOOR NEW YORK NY 100053500 NONE EXEMPT 2017 PHILANTHROPIC PROGRAMS AND SERVICES 4000 THE HARLEY SCHOOL 1981 CLOVER STREET ROCHESTER NY 14618 NONE EXEMPT THE HARLEY FUND 5000 THE SATO PROJECT 130 WATER STREET BROOKLYN NY 11201 NONE EXEMPT VARIOUS PROJECTS 10500 TRANSPORTATION PROJECT FOR CAYUGA COUNTY INC 17 NELSON STREET AUBURN NY 13021 NONE EXEMPT PURCHASE TWO (2) OFFICE COMPUTERS AND PRINTERS. 5000 UNION SPRINGS SOCCER CLUB INC 1490 STATE ROUTE 326 AUBURN NY 13021 NONE EXEMPT SOCCER FIELD RENOVATION 10000 UNITED WAY OF CAYUGA COUNTY 17 EAST GENESEE STREET SUITE 302 AUBURN NY 13021 NONE EXEMPT CAMPAIGN 2017 50000 UNIVERSITY OF ROCHESTER 300 EAST RIVER ROAD BOX 278996 ROCHESTER NY 14627 NONE EXEMPT RIVER CAMPUS LIBRARIES THROUGH GEORGE EASTMAN CIRCLE 5000 VERA HOUSE INC 723 JAMES STREET SYRACUSE NY 13203 NONE EXEMPT TOWARD CURRENT PROGRAM NEEDS OF VERA HOUSE AND THEIR MISSION 3000 WARM THE CHILDREN INC 25 DILL STREET AUBURN NY 13021 NONE EXEMPT WARM THE CHILDREN 2000 WELLS COLLEGE 170 MAIN STREET AURORA NY 13026 NONE EXEMPT VARIOUS PROJECTS 402500 WESTMINSTER MANOR 81 SOUTH STREET AUBURN NY 13021 NONE EXEMPT VARIOUS PROJECTS 25000 YMCA-WEIU OF AUBURN NY 27 WILLIAM STREET AUBURN NY 13021 NONE EXEMPT VARIOUS PROJECTS 5250 3557603 CAYUGA CO EMERSON PARK COUNTY OFFICE BUILDING 6TH FLOOR AUBURN NY 13021 NONE EXEMPT INDEPENDENCE DAY FIREWORKS DISPLAY 12500 CAYUGA COMMUNITY COLLEGE FOUNDATION 197 FRANKLIN STREET AUBURN NY 13021 NONE EXEMPT STUDENT SUCCESS ADVOCATE 26000 CLARKSON UNIVERSITY 8 CLARKSON AVENUE BOX 5520 POTSDAM NY 13699 NONE EXEMPT CREATION OF A MAKERSPACE WITHIN ITS NEW INNOVATION HUB 250000 E JOHN GAVRAS CENTER 182 NORTH STREET AUBURN NY 13021 NONE EXEMPT EXPANSION OF PRESCHOOL AND THERAPEUTIC CAPACITY 150000 HOBART AND WILLIAM SMITH COLLEGES 300 PULTENEY STREET GENEVA NY 14456 NONE EXEMPT BLUE-GREEN ALGAE MONITORING AND ASSESSMENT IN OWASCO LAKE 60000 MERRY-GO-ROUND PLAYHOUSE 17 WILLIAM STREET 2ND FLOOR AUBURN NY 13021 NONE EXEMPT 2018 OPERATING EXPENSES AND 60TH ANNIVERSARY CELEBRATION 201000 SCIENCENTER 601 1ST STREET ITHACA NY 14850 NONE EXEMPT TO SUPPORT FUTURE EDUCATIONAL FIELD TRIPS FOR CAYUGA CO. STUDENTS 100000 ST LAWRENCE UNIVERSITY 23 ROMODA DRIVE CANTON NY 13617 NONE EXEMPT PUBLIC INTEREST CORPS 250000 1049500 14 505141 14 1407451 18 7410349 0 9322941 0 9322941 0 0 0 0 0 0 0 0 0 0 ACCOUNTING FEES 23500 3500 20000 BULDING - 5654 SOUTH ST RD 1994-01-01 95000 56026 SL 39.000000000000 2436 0 RENOVATIONS TO 5654 SOUTH ST RD 1994-01-01 102484 60441 SL 39.000000000000 2628 0 RENOVATIONS TO 5654 SOUTH ST RD 1995-01-01 11795 6650 SL 39.000000000000 302 0 NEW SOFIT LIGHTING AND RENOVATIONS 1999-06-04 1750 790 SL 39.000000000000 45 0 ELECTRIC HEATING UNITS 2004-03-01 1232 1232 SL 7.000000000000 0 0 HEAVY DUTY DOOR LOCK 2004-03-03 649 649 SL 7.000000000000 0 0 NEW SIDING ON BUILDING 2007-10-20 5912 1404 SL 39.000000000000 150 0 FILING CABINETS 1995-01-01 3042 3042 SL 5.000000000000 0 0 COMPUTER SOFTWARE (MICRO INFO SYSTEMS) 1997-12-07 3500 3500 SL 5.000000000000 0 0 PAPER SHREDDER 1998-06-25 1151 1151 SL 5.000000000000 0 0 ESSENTIAL GIFTS FOR WINDOWS SOFTWARE & ADDITIONAL USERS ADDED 2007-03-26 8961 8811 SL 10.000000000000 150 0 CONFERENCE TABLES AND CHAIRS 1995-01-01 2495 2495 SL 7.000000000000 0 0 CONFERENCE TABLES AND CHAIRS 1995-01-01 1200 1200 SL 7.000000000000 0 0 DESK 1994-12-31 1000 1000 SL 7.000000000000 0 0 DESK 1995-01-01 995 995 SL 7.000000000000 0 0 BOOKCASES 1994-12-31 21000 21000 SL 7.000000000000 0 0 SINAGE 1995-01-01 552 552 SL 7.000000000000 0 0 COFFEE TABLE 1995-01-01 425 425 SL 7.000000000000 0 0 2 FILE CABINETS 1995-02-01 491 491 SL 7.000000000000 0 0 CONF TABLE AND CHAIRS 1995-03-01 1740 1740 SL 7.000000000000 0 0 REFINISH CONFERENCE TABLE 1997-09-17 3200 3200 SL 7.000000000000 0 0 DESK 2002-12-01 2985 2985 SL 7.000000000000 0 0 CREDENZA 2002-12-01 2037 2037 SL 7.000000000000 0 0 OFFICE CHAIR 2002-12-01 1040 1040 SL 7.000000000000 0 0 REFRIGERATOR 2004-01-27 480 480 SL 7.000000000000 0 0 LAND 1994-11-15 10000 L 0 0 CARPET 2008-10-31 14024 11451 SL 10.000000000000 1402 0 TELEPHONE 2008-06-19 6714 6714 SL 7.000000000000 0 0 NEW HEAT SYSTEM 2008-11-19 36887 7645 SL 39.000000000000 946 0 TABLES & CABINETS 2008-09-23 6000 6000 SL 7.000000000000 0 0 PLASMA TELEVISION 2008-10-03 4523 4523 SL 5.000000000000 0 0 COUNTERTOP 2008-10-01 5790 5790 SL 7.000000000000 0 0 WINDOW BLINDS 2008-12-02 3000 3000 SL 7.000000000000 0 0 DELL OPTIPLEX 780 2010-11-08 1355 1355 SL 3.000000000000 0 0 KONICA COPIER BIZHUB C284 2012-10-04 5134 5134 SL 3.000000000000 0 0 POWEREDGE T320 2013-02-04 6075 6075 SL 3.000000000000 0 0 COMPUTER 2013-02-04 2108 2108 SL 3.000000000000 0 0 COLE REPRODUCTION 2013-09-26 62928 NC 0.000000000000 0 0 DRIVEWAY/PARKING PAVING 2014-08-15 13970 2250 SL 15.000000000000 931 0 STAND UP COMPUTER DESK 2015-08-03 1447 293 SL 7.000000000000 207 0 STAND UP COMPUTER DESK 2015-08-03 1901 385 SL 7.000000000000 272 0 DELL OPTIPLEX 2016-01-14 1967 656 SL 3.000000000000 656 0 LENOVA THINKPAD 2016-01-14 2241 747 SL 3.000000000000 747 0 CONSTRUCTION IN PROGRESS 2017-12-31 214975 SL 0.000000000000 0 0 CONFERENCE TABLE 1994-01 PURCHASED 2017-12 4300 0 4300 CONFERENCE TABLE 1994-01 PURCHASED 2017-12 2000 0 2000 AT&T INC 5 1/2% FEB 01 2018 DTD 02/01/2008 116426 105300 NATIONAL RURAL UTIL CORP 10 3/8% NOV 01 2018 DTD 10/30/2008 56656 42732 AMERICAN EXPRESS SR NOTES 7% MAR 19 2018 DTD 03/19/2008 142857 126337 BANK OF MONTREAL MTN 1.450% 04/09/2018 DTD 04/09/2013 85362 84936 TRAVELERS COS INC SR NOTES 5.8% MAY 15 2018 DTD 05/13/2008 21827 22309 DEUTSCHE BANK AG 1.875% 02/13/2018 DTD 02/13/2015 55072 54991 CITIGROUP INC 6 1/8% MAY 15 2018 DTD 05/12/2008 124690 111667 KIMBERLY CLARK CORP 6 1/4% JUL 15 2018 DTD 7/28/98 40168 35756 BNP PARIBAS MTN 2.700% 08/20/2018 DTD 08/20/2013 51043 50221 ROYAL BANK OF CANADA 2.200% 07/27/2018 DTD 07/29/2013 71005 70102 SANTANDER UK PLC 3.050% 08/23/2018 DTD 08/23/2013 45865 45307 ACE INA HOLDINGS 5.8% MAR 15 2018 DTD 02/14/2008 24840 27207 NUCOR CORP 5.85% JUN 01 2018 DTD 06/02/2008 27214 25379 BNP PARIBAS MTN 2.400% 12/12/2018 DTD 12/12/2013 19953 20056 ISHARES JP MORGAN EM BOND FUND JPMORGAN USD 1395433 1393200 JANUS HIGH-YIELD FD-I 2800267 2777287 DOUBLELINE TOTL RET BND-I 2883750 2814059 JPMORGAN INFLATN MGD BND-R6 1.58% 775000 769744 JPMORGAN STRAT INC OPP-R6 2297768 2319317 DODGE & COX INCOME FD 2483750 2489512 INVESCO FINANCE PLC 3.125% 11/30/2022 DTD 11/08/2012 24745 25295 BANK OF NEW YORK MELLON MTN 2.200% 03/04/2019 DTD 02/04/2014 35561 35096 PRECISION CASTPARTS CORP 3.250% 06/15/2025 DTD 06/10/2015 34744 35767 BOEING CO 7 1/4% JUN 15 2025 DTD 7/7/93 33024 31635 ABBVIE INC 2.500% 05/14/2020 DTD 05/14/2015 59644 60181 NEXEN ENERGY ULC 6.200% 07/30/2019 DTD 07/27/2009 33803 31481 BB&T CORPORATION MTN 2.625% 06/29/2020 DTD 06/29/2015 35454 35236 CHEVRON CORP VAR RT 11/15/2021 DTD 11/18/2014 160576 165003 JOHN DEERE CAPITAL CORP MTN 2 3/4% MAR 15 2022 DTD 02/27/2012 69650 70530 UNITEDHEALTH GROUP INC 2.950% 10/15/2027 DTD 10/25/2017 29749 29903 ENTERGY ARKANSAS INC 3.500% 04/01/2026 DTD 01/08/2016 14158 13411 BANK OF AMERICA CORP VAR RT 07/21/2023 DTD 07/21/2017 205119 204572 MITSUBISHI UFJ FIN GRP 2.998% 02/22/2022 DTD 02/22/2017 50719 50312 SUMITOMO MITSUI FINL GRP 2.784% 07/12/2022 DTD 07/12/2017 85290 84503 GOLDMAN SACHS GROUP INC 4.250% 10/21/2025 DTD 10/21/2015 5958 6269 EBAY INC 2.6% JUL 15 2022 DTD 07/24/2012 46983 49543 LINCOLN NATIONAL CORP 4.000% 09/01/2023 DTD 08/16/2013 10490 10438 ATOMS ENERGY CORP 8 1/2% MAR 15 2019 DTD 03/26/2009 42077 35471 TEVA PHARM FIN IV BV 3.65% 11/10/2021 DTD 11/10/2011 42294 38048 HSBC FINANCE CORP 6.676% JAN 15 2021 DTD 07/15/2011 39246 38910 APACHE CORP 3.625% 02/01/2021 DTD 12/03/2010 72609 71656 AMERIPRISE FINANCIAL INC 3.700% 10/15/2024 DTD 09/18/2014 47505 46984 GOLDMAN SACHS GROUP INC 5 3/4% JAN 24 2022 DTD 01/24/2012 177163 171849 CITIGROUP INC VAR RT 07/24/2023 DTD 07/24/2017 64861 64666 MANULIFE FINANCIAL CORP 4.9% SEP 17 2020 DTD 09/17/2010 22097 21168 ALTRIA GROUP INC 2.85% AUG 09 2022 DTD 08/09/2012 40818 40257 HEWLETT PACKARD CO 3 3/4% DEC 01 2020 DTD 12/02/2010 3006 3096 WALT DISNEY COMPANY/THE MTN 2.55% FEB 15 2022 DTD 02/14/2012 49050 50257 BLACKROCK INC 3.500% 03/18/2024 DTD 03/18/2014 37094 36371 SAN DIEGO G & E 2.500% 05/15/2026 DTD 05/19/2016 35883 34677 GENERAL DYNAMICS CORP 3 7/8% JUL 15 2021 DTD 07/12/2011 37518 36737 OCCIDENTAL PETROLEUM COR 3.400% 04/15/2026 DTD 04/04/2016 3991 4095 PHILIPS ELECTRONICS NV 3 3/4% MAR 15 2022 DTD 03/09/2012 42392 41643 CENTERPOINT ENER HOUSTON 3.000% 02/01/2027 DTD 01/12/2017 54640 54718 AMERICAN HONDA FINANCE MTN 2.450% 09/24/2020 DTD 09/24/2015 6995 7022 MORGAN STANLEY MTN 2.625% 11/17/2021 DTD 11/17/2016 64668 64696 ANHEUSER-BUSCH INBEV FIN 3.650% 02/01/2026 DTD 01/25/2016 64898 67062 BURLINGTN NORTH SANTA FE 3.000% 03/15/2023 DTD 03/12/2013 40734 40745 MORGAN STANLEY MTN 3.875% 01/27/2026 DTD 01/27/2016 65985 67737 ERP OPERATING LP 2.850% 11/01/2026 DTD 10/12/2016 9743 9698 ORIX CORP 3.700% 07/18/2027 DTD 07/18/2017 40468 40264 PACIFIC GAS & ELECTRIC 3.850% 11/15/2023 DTD 11/12/2013 11978 12512 SIMON PROPERTY GROUP LP 2.500% 07/15/2021 DTD 01/13/2016 4996 5012 MARSH & MCLENNAN COS INC 3.300% 03/14/2023 DTD 03/14/2016 11987 12297 ARCHER-DANIELS-MIDLAND C 2.500% 08/11/2026 DTD 08/11/2016 64812 61983 MEDTRONIC GLOBAL HLDINGS 3.350% 04/01/2027 DTD 03/28/2017 50000 51289 APPLE INC 3.250% 02/23/2026 DTD 02/23/2016 36044 35711 TRANS - CANADA PIPELINES 7 1/8% JAN 15 2019 DTD 01/09/2009 45478 41950 CISCO SYSTEMS INC NOTES 4.45% JAN 15 2020 DTD 11/17/2009 33316 31371 AMGEN INC SR NOTES 5.7% FEB 01 2019 DTD 01/16/2009 44040 41515 AMERICAN HONDA FINANCE MTN 2.250% 08/15/2019 DTD 09/09/2014 49908 50070 POTASH CORP-SASKATCHEWAN 3.625% 03/15/2024 DTD 03/07/2014 24778 25619 BALTIMORE GAS & ELECTRIC 2.400% 08/15/2026 DTD 08/18/2016 47487 47205 MUFG AMERICAS HLDGS CORP 3.000% 02/10/2025 DTD 02/10/2015 81343 78967 PNC FUNDING CORP SR NOTES 5 1/8% FEB 08 2020 DTD 02/08/2010 67775 63321 BANK OF NOVA SCOTIA 1.650% 06/14/2019 DTD 06/14/2016 124205 124010 LOWE'S COMPANIES INC 3.8% NOV 15 2021 DTD 11/23/2011 20199 20892 EATON CORP 6.95% MAR 20 2019 DTD 3/16/2009 44215 42074 WESTPAC BANKING CORP 1.650% 05/13/2019 DTD 05/13/2016 29999 29780 SHELL INTERNATIONAL FIN 3.400% 08/12/2023 DTD 08/12/2013 73188 72671 WESTPAC BANKING CORP 2.100% 05/13/2021 DTD 05/13/2016 19904 19763 ENTERGY ARKANSAS INC 3.050% 06/01/2023 DTD 05/30/2013 22055 22078 ABB FINANCE USA INC 2.875% MAY 08 2022 DTD 05/08/2012 71052 71162 RABOBANK NEDERLAND NOTES 4 1/2% JAN 11 2021 DTD 01/11/2011 115105 111284 GENERAL ELEC CAP CORP NOTES 4 5/8% JAN 07 2021 DTD 01/07/2011 50000 47734 CATERPILLAR FINACIAL SE MEDIUM TERM NOTE 7.15% FEB 15 2019 DTD 02/12/2009 39299 36952 NOVARTIS SECS INVEST LTD 5 1/8% FEB 10 2019 DTD 02/10/2009 73918 72303 BANK OF NEW YORK MELLON MTN 2.300% 09/11/2019 DTD 09/11/2014 35363 35088 INVESCO FINANCE PLC 4.000% 01/30/2024 DTD 11/12/2013 9700 9489 MORGAN STANLEY 5 1/2% JUL 28 2021 DTD 07/28/2011 119841 114841 US BANCORP MTN 2.95% JUL 15 2022 DTD 07/23/2012 44630 45601 POTASH CORP-SASKATCHEWAN 4.875% 03/30/2020 DTD 09/28/2009 21425 20939 ALABAMA POWER CO 2.450% 03/30/2022 DTD 03/03/2017 59951 59616 BANK OF AMERICA CORP MTN 3.300% 01/11/2023 DTD 01/11/2013 69292 71600 BERKSHIRE HATHAWAY INC 2.750% 03/15/2023 DTD 03/15/2016 102058 100639 PUBLIC SERVICE COLORADO 3.2% NOV 15 2020 DTD 11/16/2010 4980 5106 TRAVELLERS COS INC SR NOTES 5.9% JUN 02 2019 DTD 06/02/2009 20435 18901 AMERIPRISE FINANCIAL INC 2.875% 09/15/2026 DTD 08/11/2016 47949 46662 WELLS FARGO & COMPANY MTN 2.625% 07/22/2022 DTD 07/24/2017 49770 49725 SIERRA PACIFIC POWER CO 3.375% 08/15/2023 DTD 08/15/2013 84960 82494 STATE STREET CORP 3.700% 11/20/2023 DTD 11/19/2013 61691 63169 CITIGROUP INC 3.750% 06/16/2024 DTD 06/16/2014 42740 41481 HALLIBURTON COMPANY 3 1/4% NOV 15 2021 DTD 11/14/2011 31323 30555 MEDTRONIC INC 3.125% 03/15/2022 DTD 03/19/2012 34920 33723 INTEL CORP 3.3% OCT 01 2021 DTD 09/19/2011 74457 72585 WELLS FARGO & COMPANY 4.100% 06/03/2026 DTD 06/03/2014 70827 73384 WELLS FARGO & COMPANY 3.450% 02/13/2023 DTD 02/13/2013 128418 127363 ERP OPERATING LP 3.000% 04/15/2023 DTD 04/10/2013 72974 73848 QUALCOMM INC 3.250% 05/20/2027 DTD 05/26/2017 52861 51733 SIMON PROPERTY GROUP LP 3.750% 02/01/2024 DTD 01/21/2014 57385 57229 ACE INA HOLDINGS 5.9% JUN 15 2019 DTD 06/08/2009 50588 45285 STATE STREET CORP 3.100% 05/15/2023 DTD 05/15/2013 7987 8068 GENERAL ELEC CAP CORP 3.15% SEP 07 2022 DTD 09/07/2012 70784 69066 AT&T INC NOTES 5.8% FEB 15 2019 DTD 02/03/2009 36644 35280 OCCIDENTAL PETROLEUM COR 4.1% FEB 01 2021 DTD 12/16/2010 25879 26181 VIRGINIA ELEC & POWER CO 2.95% JAN 15 2022 DTD 01/12/2012 24976 25305 GOLDMAN SACHS GROUP INC SR NOTES 7 1/2% FEB 15 2019 DTD 02/05/2009 96366 89825 STATOIL ASA 2.900% 11/08/2020 DTD 11/08/2013 4999 5082 BP CAPITAL MARKETS PLC 3.224% 04/14/2024 DTD 02/14/2017 166673 169028 DOMINION GAS HLDGS LLC 2.800% 11/15/2020 DTD 11/17/2015 5980 6046 MORGAN STANLEY 2.650% 01/27/2020 DTD 01/27/2015 2997 3013 AVALONBAY COMMUNITIES MTN 3.200% 01/15/2028 DTD 11/15/2017 39840 39834 NBCUNIVERSAL MEDIA LLC 4 3/8% APR 01 2021 DTD 04/01/2011 110990 105978 MORGAN STANLEY 4.000% 07/23/2025 DTD 07/23/2015 47418 47106 TRANS CANADA PIPELINES NOTES 3.8% OCT 01 2020 DTD 09/23/2010 21515 20736 NUCOR CORP 4 1/8% SEP 15 2022 DTD 09/21/2010 58429 58353 ALLSTATE CORP 3.150% 06/15/2023 DTD 06/07/2013 31529 30422 TEVA PHARMACEUT FIN BV 2.950% 12/18/2022 DTD 12/18/2012 9348 8970 PRUDENTIAL FINANCIAL INC 5 3/8% JUN 21 2020 DTD 06/21/2010 80515 74952 ANHEUSER BUSCH INBEV WOR 7 3/4% JAN 15 2019 DTD 01/15/2011 60899 48578 ANHEUSER BUSCH INBEV WOR 6 7/8% NOV 15 2019 DTD 11/15/2010 24653 20585 WAL MART STORES INC SR NOTES 3 1/4% OCT 25 2020 DTD 10/25/2010 58432 61810 ARCHER DANIELS MIDLAND C 4.479% MAR 01 2021 DTD 03/01/2011 5478 5323 GILEAD SCIENCES INC 3.700% 04/01/2024 DTD 03/07/2014 52802 52299 PRINCIPAL FINANCIAL GROU 3.125% 05/15/2023 DTD 11/16/2012 20970 21110 APPLE INC 3.450% 05/06/2024 DTD 05/06/2014 96828 93312 VIRGINIA ELEC & POWER CO 3.450% 02/15/2024 DTD 02/07/2014 12336 12388 MICROSOFT CORP 2.375% 05/01/2023 DTD 05/02/2013 4983 4957 VERIZON COMMUNICATIONS 2.625% 08/15/2026 DTD 08/01/2016 19949 18832 TOTAL CAPITAL INTL SA 3.750% 04/10/2024 DTD 01/15/2014 47714 47705 TD AMERITRADE HOLDING CO 2.950% 04/01/2022 DTD 03/09/2015 15741 15178 TD AMERITRADE HOLDING CO 5.6% DEC 01 2019 DTD 11/25/2009 29770 26535 WESTPAC BANKING CORP NOTES 4 7/8% NOV 19 2019 DTD 11/19/2009 75124 73373 POTOMAC ELECTRIC POWER 3.600% 03/15/2024 DTD 03/18/2014 37036 36625 ENTERGY LOUISIANA LLC 2.400% 10/01/2026 DTD 10/04/2016 47769 47318 NORTHERN TRUST CORP 3.950% 10/30/2025 DTD 10/31/2013 48201 47660 FLUOR CORP (NEW) 3 3/8% SEP 15 2021 DTD 09/13/2011 72577 71553 MANULIFE FINANCIAL CORP 4.150% 03/04/2026 DTD 03/04/2016 20275 21235 SHELL INTERNATIONAL FIN 3.250% 05/11/2025 DTD 05/11/2015 53212 51372 CME GROUP INC 3.000% 03/15/2025 DTD 03/09/2015 24753 25279 MICROSOFT CORP 2.875% 02/06/2024 DTD 02/06/2017 41694 42599 SCHLUMBERGER INVESTMENT 3.650% 12/01/2023 DTD 12/03/2013 72489 73681 OCCIDENTAL PETROLEUM COR 3.500% 06/15/2025 DTD 06/23/2015 35351 36236 PROGRESS ENERGY CAROLINA 2.8% MAY 15 2022 DTD 05/18/2012 63377 60552 COMERICA INC 2.125% 05/23/2019 DTD 05/23/2014 40624 39833 MERCK & CO INC 2.350% 02/10/2022 DTD 02/10/2015 4832 4992 PACIFIC GAS & ELECTRIC 3.300% 03/15/2027 DTD 03/10/2017 19929 19842 DOMINION GAS HLDGS LLC 3.600% 12/15/2024 DTD 12/08/2014 33196 31620 HSBC HOLDINGS PLC 4.875% JAN 14 2022 DTD 11/17/2011 151334 145234 VERIZON COMMUNICATIONS 3.000% 11/01/2021 DTD 10/29/2014 15610 15166 STRYKER CORP 3.375% 11/01/2025 DTD 10/29/2015 41702 40944 LOCKHEED MARTIN CORP 3.35% SEP 15 2021 DTD 09/09/2011 36335 35981 DUKE ENERGY CAROLINAS 3.9% JUN 15 2021 DTD 05/19/2011 21415 20894 PROLOGIS LP 4.250% 08/15/2023 DTD 08/15/2013 43125 42817 LINCOLN NATIONAL CORP 8 3/4% JUL 01 2019 DTD 06/22/2009 9563 8734 CITIGROUP INC 2.500% 07/29/2019 DTD 07/29/2014 6064 6018 AVALONBAY COMMUNITIES IN MTN 3.500% 11/15/2024 DTD 11/21/2014 40230 41132 UNITEDHEALTH GROUP INC 3 3/8% NOV 15 2021 DTD 11/10/2011 72172 72156 EXXON MOBIL CORPORATION 3.043% 03/01/2026 DTD 03/03/2016 34000 34516 TORONTO-DOMINION BANK MTN VAR RT 11/05/2019 DTD 11/05/2014 75000 75477 BURLINGTN NORTH SANTA FE 3.05% MAR 15 2022 DTD 03/02/2012 29156 30623 ORACLE CORP 2.400% 09/15/2023 DTD 07/07/2016 165462 161922 WALT DISNEY COMPANY THE 2 3/4% AUG 16 2021 DTD 08/22/2011 20437 20299 US BANCORP MTN 3.700% 01/30/2024 DTD 01/30/2014 83619 78752 MATTHEWS PACIFIC TIGER-INST 1581710 2701636 DODGE & COX INTL STOCK FD 1624754 2398191 ISHARES MSCI EAFEINTL INDEX FD CL K 5975000 6645683 OAKMARK INTERNATIONAL-INST 2276900 2460336 JPMORGAN GL RES ENH IDX-R6 2347500 2403740 BROWN ADV JAPAN ALPHA OPP-IS 846327 975072 JPMORGAN EQUITY INCOME-R6 1990927 2609127 SPDR S&P 500 ETF TRUST 12627944 17293862 JPMORGAN GROWTH ADVANTAG-R6 1257094 4433977 JPMORGAN US L/C CORE PL-R6 1264731 2768216 ISHARES RUSSELL MIDCAP INDEX FUND 917182 2319817 ISHARES RUSSELL 2000 ETF 787284 1560276 BLACKSTONE PARTNERS OFFSHORE FUND LTD. CLASS H2 - NEW ISSUES INELIGIBLE - LE AT COST 1000000 1496588 YORK CREDIT OPPORTUNITIES UNIT TRUST CLASS A - NEW ISSUES INELIGIBLE LEAD SE AT COST 500000 1036222 GOLDENTREE OFFSHORE LTD (NEW ISSUES INELIGIBLE) CLASS SP 1-1 SIDE POCKET AT COST 20272 14179 GOLDENTREE OFFSHORE LTD CLASS G-R SERIES 58 AT COST 434132 904495 BW PRIVATE INVESTORS OFFSHORE, LTD. 3% HOLDBACK AT COST 15000 23106 LOCUST WOOD CAPITAL OFFSHORE, LTD CLASS D - 5% HOLDBACK AT COST 25000 26566 GLOBAL ACCESS MACRO LTD 3% HOLDBACK AT COST 15000 16494 GOLDENTREE OFFSHORE LTD. CLASS SP 1-5 SIDE POCKET AT COST 1414 2166 MANIKAY OFFSHORE FUND, LTD. - 5% HOLDBACK AT COST 37500 53293 GOLDENTREE OFFSHORE LTD. SP 6-1 SIDE POCKET AT COST 9120 3658 AVENUE INTERNATIONAL, LTD. - NEW ISSUES INELIGIBLE - LEAD SERIES AT COST 29679 40289 GOLDENTREE OFFSHORE LTD SP 8-1 SIDE POCKET AT COST 35219 235934 RIVERSTONE GLOBAL ENERGY AND POWER PRIVATE INVESTORS V, LP (OFFSHORE) CLASS AT COST 1052224 1010523 CCMP III PRIVATE INVESTORS OFFSHORE, L.P. - CLASS A AT COST 381165 426394 PEG DIGITAL GROWTH FUND OFFSHORE SPECIAL II LP AT COST 453950 583018 PEG SECONDARY PRIVATE EQUITY INVESTORS OFFSHORE SPECIAL, L.P AT COST 90786 137361 GSO PRIVATE INVESTORS OFFSHORE II, LP CLASS A AT COST 432067 480623 BLACKSTONE GSO PRIVATE INVESTORS, L.P. (OFFSHORE) AT COST 153621 110606 RS GLOBAL ENERGY AND POWER PRIVATE INVESTORS OFFSHORE VI, L.P. AT COST 252766 332540 QUANTUM PARALLEL PARTNERS V, LP AT COST 447197 594008 L CAPITAL ASIA 2 PRIVATE INVESTORS OFFSHORE, L.P. - CLASS A AT COST 492396 674307 KKR AMERICAS XII PRIVATE INVESTORS OFFSHORE, L.P. AT COST 30168 11373 PEG DIGITAL GROWTH FUND OFFSHORE LP AT COST 549920 48492 AP VIII (APAX) PRIVATE INVESTORS OFFSHORE LP - CLASS A AT COST 860740 1073018 BCP VI PRIVATE INVESTORS OFFSHORE,LP AT COST 357338 453297 HPS MEZZANINE PRIVATE INVESTORS OFFSHORE II L.P CLASS A AT COST 531570 630978 KKR ASIAN FUND II PRIVATE INVESTORS OFFSHORE, LP - CLASS A AT COST 821536 1103622 CLAYTON, DUBILIER & RICE (CD&R) FUND 8, LP (OFFSHORE INVESTORS) AT COST 153644 191540 J.C. FLOWERS III PRIVATE INVESTORS OFFSHORE LP AT COST 377971 338960 SILVER LAKE PARTNERS IV (SLP IV) PRIVATE INVESTORS, L.P. (OFFSHORE INVESTORS AT COST 793683 1062382 GIF IV PRIVATE INVESTORS OFFSHORE LP CLASS A AT COST 275409 152219 CARLYLE ASIA PARTNERS III PRIVATE INVESTORS OFFSHORE, L.P. AT COST 175658 212393 CAYUGA VENTURE FUND III, LP AT COST 145095 102327 CAYUGA VENTURE FUND V AT COST 193258 183068 CAYUGA VENTURE FUND IV, LP AT COST 212441 170101 ARMORY SQUARE VENTURES L.P. AT COST 157112 147208 BREP ASIA PRIVATE INVESTORS OFFSHORE , L.P. AT COST 302630 352884 BSREP II (BROOKFIELD) PRIVATE INVESTORS OFFSHORE, L.P. AT COST 445952 480791 STARWOOD SOF VIII PRIVATE INVESTORS TE LLC (ONSHORE) AT COST 134612 146023 STARWOOD SOF IX PRIVATE INVESTORS OFFSHORE L.P. CLASS A - NON-SELF DEALING F AT COST 225222 288958 JPMORGAN ASIAN INFRASTRUCTURE & RELATED RESOURCES OPPORTUNITY FUND US, LLC ( AT COST 292875 339072 BLACKSTONE REAL ESTATE VII PRIVATE INVESTORS, LP (BREP OFFSHORE) CLASS A AT COST 604691 721683 BROADSTONE NET LEASE INC AT COST 718581 1143295 BROADTREE HOMES AT COST 269366 326570 BRIDGEWATER PLACE AT COST 100000 85948 AUBURN COMMUNITY HOTEL LP AT COST 243999 46810 BULDING - 5654 SOUTH ST RD 95000 58462 36538 RENOVATIONS TO 5654 SOUTH ST RD 102484 63069 39415 RENOVATIONS TO 5654 SOUTH ST RD 11795 6952 4843 NEW SOFIT LIGHTING AND RENOVATIONS 1750 835 915 ELECTRIC HEATING UNITS 1232 1232 0 HEAVY DUTY DOOR LOCK 649 649 0 NEW SIDING ON BUILDING 5912 1554 4358 FILING CABINETS 3042 3042 0 COMPUTER SOFTWARE (MICRO INFO SYSTEMS) 3500 3500 0 PAPER SHREDDER 1151 1151 0 ESSENTIAL GIFTS FOR WINDOWS SOFTWARE & ADDITIONAL USERS ADDED 8961 8961 0 CONFERENCE TABLES AND CHAIRS 2495 2495 0 CONFERENCE TABLES AND CHAIRS 1200 1200 0 DESK 1000 1000 0 DESK 995 995 0 BOOKCASES 21000 21000 0 SINAGE 552 552 0 COFFEE TABLE 425 425 0 2 FILE CABINETS 491 491 0 CONF TABLE AND CHAIRS 1740 1740 0 REFINISH CONFERENCE TABLE 3200 3200 0 DESK 2985 2985 0 CREDENZA 2037 2037 0 OFFICE CHAIR 1040 1040 0 REFRIGERATOR 480 480 0 LAND 10000 0 10000 CARPET 14024 12853 1171 TELEPHONE 6714 6714 0 NEW HEAT SYSTEM 36887 8591 28296 TABLES & CABINETS 6000 6000 0 PLASMA TELEVISION 4523 4523 0 COUNTERTOP 5790 5790 0 WINDOW BLINDS 3000 3000 0 DELL OPTIPLEX 780 1355 1355 0 KONICA COPIER BIZHUB C284 5134 5134 0 POWEREDGE T320 6075 6075 0 COMPUTER 2108 2108 0 COLE REPRODUCTION 62928 0 62928 DRIVEWAY/PARKING PAVING 13970 3181 10789 STAND UP COMPUTER DESK 1447 500 947 STAND UP COMPUTER DESK 1901 657 1244 DELL OPTIPLEX 1967 1312 655 LENOVA THINKPAD 2241 1494 747 CONSTRUCTION IN PROGRESS 214975 0 214975 LEGAL FEES 37338 0 37338 NEW YORK STATE FILING FEE 2252 2252 0 MISCELLANEOUS 29 0 29 REPAIRS AND MAINTENANCE 29855 0 29855 OFFICE SUPPLIES 9301 0 9301 CLEANING SERVICE EXPENSE 6721 0 6721 TELEPHONE 5390 240 5150 INSURANCE 58187 5000 53187 DUES & SUBSCRIPTIONS 4659 233 4426 UTILITIES 2669 801 1868 ARTWORK CARE & MAINTENANCE 26710 0 26710 INVESTMENT AND CUSTODIAL FEES 271701 271701 0 FOREIGN TAX 17714 17714 0 PAYROLL & REAL ESTATE TAXES 15735 787 14948 FEDERAL EXCISE TAX 41598 0 0