ALEX KATZ FOUNDATION INC: Form 990PF, tax year 2018
View the entire original 990 at ProPublica ↗
- Organization
- ALEX KATZ FOUNDATION INC (EIN 51-0529249)
- Tax period
- 2018-01-01 to 2018-12-31
- Filed
- 2019-11-06
- IRS object ID
- 201943109349100634
- Schema version
- 2018v3.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Expln Of Non Filing With AG Stmt
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Substantial Contributors Sch
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2019-11-06T14:16:35-06:00 | ReturnTs |
| Tax Period End | 2018-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 132986167 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | A KOZAK AND COMPANY LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 192 LEXINGTON AVENUE SUITE 1100 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10016 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2018-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 510529249 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ALEX KATZ FOUNDATION INC | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | ALEX | BusinessNameControlTxt |
| Phone | 2128896371 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | A KOZAK 192 LEXINGTON AVE NO 1100 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10016 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | VINCENT KATZ | PersonNm |
| Person Title | TREASURER | PersonTitleTxt |
| Phone | 2128896371 | PhoneNum |
| Signature | 2019-11-06 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | NOEL SILVERMAN | PreparerPersonNm |
| PTIN | P00600138 | PTIN |
| Phone | 2128896371 | PhoneNum |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 65.254.10.130 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2019-11-06 | IPDt |
| IP Tm | 14:38:58 | IPTm |
| IP Timezone | ES | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | DE480378EB90C49AB1F720D8008AB908A002A11B | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 3768143426E4083A510A47C54096B1CCFC28CADB | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2018 | TaxYr |
| Build TS | 2020-03-31 21:24:44Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $54,496,298 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $8,449,928 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $61,473 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $61,473 | InterestOnSavNetInvstIncmAmt |
| Interest On Savings Adj Net Incm | $61,473 | InterestOnSavingsAdjNetIncmAmt |
| Dividends Rev And Expnss | $744,705 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $744,705 | DividendsNetInvstIncmAmt |
| Dividends Adj Net Incm | $744,705 | DividendsAdjNetIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $5,189,192 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $41,384,885 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $7,675,700 | CapGainNetIncmNetInvstIncmAmt |
| Net ST Capital Gain Adj Net Incm | $0 | NetSTCapitalGainAdjNetIncmAmt |
| Other Income Rev And Expnss | $17,916 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $17,916 | OtherIncomeNetInvstIncmAmt |
| Other Income Adj Net Incm | $17,916 | OtherIncomeAdjNetIncmAmt |
| Total Rev And Expnss | $14,463,214 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $8,499,794 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $824,094 | TotalAdjNetIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $150,000 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Adj Net Incm | $0 | CompOfcrDirTrstAdjNetIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $150,000 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $536 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Adj Net Incm | $0 | LegalFeesAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $536 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $34,888 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $26,166 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $26,166 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $8,722 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $394,073 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $394,073 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Adj Net Incm | $394,073 | OtherProfFeesAdjNetIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $42,606 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $12,606 | TaxesNetInvstIncmAmt |
| Taxes Adj Net Incm | $12,606 | TaxesAdjNetIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $8,103 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $1,605 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Adj Net Incm | $1,605 | OtherExpensesAdjNetIncmAmt |
| Other Expenses Dsbrs Chrtbl | $6,498 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $630,206 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $434,450 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $434,450 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $165,756 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $3,026,695 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $3,026,695 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $3,656,901 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $434,450 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $434,450 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $3,192,451 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $10,806,313 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $8,065,344 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $389,644 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $81,218 | CashBOYAmt |
| Cash EOY | $16,641 | CashEOYAmt |
| Cash EOYFMV | $16,641 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $3,545,319 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $16,699,113 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $16,699,113 | SavAndTempCashInvstEOYFMVAmt |
| US Government Obligations BOY | $494,988 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $10,436,543 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $10,453,285 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $25,170,630 | CorporateStockBOYAmt |
| Corporate Stock EOY | $14,328,948 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $15,072,447 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $12,780,216 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $11,348,233 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $11,194,877 | CorporateBondsEOYFMVAmt |
| Other Assets BOY | $1,010,729 | OtherAssetsBOYAmt |
| Other Assets EOY | $1,059,935 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $1,059,935 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $43,083,100 | TotalAssetsBOYAmt |
| Total Assets EOY | $53,889,413 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $54,496,298 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $43,083,100 | RetainedEarningBOYAmt |
| Retained Earning EOY | $53,889,413 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $43,083,100 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $53,889,413 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $43,083,100 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $53,889,413 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $43,083,100 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $10,806,313 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $53,889,413 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $53,889,413 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (399 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|
| 2,000SHS NEWELL BRANDS INC | 2017-01-30 | 2018-01-25 | $50,492 | $91,825 | -$41,333 | -$41,333 |
| 2,800SHS NEWELL BRANDS INC | 2017-09-06 | 2018-01-25 | $70,688 | $131,275 | -$60,587 | -$60,587 |
| 1,500SHS NEWELL BRANDS INC | 2017-09-12 | 2018-01-25 | $37,869 | $66,154 | -$28,285 | -$28,285 |
| 200SHS ALPHABET INC CL C | 2018-08-17 | 2018-12-04 | $210,116 | $239,121 | -$29,005 | -$29,005 |
| 3,800SHS FORTIVE CORP | 2018-03-13 | 2018-12-04 | $276,583 | $298,228 | -$21,645 | -$21,645 |
| 2,500SHS KAR AUCTION SERVICES INC | 2017-12-15 | 2018-12-04 | $136,828 | $127,229 | $9,599 | $9,599 |
| 7,000SHS MONDELEZ INTERNATIONAL INC | 2018-01-22 | 2018-12-06 | $305,205 | $309,723 | -$4,518 | -$4,518 |
| 925SHS GENERAL DYNAMICS CORP | 2017-08-28 | 2018-01-03 | $185,054 | $185,053 | $1 | $1 |
| 3,315SHS COLGATE PALMOLIVE CO | 2017-09-25 | 2018-01-12 | $246,536 | $242,532 | $4,004 | $4,004 |
| 3,300SHS CBS CORP CL B | 2017-10-10 | 2018-01-22 | $189,807 | $192,693 | -$2,886 | -$2,886 |
| 100SHS CBS CORP CL B | 2017-11-21 | 2018-01-22 | $5,752 | $5,599 | $153 | $153 |
| 900SHS METLIFE INC | 2017-07-25 | 2018-01-30 | $45,277 | $44,990 | $287 | $287 |
| 2,460SHS EATON CORP PLC | 2017-10-11 | 2018-02-02 | $214,181 | $192,312 | $21,869 | $21,869 |
| 1,800SHS EXXON MOBIL CORP | 2017-08-28 | 2018-02-02 | $149,894 | $138,840 | $11,054 | $11,054 |
| 2,800SHS AMERICAN INTL GROUP INC | 2017-05-22 | 2018-02-06 | $170,199 | $173,228 | -$3,029 | -$3,029 |
| 1,040SHS AMERICAN INTL GROUP INC | 2017-08-28 | 2018-02-06 | $63,217 | $63,207 | $10 | $10 |
| 1,160SHS AMERICAN INTL GROUP INC | 2017-12-04 | 2018-02-06 | $70,511 | $69,948 | $563 | $563 |
| 3,200SHS APPLIED MATERIALS INC | 2017-08-28 | 2018-02-06 | $151,513 | $139,463 | $12,050 | $12,050 |
| 2,450SHS APPLIED MATERIALS INC | 2017-12-07 | 2018-02-06 | $116,002 | $126,277 | -$10,275 | -$10,275 |
| 880SHS SIMON PROPERTY GROUP INC | 2017-12-14 | 2018-02-14 | $134,275 | $145,772 | -$11,497 | -$11,497 |
| 5,050SHS NEWELL BRANDS INC | 2018-02-07 | 2018-02-20 | $140,679 | $149,082 | -$8,403 | -$8,403 |
| 1,300SHS NEWELL BRANDS INC | 2018-02-08 | 2018-02-20 | $36,214 | $37,206 | -$992 | -$992 |
| 2,720SHS KRAFT HEINZ CO | 2018-02-15 | 2018-03-15 | $177,471 | $196,282 | -$18,811 | -$18,811 |
| 955SHS KRAFT HEINZ CO | 2018-03-05 | 2018-03-15 | $62,311 | $64,151 | -$1,840 | -$1,840 |
| 4,200SHS CONAGRA BRANDS INC | 2017-08-28 | 2018-03-15 | $152,463 | $139,446 | $13,017 | $13,017 |
| 2,100SHS CONAGRA BRANDS INC | 2017-10-02 | 2018-03-15 | $76,232 | $70,784 | $5,448 | $5,448 |
| 155SHS FACEBOOK INC | 2017-12-07 | 2018-03-20 | $25,945 | $27,363 | -$1,418 | -$1,418 |
| 4,810SHS COMCAST CORP | 2018-01-12 | 2018-03-26 | $159,610 | $203,613 | -$44,003 | -$44,003 |
| 5,900SHS CISCO SYSTEMS INC | 2017-08-28 | 2018-04-06 | $243,837 | $186,270 | $57,567 | $57,567 |
| 2,550SHS CISCO SYSTEMS INC | 2017-11-13 | 2018-04-06 | $105,387 | $87,165 | $18,222 | $18,222 |
| 3,010SHS BRISTOL MYERS SQUIBB CO | 2018-02-15 | 2018-04-16 | $161,422 | $203,242 | -$41,820 | -$41,820 |
| 2,465SHS HESS CORP | 2017-11-22 | 2018-05-07 | $148,958 | $107,702 | $41,256 | $41,256 |
| 1,330SHS INTEL CORP | 2017-07-12 | 2018-05-08 | $70,778 | $45,741 | $25,037 | $25,037 |
| 1,580SHS BLACKSTONE GROUP LP | 2017-08-28 | 2018-05-14 | $49,604 | $50,151 | -$547 | -$547 |
| 2,330SHS INTEL CORP | 2017-07-12 | 2018-05-15 | $125,178 | $80,133 | $45,045 | $45,045 |
| 1,680SHS INTEL CORP | 2017-08-28 | 2018-05-15 | $90,257 | $58,790 | $31,467 | $31,467 |
| 1,990SHS INTEL CORP | 2017-10-02 | 2018-05-15 | $106,911 | $77,588 | $29,323 | $29,323 |
| 435SHS BOEING CO | 2018-05-03 | 2018-05-15 | $148,864 | $144,624 | $4,240 | $4,240 |
| 2,355SHS CONOCOPHILLIPS | 2017-11-09 | 2018-05-29 | $152,290 | $125,693 | $26,597 | $26,597 |
| 1,600SHS AT&T INC | 2017-07-06 | 2018-06-06 | $52,288 | $59,902 | -$7,614 | -$7,614 |
| 1,700SHS AT&T INC | 2017-08-28 | 2018-06-06 | $55,556 | $64,963 | -$9,407 | -$9,407 |
| 1,650SHS AT&T INC | 2017-09-12 | 2018-06-06 | $53,922 | $59,538 | -$5,616 | -$5,616 |
| 3,450SHS EBAY INC | 2018-03-02 | 2018-06-21 | $130,653 | $147,210 | -$16,557 | -$16,557 |
| 3,300SHS EBAY INC | 2018-04-18 | 2018-06-21 | $124,973 | $141,775 | -$16,802 | -$16,802 |
| 1,800SHS EBAY INC | 2018-04-26 | 2018-06-21 | $68,167 | $69,295 | -$1,128 | -$1,128 |
| 2,500SHS ORACLE CORP | 2017-07-06 | 2018-06-25 | $108,571 | $123,506 | -$14,935 | -$14,935 |
| 1,265SHS ORACLE CORP | 2017-08-28 | 2018-06-25 | $54,937 | $62,725 | -$7,788 | -$7,788 |
| 2,100SHS ORACLE CORP | 2017-12-04 | 2018-06-25 | $91,200 | $104,545 | -$13,345 | -$13,345 |
| 900SHS ORACLE CORP | 2017-12-15 | 2018-06-25 | $39,086 | $43,132 | -$4,046 | -$4,046 |
| 2,145SHS METLIFE INC | 2018-03-06 | 2018-07-02 | $93,452 | $101,347 | -$7,895 | -$7,895 |
| 665SHS METLIFE INC | 2018-03-07 | 2018-07-02 | $28,972 | $31,033 | -$2,061 | -$2,061 |
| 675SHS WAL MART STORES INC | 2017-08-28 | 2018-07-12 | $58,594 | $53,075 | $5,519 | $5,519 |
| 530SHS WAL MART STORES INC | 2017-12-26 | 2018-07-12 | $46,008 | $52,296 | -$6,288 | -$6,288 |
| 550SHS ROCKWELL AUTOMATION INC | 2018-04-05 | 2018-07-16 | $92,026 | $96,096 | -$4,070 | -$4,070 |
| 550SHS ROCKWELL AUTOMATION INC | 2018-04-10 | 2018-07-16 | $92,026 | $95,767 | -$3,741 | -$3,741 |
| 570SHS ROCKWELL AUTOMATION INC | 2018-04-12 | 2018-07-16 | $95,373 | $98,936 | -$3,563 | -$3,563 |
| 3,000SHS BAXTER INTL INC | 2017-08-30 | 2018-07-17 | $223,769 | $184,267 | $39,502 | $39,502 |
| 2,150SHS AIR LEASE CORP CL A | 2018-02-15 | 2018-07-20 | $89,655 | $100,024 | -$10,369 | -$10,369 |
| 2,150SHS AIR LEASE CORP CL A | 2018-05-08 | 2018-07-20 | $89,655 | $93,574 | -$3,919 | -$3,919 |
| 2,000SHS JD.COM INC SPON ADR CL A | 2018-01-26 | 2018-07-23 | $71,560 | $100,080 | -$28,520 | -$28,520 |
| 5,400SHS JD.COM INC SPON ADR CL A | 2018-05-08 | 2018-07-23 | $193,212 | $205,236 | -$12,024 | -$12,024 |
| 385SHS PALO ALTO NETWORKS INC | 2017-08-28 | 2018-08-07 | $81,626 | $49,722 | $31,904 | $31,904 |
| 795SHS PALO ALTO NETWORKS INC | 2017-11-06 | 2018-08-07 | $168,552 | $116,657 | $51,895 | $51,895 |
| 1,850SHS INTEL CORP | 2018-06-22 | 2018-08-13 | $90,459 | $97,462 | -$7,003 | -$7,003 |
| 1,700SHS APPLIED MATERIALS INC | 2018-04-18 | 2018-08-17 | $75,851 | $93,674 | -$17,823 | -$17,823 |
| 990SHS APPLIED MATERIALS INC | 2018-04-19 | 2018-08-17 | $44,172 | $50,771 | -$6,599 | -$6,599 |
| 2,310SHS APPLIED MATERIALS INC | 2018-05-18 | 2018-08-17 | $103,068 | $113,008 | -$9,940 | -$9,940 |
| 545SHS JPMORGAN CHASE & CO | 2018-02-22 | 2018-09-05 | $62,531 | $63,152 | -$621 | -$621 |
| 970SHS DOWDUPONT INC | 2017-12-19 | 2018-09-05 | $68,092 | $69,370 | -$1,278 | -$1,278 |
| 3,200SHS QUALCOMM INC | 2018-04-17 | 2018-09-05 | $222,487 | $176,230 | $46,257 | $46,257 |
| 400SHS QUALCOMM INC | 2018-07-25 | 2018-09-05 | $27,811 | $23,577 | $4,234 | $4,234 |
| 2,200SHS BLACKSTONE GROUP LP | 2017-12-04 | 2018-09-05 | $80,949 | $70,714 | $10,235 | $10,235 |
| 330SHS BLACKSTONE GROUP LP | 2018-01-24 | 2018-09-05 | $12,142 | $11,986 | $156 | $156 |
| 2,340SHS CVS HEALTH CORP | 2017-10-13 | 2018-09-05 | $171,424 | $171,993 | -$569 | -$569 |
| 520SHS CVS HEALTH CORP | 2018-03-28 | 2018-09-05 | $38,094 | $32,702 | $5,392 | $5,392 |
| 1,525SHS PAYPAL HOLDINGS INC | 2018-06-26 | 2018-09-05 | $137,290 | $126,246 | $11,044 | $11,044 |
| 765SHS PAYPAL HOLDINGS INC | 2018-07-31 | 2018-09-05 | $68,870 | $62,602 | $6,268 | $6,268 |
| 2,935SHS MERCK & CO INC | 2018-07-18 | 2018-09-05 | $200,393 | $184,997 | $15,396 | $15,396 |
| 2,150SHS ROYAL DUTCH SHELL PLC | 2018-04-10 | 2018-09-05 | $139,341 | $145,605 | -$6,264 | -$6,264 |
| 925SHS ROYAL DUTCH SHELL PLC | 2018-05-15 | 2018-09-05 | $59,949 | $67,043 | -$7,094 | -$7,094 |
| 865SHS NXP SEMICONDUCTORS NV | 2018-07-31 | 2018-09-05 | $81,177 | $82,614 | -$1,437 | -$1,437 |
| WASH SALE ADJUSTMENT - 865SHS NXP SEMICONDUCTORS NV | 2018-07-31 | 2018-09-05 | $1,155 | $1,155 | $1,155 | |
| 865SHS NXP SEMICONDUCTORS NV | 2018-08-14 | 2018-09-05 | $81,177 | $78,704 | $2,473 | $2,473 |
| 355SHS NXP SEMICONDUCTORS NV | 2018-08-21 | 2018-09-05 | $33,315 | $32,149 | $1,166 | $1,166 |
| 1,425SHS UNITED TECHNOLOGIES CORP | 2018-01-03 | 2018-09-05 | $188,738 | $185,470 | $3,268 | $3,268 |
| 45SHS UNITED TECHNOLOGIES CORP | 2018-06-22 | 2018-09-05 | $5,960 | $5,624 | $336 | $336 |
| 1,420SHS ANADARKO PETROLEUM CORP | 2018-06-19 | 2018-09-05 | $90,921 | $97,546 | -$6,625 | -$6,625 |
| 1,150SHS ANADARKO PETROLEUM CORP | 2018-08-01 | 2018-09-05 | $73,633 | $82,234 | -$8,601 | -$8,601 |
| 370SHS ANADARKO PETROLEUM CORP | 2018-08-29 | 2018-09-05 | $23,691 | $24,314 | -$623 | -$623 |
| 1,755SHS CITIGROUP INC | 2018-03-20 | 2018-09-05 | $125,070 | $128,683 | -$3,613 | -$3,613 |
| 885SHS CITIGROUP INC | 2018-03-22 | 2018-09-05 | $63,069 | $63,256 | -$187 | -$187 |
| 430SHS IBM | 2017-10-18 | 2018-09-05 | $62,850 | $67,578 | -$4,728 | -$4,728 |
| 3,075SHS KRAFT HEINZ CO | 2018-08-08 | 2018-09-05 | $176,132 | $185,735 | -$9,603 | -$9,603 |
| 1,000SHS SCHLUMBERGER LTD | 2017-12-19 | 2018-09-05 | $60,718 | $63,927 | -$3,209 | -$3,209 |
| 255SHS SCHLUMBERGER LTD | 2018-07-18 | 2018-09-05 | $15,483 | $16,910 | -$1,427 | -$1,427 |
| 1,045SHS CELGENE CORP | 2018-02-15 | 2018-09-05 | $95,981 | $101,397 | -$5,416 | -$5,416 |
| 420SHS CELGENE CORP | 2018-02-28 | 2018-09-05 | $38,576 | $37,844 | $732 | $732 |
| 285SHS CELGENE CORP | 2018-05-14 | 2018-09-05 | $26,177 | $24,181 | $1,996 | $1,996 |
| 4,200SHS COMCAST CORP | 2018-07-19 | 2018-09-05 | $152,074 | $147,679 | $4,395 | $4,395 |
| 35SHS COMCAST CORP | 2018-08-22 | 2018-09-05 | $1,267 | $1,253 | $14 | $14 |
| 4,695SHS AT&T INC | 2017-11-08 | 2018-09-05 | $149,387 | $154,659 | -$5,272 | -$5,272 |
| 1,740SHS EATON CORP PLC | 2018-07-02 | 2018-09-05 | $145,981 | $130,670 | $15,311 | $15,311 |
| 855SHS FACEBOOK INC | 2017-12-07 | 2018-09-05 | $144,418 | $150,938 | -$6,520 | -$6,520 |
| 3,790SHS CONAGRA BRANDS INC | 2018-06-27 | 2018-09-05 | $137,077 | $135,172 | $1,905 | $1,905 |
| 1,700SHS CBS CORP CL B | 2017-11-21 | 2018-09-05 | $89,640 | $95,189 | -$5,549 | -$5,549 |
| 850SHS CBS CORP CL B | 2017-12-14 | 2018-09-05 | $44,820 | $49,006 | -$4,186 | -$4,186 |
| 2,195SHS CARNIVAL CORP | 2018-04-03 | 2018-09-05 | $133,494 | $141,796 | -$8,302 | -$8,302 |
| 4,200SHS BANK OF AMERICA CORP | 2017-10-05 | 2018-09-05 | $129,773 | $108,533 | $21,240 | $21,240 |
| 1,000SHS FIDELITY NATIONAL INFORMATION SERVICES INC | 2018-03-13 | 2018-09-05 | $106,411 | $101,066 | $5,345 | $5,345 |
| 125SHS FIDELITY NATIONAL INFORMATION SERVICES INC | 2018-03-22 | 2018-09-05 | $13,301 | $12,325 | $976 | $976 |
| 995SHS CHEVRON CORP | 2018-02-28 | 2018-09-05 | $117,613 | $114,509 | $3,104 | $3,104 |
| 700SHS UNITED PARCEL SERVICE INC CL B | 2018-02-15 | 2018-09-05 | $87,038 | $75,213 | $11,825 | $11,825 |
| 375SHS 3M COMPANY | 2018-06-22 | 2018-09-05 | $78,931 | $73,969 | $4,962 | $4,962 |
| 375SHS CONSTELLATION BRANDS INC | 2018-08-29 | 2018-09-05 | $78,519 | $77,907 | $612 | $612 |
| 750SHS DANAHER CORP | 2018-07-18 | 2018-09-05 | $77,643 | $74,930 | $2,713 | $2,713 |
| 365SHS METLIFE INC | 2018-03-07 | 2018-09-05 | $16,894 | $17,033 | -$139 | -$139 |
| 1,295SHS METLIFE INC | 2018-04-25 | 2018-09-05 | $59,938 | $61,776 | -$1,838 | -$1,838 |
| 1,160SHS ABBOTT LABORATORIES | 2018-07-17 | 2018-09-05 | $76,158 | $73,357 | $2,801 | $2,801 |
| 675SHS VULCAN MATERIALS CO | 2018-08-13 | 2018-09-05 | $74,048 | $74,571 | -$523 | -$523 |
| 500SHS CHUBB LTD | 2017-09-08 | 2018-09-05 | $68,492 | $71,170 | -$2,678 | -$2,678 |
| 1,025SHS KRAFT HEINZ CO | 2018-08-08 | 2018-09-17 | $59,340 | $61,912 | -$2,572 | -$2,572 |
| 1,260SHS CONAGRA BRANDS INC | 2018-06-27 | 2018-10-01 | $42,106 | $44,939 | -$2,833 | -$2,833 |
| 695SHS NXP SEMICONDUCTORS NV | 2018-08-21 | 2018-10-12 | $54,168 | $62,940 | -$8,772 | -$8,772 |
| 695SHS NXP SEMICONDUCTORS NV | 2018-10-01 | 2018-10-12 | $54,168 | $60,911 | -$6,743 | -$6,743 |
| 855SHS JPMORGAN CHASE & CO | 2018-02-22 | 2018-10-12 | $90,905 | $99,073 | -$8,168 | -$8,168 |
| 260SHS DOWDUPONT INC | 2017-12-19 | 2018-10-12 | $15,445 | $18,594 | -$3,149 | -$3,149 |
| 1,100SHS DOWDUPONT INC | 2018-03-05 | 2018-10-12 | $65,346 | $74,880 | -$9,534 | -$9,534 |
| 2,250SHS BLACKSTONE GROUP LP | 2018-01-24 | 2018-10-12 | $78,225 | $81,726 | -$3,501 | -$3,501 |
| 1,200SHS QUALCOMM INC | 2018-07-25 | 2018-10-12 | $76,615 | $70,730 | $5,885 | $5,885 |
| 260SHS CVS HEALTH CORP | 2018-03-28 | 2018-10-12 | $19,269 | $16,351 | $2,918 | $2,918 |
| 695SHS CVS HEALTH CORP | 2018-04-03 | 2018-10-12 | $51,508 | $43,057 | $8,451 | $8,451 |
| 980SHS MERCK & CO INC | 2018-07-18 | 2018-10-12 | $67,805 | $61,771 | $6,034 | $6,034 |
| 1,075SHS PROLOGIS INC | 2018-10-03 | 2018-10-12 | $66,954 | $71,069 | -$4,115 | -$4,115 |
| 1,025SHS ROYAL DUTCH SHELL PLC | 2018-05-15 | 2018-10-12 | $66,484 | $74,291 | -$7,807 | -$7,807 |
| 980SHS ANADARKO PETROLEUM CORP | 2018-08-29 | 2018-10-12 | $65,225 | $64,401 | $824 | $824 |
| 490SHS UNITED TECHNOLOGIES CORP | 2018-06-22 | 2018-10-12 | $63,019 | $61,235 | $1,784 | $1,784 |
| 25SHS CITIGROUP INC | 2018-03-22 | 2018-10-12 | $1,730 | $1,787 | -$57 | -$57 |
| 855SHS CITIGROUP INC | 2018-05-23 | 2018-10-12 | $59,151 | $59,664 | -$513 | -$513 |
| 355SHS STRYKER CORP | 2018-09-17 | 2018-10-12 | $60,272 | $60,825 | -$553 | -$553 |
| 760SHS PAYPAL HOLDINGS INC | 2018-07-31 | 2018-10-12 | $59,482 | $62,193 | -$2,711 | -$2,711 |
| 410SHS IBM | 2017-10-18 | 2018-10-12 | $57,435 | $64,435 | -$7,000 | -$7,000 |
| 925SHS SCHLUMBERGER LTD | 2018-07-18 | 2018-10-12 | $54,132 | $61,341 | -$7,209 | -$7,209 |
| 365SHS AT&T INC | 2017-11-08 | 2018-10-12 | $11,628 | $12,024 | -$396 | -$396 |
| 1,200SHS AT&T INC | 2018-07-25 | 2018-10-12 | $38,228 | $36,472 | $1,756 | $1,756 |
| 1,140SHS COMCAST CORP | 2018-08-22 | 2018-10-12 | $48,288 | $50,484 | -$2,196 | -$2,196 |
| 580SHS CELGENE CORP | 2018-05-14 | 2018-10-12 | $47,404 | $49,211 | -$1,807 | -$1,807 |
| 580SHS EATON CORP PLC | 2018-07-02 | 2018-10-12 | $45,974 | $43,557 | $2,417 | $2,417 |
| 850SHS CBS CORP CL B | 2017-12-14 | 2018-10-12 | $45,945 | $49,006 | -$3,061 | -$3,061 |
| 730SHS CARNIVAL CORP | 2018-04-03 | 2018-10-12 | $42,145 | $47,158 | -$5,013 | -$5,013 |
| 330SHS CHEVRON CORP | 2018-02-28 | 2018-10-12 | $38,650 | $37,978 | $672 | $672 |
| 375SHS FIDELITY NATIONAL INFORMATION SERVICES INC | 2018-03-22 | 2018-10-12 | $38,095 | $36,976 | $1,119 | $1,119 |
| 125SHS CONSTELLATION BRANDS INC | 2018-08-29 | 2018-10-12 | $27,840 | $25,969 | $1,871 | $1,871 |
| 235SHS UNITED PARCEL SERVICE INC CL B | 2018-02-15 | 2018-10-12 | $26,872 | $25,250 | $1,622 | $1,622 |
| 390SHS ABBOTT LABORATORIES | 2018-07-17 | 2018-10-12 | $26,814 | $24,663 | $2,151 | $2,151 |
| 250SHS DANAHER CORP | 2018-07-18 | 2018-10-12 | $25,656 | $24,977 | $679 | $679 |
| 125SHS 3M COMPANY | 2018-06-22 | 2018-10-12 | $24,741 | $24,656 | $85 | $85 |
| 550SHS METLIFE INC | 2018-04-25 | 2018-10-12 | $23,677 | $26,237 | -$2,560 | -$2,560 |
| 225SHS VULCAN MATERIALS CO | 2018-08-13 | 2018-10-12 | $22,662 | $24,857 | -$2,195 | -$2,195 |
| 5,490SHS CONSUMER STAPLES SELECT SECTOR SPDR FUND | 2018-08-17 | 2018-10-15 | $286,183 | $302,388 | -$16,205 | -$16,205 |
| $3,000M USTB 12/06/18 | 2018-10-16 | 2018-12-06 | $2,991,146 | $2,991,146 | $0 | $0 |
| 30,000SHS HRG GROUP INC | 2015-06-26 | 2018-01-22 | $564,394 | $396,325 | $168,069 | $168,069 |
| 15,200SHS NEWELL BRANDS INC | 2016-04-11 | 2018-01-25 | $383,737 | $671,189 | -$287,452 | -$287,452 |
| 2,800SHS ANHEUSER BUSCH SA NV SPON ADR | 2011-11-11 | 2018-08-17 | $277,739 | $165,637 | $112,102 | $112,102 |
| 200SHS ANHEUSER BUSCH SA NV SPON ADR | 2013-06-10 | 2018-08-17 | $19,839 | $18,802 | $1,037 | $1,037 |
| 800SHS ANHEUSER BUSCH SA NV SPON ADR | 2013-06-26 | 2018-08-17 | $79,354 | $70,842 | $8,512 | $8,512 |
| 200SHS ANHEUSER BUSCH SA NV SPON ADR | 2013-12-27 | 2018-08-17 | $19,839 | $21,299 | -$1,460 | -$1,460 |
| 1,000SHS ANHEUSER BUSCH SA NV SPON ADR | 2014-01-30 | 2018-08-17 | $99,193 | $96,519 | $2,674 | $2,674 |
| 1,825SHS ANHEUSER BUSCH SA NV SPON ADR | 2011-11-11 | 2018-08-17 | $181,026 | $107,958 | $73,068 | $73,068 |
| 3,225SHS BROOKFIELD ASSET MGMT INC CL A | 2007-09-04 | 2018-08-17 | $140,979 | $72,903 | $68,076 | $68,076 |
| 200SHS GARRETT MOTION INC | 2010-05-12 | 2018-10-02 | $3,461 | $1,001 | $2,460 | $2,460 |
| 40SHS GARRETT MOTION INC | 2010-06-17 | 2018-10-02 | $692 | $184 | $508 | $508 |
| 10SHS GARRETT MOTION INC | 2010-07-26 | 2018-10-02 | $173 | $47 | $126 | $126 |
| 100SHS GARRETT MOTION INC | 2010-11-22 | 2018-10-02 | $1,731 | $536 | $1,195 | $1,195 |
| 17.50SHS GARRETT MOTION INC | 2013-04-19 | 2018-10-02 | $303 | $138 | $165 | $165 |
| 32.50SHS GARRETT MOTION INC | 2013-06-26 | 2018-10-02 | $562 | $275 | $287 | $287 |
| 100SHS GARRETT MOTION INC | 2013-06-27 | 2018-10-02 | $1,731 | $866 | $865 | $865 |
| 30SHS GARRETT MOTION INC | 2013-11-11 | 2018-10-02 | $519 | $281 | $238 | $238 |
| 40SHS GARRETT MOTION INC | 2015-06-08 | 2018-10-02 | $692 | $444 | $248 | $248 |
| 310SHS GARRETT MOTION INC | 2010-05-12 | 2018-10-02 | $5,365 | $1,551 | $3,814 | $3,814 |
| 30SHS GARRETT MOTION INC | 2010-06-17 | 2018-10-02 | $519 | $138 | $381 | $381 |
| 30SHS GARRETT MOTION INC | 2010-06-17 | 2018-10-02 | $519 | $138 | $381 | $381 |
| 30SHS GARRETT MOTION INC | 2010-07-26 | 2018-10-02 | $519 | $141 | $378 | $378 |
| 70SHS GARRETT MOTION INC | 2013-03-08 | 2018-10-02 | $1,211 | $552 | $659 | $659 |
| .3333SHS RESIDEO TECHNOLOGIES INC | 2010-05-12 | 2018-10-31 | $7 | $3 | $4 | $4 |
| 333SHS RESIDEO TECHNOLOGIES INC | 2010-05-12 | 2018-10-31 | $6,931 | $2,679 | $4,252 | $4,252 |
| 66.6667SHS RESIDEO TECHNOLOGIES INC | 2010-06-17 | 2018-10-31 | $1,388 | $492 | $896 | $896 |
| 16.6666SHS RESIDEO TECHNOLOGIES INC | 2010-07-26 | 2018-10-31 | $347 | $126 | $221 | $221 |
| 166.6667SHS RESIDEO TECHNOLOGIES INC | 2010-11-22 | 2018-10-31 | $3,469 | $1,436 | $2,033 | $2,033 |
| 29.1666SHS RESIDEO TECHNOLOGIES INC | 2013-04-19 | 2018-10-31 | $607 | $371 | $236 | $236 |
| 54.1667SHS RESIDEO TECHNOLOGIES INC | 2013-06-26 | 2018-10-31 | $1,127 | $737 | $390 | $390 |
| 1666.6666SHS RESIDEO TECHNOLOGIES INC | 2013-06-27 | 2018-10-31 | $3,469 | $2,320 | $1,149 | $1,149 |
| 50SHS RESIDEO TECHNOLOGIES INC | 2013-11-11 | 2018-10-31 | $1,041 | $752 | $289 | $289 |
| 66.6667SHS RESIDEO TECHNOLOGIES INC | 2015-06-08 | 2018-10-31 | $1,388 | $1,190 | $198 | $198 |
| 516.6667SHS RESIDEO TECHNOLOGIES INC | 2010-05-12 | 2018-10-31 | $10,753 | $4,156 | $6,597 | $6,597 |
| 50SHS RESIDEO TECHNOLOGIES INC | 2010-06-17 | 2018-10-31 | $1,041 | $369 | $672 | $672 |
| 50SHS RESIDEO TECHNOLOGIES INC | 2010-06-17 | 2018-10-31 | $1,041 | $369 | $672 | $672 |
| 50SHS RESIDEO TECHNOLOGIES INC | 2010-07-26 | 2018-10-31 | $1,041 | $377 | $664 | $664 |
| 116.6667SHS RESIDEO TECHNOLOGIES INC | 2013-03-08 | 2018-10-31 | $2,428 | $1,480 | $948 | $948 |
| 1,150SHS ACCENTURE PLC IRELAND CL A | 2008-01-31 | 2018-12-04 | $189,177 | $38,987 | $150,190 | $150,190 |
| 200SHS ACCENTURE PLC IRELAND CL A | 2008-05-12 | 2018-12-04 | $32,900 | $7,547 | $25,353 | $25,353 |
| 1,000SHS ACCENTURE PLC IRELAND CL A | 2008-10-13 | 2018-12-04 | $164,502 | $32,695 | $131,807 | $131,807 |
| 200SHS ACCENTURE PLC IRELAND CL A | 2010-03-31 | 2018-12-04 | $32,900 | $8,438 | $24,462 | $24,462 |
| 450SHS ACCENTURE PLC IRELAND CL A | 2013-02-27 | 2018-12-04 | $74,026 | $33,345 | $40,681 | $40,681 |
| 1,100SHS ACCENTURE PLC IRELAND CL A | 2008-11-14 | 2018-12-04 | $180,952 | $32,248 | $148,704 | $148,704 |
| 9,600SHS ARAMARK | 2014-12-12 | 2018-12-04 | $360,597 | $268,800 | $91,797 | $91,797 |
| 2,300SHS ARAMARK | 2014-07-08 | 2018-12-04 | $86,393 | $61,908 | $24,485 | $24,485 |
| 2,250SHS BROOKFIELD ASSET MGMT INC CL A | 2008-01-31 | 2018-12-04 | $96,697 | $46,687 | $50,010 | $50,010 |
| 450SHS BROOKFIELD ASSET MGMT INC CL A | 2008-02-01 | 2018-12-04 | $19,339 | $9,774 | $9,565 | $9,565 |
| 225SHS BROOKFIELD ASSET MGMT INC CL A | 2008-04-17 | 2018-12-04 | $9,670 | $4,106 | $5,564 | $5,564 |
| 3,000SHS BROOKFIELD ASSET MGMT INC CL A | 2008-10-13 | 2018-12-04 | $128,930 | $39,601 | $89,329 | $89,329 |
| 1,050SHS BROOKFIELD ASSET MGMT INC CL A | 2009-07-21 | 2018-12-04 | $45,126 | $12,761 | $32,365 | $32,365 |
| 300SHS BROOKFIELD ASSET MGMT INC CL A | 2010-02-19 | 2018-12-04 | $12,893 | $4,679 | $8,214 | $8,214 |
| 300SHS BROOKFIELD ASSET MGMT INC CL A | 2010-05-27 | 2018-12-04 | $12,893 | $4,820 | $8,073 | $8,073 |
| 750SHS BROOKFIELD ASSET MGMT INC CL A | 2010-08-03 | 2018-12-04 | $32,232 | $12,889 | $19,343 | $19,343 |
| 675SHS BROOKFIELD ASSET MGMT INC CL A | 2010-11-24 | 2018-12-04 | $29,009 | $13,361 | $15,648 | $15,648 |
| 150SHS BROOKFIELD ASSET MGMT INC CL A | 2013-03-21 | 2018-12-04 | $6,447 | $3,636 | $2,811 | $2,811 |
| 3,300SHS BROOKFIELD ASSET MGMT INC CL A | 2009-05-20 | 2018-12-04 | $141,823 | $40,547 | $101,276 | $101,276 |
| 825SHS BROOKFIELD ASSET MGMT INC CL A | 2007-09-04 | 2018-12-04 | $35,456 | $18,650 | $16,806 | $16,806 |
| 875SHS BROOKFIELD ASSET MGMT INC CL A | 2007-09-21 | 2018-12-04 | $37,605 | $20,962 | $16,643 | $16,643 |
| 5,250SHS BROOKFIELD ASSET MGMT INC CL A | 2013-03-26 | 2018-12-04 | $225,627 | $123,983 | $101,644 | $101,644 |
| 400SHS DANAHER CORP | 2009-10-12 | 2018-12-04 | $42,475 | $10,358 | $32,117 | $32,117 |
| 300SHS DANAHER CORP | 2009-10-19 | 2018-12-04 | $31,856 | $8,000 | $23,856 | $23,856 |
| 300SHS DANAHER CORP | 2011-10-24 | 2018-12-04 | $31,856 | $11,025 | $20,831 | $20,831 |
| 700SHS DANAHER CORP | 2009-10-12 | 2018-12-04 | $74,331 | $18,785 | $55,546 | $55,546 |
| 800SHS DANAHER CORP | 2010-04-05 | 2018-12-04 | $84,950 | $24,673 | $60,277 | $60,277 |
| 600SHS DANAHER CORP | 2010-04-22 | 2018-12-04 | $63,713 | $19,029 | $44,684 | $44,684 |
| 400SHS DANAHER CORP | 2011-10-24 | 2018-12-04 | $42,475 | $14,714 | $27,761 | $27,761 |
| 100SHS DANAHER CORP | 2012-11-07 | 2018-12-04 | $10,619 | $3,968 | $6,651 | $6,651 |
| 3,500SHS DUNKIN BRANDS GROUP INC | 2017-01-30 | 2018-12-04 | $255,888 | $182,098 | $73,790 | $73,790 |
| 1,800SHS FEDEX CORP | 2016-06-07 | 2018-12-04 | $388,051 | $296,977 | $91,074 | $91,074 |
| 2,000SHS HONEYWELL INTERNATIONAL INC | 2010-05-12 | 2018-12-04 | $285,651 | $89,199 | $196,452 | $196,452 |
| 100SHS HONEYWELL INTERNATIONAL INC | 2010-06-17 | 2018-12-04 | $14,283 | $4,095 | $10,188 | $10,188 |
| 3,100SHS HONEYWELL INTERNATIONAL INC | 2010-05-12 | 2018-12-04 | $442,759 | $138,245 | $304,514 | $304,514 |
| 300SHS HONEYWELL INTERNATIONAL INC | 2010-06-17 | 2018-12-04 | $42,848 | $12,279 | $30,569 | $30,569 |
| 1,000SHS NESTLE SA SPONSORED ADRS | 2007-05-29 | 2018-12-04 | $85,324 | $38,775 | $46,549 | $46,549 |
| 13,200SHS SERVICE CORP INT'L | 2015-03-19 | 2018-12-04 | $601,045 | $350,000 | $251,045 | $251,045 |
| 4,275SHS THERMO FISHER SCIENTIFIC INC | 2015-11-19 | 2018-12-04 | $1,043,113 | $587,634 | $455,479 | $455,479 |
| 2,000SHS US BANCORP DEL COM | 2009-04-09 | 2018-12-04 | $105,146 | $32,532 | $72,614 | $72,614 |
| 2,000SHS US BANCORP DEL COM | 2009-05-12 | 2018-12-04 | $105,146 | $35,526 | $69,620 | $69,620 |
| 3,200SHS US BANCORP DEL COM | 2009-04-09 | 2018-12-04 | $168,234 | $52,036 | $116,198 | $116,198 |
| 3,100SHS US BANCORP DEL COM | 2009-05-12 | 2018-12-04 | $162,977 | $55,052 | $107,925 | $107,925 |
| 400SHS US BANCORP DEL COM | 2009-08-04 | 2018-12-04 | $21,029 | $8,635 | $12,394 | $12,394 |
| 900SHS WELLS FARGO & CO | 2010-01-28 | 2018-12-04 | $46,505 | $25,134 | $21,371 | $21,371 |
| 1,300SHS WELLS FARGO & CO | 2010-02-11 | 2018-12-04 | $67,174 | $35,067 | $32,107 | $32,107 |
| 800SHS WELLS FARGO & CO | 2010-03-09 | 2018-12-04 | $41,338 | $23,263 | $18,075 | $18,075 |
| 600SHS WELLS FARGO & CO | 2010-10-15 | 2018-12-04 | $31,003 | $14,322 | $16,681 | $16,681 |
| 800SHS WELLS FARGO & CO | 2010-11-22 | 2018-12-04 | $41,338 | $21,801 | $19,537 | $19,537 |
| 500SHS WELLS FARGO & CO | 2010-11-24 | 2018-12-04 | $25,836 | $13,450 | $12,386 | $12,386 |
| 1,000SHS WELLS FARGO & CO | 2013-02-27 | 2018-12-04 | $51,672 | $34,735 | $16,937 | $16,937 |
| 1,000SHS WELLS FARGO & CO | 2013-07-11 | 2018-12-04 | $51,672 | $42,125 | $9,547 | $9,547 |
| 1,000SHS WELLS FARGO & CO | 2013-12-19 | 2018-12-04 | $51,672 | $45,215 | $6,457 | $6,457 |
| 2,100SHS WELLS FARGO & CO | 2010-02-10 | 2018-12-04 | $108,512 | $57,086 | $51,426 | $51,426 |
| 1,300SHS WELLS FARGO & CO | 2010-03-09 | 2018-12-04 | $67,174 | $37,787 | $29,387 | $29,387 |
| 700SHS WELLS FARGO & CO | 2010-10-15 | 2018-12-04 | $36,171 | $16,705 | $19,466 | $19,466 |
| 250SHS BERKSHIRE HATHAWAY INC CL B | 2008-01-31 | 2018-12-04 | $52,690 | $23,187 | $29,503 | $29,503 |
| 1,250SHS BERKSHIRE HATHAWAY INC CL B | 2007-06-28 | 2018-12-04 | $263,451 | $89,440 | $174,011 | $174,011 |
| 12,800SHS SERVICE CORP INT'L | 2015-03-04 | 2018-12-04 | $582,832 | $322,871 | $259,961 | $259,961 |
| 50SHS ACCENTURE PLC IRELAND CL A | 2013-02-27 | 2018-12-06 | $7,996 | $3,705 | $4,291 | $4,291 |
| 800SHS ACCENTURE PLC IRELAND CL A | 2013-07-03 | 2018-12-06 | $127,944 | $58,232 | $69,712 | $69,712 |
| 800SHS ACCENTURE PLC IRELAND CL A | 2013-10-11 | 2018-12-06 | $127,944 | $57,977 | $69,967 | $69,967 |
| 1,000SHS ACCENTURE PLC IRELAND CL A | 2013-12-19 | 2018-12-06 | $159,929 | $79,475 | $80,454 | $80,454 |
| 350SHS ACCENTURE PLC IRELAND CL A | 2014-06-18 | 2018-12-06 | $55,975 | $28,933 | $27,042 | $27,042 |
| 250SHS BERKSHIRE HATHAWAY INC CL B | 2008-01-31 | 2018-12-06 | $51,195 | $23,188 | $28,007 | $28,007 |
| 100SHS BERKSHIRE HATHAWAY INC CL B | 2008-09-24 | 2018-12-06 | $20,478 | $8,917 | $11,561 | $11,561 |
| 400SHS BERKSHIRE HATHAWAY INC CL B | 2008-10-13 | 2018-12-06 | $81,911 | $31,641 | $50,270 | $50,270 |
| 250SHS BERKSHIRE HATHAWAY INC CL B | 2009-01-13 | 2018-12-06 | $51,195 | $16,012 | $35,183 | $35,183 |
| 250SHS BERKSHIRE HATHAWAY INC CL B | 2009-02-23 | 2018-12-06 | $51,195 | $12,159 | $39,036 | $39,036 |
| 750SHS BERKSHIRE HATHAWAY INC CL B | 2009-01-13 | 2018-12-06 | $153,584 | $47,987 | $105,597 | $105,597 |
| 500SHS BERKSHIRE HATHAWAY INC CL B | 2009-02-23 | 2018-12-06 | $102,389 | $24,294 | $78,095 | $78,095 |
| 800SHS CVS HEALTH CORP | 2008-01-31 | 2018-12-06 | $61,143 | $30,568 | $30,575 | $30,575 |
| 1,000SHS CVS HEALTH CORP | 2008-10-13 | 2018-12-06 | $76,428 | $30,614 | $45,814 | $45,814 |
| 500SHS CVS HEALTH CORP | 2009-01-13 | 2018-12-06 | $38,214 | $12,963 | $25,251 | $25,251 |
| 400SHS CVS HEALTH CORP | 2009-01-22 | 2018-12-06 | $30,571 | $10,697 | $19,874 | $19,874 |
| 100SHS CVS HEALTH CORP | 2010-06-09 | 2018-12-06 | $7,643 | $3,082 | $4,561 | $4,561 |
| 1,000SHS CVS HEALTH CORP | 2010-11-22 | 2018-12-06 | $76,428 | $31,155 | $45,273 | $45,273 |
| 300SHS CVS HEALTH CORP | 2011-02-14 | 2018-12-06 | $22,928 | $9,848 | $13,080 | $13,080 |
| 100SHS CVS HEALTH CORP | 2012-01-03 | 2018-12-06 | $7,643 | $4,154 | $3,489 | $3,489 |
| 200SHS CVS HEALTH CORP | 2013-03-11 | 2018-12-06 | $15,286 | $10,544 | $4,742 | $4,742 |
| 400SHS CVS HEALTH CORP | 2013-06-26 | 2018-12-06 | $30,571 | $22,975 | $7,596 | $7,596 |
| 1,000SHS CVS HEALTH CORP | 2013-12-27 | 2018-12-06 | $76,428 | $71,593 | $4,835 | $4,835 |
| 1,400SHS CVS HEALTH CORP | 2009-01-13 | 2018-12-06 | $106,999 | $36,250 | $70,749 | $70,749 |
| 600SHS CVS HEALTH CORP | 2009-01-22 | 2018-12-06 | $45,857 | $16,033 | $29,824 | $29,824 |
| 1,200SHS CVS HEALTH CORP | 2007-05-29 | 2018-12-06 | $91,714 | $46,615 | $45,099 | $45,099 |
| 400SHS CVS HEALTH CORP | 2007-07-23 | 2018-12-06 | $30,571 | $14,433 | $16,138 | $16,138 |
| 400SHS CVS HEALTH CORP | 2011-02-14 | 2018-12-06 | $30,571 | $13,122 | $17,449 | $17,449 |
| 800SHS CVS HEALTH CORP | 2013-03-11 | 2018-12-06 | $61,143 | $42,101 | $19,042 | $19,042 |
| 400SHS CVS HEALTH CORP | 2013-12-27 | 2018-12-06 | $30,571 | $28,652 | $1,919 | $1,919 |
| 1,100SHS DANAHER CORP | 2009-10-19 | 2018-12-06 | $114,889 | $29,335 | $85,554 | $85,554 |
| 900SHS DANAHER CORP | 2011-10-24 | 2018-12-06 | $94,000 | $33,075 | $60,925 | $60,925 |
| 1,400SHS DANAHER CORP | 2014-10-31 | 2018-12-06 | $146,223 | $85,926 | $60,297 | $60,297 |
| 1,600SHS DANAHER CORP | 2015-02-17 | 2018-12-06 | $167,111 | $105,783 | $61,328 | $61,328 |
| 300SHS HONEYWELL INTERNATIONAL INC | 2010-06-17 | 2018-12-06 | $41,644 | $12,285 | $29,359 | $29,359 |
| 100SHS HONEYWELL INTERNATIONAL INC | 2010-07-26 | 2018-12-06 | $13,881 | $4,201 | $9,680 | $9,680 |
| 1,000SHS HONEYWELL INTERNATIONAL INC | 2010-11-22 | 2018-12-06 | $138,813 | $47,759 | $91,054 | $91,054 |
| 175SHS HONEYWELL INTERNATIONAL INC | 2013-04-19 | 2018-12-06 | $24,292 | $12,333 | $11,959 | $11,959 |
| 325SHS HONEYWELL INTERNATIONAL INC | 2013-06-26 | 2018-12-06 | $45,114 | $24,517 | $20,597 | $20,597 |
| 100SHS HONEYWELL INTERNATIONAL INC | 2013-04-19 | 2018-12-06 | $13,881 | $7,058 | $6,823 | $6,823 |
| 1,350SHS ONEX CORP SUB VTG | 2008-10-14 | 2018-12-06 | $78,433 | $26,078 | $52,355 | $52,355 |
| 500SHS ONEX CORP SUB VTG | 2010-01-15 | 2018-12-06 | $29,049 | $12,132 | $16,917 | $16,917 |
| 700SHS ONEX CORP SUB VTG | 2010-03-12 | 2018-12-06 | $40,669 | $19,377 | $21,292 | $21,292 |
| 400SHS ONEX CORP SUB VTG | 2010-04-14 | 2018-12-06 | $23,240 | $11,713 | $11,527 | $11,527 |
| 700SHS ONEX CORP SUB VTG | 2010-11-23 | 2018-12-06 | $40,669 | $19,408 | $21,261 | $21,261 |
| 1,500SHS ONEX CORP SUB VTG | 2013-12-27 | 2018-12-06 | $87,148 | $78,903 | $8,245 | $8,245 |
| 1,350SHS ONEX CORP SUB VTG | 2014-01-03 | 2018-12-06 | $78,433 | $72,671 | $5,762 | $5,762 |
| 400SHS ONEX CORP SUB VTG | 2009-08-19 | 2018-12-06 | $23,240 | $8,695 | $14,545 | $14,545 |
| 2,700SHS ONEX CORP SUB VTG | 2009-11-25 | 2018-12-06 | $156,867 | $61,099 | $95,768 | $95,768 |
| 300SHS ONEX CORP SUB VTG | 2010-03-12 | 2018-12-06 | $17,430 | $8,319 | $9,111 | $9,111 |
| 600SHS ONEX CORP SUB VTG | 2010-04-14 | 2018-12-06 | $34,859 | $17,557 | $17,302 | $17,302 |
| 3,000SHS ONEX CORP SUB VTG | 2007-08-29 | 2018-12-06 | $174,296 | $94,195 | $80,101 | $80,101 |
| 200SHS ONEX CORP SUB VTG | 2008-02-21 | 2018-12-06 | $11,620 | $6,641 | $4,979 | $4,979 |
| 200SHS ONEX CORP SUB VTG | 2008-04-17 | 2018-12-06 | $11,620 | $6,365 | $5,255 | $5,255 |
| 1,000SHS ONEX CORP SUB VTG | 2013-12-27 | 2018-12-06 | $58,099 | $52,608 | $5,491 | $5,491 |
| 5,500SHS SERVICE CORP INT'L | 2015-03-19 | 2018-12-06 | $247,469 | $145,833 | $101,636 | $101,636 |
| 1,700SHS SERVICE CORP INT'L | 2015-03-31 | 2018-12-06 | $76,490 | $44,881 | $31,609 | $31,609 |
| 2,000SHS THERMO FISHER SCIENTIFIC INC | 2015-11-19 | 2018-12-06 | $478,252 | $274,915 | $203,337 | $203,337 |
| 615SHS METLIFE INC | 2014-12-12 | 2018-01-30 | $30,939 | $29,577 | $1,362 | $1,362 |
| 1,720SHS METLIFE INC | 2016-01-21 | 2018-01-30 | $86,528 | $66,294 | $20,234 | $20,234 |
| 800SHS METLIFE INC | 2016-08-11 | 2018-01-30 | $40,246 | $28,944 | $11,302 | $11,302 |
| 1,360SHS CONOCOPHILLIPS | 2016-09-08 | 2018-02-20 | $74,842 | $58,987 | $15,855 | $15,855 |
| 680SHS CONOCOPHILLIPS | 2016-09-09 | 2018-02-20 | $37,421 | $29,466 | $7,955 | $7,955 |
| 615SHS CONOCOPHILLIPS | 2016-11-10 | 2018-02-20 | $33,844 | $28,153 | $5,691 | $5,691 |
| 1,065SHS AMERICAN TOWER REIT | 2016-11-10 | 2018-03-06 | $148,063 | $114,777 | $33,286 | $33,286 |
| 300SHS AMERICAN TOWER REIT | 2016-12-02 | 2018-03-06 | $41,708 | $30,511 | $11,197 | $11,197 |
| 15SHS FACEBOOK INC | 2016-01-19 | 2018-03-20 | $2,511 | $1,451 | $1,060 | $1,060 |
| 615SHS FACEBOOK INC | 2016-01-20 | 2018-03-20 | $102,944 | $57,226 | $45,718 | $45,718 |
| 25.069SHS ALPHABET INC CL C | 2012-05-15 | 2018-04-05 | $26,094 | $7,602 | $18,492 | $18,492 |
| 65.178SHS ALPHABET INC CL C | 2012-05-29 | 2018-04-05 | $67,844 | $19,351 | $48,493 | $48,493 |
| 99.753SHS ALPHABET INC CL C | 2014-08-15 | 2018-04-05 | $103,832 | $57,595 | $46,237 | $46,237 |
| 2,350SHS NEWMONT MINING CORP | 2015-01-16 | 2018-04-12 | $94,370 | $52,336 | $42,034 | $42,034 |
| 1,650SHS NEWMONT MINING CORP | 2016-02-22 | 2018-04-12 | $66,260 | $40,102 | $26,158 | $26,158 |
| 1,355SHS HESS CORP | 2016-02-22 | 2018-05-07 | $81,882 | $59,274 | $22,608 | $22,608 |
| 385SHS CONOCOPHILLIPS | 2016-11-10 | 2018-05-29 | $24,897 | $17,624 | $7,273 | $7,273 |
| 1,600SHS AT&T INC | 2017-06-05 | 2018-06-06 | $52,288 | $62,278 | -$9,990 | -$9,990 |
| 1,365SHS WAL MART STORES INC | 2016-12-01 | 2018-07-12 | $118,491 | $96,701 | $21,790 | $21,790 |
| 320SHS WAL MART STORES INC | 2017-01-05 | 2018-07-12 | $27,778 | $21,942 | $5,836 | $5,836 |
| 450SHS PALO ALTO NETWORKS INC | 2017-06-30 | 2018-08-07 | $95,407 | $61,675 | $33,732 | $33,732 |
| 370SHS PALO ALTO NETWORKS INC | 2017-07-31 | 2018-08-07 | $78,446 | $51,844 | $26,602 | $26,602 |
| 980SHS APPLE INC | 2010-03-08 | 2018-09-05 | $222,181 | $30,909 | $191,272 | $191,272 |
| 505SHS APPLE INC | 2014-10-15 | 2018-09-05 | $114,491 | $49,067 | $65,424 | $65,424 |
| 720SHS JPMORGAN CHASE & CO | 2016-11-16 | 2018-09-05 | $82,610 | $56,171 | $26,439 | $26,439 |
| 730SHS JPMORGAN CHASE & CO | 2017-04-24 | 2018-09-05 | $83,757 | $63,400 | $20,357 | $20,357 |
| 570SHS JPMORGAN CHASE & CO | 2017-08-28 | 2018-09-05 | $65,400 | $52,663 | $12,737 | $12,737 |
| 1,000SHS DOWDUPONT INC | 2016-12-06 | 2018-09-05 | $70,198 | $56,017 | $14,181 | $14,181 |
| 1,020SHS DOWDUPONT INC | 2016-12-12 | 2018-09-05 | $71,601 | $59,390 | $12,211 | $12,211 |
| 1,100SHS DOWDUPONT INC | 2017-03-09 | 2018-09-05 | $77,217 | $69,944 | $7,273 | $7,273 |
| 4,220SHS BLACKSTONE GROUP LP | 2017-08-28 | 2018-09-05 | $155,274 | $133,948 | $21,326 | $21,326 |
| 565SHS WALT DISNEY CO | 2017-05-16 | 2018-09-05 | $62,183 | $61,625 | $558 | $558 |
| 800SHS WALT DISNEY CO | 2017-08-09 | 2018-09-05 | $88,046 | $80,942 | $7,104 | $7,104 |
| 800SHS WALT DISNEY CO | 2017-08-28 | 2018-09-05 | $88,046 | $82,110 | $5,936 | $5,936 |
| 85.725SHS ALPHABET INC CL C | 2014-08-15 | 2018-09-05 | $101,243 | $49,496 | $51,747 | $51,747 |
| 100.275SHS ALPHABET INC CL C | 2014-10-17 | 2018-09-05 | $118,426 | $52,670 | $65,756 | $65,756 |
| 2,500SHS MONDELEZ INTERNATIONAL INC | 2016-07-27 | 2018-09-05 | $108,548 | $113,506 | -$4,958 | -$4,958 |
| 2,000SHS MONDELEZ INTERNATIONAL INC | 2017-07-13 | 2018-09-05 | $86,838 | $86,567 | $271 | $271 |
| 490SHS MONDELEZ INTERNATIONAL INC | 2017-08-28 | 2018-09-05 | $21,275 | $20,410 | $865 | $865 |
| 800SHS IBM | 2017-08-25 | 2018-09-05 | $116,930 | $115,308 | $1,622 | $1,622 |
| 770SHS HONEYWELL INTERNATIONAL INC | 2012-10-25 | 2018-09-05 | $124,176 | $47,984 | $76,192 | $76,192 |
| 335SHS HONEYWELL INTERNATIONAL INC | 2016-11-15 | 2018-09-05 | $54,025 | $37,622 | $16,403 | $16,403 |
| 1,515SHS SCHLUMBERGER LTD | 2017-08-28 | 2018-09-05 | $91,988 | $96,980 | -$4,992 | -$4,992 |
| 750SHS RAYTHEON CO | 2011-07-20 | 2018-09-05 | $148,692 | $35,104 | $113,588 | $113,588 |
| 540SHS THERMO FISHER SCIENTIFIC INC | 2017-01-27 | 2018-09-05 | $127,160 | $78,742 | $48,418 | $48,418 |
| 340SHS FEDEX CORP | 2016-09-21 | 2018-09-05 | $82,896 | $58,738 | $24,158 | $24,158 |
| 145SHS FEDEX CORP | 2016-10-05 | 2018-09-05 | $35,353 | $25,377 | $9,976 | $9,976 |
| 155SHS BROADCOM LIMITED | 2016-10-05 | 2018-09-05 | $34,192 | $26,605 | $7,587 | $7,587 |
| 195SHS BROADCOM LIMITED | 2016-10-18 | 2018-09-05 | $43,015 | $33,452 | $9,563 | $9,563 |
| 470SHS UNION PACIFIC CORP | 2016-11-02 | 2018-09-05 | $72,001 | $41,859 | $30,142 | $30,142 |
| 350SHS BERKSHIRE HATHAWAY INC CL B | 2012-02-02 | 2018-09-05 | $73,833 | $27,581 | $46,252 | $46,252 |
| 250SHS BERKSHIRE HATHAWAY INC CL B | 2012-11-12 | 2018-09-05 | $52,738 | $21,343 | $31,395 | $31,395 |
| 175SHS BERKSHIRE HATHAWAY INC CL B | 2017-08-28 | 2018-09-05 | $36,916 | $31,513 | $5,403 | $5,403 |
| 37SHS GARRETT MOTION INC | 2016-11-15 | 2018-10-03 | $657 | $448 | $209 | $209 |
| 250SHS RAYTHEON CO | 2011-07-20 | 2018-10-12 | $47,780 | $11,701 | $36,079 | $36,079 |
| 495SHS APPLE INC | 2014-10-15 | 2018-10-12 | $107,995 | $48,095 | $59,900 | $59,900 |
| 100SHS WALT DISNEY CO | 2017-08-28 | 2018-10-12 | $11,230 | $10,264 | $966 | $966 |
| 620SHS WALT DISNEY CO | 2017-10-10 | 2018-10-12 | $69,624 | $61,676 | $7,948 | $7,948 |
| 1,660SHS MONDELEZ INTERNATIONAL INC | 2017-08-28 | 2018-10-12 | $67,482 | $69,144 | -$1,662 | -$1,662 |
| 260SHS BERKSHIRE HATHAWAY INC CL B | 2017-08-28 | 2018-10-12 | $53,199 | $46,819 | $6,380 | $6,380 |
| 165SHS CHUBB LTD | 2017-09-08 | 2018-10-12 | $20,423 | $23,486 | -$3,063 | -$3,063 |
| 180SHS THERMO FISHER SCIENTIFIC INC | 2017-01-27 | 2018-10-12 | $41,316 | $26,247 | $15,069 | $15,069 |
| 160SHS FEDEX CORP | 2016-10-05 | 2018-10-12 | $35,060 | $28,002 | $7,058 | $7,058 |
| 120SHS BROADCOM LIMITED | 2016-10-18 | 2018-10-12 | $27,600 | $20,586 | $7,014 | $7,014 |
| 160SHS UNION PACIFIC CORP | 2016-11-02 | 2018-10-12 | $24,379 | $14,250 | $10,129 | $10,129 |
| 370SHS HONEYWELL INTERNATIONAL INC | 2016-11-15 | 2018-10-12 | $57,592 | $41,105 | $16,487 | $16,487 |
| 1,400SHS BANK OF AMERICA CORP | 2017-10-05 | 2018-10-12 | $38,861 | $36,178 | $2,683 | $2,683 |
| $200M APPLE INC 1.0% 05/03/18 | 2016-11-14 | 2018-01-10 | $199,534 | $200,163 | -$629 | -$629 |
| $100M APPLE INC 1.0% 05/03/18 | 2016-11-14 | 2018-01-29 | $99,784 | $100,081 | -$297 | -$297 |
| $500M EXXON MOBIL CORP 1.305% 03/06/18 | 2016-11-18 | 2018-01-31 | $499,744 | $501,257 | -$1,513 | -$1,513 |
| $200M APPLE INC 1.0% 05/03/18 | 2016-11-14 | 2018-01-31 | $199,562 | $200,163 | -$601 | -$601 |
| $900M MERCK & CO INC 1.3% 05/18/18 | 2016-07-26 | 2018-05-18 | $900,000 | $908,037 | -$8,037 | -$8,037 |
| $500M BERKSHIRE HATHAWAY 2% 08/15/18 | 2015-12-14 | 2018-05-21 | $499,494 | $510,257 | -$10,763 | -$10,763 |
| $500M BERKSHIRE HATHAWAY 2% 08/15/18 | 2015-12-21 | 2018-06-01 | $499,444 | $509,772 | -$10,328 | -$10,328 |
| $100M MICROSOFT CORP 1.625% 12/06/2018 | 2016-01-06 | 2018-07-19 | $99,800 | $101,065 | -$1,265 | -$1,265 |
| $150M MICROSOFT CORP 1.625% 12/06/2018 | 2016-01-06 | 2018-10-11 | $149,794 | $151,597 | -$1,803 | -$1,803 |
| $50M MICROSOFT CORP 1.625% 12/06/2018 | 2016-01-11 | 2018-10-11 | $49,931 | $50,564 | -$633 | -$633 |
| $50M MICROSOFT CORP 1.625% 12/06/2018 | 2016-01-11 | 2018-10-11 | $49,931 | $50,574 | -$643 | -$643 |
| $50M MICROSOFT CORP 1.625% 12/06/2018 | 2016-01-11 | 2018-10-11 | $49,931 | $50,599 | -$668 | -$668 |
| $100M MICROSOFT CORP 1.625% 12/06/2018 | 2016-11-14 | 2018-10-11 | $99,863 | $101,073 | -$1,210 | -$1,210 |
| $500M JOHNSON & JOHNSON 1.65% 12/05/18 | 2014-04-02 | 2018-12-05 | $500,000 | $498,726 | $1,274 | $1,274 |
| $500M JOHNSON & JOHNSON 1.65% 12/05/18 | 2014-12-30 | 2018-12-05 | $500,000 | $502,657 | -$2,657 | -$2,657 |
| $400M MICROSOFT CORP 1.625% 12/06/2018 | 2016-11-14 | 2018-12-06 | $400,000 | $404,293 | -$4,293 | -$4,293 |
| $1,000M WAL-MART STORES INC 1.95% 12/15/18 | 2015-12-14 | 2018-12-17 | $1,000,000 | $1,020,753 | -$20,753 | -$20,753 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $7,675,700 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | -$47,711 | NetShortTermCapitalGainLossAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $2,464,349 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $44,002,800 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.056004 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $3,715,108 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $34,408,456 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.107971 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $703,373 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $31,085,659 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.022627 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $1,226,181 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $25,983,333 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.047191 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $1,909,909 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $24,349,966 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.078436 | DistributionYr5Rt |
| Total Distribution | 0.312229 | TotalDistributionRt |
| Average Distribution | 0.062446 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $47,534,089 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $2,968,314 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $80,653 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $3,048,967 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $3,192,451 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $80,653 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $80,653 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $80,653 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $23,962 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $75,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $98,962 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $18,309 | OverpaymentAmt |
| Applied To ES Tax | $18,309 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | DE | OrgReportOrRegisterStateCd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | 0 | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | Yes (1) | PrivateOperatingFoundationInd |
| New Substantial Contributors | Yes (1) | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | VINCENT KATZ CO A KOZAK AND CO | IndividualWithBooksNm |
| Phone | 2128896371 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 192 LEXINGTON AVENUE SUITE 1100 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10016 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| ALEX KATZ | ||||||||
| C/O A KOZAK 192 LEXINGTON AVE 1100 | NEW YORK | NY | 10016 | PRESIDENT & DIRECTOR | 0.00 | $0 | $0 | $0 |
| ADA KATZ | ||||||||
| C/O A KOZAK 192 LEXINGTON AVE 1100 | NEW YORK | NY | 10016 | VICE-PRES & DIRECTOR | 0.00 | $0 | $0 | $0 |
| VINCENT KATZ | ||||||||
| 211 WEST 19TH STREET 5TH FL | NEW YORK | NY | 10011 | TREASURER & DIRECTOR | 20.00 | $93,750 | $0 | $0 |
| VIVIEN BITTENCOURT KATZ | ||||||||
| 211 WEST 19TH STREET 5TH FL | NEW YORK | NY | 10011 | SECRETARY & DIRECTOR | 20.00 | $56,250 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| FIRST MANHATTAN CO | |||||
| 399 PARK AVENUE | NEW YORK | NY | 10022 | INVESTMENT ADVISORY | $306,638 |
| KLINGENSTEIN FIELDS & CO LLC | |||||
| 125 PARK AVENUE | NEW YORK | NY | 10017 | INVESTMENT ADVISORY | $87,435 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | NATIONAL GALLERY OF ARTCONTRIBUTION OF ARTWORK - JOEL SHAPIRO, UNTITLED, 2017-2018 | Description1Txt |
| Expenses1 | $630,000 | Expenses1Amt |
| Description2 | COLBY COLLEGE MUSEUM OF ARTCONTRIBUTION OF ARTWORK - CLAUDIO PARMIGGIANI, UNTITLED, 2017, SIX PANELS | Description2Txt |
| Expenses2 | $419,500 | Expenses2Amt |
| Description3 | THE BROOKLYN MUSEUMCONTRIBUTION OF ARTWORK - AL HELD, UNTITLED, 1958 | Description3Txt |
| Expenses3 | $320,000 | Expenses3Amt |
| Description4 | ALBRIGHT-KNOX ART GALLERYCONTRIBUTION OF ARTWORK - ARTHUR JAFA, BIG WHEEL III, 2018 | Description4Txt |
| Expenses4 | $200,000 | Expenses4Amt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $43,749,021 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $4,508,937 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $48,257,958 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $48,257,958 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $723,869 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $47,534,089 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $2,376,704 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sect4942j3j5 Fndtn And Frgn Org | Yes (X) | Sect4942j3j5FndtnAndFrgnOrgInd |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $3,192,451 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $3,192,451 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $80,653 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $3,111,798 | AdjustedQualifyingDistriAmt |
Private Operating Foundations PrivateOperatingFoundationsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Fndtn Ruling | 2005-02-28 | PrivateOperatingFndtnRulingDt |
| Section4942j3 | Yes (X) | Section4942j3Ind |
Lessor Adj Net Incm Min Invst Ret LessorAdjNetIncmMinInvstRetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $389,644 | CurrentYearAmt |
| Year1 | $431,758 | Year1Amt |
| Year2 | $174,882 | Year2Amt |
| Year3 | $284,258 | Year3Amt |
| Total | $1,280,542 | TotalAmt |
Pct85 Lessor Adj Incm Or Min Ret Pct85LessorAdjIncmOrMinRetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $331,197 | CurrentYearAmt |
| Year1 | $366,994 | Year1Amt |
| Year2 | $148,650 | Year2Amt |
| Year3 | $241,619 | Year3Amt |
| Total | $1,088,461 | TotalAmt |
Qualifying Distributions QualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $3,192,451 | CurrentYearAmt |
| Year1 | $2,464,349 | Year1Amt |
| Year2 | $3,716,857 | Year2Amt |
| Year3 | $703,373 | Year3Amt |
| Total | $10,077,030 | TotalAmt |
Qualifying Distri Not Used Drt QualifyingDistriNotUsedDrtGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $0 | CurrentYearAmt |
| Year1 | $0 | Year1Amt |
| Year2 | $0 | Year2Amt |
| Year3 | $0 | Year3Amt |
| Total | $0 | TotalAmt |
Qualifying Distri Made Drt QualifyingDistriMadeDrtGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $3,192,451 | CurrentYearAmt |
| Year1 | $2,464,349 | Year1Amt |
| Year2 | $3,716,857 | Year2Amt |
| Year3 | $703,373 | Year3Amt |
| Total | $10,077,030 | TotalAmt |
Total Assets TotalAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $54,496,298 | CurrentYearAmt |
| Year1 | $50,521,415 | Year1Amt |
| Year2 | $41,256,559 | Year2Amt |
| Year3 | $36,995,457 | Year3Amt |
| Total | $183,269,729 | TotalAmt |
Total Assets Sect4942j3 Bi TotalAssetsSect4942j3BiGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Two Thirds Minimum Invst Ret TwoThirdsMinimumInvstRetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $1,584,469 | CurrentYearAmt |
| Year1 | $1,466,760 | Year1Amt |
| Year2 | $1,146,949 | Year2Amt |
| Year3 | $1,036,189 | Year3Amt |
| Total | $5,234,367 | TotalAmt |
Total Support TotalSupportGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Public Support Type PublicSupportType
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Largest Support From EO LargestSupportFromEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Gross Investment Income GrossInvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | ALEX KATZ | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (51 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| ALBRIGHT-KNOX ART GALLERY | |||||||
| 1285 ELMWOOD AVENUE | BUFFALO | NY | 14222 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - DOROTHEA ROCKBURNE, LINE AND SUBSTANCE | $12,000 |
| ALBRIGHT-KNOX ART GALLERY | |||||||
| 1285 ELMWOOD AVENUE | BUFFALO | NY | 14222 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - JUSTEN LADDA, PINK AND GREEN MIRROR, 2017 | $6,400 |
| ALBRIGHT-KNOX ART GALLERY | |||||||
| 1285 ELMWOOD AVENUE | BUFFALO | NY | 14222 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - ANDREW MASULLO, 6042, 2014-2015 | $12,000 |
| ALBRIGHT-KNOX ART GALLERY | |||||||
| 1285 ELMWOOD AVENUE | BUFFALO | NY | 14222 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - EDUARDO TERRAZAS, I.I.296, 2017 | $38,400 |
| ALBRIGHT-KNOX ART GALLERY | |||||||
| 1285 ELMWOOD AVENUE | BUFFALO | NY | 14222 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - ARTHUR JAFA, BIG WHEEL III, 2018 | $200,000 |
| ALBRIGHT-KNOX ART GALLERY | |||||||
| 1285 ELMWOOD AVENUE | BUFFALO | NY | 14222 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - TOM MCGLYNN, DECAL 60, 2015 | $2,000 |
| ALBRIGHT-KNOX ART GALLERY | |||||||
| 1285 ELMWOOD AVENUE | BUFFALO | NY | 14222 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - FABIO MIGUEZ, FRESTA CAPUT, 2015 | $4,000 |
| CARNEGIE MUSEUM OF ART | |||||||
| 4400 FORBES AVENUE | PITTSBURGH | PA | 15213 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - UGO RONDINONE, BLACK GREEN SILVER VIOLET MOUNTAIN, 2016 | $160,000 |
| CARNEGIE MUSEUM OF ART | |||||||
| 4400 FORBES AVENUE | PITTSBURGH | PA | 15213 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - KATHERINE BERNHARDT, CLIMATE CHANGE, 2017 | $144,000 |
| CENTER FOR MAINE CONTEMPORARY ART | |||||||
| 213 WINTER STREET | ROCKLAND | ME | 04841 | N/A | PUBLIC | GENERAL CONTRIBUTION | $1,000 |
| COLBY COLLEGE MUSEUM OF ART | |||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - CLAUDIO PARMIGGIANI, UNTITLED, 2017, SIX PANELS | $419,500 |
| DETROIT INSTITUTE OF ART | |||||||
| 5200 WOODWARD AVENUE | DETROIT | MI | 48202 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - JUSTEN LADDA, BLUE AND SILVER PROFILE, 2017 | $5,200 |
| DETROIT INSTITUTE OF ART | |||||||
| 5200 WOODWARD AVENUE | DETROIT | MI | 48202 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - CHANTAL JOFFE, HIGHBURY GIRL, 2016 | $52,000 |
| DETROIT INSTITUTE OF ART | |||||||
| 5200 WOODWARD AVENUE | DETROIT | MI | 48202 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - VERNE DAWSON, PORTRAIT OF SERMIN KARDESTUNCER, 2017 | $68,000 |
| DETROIT INSTITUTE OF ART | |||||||
| 5200 WOODWARD AVENUE | DETROIT | MI | 48202 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - NICK RELPH, OCCIFER, 2016 | $28,000 |
| DETROIT INSTITUTE OF ART | |||||||
| 5200 WOODWARD AVENUE | DETROIT | MI | 48202 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - NICK RELPH, RIDICULE, 2016 | $6,000 |
| DETROIT INSTITUTE OF ART | |||||||
| 5200 WOODWARD AVENUE | DETROIT | MI | 48202 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - TREVOR SHIMIZU, MIFFY, 2016 | $9,600 |
| DETROIT INSTITUTE OF ART | |||||||
| 5200 WOODWARD AVENUE | DETROIT | MI | 48202 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - MALCOLM MORLEY, BUZKASHI, 2002 | $66,631 |
| DETROIT INSTITUTE OF ART | |||||||
| 5200 WOODWARD AVENUE | DETROIT | MI | 48202 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - SIGMAR POLKE, OHNE TITEL (KNOCHEN) (UNTITLED (BONES)), 1981 | $172,609 |
| FILM FORUM INC | |||||||
| 209 WEST HOUSTON ST | NEW YORK | NY | 10014 | N/A | PUBLIC | GENERAL CONTRIBUTION | $10,000 |
| FOUNDATION FOR CONTEMPORARY ARTS | |||||||
| 820 GREENWICH STREET | NEW YORK | NY | 10014 | N/A | PUBLIC | GENERAL CONTRIBUTION | $2,000 |
| HIGH MUSEUM OF ART ATLANTA | |||||||
| 1280 PEACHTREE STREET NE | ATLANTA | GA | 30309 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - JAMIAN JULIANO-VILLANI, EXPRESSIONS, 2018 | $40,000 |
| HIGH MUSEUM OF ART ATLANTA | |||||||
| 1280 PEACHTREE STREET NE | ATLANTA | GA | 30309 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - TRAVESS SMALLEY, SILVER-PIN, 2017 | $10,190 |
| LINCOLNVILLE COMMUNITY LIBRARY | |||||||
| 208 MAIN STREET | LINCOLNVILLE | ME | 04849 | N/A | PUBLIC | GENERAL CONTRIBUTION | $500 |
| MUSEUM OF FINE ARTS HOUSTON | |||||||
| 1001 BISSONNET STREET | HOUSTON | TX | 77005 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - ENZO CUCCHI, CIRCOSTANZA EROICA (HEROIC SITUATION), 1981 | $86,605 |
| NASHER MUSEUM OF ART AT DUKE UNIVERSITY | |||||||
| 2001 CAMPUS DRIVE | DURHAM | NC | 27705 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - LOIS DODD, VIEW DOWNTOWN, 1977 | $8,400 |
| NATIONAL ACADEMY OF DESIGN | |||||||
| 15 GRAMERCY PARK SOUTH | NEW YORK | NY | 10003 | N/A | PUBLIC | GENERAL CONTRIBUTION | $1,000 |
| NATIONAL GALLERY OF ART | |||||||
| 2000B SOUTH CLUB DRIVE | LANDOVER | MD | 20785 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - JOEL SHAPIRO, UNTITLED, 2017-2018 | $630,000 |
| NEW YORK LIVE ARTS INC | |||||||
| 219 W 19TH STREET | NEW YORK | NY | 10011 | N/A | PUBLIC | GENERAL CONTRIBUTION | $3,000 |
| NEW YORK STUDIO SCHOOL OF DRAWING PAINTING & SCULPTURE | |||||||
| 8 W 8TH STREET | NEW YORK | NY | 10011 | N/A | PUBLIC | GENERAL CONTRIBUTION | $10,000 |
| PORTLAND MUSEUM OF ART | |||||||
| SEVEN CONGRESS SQUARE | PORTLAND | ME | 04101 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - ROBERT BERLIND, SKOWHEGAN #4, 2002 | $24,000 |
| PORTLAND MUSEUM OF ART | |||||||
| SEVEN CONGRESS SQUARE | PORTLAND | ME | 04101 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - LEAH DURNER, REDPINKBLUEGREENDARKVIOLETORANGE POUR, 2017 | $1,400 |
| PORTLAND MUSEUM OF ART | |||||||
| SEVEN CONGRESS SQUARE | PORTLAND | ME | 04101 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - DAVID HUMPHREY, BUDDIES, 2016 | $1,500 |
| PORTLAND MUSEUM OF ART | |||||||
| SEVEN CONGRESS SQUARE | PORTLAND | ME | 04101 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - EMMA MCMILLAN, GROTESQUE MAN ATLANTID, 2018 | $3,200 |
| PORTLAND MUSEUM OF ART | |||||||
| SEVEN CONGRESS SQUARE | PORTLAND | ME | 04101 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - ZACH BRUDER, WHO IS MINDING THE SHOP?, 2017 | $6,800 |
| PORTLAND MUSEUM OF ART | |||||||
| SEVEN CONGRESS SQUARE | PORTLAND | ME | 04101 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - WOMEN'S HISTORY MUSEUM, PATCHWORK HEART TAPESTRY, 2018 | $1,600 |
| SAN ANTONIO MUSEUM OF ART | |||||||
| 200 WEST JONES AVE | SAN ANTONIO | TX | 78215 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - RICHARD BOSMAN, CRAZY CATS 9, 2017-18 | $5,600 |
| SAN ANTONIO MUSEUM OF ART | |||||||
| 200 WEST JONES AVE | SAN ANTONIO | TX | 78215 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - LAUREN NICKOU, UNICORN FROM TAPESTRY, 2017 | $2,000 |
| SAN ANTONIO MUSEUM OF ART | |||||||
| 200 WEST JONES AVE | SAN ANTONIO | TX | 78215 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - JUAN GOMEZ, FLOWER 2, 2015 | $12,800 |
| SAN ANTONIO MUSEUM OF ART | |||||||
| 200 WEST JONES AVE | SAN ANTONIO | TX | 78215 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - KATHERINE BERNHARDT, UNTITLED, 2017 | $6,400 |
| SAN ANTONIO MUSEUM OF ART | |||||||
| 200 WEST JONES AVE | SAN ANTONIO | TX | 78215 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - VIRGINIA OVERTON, UNTITLED (QUARTERED PINE), 2016 | $48,000 |
| SAN FRANCISCO MUSEUM OF MODERN ART | |||||||
| 151 THIRD STREET | SAN FRANCISCO | CA | 94103 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - ARSHILE GORKY, UNTITLED, 1945 | $150,560 |
| SAN FRANCISCO MUSEUM OF MODERN ART | |||||||
| 151 THIRD STREET | SAN FRANCISCO | CA | 94103 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - CHARLEMAGNE PALESTINE, DORIAN SWEEP, 1973 | $96,000 |
| SKOWHEGAN SCHOOL OF PAINTING AND SCULTURE | |||||||
| 136 WEST 22ND STREET | NEW YORK | NY | 10011 | N/A | PUBLIC | GENERAL CONTRIBUTION | $10,000 |
| THE BROOKLYN MUSEUM | |||||||
| 200 EASTERN PARKWAY | BROOKLYN | NY | 11238 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - AL HELD, UNTITLED, 1958 | $320,000 |
| THE BROOKLYN MUSEUM | |||||||
| 200 EASTERN PARKWAY | BROOKLYN | NY | 11238 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - CHRIS MARTIN, DARK TIMES IN AMERICA (BLONDE ON BLONDE), 2017 | $88,000 |
| THE BROOKLYN RAIL INC | |||||||
| 253 36TH ST C304 | BROOKLYN | NY | 11232 | N/A | PUBLIC | GENERAL CONTRIBUTION | $10,000 |
| THE FRANCES YOUNG TANG TEACHING MUSEUM AND ART GALLERY | |||||||
| 815 NORTH BROADWAY | SARATOGA SPRINGS | NY | 12866 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - LOIS DODD, WERNER'S HOUSE, 1985 | $8,400 |
| THE FRANCES YOUNG TANG TEACHING MUSEUM AND ART GALLERY | |||||||
| 815 NORTH BROADWAY | SARATOGA SPRINGS | NY | 12866 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - TOM MCGLYNN, DECAL 22, 2015 | $6,400 |
| THE HOUSE FOUNDATION FOR THE ARTS | |||||||
| 260 WEST BROADWAY SUITE 2 | NEW YORK | NY | 10013 | N/A | PUBLIC | GENERAL CONTRIBUTION | $5,000 |
| THE WOOSTER GROUP | |||||||
| 33 WOOSTER STREET | NEW YORK | NY | 10013 | N/A | PUBLIC | GENERAL CONTRIBUTION | $10,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $3,026,695 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $61,473 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $744,705 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $17,916 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $5,189,192 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $6,013,286 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $6,013,286 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp (2 entries)
| ContributorContributorNum | Address Line1ContributorUSAddress/AddressLine1Txt | CityContributorUSAddress/CityNm | State AbbreviationContributorUSAddress/StateAbbreviationCd | ZIPContributorUSAddress/ZIPCd | Total ContributionsTotalContributionsAmt | Person ContributionPersonContributionInd | Noncash ContributionNoncashContributionInd |
|---|---|---|---|---|---|---|---|
| ALEX KATZ | |||||||
| 1 | C/O A KOZAK CO 192 LEXINGTON AVE 11 | NEW YORK | NY | 10016 | $3,000,000 | Yes (X) | |
| ALEX KATZ | |||||||
| 2 | C/O A KOZAK CO 192 LEXINGTON AVE 11 | NEW YORK | NY | 10016 | $5,449,928 | Yes (X) | Yes (X) |
Non Cash Property Contribution NonCashPropertyContributionGrp (7 entries)
| ContributorContributorNum | Noncash PropertyNoncashPropertyDesc | Fair Market ValueFairMarketValueAmt | ReceivedReceivedDt |
|---|---|---|---|
| 2 | 5,000 SHS ACCENTURE PLC | $829,375 | 2018-12-03 |
| 2 | 13,400 SHS BROOKFIELD ASSET MGMT INC CL A | $590,337 | 2018-12-03 |
| 2 | 6,300 SHS DANAHER CORP | $690,448 | 2018-12-03 |
| 2 | 4,100 SHS HONEYWELL INTERNATIONAL INC | $615,656 | 2018-12-03 |
| 2 | 6,200 SHS MICROSOFT CORP | $694,865 | 2018-12-03 |
| 2 | 16,300 SHS SERVICE CORP INTERNATIONAL | $759,580 | 2018-12-03 |
| 2 | 5,025 SHS THERMO FISHER SCIENTIFIC INC | $1,269,667 | 2018-12-03 |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $34,888 | Amt |
| Net Investment Income | $26,166 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $26,166 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $8,722 | DisbursementsCharitablePrpsAmt |
Expln Of Non Filing With AG Stmt ExplnOfNonFilingWithAGStmt
| Field | Value | IRS element (for citing) |
|---|---|---|
| Explanation | THE ORGANIZATION IS NOT REQUIRED TO FURNISH A COPY OF FORM 990-PF TO THE ATTORNEY GENERAL OF DELAWARE. | ExplanationTxt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (15 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| $1000M APPLE INC 2.1% 05/06/19 | $1,018,371 | $997,820 |
| $1000M JOHNSON & JOHNSON 2.95% 09/01/20 | $1,055,043 | $1,002,500 |
| $500M EXXON MOBIL CORP 1.819% 03/15/19 | $511,757 | $499,080 |
| $500M EXXON MOBIL CORP 1.912% 03/06/20 | $501,657 | $495,505 |
| $500M MICROSOFT CORP 1.85% 02/12/20 | $507,425 | $495,745 |
| $800M BERKSHIRE HATHAWAY FIN CORP 1.7% 03/15/19 | $805,056 | $798,232 |
| $500M COCA-COLA CO 1.55% 09/01/21 | $503,482 | $484,790 |
| $1000M INTL BUSINESS MACHINES CORP 1.8% 05/17/19 | $1,009,107 | $995,770 |
| $500M INTL BUSINESS MACHINES CORP 2.25% 02/19/21 | $501,256 | $489,925 |
| $500M INTEL CORP 2.45% 07/29/20 | $505,436 | $497,995 |
| $1000M BERKSHIRE HATHAWAY 3% 05/15/22 | $993,006 | $997,710 |
| $500M INTL BUSINESS MACHINES CORP 2.90% 11/01/21 | $497,098 | $493,235 |
| $1000M JOHNSON & JOHNSON 2.45% 12/05/21 | $988,957 | $984,580 |
| $1000M MICROSOFT CORP 2.375% 02/12/22 | $980,906 | $987,880 |
| $1000M WAL-MART INC 2.35% 12/15/22 | $969,676 | $974,110 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (19 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 7,000 SHS ACCENTURE PLC | $966,231 | $987,070 |
| 5,000 SHS BERKSHIRE HATHAWAY CL B | $722,346 | $1,020,900 |
| 22,000 SHS BROOKFIELD ASSET MGMT | $744,280 | $843,700 |
| 11,000 SHS NESTLE SA SPONS ADRS | $728,977 | $890,560 |
| 11,500 SHS RECKITT BENCKISER GROUP PLC | $866,972 | $880,550 |
| 10,000 SHS DANAHER CORP | $922,153 | $1,031,200 |
| 12,000 SHS US BANCORP DEL | $487,926 | $548,400 |
| 7,000 SHS HONEYWELL INTERNATIONAL INC | $887,938 | $924,840 |
| 15,000 SHS MONDELEZ INTERNATIONAL INC | $663,694 | $600,450 |
| 17,000 SHS ARAMARK | $547,041 | $492,490 |
| 600 SHS ALPHABET INC CL C | $717,364 | $621,366 |
| 21,000 SHS SERVICE CORP INTERNATIONAL | $579,384 | $845,460 |
| 4,500 SHS THERMO FISHER SCIENTIFIC | $970,343 | $1,007,055 |
| 3,000 SHS FEDEX CORP | $527,268 | $483,990 |
| 15,000 SHS DUNKIN BRANDS GROUP INC | $779,450 | $961,800 |
| 17,000 SHS KAR AUCTION SERVICES INC | $865,155 | $811,240 |
| 20,000 SHS ORACLE CORP | $974,775 | $903,000 |
| 8,700 SHS FORTIVE CORP | $682,786 | $588,642 |
| 6,200 SHS MICROSOFT CORP | $694,865 | $629,734 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $10,436,543 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $10,453,285 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $0 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $0 | StateLocalSecEOYFMVAmt |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $536 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $536 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (54 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| ARTWORK - ALEX KATZ,VINCENT WITH A RADIO, 1974 | $242,500 | $242,500 | $242,500 |
| ARTWORK - THOMAS SCHUETTE, ALTE FREUNDE (OLD FRIENDS)#1-4, 2010-11 | $15,000 | $15,000 | $15,000 |
| ARTWORK - JOHN BALDESSARI, NOSE/SILHOUETTE: BLUE, 2010 | $1,925 | $1,925 | $1,925 |
| ARTWORK - JOHN BALDESSARI, NOSE/SILHOUETTE: RED, 2010 | $1,925 | $1,925 | $1,925 |
| ARTWORK - JOHN BALDESSARI, NOSE/SILHOUETTE: ORANGE, 2010 | $1,925 | $1,925 | $1,925 |
| ARTWORK - ANDREW MASULLO, 6042, 2014-2015 | $12,000 | $0 | $0 |
| ARTWORK - GABY COLLINS-FERNANDEZ, RED VELVET 2IN1 BODY, 2014 | $1,760 | $1,760 | $1,760 |
| ARTWORK - PETER LINDE BUSK, ROSEBUD, 2016 | $17,600 | $17,600 | $17,600 |
| ARTWORK - TREVOR SHIMIZU, MIFFY, 2016 | $9,600 | $0 | $0 |
| ARTWORK - UGO RONDINONE, BLACK GREEN SILVER VIOLET MOUNTAIN, 2016 | $160,000 | $0 | $0 |
| ARTWORK - MALCOLM MORLEY, BUZKASHI, 2002 | $66,631 | $0 | $0 |
| ARTWORK - NICK RELPH, OCCIFER, 2016 | $28,000 | $0 | $0 |
| ARTWORK - NICK RELPH, RIDICULE, 2016 | $6,000 | $0 | $0 |
| ARTWORK - JIM EBERSOLE, DAN AND NANCY'S HOUSE, FABIUS, NY, 2016 | $700 | $700 | $700 |
| ARTWORK - JIM EBERSOLE, BEVERLY ROAD, WINTER, 2009 | $700 | $700 | $700 |
| ARTWORK - JIM EBERSOLE, WOODS AT THE END OF WINTER, 2006 | $700 | $700 | $700 |
| ARTWORK - JIM EBERSOLE, AUGUST TREE STUDY, PROSPECT PARK, 2015 | $700 | $700 | $700 |
| ARTWORK - JIM EBERSOLE, APRIL TREE STUDY, PROSPECT PARK, 2015 | $700 | $700 | $700 |
| ARTWORK - JIM EBERSOLE, MARY A WHALEN, STERN, 2015 | $700 | $700 | $700 |
| ARTWORK - FABIO MIGUEZ, FRESTA CAPUT, 2015 | $4,000 | $0 | $0 |
| ARTWORK - EMMA MCMILLAN, MS. MALERIA, 2016 | $2,400 | $2,400 | $2,400 |
| ARTWORK - VERNE DAWSON, PORTRAIT OF SERMIN KARDESTUNCER, 2017 | $68,000 | $0 | $0 |
| ARTWORK - CHANTAL JOFFE, HIGHBURY GIRL, 2016 | $52,000 | $0 | $0 |
| ARTWORK - JUSTEN LADDA, BLUE AND SILVER PROFILE, 2017 | $5,200 | $0 | $0 |
| ARTWORK - JUSTEN LADDA, PINK AND GREEN MIRROR, 2017 | $6,400 | $0 | $0 |
| ARTWORK - DAVID HUMPHREY, BUDDIES, 2016 | $1,500 | $0 | $0 |
| ARTWORK - JOHN NEWMAN, NORTH AND SOUTH, AP 5 OF 5, 2016 | $750 | $750 | $750 |
| ARTWORK - DOROTHEA ROCKBURNE, LINE AND SUBSTANCE | $12,000 | $0 | $0 |
| ARTWORK - SIGMAR POLKE, OHNE TITEL (KNOCHEN) (UNTITLED (BONES)), 1981 | $172,608 | $0 | $0 |
| ARTWORK - ENZO CUCCHI, CIRCOSTANZA EROICA (HEROIC SITUATION), 1981 | $86,605 | $0 | $0 |
| ARTWORK - LAUREN NICKOU, UNICORN FROM TAPESTRY, 2017 | $2,000 | $0 | $0 |
| ARTWORK - LEAH DURNER, REDPINKBLUEGREENDARKVIOLETORANGE POUR | $1,400 | $0 | $0 |
| ARTWORK - LEAH DURNER, BLACKDARKGREYVIOLETBLUE POUR | $1,400 | $1,400 | $1,400 |
| ARTWORK - LEAH DURNER, REDGOLDVIOLETDARKVIOLET POUR | $1,400 | $1,400 | $1,400 |
| ARTWORK - ROBERT BERLIND, SKOWHEGAN #4, 2002 | $24,000 | $0 | $0 |
| ARTWORK - ARMEN ELOYAN, UNTITLED (PORTRAIT 15), 2017 | $0 | $12,000 | $12,000 |
| ARTWORK - AMY LIEN AND ENZO CAMACHO, ORPHANED, 2018 | $0 | $6,400 | $6,400 |
| ARTWORK - CHRIS OH, ENTHRONED, 2018 | $0 | $10,000 | $10,000 |
| ARTWORK - MARTHA DIAMOND, CENTRAL CHARACTER, 1983 | $0 | $45,000 | $45,000 |
| ARTWORK - RICHARD BOSMAN, CRAZY CATS 17, 2017-18 | $0 | $5,600 | $5,600 |
| ARTWORK - JASMINE LITTLE, CARLSBAD CAVERNS, 2015 | $0 | $12,800 | $12,800 |
| ARTWORK - EMMA MCMILLAN, MANHATTAN (GODDESS) DANCING IN THE WINDS 1929,2018 | $0 | $4,000 | $4,000 |
| ARTWORK - AVERY SINGER, UNTITLED (MONDAY), 2017 | $0 | $76,000 | $76,000 |
| ARTWORK - PIERRE BONNARD, L'ARC-EN-CIEL, LA ROULOTTE, 1909 | $0 | $100,000 | $100,000 |
| ARTWORK - OLIVER CLEGG, UNTITLED (7), 2017-18 | $0 | $4,000 | $4,000 |
| ARTWORK - NICOLE WITTENBERG, PARKER, 2017 | $0 | $13,600 | $13,600 |
| ARTWORK - ROB PRUITT, QUILTS 2018: THE HAVE NOTS AND HAVES, 2018 | $0 | $72,000 | $72,000 |
| ARTWORK - KELTIE FERRIS, GHOST TREES, 2018 | $0 | $50,000 | $50,000 |
| ARTWORK - JULIAN OPIE, MONIQUE, BUSINESSWOMAN-HOUSEWIFE 05, 2004 | $0 | $52,500 | $52,500 |
| ARTWORK - LARRY RIVERS, NIGHT PAINTING AND MAXINE, 1958 | $0 | $52,500 | $52,500 |
| ARTWORK - CHRIS MARTIN, BUFFALO BOB | $0 | $45,000 | $45,000 |
| ARTWORK - RED GROOMS, PORNO BOOKSTORE, 1976 | $0 | $200,000 | $200,000 |
| ARTWORK - SINEAD BRESLIN, LUDA IN MEXICO | $0 | $5,000 | $5,000 |
| ARTWORK - PAMELA BERKELEY, TIN CAN, WATER GLASS AND LACE, 1975 | $0 | $750 | $750 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| REGISTERED AGENT & FILING FEES | $25 | $25 | $25 | $0 |
| BANK FEES | $1,580 | $1,580 | $1,580 | $0 |
| OUTSIDE SERVICES | $4,046 | $0 | $0 | $4,046 |
| SHIPPING & FREIGHT | $2,452 | $0 | $0 | $2,452 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | PARTNERSHIP DISTRIBUTIONS | Desc |
| Revenue And Expenses Per Books | $17,916 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $17,916 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $17,916 | AdjustedNetIncomeAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT ADVISORY FEES | CategoryTxt |
| Amt | $394,073 | Amt |
| Net Investment Income | $394,073 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $394,073 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Substantial Contributors Sch SubstantialContributorsSch
Substantial Contributor Detail SubstantialContributorDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | ALEX KATZ | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | AKOZAK CO 192 LEXINGTON AVE 1100 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10016 | ZIPCd |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| FEDERAL NET INVEST INCOME TAX | $30,000 | $0 | $0 | $0 |
| FOREIGN TAX PAID | $12,606 | $12,606 | $12,606 | $0 |
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