2019-11-06T14:16:35-06:00 2018-12-31 132986167 A KOZAK AND COMPANY LLP 192 LEXINGTON AVENUE SUITE 1100 NEW YORK NY 10016 990PF 2018-01-01 510529249 ALEX KATZ FOUNDATION INC ALEX 2128896371 A KOZAK 192 LEXINGTON AVE NO 1100 NEW YORK NY 10016 VINCENT KATZ TREASURER 2128896371 2019-11-06 1 NOEL SILVERMAN P00600138 2128896371 65.254.10.130 2019-11-06 14:38:58 ES P DE480378EB90C49AB1F720D8008AB908A002A11B 3768143426E4083A510A47C54096B1CCFC28CADB 2018 2020-03-31 21:24:44Z X 54496298 X 8449928 61473 61473 61473 744705 744705 744705 5189192 41384885 7675700 0 17916 17916 17916 14463214 8499794 824094 150000 0 0 150000 536 0 0 536 34888 26166 26166 8722 394073 394073 394073 0 42606 12606 12606 0 8103 1605 1605 6498 630206 434450 434450 165756 3026695 3026695 3656901 434450 434450 3192451 10806313 8065344 389644 81218 16641 16641 3545319 16699113 16699113 494988 10436543 10453285 25170630 14328948 15072447 12780216 11348233 11194877 1010729 1059935 1059935 43083100 53889413 54496298 0 0 X 0 0 0 0 43083100 53889413 43083100 53889413 43083100 53889413 43083100 10806313 0 53889413 0 53889413 2,000SHS NEWELL BRANDS INC 2017-01-30 2018-01-25 50492 91825 -41333 -41333 2,800SHS NEWELL BRANDS INC 2017-09-06 2018-01-25 70688 131275 -60587 -60587 1,500SHS NEWELL BRANDS INC 2017-09-12 2018-01-25 37869 66154 -28285 -28285 200SHS ALPHABET INC CL C 2018-08-17 2018-12-04 210116 239121 -29005 -29005 3,800SHS FORTIVE CORP 2018-03-13 2018-12-04 276583 298228 -21645 -21645 2,500SHS KAR AUCTION SERVICES INC 2017-12-15 2018-12-04 136828 127229 9599 9599 7,000SHS MONDELEZ INTERNATIONAL INC 2018-01-22 2018-12-06 305205 309723 -4518 -4518 925SHS GENERAL DYNAMICS CORP 2017-08-28 2018-01-03 185054 185053 1 1 3,315SHS COLGATE PALMOLIVE CO 2017-09-25 2018-01-12 246536 242532 4004 4004 3,300SHS CBS CORP CL B 2017-10-10 2018-01-22 189807 192693 -2886 -2886 100SHS CBS CORP CL B 2017-11-21 2018-01-22 5752 5599 153 153 900SHS METLIFE INC 2017-07-25 2018-01-30 45277 44990 287 287 2,460SHS EATON CORP PLC 2017-10-11 2018-02-02 214181 192312 21869 21869 1,800SHS EXXON MOBIL CORP 2017-08-28 2018-02-02 149894 138840 11054 11054 2,800SHS AMERICAN INTL GROUP INC 2017-05-22 2018-02-06 170199 173228 -3029 -3029 1,040SHS AMERICAN INTL GROUP INC 2017-08-28 2018-02-06 63217 63207 10 10 1,160SHS AMERICAN INTL GROUP INC 2017-12-04 2018-02-06 70511 69948 563 563 3,200SHS APPLIED MATERIALS INC 2017-08-28 2018-02-06 151513 139463 12050 12050 2,450SHS APPLIED MATERIALS INC 2017-12-07 2018-02-06 116002 126277 -10275 -10275 880SHS SIMON PROPERTY GROUP INC 2017-12-14 2018-02-14 134275 145772 -11497 -11497 5,050SHS NEWELL BRANDS INC 2018-02-07 2018-02-20 140679 149082 -8403 -8403 1,300SHS NEWELL BRANDS INC 2018-02-08 2018-02-20 36214 37206 -992 -992 2,720SHS KRAFT HEINZ CO 2018-02-15 2018-03-15 177471 196282 -18811 -18811 955SHS KRAFT HEINZ CO 2018-03-05 2018-03-15 62311 64151 -1840 -1840 4,200SHS CONAGRA BRANDS INC 2017-08-28 2018-03-15 152463 139446 13017 13017 2,100SHS CONAGRA BRANDS INC 2017-10-02 2018-03-15 76232 70784 5448 5448 155SHS FACEBOOK INC 2017-12-07 2018-03-20 25945 27363 -1418 -1418 4,810SHS COMCAST CORP 2018-01-12 2018-03-26 159610 203613 -44003 -44003 5,900SHS CISCO SYSTEMS INC 2017-08-28 2018-04-06 243837 186270 57567 57567 2,550SHS CISCO SYSTEMS INC 2017-11-13 2018-04-06 105387 87165 18222 18222 3,010SHS BRISTOL MYERS SQUIBB CO 2018-02-15 2018-04-16 161422 203242 -41820 -41820 2,465SHS HESS CORP 2017-11-22 2018-05-07 148958 107702 41256 41256 1,330SHS INTEL CORP 2017-07-12 2018-05-08 70778 45741 25037 25037 1,580SHS BLACKSTONE GROUP LP 2017-08-28 2018-05-14 49604 50151 -547 -547 2,330SHS INTEL CORP 2017-07-12 2018-05-15 125178 80133 45045 45045 1,680SHS INTEL CORP 2017-08-28 2018-05-15 90257 58790 31467 31467 1,990SHS INTEL CORP 2017-10-02 2018-05-15 106911 77588 29323 29323 435SHS BOEING CO 2018-05-03 2018-05-15 148864 144624 4240 4240 2,355SHS CONOCOPHILLIPS 2017-11-09 2018-05-29 152290 125693 26597 26597 1,600SHS AT&T INC 2017-07-06 2018-06-06 52288 59902 -7614 -7614 1,700SHS AT&T INC 2017-08-28 2018-06-06 55556 64963 -9407 -9407 1,650SHS AT&T INC 2017-09-12 2018-06-06 53922 59538 -5616 -5616 3,450SHS EBAY INC 2018-03-02 2018-06-21 130653 147210 -16557 -16557 3,300SHS EBAY INC 2018-04-18 2018-06-21 124973 141775 -16802 -16802 1,800SHS EBAY INC 2018-04-26 2018-06-21 68167 69295 -1128 -1128 2,500SHS ORACLE CORP 2017-07-06 2018-06-25 108571 123506 -14935 -14935 1,265SHS ORACLE CORP 2017-08-28 2018-06-25 54937 62725 -7788 -7788 2,100SHS ORACLE CORP 2017-12-04 2018-06-25 91200 104545 -13345 -13345 900SHS ORACLE CORP 2017-12-15 2018-06-25 39086 43132 -4046 -4046 2,145SHS METLIFE INC 2018-03-06 2018-07-02 93452 101347 -7895 -7895 665SHS METLIFE INC 2018-03-07 2018-07-02 28972 31033 -2061 -2061 675SHS WAL MART STORES INC 2017-08-28 2018-07-12 58594 53075 5519 5519 530SHS WAL MART STORES INC 2017-12-26 2018-07-12 46008 52296 -6288 -6288 550SHS ROCKWELL AUTOMATION INC 2018-04-05 2018-07-16 92026 96096 -4070 -4070 550SHS ROCKWELL AUTOMATION INC 2018-04-10 2018-07-16 92026 95767 -3741 -3741 570SHS ROCKWELL AUTOMATION INC 2018-04-12 2018-07-16 95373 98936 -3563 -3563 3,000SHS BAXTER INTL INC 2017-08-30 2018-07-17 223769 184267 39502 39502 2,150SHS AIR LEASE CORP CL A 2018-02-15 2018-07-20 89655 100024 -10369 -10369 2,150SHS AIR LEASE CORP CL A 2018-05-08 2018-07-20 89655 93574 -3919 -3919 2,000SHS JD.COM INC SPON ADR CL A 2018-01-26 2018-07-23 71560 100080 -28520 -28520 5,400SHS JD.COM INC SPON ADR CL A 2018-05-08 2018-07-23 193212 205236 -12024 -12024 385SHS PALO ALTO NETWORKS INC 2017-08-28 2018-08-07 81626 49722 31904 31904 795SHS PALO ALTO NETWORKS INC 2017-11-06 2018-08-07 168552 116657 51895 51895 1,850SHS INTEL CORP 2018-06-22 2018-08-13 90459 97462 -7003 -7003 1,700SHS APPLIED MATERIALS INC 2018-04-18 2018-08-17 75851 93674 -17823 -17823 990SHS APPLIED MATERIALS INC 2018-04-19 2018-08-17 44172 50771 -6599 -6599 2,310SHS APPLIED MATERIALS INC 2018-05-18 2018-08-17 103068 113008 -9940 -9940 545SHS JPMORGAN CHASE & CO 2018-02-22 2018-09-05 62531 63152 -621 -621 970SHS DOWDUPONT INC 2017-12-19 2018-09-05 68092 69370 -1278 -1278 3,200SHS QUALCOMM INC 2018-04-17 2018-09-05 222487 176230 46257 46257 400SHS QUALCOMM INC 2018-07-25 2018-09-05 27811 23577 4234 4234 2,200SHS BLACKSTONE GROUP LP 2017-12-04 2018-09-05 80949 70714 10235 10235 330SHS BLACKSTONE GROUP LP 2018-01-24 2018-09-05 12142 11986 156 156 2,340SHS CVS HEALTH CORP 2017-10-13 2018-09-05 171424 171993 -569 -569 520SHS CVS HEALTH CORP 2018-03-28 2018-09-05 38094 32702 5392 5392 1,525SHS PAYPAL HOLDINGS INC 2018-06-26 2018-09-05 137290 126246 11044 11044 765SHS PAYPAL HOLDINGS INC 2018-07-31 2018-09-05 68870 62602 6268 6268 2,935SHS MERCK & CO INC 2018-07-18 2018-09-05 200393 184997 15396 15396 2,150SHS ROYAL DUTCH SHELL PLC 2018-04-10 2018-09-05 139341 145605 -6264 -6264 925SHS ROYAL DUTCH SHELL PLC 2018-05-15 2018-09-05 59949 67043 -7094 -7094 865SHS NXP SEMICONDUCTORS NV 2018-07-31 2018-09-05 81177 82614 -1437 -1437 WASH SALE ADJUSTMENT - 865SHS NXP SEMICONDUCTORS NV 2018-07-31 2018-09-05 1155 1155 1155 865SHS NXP SEMICONDUCTORS NV 2018-08-14 2018-09-05 81177 78704 2473 2473 355SHS NXP SEMICONDUCTORS NV 2018-08-21 2018-09-05 33315 32149 1166 1166 1,425SHS UNITED TECHNOLOGIES CORP 2018-01-03 2018-09-05 188738 185470 3268 3268 45SHS UNITED TECHNOLOGIES CORP 2018-06-22 2018-09-05 5960 5624 336 336 1,420SHS ANADARKO PETROLEUM CORP 2018-06-19 2018-09-05 90921 97546 -6625 -6625 1,150SHS ANADARKO PETROLEUM CORP 2018-08-01 2018-09-05 73633 82234 -8601 -8601 370SHS ANADARKO PETROLEUM CORP 2018-08-29 2018-09-05 23691 24314 -623 -623 1,755SHS CITIGROUP INC 2018-03-20 2018-09-05 125070 128683 -3613 -3613 885SHS CITIGROUP INC 2018-03-22 2018-09-05 63069 63256 -187 -187 430SHS IBM 2017-10-18 2018-09-05 62850 67578 -4728 -4728 3,075SHS KRAFT HEINZ CO 2018-08-08 2018-09-05 176132 185735 -9603 -9603 1,000SHS SCHLUMBERGER LTD 2017-12-19 2018-09-05 60718 63927 -3209 -3209 255SHS SCHLUMBERGER LTD 2018-07-18 2018-09-05 15483 16910 -1427 -1427 1,045SHS CELGENE CORP 2018-02-15 2018-09-05 95981 101397 -5416 -5416 420SHS CELGENE CORP 2018-02-28 2018-09-05 38576 37844 732 732 285SHS CELGENE CORP 2018-05-14 2018-09-05 26177 24181 1996 1996 4,200SHS COMCAST CORP 2018-07-19 2018-09-05 152074 147679 4395 4395 35SHS COMCAST CORP 2018-08-22 2018-09-05 1267 1253 14 14 4,695SHS AT&T INC 2017-11-08 2018-09-05 149387 154659 -5272 -5272 1,740SHS EATON CORP PLC 2018-07-02 2018-09-05 145981 130670 15311 15311 855SHS FACEBOOK INC 2017-12-07 2018-09-05 144418 150938 -6520 -6520 3,790SHS CONAGRA BRANDS INC 2018-06-27 2018-09-05 137077 135172 1905 1905 1,700SHS CBS CORP CL B 2017-11-21 2018-09-05 89640 95189 -5549 -5549 850SHS CBS CORP CL B 2017-12-14 2018-09-05 44820 49006 -4186 -4186 2,195SHS CARNIVAL CORP 2018-04-03 2018-09-05 133494 141796 -8302 -8302 4,200SHS BANK OF AMERICA CORP 2017-10-05 2018-09-05 129773 108533 21240 21240 1,000SHS FIDELITY NATIONAL INFORMATION SERVICES INC 2018-03-13 2018-09-05 106411 101066 5345 5345 125SHS FIDELITY NATIONAL INFORMATION SERVICES INC 2018-03-22 2018-09-05 13301 12325 976 976 995SHS CHEVRON CORP 2018-02-28 2018-09-05 117613 114509 3104 3104 700SHS UNITED PARCEL SERVICE INC CL B 2018-02-15 2018-09-05 87038 75213 11825 11825 375SHS 3M COMPANY 2018-06-22 2018-09-05 78931 73969 4962 4962 375SHS CONSTELLATION BRANDS INC 2018-08-29 2018-09-05 78519 77907 612 612 750SHS DANAHER CORP 2018-07-18 2018-09-05 77643 74930 2713 2713 365SHS METLIFE INC 2018-03-07 2018-09-05 16894 17033 -139 -139 1,295SHS METLIFE INC 2018-04-25 2018-09-05 59938 61776 -1838 -1838 1,160SHS ABBOTT LABORATORIES 2018-07-17 2018-09-05 76158 73357 2801 2801 675SHS VULCAN MATERIALS CO 2018-08-13 2018-09-05 74048 74571 -523 -523 500SHS CHUBB LTD 2017-09-08 2018-09-05 68492 71170 -2678 -2678 1,025SHS KRAFT HEINZ CO 2018-08-08 2018-09-17 59340 61912 -2572 -2572 1,260SHS CONAGRA BRANDS INC 2018-06-27 2018-10-01 42106 44939 -2833 -2833 695SHS NXP SEMICONDUCTORS NV 2018-08-21 2018-10-12 54168 62940 -8772 -8772 695SHS NXP SEMICONDUCTORS NV 2018-10-01 2018-10-12 54168 60911 -6743 -6743 855SHS JPMORGAN CHASE & CO 2018-02-22 2018-10-12 90905 99073 -8168 -8168 260SHS DOWDUPONT INC 2017-12-19 2018-10-12 15445 18594 -3149 -3149 1,100SHS DOWDUPONT INC 2018-03-05 2018-10-12 65346 74880 -9534 -9534 2,250SHS BLACKSTONE GROUP LP 2018-01-24 2018-10-12 78225 81726 -3501 -3501 1,200SHS QUALCOMM INC 2018-07-25 2018-10-12 76615 70730 5885 5885 260SHS CVS HEALTH CORP 2018-03-28 2018-10-12 19269 16351 2918 2918 695SHS CVS HEALTH CORP 2018-04-03 2018-10-12 51508 43057 8451 8451 980SHS MERCK & CO INC 2018-07-18 2018-10-12 67805 61771 6034 6034 1,075SHS PROLOGIS INC 2018-10-03 2018-10-12 66954 71069 -4115 -4115 1,025SHS ROYAL DUTCH SHELL PLC 2018-05-15 2018-10-12 66484 74291 -7807 -7807 980SHS ANADARKO PETROLEUM CORP 2018-08-29 2018-10-12 65225 64401 824 824 490SHS UNITED TECHNOLOGIES CORP 2018-06-22 2018-10-12 63019 61235 1784 1784 25SHS CITIGROUP INC 2018-03-22 2018-10-12 1730 1787 -57 -57 855SHS CITIGROUP INC 2018-05-23 2018-10-12 59151 59664 -513 -513 355SHS STRYKER CORP 2018-09-17 2018-10-12 60272 60825 -553 -553 760SHS PAYPAL HOLDINGS INC 2018-07-31 2018-10-12 59482 62193 -2711 -2711 410SHS IBM 2017-10-18 2018-10-12 57435 64435 -7000 -7000 925SHS SCHLUMBERGER LTD 2018-07-18 2018-10-12 54132 61341 -7209 -7209 365SHS AT&T INC 2017-11-08 2018-10-12 11628 12024 -396 -396 1,200SHS AT&T INC 2018-07-25 2018-10-12 38228 36472 1756 1756 1,140SHS COMCAST CORP 2018-08-22 2018-10-12 48288 50484 -2196 -2196 580SHS CELGENE CORP 2018-05-14 2018-10-12 47404 49211 -1807 -1807 580SHS EATON CORP PLC 2018-07-02 2018-10-12 45974 43557 2417 2417 850SHS CBS CORP CL B 2017-12-14 2018-10-12 45945 49006 -3061 -3061 730SHS CARNIVAL CORP 2018-04-03 2018-10-12 42145 47158 -5013 -5013 330SHS CHEVRON CORP 2018-02-28 2018-10-12 38650 37978 672 672 375SHS FIDELITY NATIONAL INFORMATION SERVICES INC 2018-03-22 2018-10-12 38095 36976 1119 1119 125SHS CONSTELLATION BRANDS INC 2018-08-29 2018-10-12 27840 25969 1871 1871 235SHS UNITED PARCEL SERVICE INC CL B 2018-02-15 2018-10-12 26872 25250 1622 1622 390SHS ABBOTT LABORATORIES 2018-07-17 2018-10-12 26814 24663 2151 2151 250SHS DANAHER CORP 2018-07-18 2018-10-12 25656 24977 679 679 125SHS 3M COMPANY 2018-06-22 2018-10-12 24741 24656 85 85 550SHS METLIFE INC 2018-04-25 2018-10-12 23677 26237 -2560 -2560 225SHS VULCAN MATERIALS CO 2018-08-13 2018-10-12 22662 24857 -2195 -2195 5,490SHS CONSUMER STAPLES SELECT SECTOR SPDR FUND 2018-08-17 2018-10-15 286183 302388 -16205 -16205 $3,000M USTB 12/06/18 2018-10-16 2018-12-06 2991146 2991146 0 0 30,000SHS HRG GROUP INC 2015-06-26 2018-01-22 564394 396325 168069 168069 15,200SHS NEWELL BRANDS INC 2016-04-11 2018-01-25 383737 671189 -287452 -287452 2,800SHS ANHEUSER BUSCH SA NV SPON ADR 2011-11-11 2018-08-17 277739 165637 112102 112102 200SHS ANHEUSER BUSCH SA NV SPON ADR 2013-06-10 2018-08-17 19839 18802 1037 1037 800SHS ANHEUSER BUSCH SA NV SPON ADR 2013-06-26 2018-08-17 79354 70842 8512 8512 200SHS ANHEUSER BUSCH SA NV SPON ADR 2013-12-27 2018-08-17 19839 21299 -1460 -1460 1,000SHS ANHEUSER BUSCH SA NV SPON ADR 2014-01-30 2018-08-17 99193 96519 2674 2674 1,825SHS ANHEUSER BUSCH SA NV SPON ADR 2011-11-11 2018-08-17 181026 107958 73068 73068 3,225SHS BROOKFIELD ASSET MGMT INC CL A 2007-09-04 2018-08-17 140979 72903 68076 68076 200SHS GARRETT MOTION INC 2010-05-12 2018-10-02 3461 1001 2460 2460 40SHS GARRETT MOTION INC 2010-06-17 2018-10-02 692 184 508 508 10SHS GARRETT MOTION INC 2010-07-26 2018-10-02 173 47 126 126 100SHS GARRETT MOTION INC 2010-11-22 2018-10-02 1731 536 1195 1195 17.50SHS GARRETT MOTION INC 2013-04-19 2018-10-02 303 138 165 165 32.50SHS GARRETT MOTION INC 2013-06-26 2018-10-02 562 275 287 287 100SHS GARRETT MOTION INC 2013-06-27 2018-10-02 1731 866 865 865 30SHS GARRETT MOTION INC 2013-11-11 2018-10-02 519 281 238 238 40SHS GARRETT MOTION INC 2015-06-08 2018-10-02 692 444 248 248 310SHS GARRETT MOTION INC 2010-05-12 2018-10-02 5365 1551 3814 3814 30SHS GARRETT MOTION INC 2010-06-17 2018-10-02 519 138 381 381 30SHS GARRETT MOTION INC 2010-06-17 2018-10-02 519 138 381 381 30SHS GARRETT MOTION INC 2010-07-26 2018-10-02 519 141 378 378 70SHS GARRETT MOTION INC 2013-03-08 2018-10-02 1211 552 659 659 .3333SHS RESIDEO TECHNOLOGIES INC 2010-05-12 2018-10-31 7 3 4 4 333SHS RESIDEO TECHNOLOGIES INC 2010-05-12 2018-10-31 6931 2679 4252 4252 66.6667SHS RESIDEO TECHNOLOGIES INC 2010-06-17 2018-10-31 1388 492 896 896 16.6666SHS RESIDEO TECHNOLOGIES INC 2010-07-26 2018-10-31 347 126 221 221 166.6667SHS RESIDEO TECHNOLOGIES INC 2010-11-22 2018-10-31 3469 1436 2033 2033 29.1666SHS RESIDEO TECHNOLOGIES INC 2013-04-19 2018-10-31 607 371 236 236 54.1667SHS RESIDEO TECHNOLOGIES INC 2013-06-26 2018-10-31 1127 737 390 390 1666.6666SHS RESIDEO TECHNOLOGIES INC 2013-06-27 2018-10-31 3469 2320 1149 1149 50SHS RESIDEO TECHNOLOGIES INC 2013-11-11 2018-10-31 1041 752 289 289 66.6667SHS RESIDEO TECHNOLOGIES INC 2015-06-08 2018-10-31 1388 1190 198 198 516.6667SHS RESIDEO TECHNOLOGIES INC 2010-05-12 2018-10-31 10753 4156 6597 6597 50SHS RESIDEO TECHNOLOGIES INC 2010-06-17 2018-10-31 1041 369 672 672 50SHS RESIDEO TECHNOLOGIES INC 2010-06-17 2018-10-31 1041 369 672 672 50SHS RESIDEO TECHNOLOGIES INC 2010-07-26 2018-10-31 1041 377 664 664 116.6667SHS RESIDEO TECHNOLOGIES INC 2013-03-08 2018-10-31 2428 1480 948 948 1,150SHS ACCENTURE PLC IRELAND CL A 2008-01-31 2018-12-04 189177 38987 150190 150190 200SHS ACCENTURE PLC IRELAND CL A 2008-05-12 2018-12-04 32900 7547 25353 25353 1,000SHS ACCENTURE PLC IRELAND CL A 2008-10-13 2018-12-04 164502 32695 131807 131807 200SHS ACCENTURE PLC IRELAND CL A 2010-03-31 2018-12-04 32900 8438 24462 24462 450SHS ACCENTURE PLC IRELAND CL A 2013-02-27 2018-12-04 74026 33345 40681 40681 1,100SHS ACCENTURE PLC IRELAND CL A 2008-11-14 2018-12-04 180952 32248 148704 148704 9,600SHS ARAMARK 2014-12-12 2018-12-04 360597 268800 91797 91797 2,300SHS ARAMARK 2014-07-08 2018-12-04 86393 61908 24485 24485 2,250SHS BROOKFIELD ASSET MGMT INC CL A 2008-01-31 2018-12-04 96697 46687 50010 50010 450SHS BROOKFIELD ASSET MGMT INC CL A 2008-02-01 2018-12-04 19339 9774 9565 9565 225SHS BROOKFIELD ASSET MGMT INC CL A 2008-04-17 2018-12-04 9670 4106 5564 5564 3,000SHS BROOKFIELD ASSET MGMT INC CL A 2008-10-13 2018-12-04 128930 39601 89329 89329 1,050SHS BROOKFIELD ASSET MGMT INC CL A 2009-07-21 2018-12-04 45126 12761 32365 32365 300SHS BROOKFIELD ASSET MGMT INC CL A 2010-02-19 2018-12-04 12893 4679 8214 8214 300SHS BROOKFIELD ASSET MGMT INC CL A 2010-05-27 2018-12-04 12893 4820 8073 8073 750SHS BROOKFIELD ASSET MGMT INC CL A 2010-08-03 2018-12-04 32232 12889 19343 19343 675SHS BROOKFIELD ASSET MGMT INC CL A 2010-11-24 2018-12-04 29009 13361 15648 15648 150SHS BROOKFIELD ASSET MGMT INC CL A 2013-03-21 2018-12-04 6447 3636 2811 2811 3,300SHS BROOKFIELD ASSET MGMT INC CL A 2009-05-20 2018-12-04 141823 40547 101276 101276 825SHS BROOKFIELD ASSET MGMT INC CL A 2007-09-04 2018-12-04 35456 18650 16806 16806 875SHS BROOKFIELD ASSET MGMT INC CL A 2007-09-21 2018-12-04 37605 20962 16643 16643 5,250SHS BROOKFIELD ASSET MGMT INC CL A 2013-03-26 2018-12-04 225627 123983 101644 101644 400SHS DANAHER CORP 2009-10-12 2018-12-04 42475 10358 32117 32117 300SHS DANAHER CORP 2009-10-19 2018-12-04 31856 8000 23856 23856 300SHS DANAHER CORP 2011-10-24 2018-12-04 31856 11025 20831 20831 700SHS DANAHER CORP 2009-10-12 2018-12-04 74331 18785 55546 55546 800SHS DANAHER CORP 2010-04-05 2018-12-04 84950 24673 60277 60277 600SHS DANAHER CORP 2010-04-22 2018-12-04 63713 19029 44684 44684 400SHS DANAHER CORP 2011-10-24 2018-12-04 42475 14714 27761 27761 100SHS DANAHER CORP 2012-11-07 2018-12-04 10619 3968 6651 6651 3,500SHS DUNKIN BRANDS GROUP INC 2017-01-30 2018-12-04 255888 182098 73790 73790 1,800SHS FEDEX CORP 2016-06-07 2018-12-04 388051 296977 91074 91074 2,000SHS HONEYWELL INTERNATIONAL INC 2010-05-12 2018-12-04 285651 89199 196452 196452 100SHS HONEYWELL INTERNATIONAL INC 2010-06-17 2018-12-04 14283 4095 10188 10188 3,100SHS HONEYWELL INTERNATIONAL INC 2010-05-12 2018-12-04 442759 138245 304514 304514 300SHS HONEYWELL INTERNATIONAL INC 2010-06-17 2018-12-04 42848 12279 30569 30569 1,000SHS NESTLE SA SPONSORED ADRS 2007-05-29 2018-12-04 85324 38775 46549 46549 13,200SHS SERVICE CORP INT'L 2015-03-19 2018-12-04 601045 350000 251045 251045 4,275SHS THERMO FISHER SCIENTIFIC INC 2015-11-19 2018-12-04 1043113 587634 455479 455479 2,000SHS US BANCORP DEL COM 2009-04-09 2018-12-04 105146 32532 72614 72614 2,000SHS US BANCORP DEL COM 2009-05-12 2018-12-04 105146 35526 69620 69620 3,200SHS US BANCORP DEL COM 2009-04-09 2018-12-04 168234 52036 116198 116198 3,100SHS US BANCORP DEL COM 2009-05-12 2018-12-04 162977 55052 107925 107925 400SHS US BANCORP DEL COM 2009-08-04 2018-12-04 21029 8635 12394 12394 900SHS WELLS FARGO & CO 2010-01-28 2018-12-04 46505 25134 21371 21371 1,300SHS WELLS FARGO & CO 2010-02-11 2018-12-04 67174 35067 32107 32107 800SHS WELLS FARGO & CO 2010-03-09 2018-12-04 41338 23263 18075 18075 600SHS WELLS FARGO & CO 2010-10-15 2018-12-04 31003 14322 16681 16681 800SHS WELLS FARGO & CO 2010-11-22 2018-12-04 41338 21801 19537 19537 500SHS WELLS FARGO & CO 2010-11-24 2018-12-04 25836 13450 12386 12386 1,000SHS WELLS FARGO & CO 2013-02-27 2018-12-04 51672 34735 16937 16937 1,000SHS WELLS FARGO & CO 2013-07-11 2018-12-04 51672 42125 9547 9547 1,000SHS WELLS FARGO & CO 2013-12-19 2018-12-04 51672 45215 6457 6457 2,100SHS WELLS FARGO & CO 2010-02-10 2018-12-04 108512 57086 51426 51426 1,300SHS WELLS FARGO & CO 2010-03-09 2018-12-04 67174 37787 29387 29387 700SHS WELLS FARGO & CO 2010-10-15 2018-12-04 36171 16705 19466 19466 250SHS BERKSHIRE HATHAWAY INC CL B 2008-01-31 2018-12-04 52690 23187 29503 29503 1,250SHS BERKSHIRE HATHAWAY INC CL B 2007-06-28 2018-12-04 263451 89440 174011 174011 12,800SHS SERVICE CORP INT'L 2015-03-04 2018-12-04 582832 322871 259961 259961 50SHS ACCENTURE PLC IRELAND CL A 2013-02-27 2018-12-06 7996 3705 4291 4291 800SHS ACCENTURE PLC IRELAND CL A 2013-07-03 2018-12-06 127944 58232 69712 69712 800SHS ACCENTURE PLC IRELAND CL A 2013-10-11 2018-12-06 127944 57977 69967 69967 1,000SHS ACCENTURE PLC IRELAND CL A 2013-12-19 2018-12-06 159929 79475 80454 80454 350SHS ACCENTURE PLC IRELAND CL A 2014-06-18 2018-12-06 55975 28933 27042 27042 250SHS BERKSHIRE HATHAWAY INC CL B 2008-01-31 2018-12-06 51195 23188 28007 28007 100SHS BERKSHIRE HATHAWAY INC CL B 2008-09-24 2018-12-06 20478 8917 11561 11561 400SHS BERKSHIRE HATHAWAY INC CL B 2008-10-13 2018-12-06 81911 31641 50270 50270 250SHS BERKSHIRE HATHAWAY INC CL B 2009-01-13 2018-12-06 51195 16012 35183 35183 250SHS BERKSHIRE HATHAWAY INC CL B 2009-02-23 2018-12-06 51195 12159 39036 39036 750SHS BERKSHIRE HATHAWAY INC CL B 2009-01-13 2018-12-06 153584 47987 105597 105597 500SHS BERKSHIRE HATHAWAY INC CL B 2009-02-23 2018-12-06 102389 24294 78095 78095 800SHS CVS HEALTH CORP 2008-01-31 2018-12-06 61143 30568 30575 30575 1,000SHS CVS HEALTH CORP 2008-10-13 2018-12-06 76428 30614 45814 45814 500SHS CVS HEALTH CORP 2009-01-13 2018-12-06 38214 12963 25251 25251 400SHS CVS HEALTH CORP 2009-01-22 2018-12-06 30571 10697 19874 19874 100SHS CVS HEALTH CORP 2010-06-09 2018-12-06 7643 3082 4561 4561 1,000SHS CVS HEALTH CORP 2010-11-22 2018-12-06 76428 31155 45273 45273 300SHS CVS HEALTH CORP 2011-02-14 2018-12-06 22928 9848 13080 13080 100SHS CVS HEALTH CORP 2012-01-03 2018-12-06 7643 4154 3489 3489 200SHS CVS HEALTH CORP 2013-03-11 2018-12-06 15286 10544 4742 4742 400SHS CVS HEALTH CORP 2013-06-26 2018-12-06 30571 22975 7596 7596 1,000SHS CVS HEALTH CORP 2013-12-27 2018-12-06 76428 71593 4835 4835 1,400SHS CVS HEALTH CORP 2009-01-13 2018-12-06 106999 36250 70749 70749 600SHS CVS HEALTH CORP 2009-01-22 2018-12-06 45857 16033 29824 29824 1,200SHS CVS HEALTH CORP 2007-05-29 2018-12-06 91714 46615 45099 45099 400SHS CVS HEALTH CORP 2007-07-23 2018-12-06 30571 14433 16138 16138 400SHS CVS HEALTH CORP 2011-02-14 2018-12-06 30571 13122 17449 17449 800SHS CVS HEALTH CORP 2013-03-11 2018-12-06 61143 42101 19042 19042 400SHS CVS HEALTH CORP 2013-12-27 2018-12-06 30571 28652 1919 1919 1,100SHS DANAHER CORP 2009-10-19 2018-12-06 114889 29335 85554 85554 900SHS DANAHER CORP 2011-10-24 2018-12-06 94000 33075 60925 60925 1,400SHS DANAHER CORP 2014-10-31 2018-12-06 146223 85926 60297 60297 1,600SHS DANAHER CORP 2015-02-17 2018-12-06 167111 105783 61328 61328 300SHS HONEYWELL INTERNATIONAL INC 2010-06-17 2018-12-06 41644 12285 29359 29359 100SHS HONEYWELL INTERNATIONAL INC 2010-07-26 2018-12-06 13881 4201 9680 9680 1,000SHS HONEYWELL INTERNATIONAL INC 2010-11-22 2018-12-06 138813 47759 91054 91054 175SHS HONEYWELL INTERNATIONAL INC 2013-04-19 2018-12-06 24292 12333 11959 11959 325SHS HONEYWELL INTERNATIONAL INC 2013-06-26 2018-12-06 45114 24517 20597 20597 100SHS HONEYWELL INTERNATIONAL INC 2013-04-19 2018-12-06 13881 7058 6823 6823 1,350SHS ONEX CORP SUB VTG 2008-10-14 2018-12-06 78433 26078 52355 52355 500SHS ONEX CORP SUB VTG 2010-01-15 2018-12-06 29049 12132 16917 16917 700SHS ONEX CORP SUB VTG 2010-03-12 2018-12-06 40669 19377 21292 21292 400SHS ONEX CORP SUB VTG 2010-04-14 2018-12-06 23240 11713 11527 11527 700SHS ONEX CORP SUB VTG 2010-11-23 2018-12-06 40669 19408 21261 21261 1,500SHS ONEX CORP SUB VTG 2013-12-27 2018-12-06 87148 78903 8245 8245 1,350SHS ONEX CORP SUB VTG 2014-01-03 2018-12-06 78433 72671 5762 5762 400SHS ONEX CORP SUB VTG 2009-08-19 2018-12-06 23240 8695 14545 14545 2,700SHS ONEX CORP SUB VTG 2009-11-25 2018-12-06 156867 61099 95768 95768 300SHS ONEX CORP SUB VTG 2010-03-12 2018-12-06 17430 8319 9111 9111 600SHS ONEX CORP SUB VTG 2010-04-14 2018-12-06 34859 17557 17302 17302 3,000SHS ONEX CORP SUB VTG 2007-08-29 2018-12-06 174296 94195 80101 80101 200SHS ONEX CORP SUB VTG 2008-02-21 2018-12-06 11620 6641 4979 4979 200SHS ONEX CORP SUB VTG 2008-04-17 2018-12-06 11620 6365 5255 5255 1,000SHS ONEX CORP SUB VTG 2013-12-27 2018-12-06 58099 52608 5491 5491 5,500SHS SERVICE CORP INT'L 2015-03-19 2018-12-06 247469 145833 101636 101636 1,700SHS SERVICE CORP INT'L 2015-03-31 2018-12-06 76490 44881 31609 31609 2,000SHS THERMO FISHER SCIENTIFIC INC 2015-11-19 2018-12-06 478252 274915 203337 203337 615SHS METLIFE INC 2014-12-12 2018-01-30 30939 29577 1362 1362 1,720SHS METLIFE INC 2016-01-21 2018-01-30 86528 66294 20234 20234 800SHS METLIFE INC 2016-08-11 2018-01-30 40246 28944 11302 11302 1,360SHS CONOCOPHILLIPS 2016-09-08 2018-02-20 74842 58987 15855 15855 680SHS CONOCOPHILLIPS 2016-09-09 2018-02-20 37421 29466 7955 7955 615SHS CONOCOPHILLIPS 2016-11-10 2018-02-20 33844 28153 5691 5691 1,065SHS AMERICAN TOWER REIT 2016-11-10 2018-03-06 148063 114777 33286 33286 300SHS AMERICAN TOWER REIT 2016-12-02 2018-03-06 41708 30511 11197 11197 15SHS FACEBOOK INC 2016-01-19 2018-03-20 2511 1451 1060 1060 615SHS FACEBOOK INC 2016-01-20 2018-03-20 102944 57226 45718 45718 25.069SHS ALPHABET INC CL C 2012-05-15 2018-04-05 26094 7602 18492 18492 65.178SHS ALPHABET INC CL C 2012-05-29 2018-04-05 67844 19351 48493 48493 99.753SHS ALPHABET INC CL C 2014-08-15 2018-04-05 103832 57595 46237 46237 2,350SHS NEWMONT MINING CORP 2015-01-16 2018-04-12 94370 52336 42034 42034 1,650SHS NEWMONT MINING CORP 2016-02-22 2018-04-12 66260 40102 26158 26158 1,355SHS HESS CORP 2016-02-22 2018-05-07 81882 59274 22608 22608 385SHS CONOCOPHILLIPS 2016-11-10 2018-05-29 24897 17624 7273 7273 1,600SHS AT&T INC 2017-06-05 2018-06-06 52288 62278 -9990 -9990 1,365SHS WAL MART STORES INC 2016-12-01 2018-07-12 118491 96701 21790 21790 320SHS WAL MART STORES INC 2017-01-05 2018-07-12 27778 21942 5836 5836 450SHS PALO ALTO NETWORKS INC 2017-06-30 2018-08-07 95407 61675 33732 33732 370SHS PALO ALTO NETWORKS INC 2017-07-31 2018-08-07 78446 51844 26602 26602 980SHS APPLE INC 2010-03-08 2018-09-05 222181 30909 191272 191272 505SHS APPLE INC 2014-10-15 2018-09-05 114491 49067 65424 65424 720SHS JPMORGAN CHASE & CO 2016-11-16 2018-09-05 82610 56171 26439 26439 730SHS JPMORGAN CHASE & CO 2017-04-24 2018-09-05 83757 63400 20357 20357 570SHS JPMORGAN CHASE & CO 2017-08-28 2018-09-05 65400 52663 12737 12737 1,000SHS DOWDUPONT INC 2016-12-06 2018-09-05 70198 56017 14181 14181 1,020SHS DOWDUPONT INC 2016-12-12 2018-09-05 71601 59390 12211 12211 1,100SHS DOWDUPONT INC 2017-03-09 2018-09-05 77217 69944 7273 7273 4,220SHS BLACKSTONE GROUP LP 2017-08-28 2018-09-05 155274 133948 21326 21326 565SHS WALT DISNEY CO 2017-05-16 2018-09-05 62183 61625 558 558 800SHS WALT DISNEY CO 2017-08-09 2018-09-05 88046 80942 7104 7104 800SHS WALT DISNEY CO 2017-08-28 2018-09-05 88046 82110 5936 5936 85.725SHS ALPHABET INC CL C 2014-08-15 2018-09-05 101243 49496 51747 51747 100.275SHS ALPHABET INC CL C 2014-10-17 2018-09-05 118426 52670 65756 65756 2,500SHS MONDELEZ INTERNATIONAL INC 2016-07-27 2018-09-05 108548 113506 -4958 -4958 2,000SHS MONDELEZ INTERNATIONAL INC 2017-07-13 2018-09-05 86838 86567 271 271 490SHS MONDELEZ INTERNATIONAL INC 2017-08-28 2018-09-05 21275 20410 865 865 800SHS IBM 2017-08-25 2018-09-05 116930 115308 1622 1622 770SHS HONEYWELL INTERNATIONAL INC 2012-10-25 2018-09-05 124176 47984 76192 76192 335SHS HONEYWELL INTERNATIONAL INC 2016-11-15 2018-09-05 54025 37622 16403 16403 1,515SHS SCHLUMBERGER LTD 2017-08-28 2018-09-05 91988 96980 -4992 -4992 750SHS RAYTHEON CO 2011-07-20 2018-09-05 148692 35104 113588 113588 540SHS THERMO FISHER SCIENTIFIC INC 2017-01-27 2018-09-05 127160 78742 48418 48418 340SHS FEDEX CORP 2016-09-21 2018-09-05 82896 58738 24158 24158 145SHS FEDEX CORP 2016-10-05 2018-09-05 35353 25377 9976 9976 155SHS BROADCOM LIMITED 2016-10-05 2018-09-05 34192 26605 7587 7587 195SHS BROADCOM LIMITED 2016-10-18 2018-09-05 43015 33452 9563 9563 470SHS UNION PACIFIC CORP 2016-11-02 2018-09-05 72001 41859 30142 30142 350SHS BERKSHIRE HATHAWAY INC CL B 2012-02-02 2018-09-05 73833 27581 46252 46252 250SHS BERKSHIRE HATHAWAY INC CL B 2012-11-12 2018-09-05 52738 21343 31395 31395 175SHS BERKSHIRE HATHAWAY INC CL B 2017-08-28 2018-09-05 36916 31513 5403 5403 37SHS GARRETT MOTION INC 2016-11-15 2018-10-03 657 448 209 209 250SHS RAYTHEON CO 2011-07-20 2018-10-12 47780 11701 36079 36079 495SHS APPLE INC 2014-10-15 2018-10-12 107995 48095 59900 59900 100SHS WALT DISNEY CO 2017-08-28 2018-10-12 11230 10264 966 966 620SHS WALT DISNEY CO 2017-10-10 2018-10-12 69624 61676 7948 7948 1,660SHS MONDELEZ INTERNATIONAL INC 2017-08-28 2018-10-12 67482 69144 -1662 -1662 260SHS BERKSHIRE HATHAWAY INC CL B 2017-08-28 2018-10-12 53199 46819 6380 6380 165SHS CHUBB LTD 2017-09-08 2018-10-12 20423 23486 -3063 -3063 180SHS THERMO FISHER SCIENTIFIC INC 2017-01-27 2018-10-12 41316 26247 15069 15069 160SHS FEDEX CORP 2016-10-05 2018-10-12 35060 28002 7058 7058 120SHS BROADCOM LIMITED 2016-10-18 2018-10-12 27600 20586 7014 7014 160SHS UNION PACIFIC CORP 2016-11-02 2018-10-12 24379 14250 10129 10129 370SHS HONEYWELL INTERNATIONAL INC 2016-11-15 2018-10-12 57592 41105 16487 16487 1,400SHS BANK OF AMERICA CORP 2017-10-05 2018-10-12 38861 36178 2683 2683 $200M APPLE INC 1.0% 05/03/18 2016-11-14 2018-01-10 199534 200163 -629 -629 $100M APPLE INC 1.0% 05/03/18 2016-11-14 2018-01-29 99784 100081 -297 -297 $500M EXXON MOBIL CORP 1.305% 03/06/18 2016-11-18 2018-01-31 499744 501257 -1513 -1513 $200M APPLE INC 1.0% 05/03/18 2016-11-14 2018-01-31 199562 200163 -601 -601 $900M MERCK & CO INC 1.3% 05/18/18 2016-07-26 2018-05-18 900000 908037 -8037 -8037 $500M BERKSHIRE HATHAWAY 2% 08/15/18 2015-12-14 2018-05-21 499494 510257 -10763 -10763 $500M BERKSHIRE HATHAWAY 2% 08/15/18 2015-12-21 2018-06-01 499444 509772 -10328 -10328 $100M MICROSOFT CORP 1.625% 12/06/2018 2016-01-06 2018-07-19 99800 101065 -1265 -1265 $150M MICROSOFT CORP 1.625% 12/06/2018 2016-01-06 2018-10-11 149794 151597 -1803 -1803 $50M MICROSOFT CORP 1.625% 12/06/2018 2016-01-11 2018-10-11 49931 50564 -633 -633 $50M MICROSOFT CORP 1.625% 12/06/2018 2016-01-11 2018-10-11 49931 50574 -643 -643 $50M MICROSOFT CORP 1.625% 12/06/2018 2016-01-11 2018-10-11 49931 50599 -668 -668 $100M MICROSOFT CORP 1.625% 12/06/2018 2016-11-14 2018-10-11 99863 101073 -1210 -1210 $500M JOHNSON & JOHNSON 1.65% 12/05/18 2014-04-02 2018-12-05 500000 498726 1274 1274 $500M JOHNSON & JOHNSON 1.65% 12/05/18 2014-12-30 2018-12-05 500000 502657 -2657 -2657 $400M MICROSOFT CORP 1.625% 12/06/2018 2016-11-14 2018-12-06 400000 404293 -4293 -4293 $1,000M WAL-MART STORES INC 1.95% 12/15/18 2015-12-14 2018-12-17 1000000 1020753 -20753 -20753 7675700 -47711 0 2464349 44002800 0.056004 3715108 34408456 0.107971 703373 31085659 0.022627 1226181 25983333 0.047191 1909909 24349966 0.078436 0.312229 0.062446 47534089 2968314 80653 3048967 3192451 X 80653 0 80653 0 80653 23962 75000 0 98962 0 18309 18309 0 0 0 0 0 0 0 0 0 0 0 1 1 DE NY 0 1 1 0 0 1 N/A VINCENT KATZ CO A KOZAK AND CO 2128896371 192 LEXINGTON AVENUE SUITE 1100 NEW YORK NY 10016 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ALEX KATZ C/O A KOZAK 192 LEXINGTON AVE 1100 NEW YORK NY 10016 PRESIDENT & DIRECTOR 0.00 0 0 0 ADA KATZ C/O A KOZAK 192 LEXINGTON AVE 1100 NEW YORK NY 10016 VICE-PRES & DIRECTOR 0.00 0 0 0 VINCENT KATZ 211 WEST 19TH STREET 5TH FL NEW YORK NY 10011 TREASURER & DIRECTOR 20.00 93750 0 0 VIVIEN BITTENCOURT KATZ 211 WEST 19TH STREET 5TH FL NEW YORK NY 10011 SECRETARY & DIRECTOR 20.00 56250 0 0 NONE 0 FIRST MANHATTAN CO 399 PARK AVENUE NEW YORK NY 10022 INVESTMENT ADVISORY 306638 KLINGENSTEIN FIELDS & CO LLC 125 PARK AVENUE NEW YORK NY 10017 INVESTMENT ADVISORY 87435 0 NATIONAL GALLERY OF ARTCONTRIBUTION OF ARTWORK - JOEL SHAPIRO, UNTITLED, 2017-2018 630000 COLBY COLLEGE MUSEUM OF ARTCONTRIBUTION OF ARTWORK - CLAUDIO PARMIGGIANI, UNTITLED, 2017, SIX PANELS 419500 THE BROOKLYN MUSEUMCONTRIBUTION OF ARTWORK - AL HELD, UNTITLED, 1958 320000 ALBRIGHT-KNOX ART GALLERYCONTRIBUTION OF ARTWORK - ARTHUR JAFA, BIG WHEEL III, 2018 200000 0 43749021 4508937 0 48257958 0 0 48257958 723869 47534089 2376704 X 3192451 0 3192451 80653 3111798 2005-02-28 X 389644 431758 174882 284258 1280542 331197 366994 148650 241619 1088461 3192451 2464349 3716857 703373 10077030 0 0 0 0 0 3192451 2464349 3716857 703373 10077030 54496298 50521415 41256559 36995457 183269729 0 1584469 1466760 1146949 1036189 5234367 0 0 0 0 ALEX KATZ X ALBRIGHT-KNOX ART GALLERY 1285 ELMWOOD AVENUE BUFFALO NY 14222 N/A PUBLIC CONTRIBUTION OF ARTWORK - DOROTHEA ROCKBURNE, LINE AND SUBSTANCE 12000 ALBRIGHT-KNOX ART GALLERY 1285 ELMWOOD AVENUE BUFFALO NY 14222 N/A PUBLIC CONTRIBUTION OF ARTWORK - JUSTEN LADDA, PINK AND GREEN MIRROR, 2017 6400 ALBRIGHT-KNOX ART GALLERY 1285 ELMWOOD AVENUE BUFFALO NY 14222 N/A PUBLIC CONTRIBUTION OF ARTWORK - ANDREW MASULLO, 6042, 2014-2015 12000 ALBRIGHT-KNOX ART GALLERY 1285 ELMWOOD AVENUE BUFFALO NY 14222 N/A PUBLIC CONTRIBUTION OF ARTWORK - EDUARDO TERRAZAS, I.I.296, 2017 38400 ALBRIGHT-KNOX ART GALLERY 1285 ELMWOOD AVENUE BUFFALO NY 14222 N/A PUBLIC CONTRIBUTION OF ARTWORK - ARTHUR JAFA, BIG WHEEL III, 2018 200000 ALBRIGHT-KNOX ART GALLERY 1285 ELMWOOD AVENUE BUFFALO NY 14222 N/A PUBLIC CONTRIBUTION OF ARTWORK - TOM MCGLYNN, DECAL 60, 2015 2000 ALBRIGHT-KNOX ART GALLERY 1285 ELMWOOD AVENUE BUFFALO NY 14222 N/A PUBLIC CONTRIBUTION OF ARTWORK - FABIO MIGUEZ, FRESTA CAPUT, 2015 4000 CARNEGIE MUSEUM OF ART 4400 FORBES AVENUE PITTSBURGH PA 15213 N/A PUBLIC CONTRIBUTION OF ARTWORK - UGO RONDINONE, BLACK GREEN SILVER VIOLET MOUNTAIN, 2016 160000 CARNEGIE MUSEUM OF ART 4400 FORBES AVENUE PITTSBURGH PA 15213 N/A PUBLIC CONTRIBUTION OF ARTWORK - KATHERINE BERNHARDT, CLIMATE CHANGE, 2017 144000 CENTER FOR MAINE CONTEMPORARY ART 213 WINTER STREET ROCKLAND ME 04841 N/A PUBLIC GENERAL CONTRIBUTION 1000 COLBY COLLEGE MUSEUM OF ART 4373 MAYFLOWER HILL WATERVILLE ME 049018843 N/A PUBLIC CONTRIBUTION OF ARTWORK - CLAUDIO PARMIGGIANI, UNTITLED, 2017, SIX PANELS 419500 DETROIT INSTITUTE OF ART 5200 WOODWARD AVENUE DETROIT MI 48202 N/A PUBLIC CONTRIBUTION OF ARTWORK - JUSTEN LADDA, BLUE AND SILVER PROFILE, 2017 5200 DETROIT INSTITUTE OF ART 5200 WOODWARD AVENUE DETROIT MI 48202 N/A PUBLIC CONTRIBUTION OF ARTWORK - CHANTAL JOFFE, HIGHBURY GIRL, 2016 52000 DETROIT INSTITUTE OF ART 5200 WOODWARD AVENUE DETROIT MI 48202 N/A PUBLIC CONTRIBUTION OF ARTWORK - VERNE DAWSON, PORTRAIT OF SERMIN KARDESTUNCER, 2017 68000 DETROIT INSTITUTE OF ART 5200 WOODWARD AVENUE DETROIT MI 48202 N/A PUBLIC CONTRIBUTION OF ARTWORK - NICK RELPH, OCCIFER, 2016 28000 DETROIT INSTITUTE OF ART 5200 WOODWARD AVENUE DETROIT MI 48202 N/A PUBLIC CONTRIBUTION OF ARTWORK - NICK RELPH, RIDICULE, 2016 6000 DETROIT INSTITUTE OF ART 5200 WOODWARD AVENUE DETROIT MI 48202 N/A PUBLIC CONTRIBUTION OF ARTWORK - TREVOR SHIMIZU, MIFFY, 2016 9600 DETROIT INSTITUTE OF ART 5200 WOODWARD AVENUE DETROIT MI 48202 N/A PUBLIC CONTRIBUTION OF ARTWORK - MALCOLM MORLEY, BUZKASHI, 2002 66631 DETROIT INSTITUTE OF ART 5200 WOODWARD AVENUE DETROIT MI 48202 N/A PUBLIC CONTRIBUTION OF ARTWORK - SIGMAR POLKE, OHNE TITEL (KNOCHEN) (UNTITLED (BONES)), 1981 172609 FILM FORUM INC 209 WEST HOUSTON ST NEW YORK NY 10014 N/A PUBLIC GENERAL CONTRIBUTION 10000 FOUNDATION FOR CONTEMPORARY ARTS 820 GREENWICH STREET NEW YORK NY 10014 N/A PUBLIC GENERAL CONTRIBUTION 2000 HIGH MUSEUM OF ART ATLANTA 1280 PEACHTREE STREET NE ATLANTA GA 30309 N/A PUBLIC CONTRIBUTION OF ARTWORK - JAMIAN JULIANO-VILLANI, EXPRESSIONS, 2018 40000 HIGH MUSEUM OF ART ATLANTA 1280 PEACHTREE STREET NE ATLANTA GA 30309 N/A PUBLIC CONTRIBUTION OF ARTWORK - TRAVESS SMALLEY, SILVER-PIN, 2017 10190 LINCOLNVILLE COMMUNITY LIBRARY 208 MAIN STREET LINCOLNVILLE ME 04849 N/A PUBLIC GENERAL CONTRIBUTION 500 MUSEUM OF FINE ARTS HOUSTON 1001 BISSONNET STREET HOUSTON TX 77005 N/A PUBLIC CONTRIBUTION OF ARTWORK - ENZO CUCCHI, CIRCOSTANZA EROICA (HEROIC SITUATION), 1981 86605 NASHER MUSEUM OF ART AT DUKE UNIVERSITY 2001 CAMPUS DRIVE DURHAM NC 27705 N/A PUBLIC CONTRIBUTION OF ARTWORK - LOIS DODD, VIEW DOWNTOWN, 1977 8400 NATIONAL ACADEMY OF DESIGN 15 GRAMERCY PARK SOUTH NEW YORK NY 10003 N/A PUBLIC GENERAL CONTRIBUTION 1000 NATIONAL GALLERY OF ART 2000B SOUTH CLUB DRIVE LANDOVER MD 20785 N/A PUBLIC CONTRIBUTION OF ARTWORK - JOEL SHAPIRO, UNTITLED, 2017-2018 630000 NEW YORK LIVE ARTS INC 219 W 19TH STREET NEW YORK NY 10011 N/A PUBLIC GENERAL CONTRIBUTION 3000 NEW YORK STUDIO SCHOOL OF DRAWING PAINTING & SCULPTURE 8 W 8TH STREET NEW YORK NY 10011 N/A PUBLIC GENERAL CONTRIBUTION 10000 PORTLAND MUSEUM OF ART SEVEN CONGRESS SQUARE PORTLAND ME 04101 N/A PUBLIC CONTRIBUTION OF ARTWORK - ROBERT BERLIND, SKOWHEGAN #4, 2002 24000 PORTLAND MUSEUM OF ART SEVEN CONGRESS SQUARE PORTLAND ME 04101 N/A PUBLIC CONTRIBUTION OF ARTWORK - LEAH DURNER, REDPINKBLUEGREENDARKVIOLETORANGE POUR, 2017 1400 PORTLAND MUSEUM OF ART SEVEN CONGRESS SQUARE PORTLAND ME 04101 N/A PUBLIC CONTRIBUTION OF ARTWORK - DAVID HUMPHREY, BUDDIES, 2016 1500 PORTLAND MUSEUM OF ART SEVEN CONGRESS SQUARE PORTLAND ME 04101 N/A PUBLIC CONTRIBUTION OF ARTWORK - EMMA MCMILLAN, GROTESQUE MAN ATLANTID, 2018 3200 PORTLAND MUSEUM OF ART SEVEN CONGRESS SQUARE PORTLAND ME 04101 N/A PUBLIC CONTRIBUTION OF ARTWORK - ZACH BRUDER, WHO IS MINDING THE SHOP?, 2017 6800 PORTLAND MUSEUM OF ART SEVEN CONGRESS SQUARE PORTLAND ME 04101 N/A PUBLIC CONTRIBUTION OF ARTWORK - WOMEN'S HISTORY MUSEUM, PATCHWORK HEART TAPESTRY, 2018 1600 SAN ANTONIO MUSEUM OF ART 200 WEST JONES AVE SAN ANTONIO TX 78215 N/A PUBLIC CONTRIBUTION OF ARTWORK - RICHARD BOSMAN, CRAZY CATS 9, 2017-18 5600 SAN ANTONIO MUSEUM OF ART 200 WEST JONES AVE SAN ANTONIO TX 78215 N/A PUBLIC CONTRIBUTION OF ARTWORK - LAUREN NICKOU, UNICORN FROM TAPESTRY, 2017 2000 SAN ANTONIO MUSEUM OF ART 200 WEST JONES AVE SAN ANTONIO TX 78215 N/A PUBLIC CONTRIBUTION OF ARTWORK - JUAN GOMEZ, FLOWER 2, 2015 12800 SAN ANTONIO MUSEUM OF ART 200 WEST JONES AVE SAN ANTONIO TX 78215 N/A PUBLIC CONTRIBUTION OF ARTWORK - KATHERINE BERNHARDT, UNTITLED, 2017 6400 SAN ANTONIO MUSEUM OF ART 200 WEST JONES AVE SAN ANTONIO TX 78215 N/A PUBLIC CONTRIBUTION OF ARTWORK - VIRGINIA OVERTON, UNTITLED (QUARTERED PINE), 2016 48000 SAN FRANCISCO MUSEUM OF MODERN ART 151 THIRD STREET SAN FRANCISCO CA 94103 N/A PUBLIC CONTRIBUTION OF ARTWORK - ARSHILE GORKY, UNTITLED, 1945 150560 SAN FRANCISCO MUSEUM OF MODERN ART 151 THIRD STREET SAN FRANCISCO CA 94103 N/A PUBLIC CONTRIBUTION OF ARTWORK - CHARLEMAGNE PALESTINE, DORIAN SWEEP, 1973 96000 SKOWHEGAN SCHOOL OF PAINTING AND SCULTURE 136 WEST 22ND STREET NEW YORK NY 10011 N/A PUBLIC GENERAL CONTRIBUTION 10000 THE BROOKLYN MUSEUM 200 EASTERN PARKWAY BROOKLYN NY 11238 N/A PUBLIC CONTRIBUTION OF ARTWORK - AL HELD, UNTITLED, 1958 320000 THE BROOKLYN MUSEUM 200 EASTERN PARKWAY BROOKLYN NY 11238 N/A PUBLIC CONTRIBUTION OF ARTWORK - CHRIS MARTIN, DARK TIMES IN AMERICA (BLONDE ON BLONDE), 2017 88000 THE BROOKLYN RAIL INC 253 36TH ST C304 BROOKLYN NY 11232 N/A PUBLIC GENERAL CONTRIBUTION 10000 THE FRANCES YOUNG TANG TEACHING MUSEUM AND ART GALLERY 815 NORTH BROADWAY SARATOGA SPRINGS NY 12866 N/A PUBLIC CONTRIBUTION OF ARTWORK - LOIS DODD, WERNER'S HOUSE, 1985 8400 THE FRANCES YOUNG TANG TEACHING MUSEUM AND ART GALLERY 815 NORTH BROADWAY SARATOGA SPRINGS NY 12866 N/A PUBLIC CONTRIBUTION OF ARTWORK - TOM MCGLYNN, DECAL 22, 2015 6400 THE HOUSE FOUNDATION FOR THE ARTS 260 WEST BROADWAY SUITE 2 NEW YORK NY 10013 N/A PUBLIC GENERAL CONTRIBUTION 5000 THE WOOSTER GROUP 33 WOOSTER STREET NEW YORK NY 10013 N/A PUBLIC GENERAL CONTRIBUTION 10000 3026695 0 14 61473 14 744705 14 17916 18 5189192 0 6013286 0 6013286 0 0 0 0 0 0 0 0 0 0 X X 1 ALEX KATZ C/O A KOZAK CO 192 LEXINGTON AVE 11 NEW YORK NY 10016 3000000 X 2 ALEX KATZ C/O A KOZAK CO 192 LEXINGTON AVE 11 NEW YORK NY 10016 5449928 X X 2 5,000 SHS ACCENTURE PLC 829375 2018-12-03 2 13,400 SHS BROOKFIELD ASSET MGMT INC CL A 590337 2018-12-03 2 6,300 SHS DANAHER CORP 690448 2018-12-03 2 4,100 SHS HONEYWELL INTERNATIONAL INC 615656 2018-12-03 2 6,200 SHS MICROSOFT CORP 694865 2018-12-03 2 16,300 SHS SERVICE CORP INTERNATIONAL 759580 2018-12-03 2 5,025 SHS THERMO FISHER SCIENTIFIC INC 1269667 2018-12-03 ACCOUNTING FEES 34888 26166 26166 8722 THE ORGANIZATION IS NOT REQUIRED TO FURNISH A COPY OF FORM 990-PF TO THE ATTORNEY GENERAL OF DELAWARE. $1000M APPLE INC 2.1% 05/06/19 1018371 997820 $1000M JOHNSON & JOHNSON 2.95% 09/01/20 1055043 1002500 $500M EXXON MOBIL CORP 1.819% 03/15/19 511757 499080 $500M EXXON MOBIL CORP 1.912% 03/06/20 501657 495505 $500M MICROSOFT CORP 1.85% 02/12/20 507425 495745 $800M BERKSHIRE HATHAWAY FIN CORP 1.7% 03/15/19 805056 798232 $500M COCA-COLA CO 1.55% 09/01/21 503482 484790 $1000M INTL BUSINESS MACHINES CORP 1.8% 05/17/19 1009107 995770 $500M INTL BUSINESS MACHINES CORP 2.25% 02/19/21 501256 489925 $500M INTEL CORP 2.45% 07/29/20 505436 497995 $1000M BERKSHIRE HATHAWAY 3% 05/15/22 993006 997710 $500M INTL BUSINESS MACHINES CORP 2.90% 11/01/21 497098 493235 $1000M JOHNSON & JOHNSON 2.45% 12/05/21 988957 984580 $1000M MICROSOFT CORP 2.375% 02/12/22 980906 987880 $1000M WAL-MART INC 2.35% 12/15/22 969676 974110 7,000 SHS ACCENTURE PLC 966231 987070 5,000 SHS BERKSHIRE HATHAWAY CL B 722346 1020900 22,000 SHS BROOKFIELD ASSET MGMT 744280 843700 11,000 SHS NESTLE SA SPONS ADRS 728977 890560 11,500 SHS RECKITT BENCKISER GROUP PLC 866972 880550 10,000 SHS DANAHER CORP 922153 1031200 12,000 SHS US BANCORP DEL 487926 548400 7,000 SHS HONEYWELL INTERNATIONAL INC 887938 924840 15,000 SHS MONDELEZ INTERNATIONAL INC 663694 600450 17,000 SHS ARAMARK 547041 492490 600 SHS ALPHABET INC CL C 717364 621366 21,000 SHS SERVICE CORP INTERNATIONAL 579384 845460 4,500 SHS THERMO FISHER SCIENTIFIC 970343 1007055 3,000 SHS FEDEX CORP 527268 483990 15,000 SHS DUNKIN BRANDS GROUP INC 779450 961800 17,000 SHS KAR AUCTION SERVICES INC 865155 811240 20,000 SHS ORACLE CORP 974775 903000 8,700 SHS FORTIVE CORP 682786 588642 6,200 SHS MICROSOFT CORP 694865 629734 10436543 10453285 0 0 LEGAL FEES 536 0 0 536 ARTWORK - ALEX KATZ,VINCENT WITH A RADIO, 1974 242500 242500 242500 ARTWORK - THOMAS SCHUETTE, ALTE FREUNDE (OLD FRIENDS)#1-4, 2010-11 15000 15000 15000 ARTWORK - JOHN BALDESSARI, NOSE/SILHOUETTE: BLUE, 2010 1925 1925 1925 ARTWORK - JOHN BALDESSARI, NOSE/SILHOUETTE: RED, 2010 1925 1925 1925 ARTWORK - JOHN BALDESSARI, NOSE/SILHOUETTE: ORANGE, 2010 1925 1925 1925 ARTWORK - ANDREW MASULLO, 6042, 2014-2015 12000 0 0 ARTWORK - GABY COLLINS-FERNANDEZ, RED VELVET 2IN1 BODY, 2014 1760 1760 1760 ARTWORK - PETER LINDE BUSK, ROSEBUD, 2016 17600 17600 17600 ARTWORK - TREVOR SHIMIZU, MIFFY, 2016 9600 0 0 ARTWORK - UGO RONDINONE, BLACK GREEN SILVER VIOLET MOUNTAIN, 2016 160000 0 0 ARTWORK - MALCOLM MORLEY, BUZKASHI, 2002 66631 0 0 ARTWORK - NICK RELPH, OCCIFER, 2016 28000 0 0 ARTWORK - NICK RELPH, RIDICULE, 2016 6000 0 0 ARTWORK - JIM EBERSOLE, DAN AND NANCY'S HOUSE, FABIUS, NY, 2016 700 700 700 ARTWORK - JIM EBERSOLE, BEVERLY ROAD, WINTER, 2009 700 700 700 ARTWORK - JIM EBERSOLE, WOODS AT THE END OF WINTER, 2006 700 700 700 ARTWORK - JIM EBERSOLE, AUGUST TREE STUDY, PROSPECT PARK, 2015 700 700 700 ARTWORK - JIM EBERSOLE, APRIL TREE STUDY, PROSPECT PARK, 2015 700 700 700 ARTWORK - JIM EBERSOLE, MARY A WHALEN, STERN, 2015 700 700 700 ARTWORK - FABIO MIGUEZ, FRESTA CAPUT, 2015 4000 0 0 ARTWORK - EMMA MCMILLAN, MS. MALERIA, 2016 2400 2400 2400 ARTWORK - VERNE DAWSON, PORTRAIT OF SERMIN KARDESTUNCER, 2017 68000 0 0 ARTWORK - CHANTAL JOFFE, HIGHBURY GIRL, 2016 52000 0 0 ARTWORK - JUSTEN LADDA, BLUE AND SILVER PROFILE, 2017 5200 0 0 ARTWORK - JUSTEN LADDA, PINK AND GREEN MIRROR, 2017 6400 0 0 ARTWORK - DAVID HUMPHREY, BUDDIES, 2016 1500 0 0 ARTWORK - JOHN NEWMAN, NORTH AND SOUTH, AP 5 OF 5, 2016 750 750 750 ARTWORK - DOROTHEA ROCKBURNE, LINE AND SUBSTANCE 12000 0 0 ARTWORK - SIGMAR POLKE, OHNE TITEL (KNOCHEN) (UNTITLED (BONES)), 1981 172608 0 0 ARTWORK - ENZO CUCCHI, CIRCOSTANZA EROICA (HEROIC SITUATION), 1981 86605 0 0 ARTWORK - LAUREN NICKOU, UNICORN FROM TAPESTRY, 2017 2000 0 0 ARTWORK - LEAH DURNER, REDPINKBLUEGREENDARKVIOLETORANGE POUR 1400 0 0 ARTWORK - LEAH DURNER, BLACKDARKGREYVIOLETBLUE POUR 1400 1400 1400 ARTWORK - LEAH DURNER, REDGOLDVIOLETDARKVIOLET POUR 1400 1400 1400 ARTWORK - ROBERT BERLIND, SKOWHEGAN #4, 2002 24000 0 0 ARTWORK - ARMEN ELOYAN, UNTITLED (PORTRAIT 15), 2017 0 12000 12000 ARTWORK - AMY LIEN AND ENZO CAMACHO, ORPHANED, 2018 0 6400 6400 ARTWORK - CHRIS OH, ENTHRONED, 2018 0 10000 10000 ARTWORK - MARTHA DIAMOND, CENTRAL CHARACTER, 1983 0 45000 45000 ARTWORK - RICHARD BOSMAN, CRAZY CATS 17, 2017-18 0 5600 5600 ARTWORK - JASMINE LITTLE, CARLSBAD CAVERNS, 2015 0 12800 12800 ARTWORK - EMMA MCMILLAN, MANHATTAN (GODDESS) DANCING IN THE WINDS 1929,2018 0 4000 4000 ARTWORK - AVERY SINGER, UNTITLED (MONDAY), 2017 0 76000 76000 ARTWORK - PIERRE BONNARD, L'ARC-EN-CIEL, LA ROULOTTE, 1909 0 100000 100000 ARTWORK - OLIVER CLEGG, UNTITLED (7), 2017-18 0 4000 4000 ARTWORK - NICOLE WITTENBERG, PARKER, 2017 0 13600 13600 ARTWORK - ROB PRUITT, QUILTS 2018: THE HAVE NOTS AND HAVES, 2018 0 72000 72000 ARTWORK - KELTIE FERRIS, GHOST TREES, 2018 0 50000 50000 ARTWORK - JULIAN OPIE, MONIQUE, BUSINESSWOMAN-HOUSEWIFE 05, 2004 0 52500 52500 ARTWORK - LARRY RIVERS, NIGHT PAINTING AND MAXINE, 1958 0 52500 52500 ARTWORK - CHRIS MARTIN, BUFFALO BOB 0 45000 45000 ARTWORK - RED GROOMS, PORNO BOOKSTORE, 1976 0 200000 200000 ARTWORK - SINEAD BRESLIN, LUDA IN MEXICO 0 5000 5000 ARTWORK - PAMELA BERKELEY, TIN CAN, WATER GLASS AND LACE, 1975 0 750 750 REGISTERED AGENT & FILING FEES 25 25 25 0 BANK FEES 1580 1580 1580 0 OUTSIDE SERVICES 4046 0 0 4046 SHIPPING & FREIGHT 2452 0 0 2452 PARTNERSHIP DISTRIBUTIONS 17916 17916 17916 INVESTMENT ADVISORY FEES 394073 394073 394073 0 ALEX KATZ AKOZAK CO 192 LEXINGTON AVE 1100 NEW YORK NY 10016 FEDERAL NET INVEST INCOME TAX 30000 0 0 0 FOREIGN TAX PAID 12606 12606 12606 0