GUTTAG FAMILY FOUNDATION: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- GUTTAG FAMILY FOUNDATION (EIN 20-8451379)
- Tax period
- 2020-01-01 to 2020-12-31
- Filed
- 2021-11-12
- IRS object ID
- 202133169349103963
- Schema version
- 2020v4.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Depreciation Schedule
- Dissolution Stmt
- Gain Loss Sale Other Assets Sch
- Investments Other Schedule2
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-11-12T15:40:37-06:00 | ReturnTs |
| Tax Period End | 2020-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MARCUM LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 730 THIRD AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10017 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 208451379 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GUTTAG FAMILY FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % JOHN GUTTAG | InCareOfNm |
| Business Name Control | GUTT | BusinessNameControlTxt |
| Phone | 2124855500 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O MARCUM LLP 730 THIRD AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10017 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JOHN GUTTAG | PersonNm |
| Person Title | JOHN GUTTAG | PersonTitleTxt |
| Phone | 2124855500 | PhoneNum |
| Signature | 2021-11-15 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | JOHN | PersonFirstNm |
| Person Last | GUTTAG | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | JANIS L COWHEY | PreparerPersonNm |
| PTIN | P00170421 | PTIN |
| Phone | 2124855500 | PhoneNum |
| Preparation | 2021-11-15 | PreparationDt |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 3 | TrustedCustomerCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| PF Status Term Sect507b1 A | Yes (X) | PFStatusTermSect507b1AInd |
| Final Return | Yes (X) | FinalReturnInd |
| Address Change | Yes (X) | AddressChangeInd |
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $0 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $0 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $58,381 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $58,375 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $16,505 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $2,350,293 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $16,423 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $31,958 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $31,980 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $106,844 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $106,778 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Accounting Fees Rev And Expnss | $61,500 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $30,750 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $30,750 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $23,948 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $23,948 | OtherProfFeesNetInvstIncmAmt |
| Interest Rev And Expnss | $1,575 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $1,575 | InterestNetInvstIncmAmt |
| Taxes Rev And Expnss | $4,362 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $3,784 | TaxesNetInvstIncmAmt |
| Other Expenses Rev And Expnss | $34,882 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $34,560 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $322 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $126,267 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $94,617 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $31,072 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $4,992,528 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $4,992,528 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $5,118,795 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $94,617 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $5,023,600 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$5,011,951 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $12,161 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $101,422 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $0 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $0 | SavAndTempCashInvstEOYFMVAmt |
| Other Investments BOY | $3,616,422 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $0 | OtherInvestmentsEOYAmt |
| Other Assets BOY | $0 | OtherAssetsBOYAmt |
| Total Assets BOY | $3,717,844 | TotalAssetsBOYAmt |
| Total Assets EOY | $0 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $0 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $3,717,844 | CapitalStockBOYAmt |
| Tot Net Ast Or Fund Balances BOY | $3,717,844 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $0 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $3,717,844 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $0 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $3,717,844 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$5,011,951 | ExcessRevenueOverExpensesAmt |
| Other Increases | $1,404,201 | OtherIncreasesAmt |
| Subtotal | $110,094 | SubtotalAmt |
| Other Decreases | $110,094 | OtherDecreasesAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (14 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|
| PUBLICLY TRADED SEC- LT STATE STREET | P | $249,169 | $268,130 | -$18,961 | -$18,961 |
| PUBLICLY TRADED SEC- ST STATE STREET | P | $672,312 | $648,455 | $23,857 | $23,857 |
| SRA PRIVATE EQ II - PASS THRU S/T | P | $1,690 | $1,690 | $1,690 | |
| SRA PRIVATE EQ III- PASS THRU S/T | P | $2,558 | $2,558 | $2,558 | |
| SRA PRIVATE EQ IV- PASS THRU S/T | P | $476 | $476 | $476 | |
| SRA PRIVATE EQ III- PASS THRU L/T | P | $9,255 | $9,255 | $9,255 | |
| SRA PRIVATE EQ II- PASS THRU L/T | P | $17,844 | $17,844 | $17,844 | |
| SHORT DURATION- LT | $148,550 | $149,529 | -$979 | -$979 | |
| INTERMEDIATE DURATION - LT | P | $287,811 | $279,018 | $8,793 | $8,793 |
| SR PRIVATE EQUITY I- LTG ON EXCESS DISTRIBUTION | P | $67,900 | $67,900 | $67,900 | |
| PUBLICLY TRADED SECURITIES- SS 265 | P | $597,857 | $655,259 | -$57,402 | -$57,402 |
| PUBLICLY TRADED SECURITIES-SS 265 LT | P | $210,444 | $228,142 | -$17,698 | -$17,698 |
| PUBLICLY TRADED SECURITIES- 6665 S/T | P | $82,722 | $103,876 | -$21,154 | -$21,154 |
| PUBLICLY TRADED SECURITIES- 1652 LT | P | $1,348 | $1,379 | -$31 | -$31 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $16,423 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $169 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $169 | SubtotalAmt |
| Tax Based On Investment Income | $169 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $6,494 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Total Payments And Credits | $6,494 | TotalPaymentsAndCreditsAmt |
| Overpayment | $6,325 | OverpaymentAmt |
| Applied To ES Tax | $0 | AppliedToESTaxAmt |
| Refund | $6,325 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | Yes (true) | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | DE | OrgReportOrRegisterStateCd |
| Org Report Or Register State | MA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | Yes (true) | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JOHN GUTTAG | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 2124855500 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 730 THIRD AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10017 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JOHN GUTTAG | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O MARCUM LLP 730 THIRD AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10017 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | PRESIDENT | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 10.0 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $0 | CompensationAmt |
| Employee Benefit Program | $0 | EmployeeBenefitProgramAmt |
| Expense Account Other Allwnc | $0 | ExpenseAccountOtherAllwncAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $1,796,431 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $193,410 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $2,941,443 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $4,931,284 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $4,931,284 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $73,969 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $4,857,315 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $242,866 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $242,866 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $169 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $169 | TotalTaxAmt |
| Distributable Before Adj | $242,697 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $242,697 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $242,697 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $5,023,600 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $5,023,600 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $5,023,600 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $242,697 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $240,932 | UndistributedIncomePYAmt |
| Prior Year1 | 2018 | PriorYear1Yr |
| Prior Year2 | 2017 | PriorYear2Yr |
| Prior Year3 | 2016 | PriorYear3Yr |
| Excess Distribution Cyov Yr1 | $0 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $5,023,600 | QualifyingDistributionsAmt |
| Applied To Year1 | $240,932 | AppliedToYear1Amt |
| Applied To Current Year | $242,697 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $4,539,971 | RemainingDistriFromCorpusAmt |
| Total Corpus | $4,539,971 | TotalCorpusAmt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov To Next Yr | $4,539,971 | ExcessDistriCyovToNextYrAmt |
| Excess From Year1 | $0 | ExcessFromYear1Amt |
| Excess From Current Year | $4,539,971 | ExcessFromCurrentYearAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | JOHN GUTTAG | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (13 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| FIDELITY INVESTMENTS CHARITABLE GIFT FUND | |||||||
| 200 SEAPORT BLVD | BOSTON | MA | 02210 | NONE | PC | PHILANTHROPIC ENDEAVORS THROUGH A DONOR ADVISED FUND | $4,816,477 |
| FROM PASS THRU SUMMIT ROCK PRIVATE EQUITY III | |||||||
| 9 WEST 57TH STREET | NEW YORK | NY | 10019 | NONE | PC | CHARITABLE CONTRIBUTIONS FROM PASS-THRU | $1 |
| GREATER BOSTON FOOD BANK | |||||||
| 70 SOUTH BAY AVENUE | BOSTON | MA | 02118 | NONE | PC | END HUNGER AND FOOD SERVICE DISTRIBUTION FOR THOSE IN NEED | $10,000 |
| ROSIE'S PLACE INC | |||||||
| 889 HARRISON AVENUE | BOSTON | MA | 02118 | NONE | PC | PROGRAMMING FOR HOMELESS WOMEN AND PURSUIT OF INDEPENDENCE | $10,000 |
| MASSACHUSETTS INSTITUTE OF TECHNOLOGY | |||||||
| 77 MASSACHUSETTS AVENUE | CAMBRIDGE | MA | 02139 | NONE | PC | GENERAL OPERATING SUPPORT | $3,500 |
| PLANNED PARENTHOOD | |||||||
| 1055 COMMONWEALTH AVENUE | BOSTON | MA | 02215 | NONE | PC | ESSENIAL HEALTH SERVICES | $1,000 |
| PINE STREET INN | |||||||
| 444 Harrison Avenue | BOSTON | MA | 02118 | NONE | PC | SERVICES FOR THE HOMELESS | $10,000 |
| INTERNATIONAL RESCUE COMMITTEE | |||||||
| 122 E 42nd St | NEW YORK | NY | 10168 | NONE | PC | DISASTER RELIEF EFFORTS | $4,000 |
| WILLIAM J BRENNAN CENTER FOR JUSTICE INC | |||||||
| 120 BROADWAY | NEW YORK | NY | 10271 | NONE | PC | THINK TANK AND ADVOCACY TO IMPROVE AND REFORM | $25,000 |
| BROWN UNIVERSITY | |||||||
| BOX 1822 | PROVIDENCE | RI | 02912 | NONE | PC | EDUCATION AND RESEARCH | $25,000 |
| BELMONT GOLF SCHOLARSHIP FUND | |||||||
| 151 TREMONT ST | BOSTON | MA | 02111 | NONE | PC | PROVIDE SCHOLARSHIPS TO STUDENTS ATTENDING COLLEGES AND UNIVERSITIES. | $550 |
| Brigham and Women's Hospital | |||||||
| 75 Francis StREET | BOSTON | MA | 02115 | NONE | PC | GENERAL OPERATING SUPPORT | $86,000 |
| AMERICAN FOLK ART MUSEUM | |||||||
| 47-29 32nd PLACE | LONG ISLAND CITY | NY | 11101 | NONE | EXHIBITIONS, PROGRAMMING AND EDUCATION | $1,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $4,992,528 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp | |
| Int On Sav And Temp Cash Invst | IntOnSavAndTempCashInvstGrp |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 900099 | BusinessCd |
| Unrelated Business Taxbl Incm | $6 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 14 | ExclusionCd |
| Exclusion | $58,375 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 900099 | BusinessCd |
| Unrelated Business Taxbl Incm | $82 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 18 | ExclusionCd |
| Exclusion | $16,423 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp (9 entries)
| DescDesc | ExclusionExclusionCd | ExclusionExclusionAmt | BusinessBusinessCd | Unrelated Business Taxbl IncmUnrelatedBusinessTaxblIncmAmt |
|---|---|---|---|---|
| OTHER INCOME- PASS THRU SRA PRIVATE EQUITY II | 18 | $170 | ||
| OTHER INCOME- PASS THRU SRA PRIVATE EQUITY III | 18 | $108 | ||
| ORDINARY INCOME- PASS THRU SRA PRIVATE EQUITY II | 18 | -$34 | ||
| ORDINARY INCOME- PASS THRU SRA PRIVATE EQUITY III | 18 | -$172 | 900099 | -$22 |
| ROYALTY INCOME- PASS THRU SRA PRIVATE EQUITY II | 18 | $34 | ||
| SEC. 988 INCOME: SUMMIT ROCK PRIVATE EQUITY II | 18 | -$24 | ||
| SEC. 987 INCOME: SUMMIT ROCK PRIVATE EQUITY II | 18 | $20 | ||
| SUBPART F INCOME: SUMMIT ROCK PRIVATE III | 18 | $53 | ||
| RECOVERY OF FEES | 18 | $31,825 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $66 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $106,778 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $106,844 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $61,500 | Amt |
| Net Investment Income | $30,750 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $30,750 | DisbursementsCharitablePrpsAmt |
Depreciation Schedule DepreciationSchedule
Dissolution Stmt DissolutionStmt
Dissolution Information DissolutionInformationGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Short ExplanationShortExplanationTxt | DissolutionDissolutionAmt |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS CHARITABLE GIF | |||||
| 200 SEAPORT BOULEVARD | BOSTON | MA | 02210 | ALL CASH, PUBLICLY TRADED SECURITIES AND OTHER INVESTMENT ASSETS WERE DONATED TO FIDELITY INVESTMENTS CHARITABLE GIFT FUND (EIN: 11-0303001).THE TRANSFER WAS IN COMPLETE LIQUIDATION OF THE GUTTAG FAMILY FOUNDATION, AS PER BOARD OF DIRECTORS VOTE TO DISSOLVE THE FOUNDATION. | $4,816,477 |
| See Statement A STATEMENT B | |||||
| SEE STATEMENT A STATEMENT B | VARIOUS | MA | 02210 | CASH TRANSFERS MADE TO SECTION 509(a)(1) ORGANIZATIONS IN COMPLETE LIQUIDATION OF THE GUTTAG FAMILY FOUNDATION, SEE STATEMENT A & B. | $176,051 |
Gain Loss Sale Other Assets Sch GainLossSaleOtherAssetsSch
Gain Loss Sale Other Asset GainLossSaleOtherAssetGrp (2 entries)
| AssetAssetDesc | How AcquiredHowAcquiredTxt | Gross Sales PriceGrossSalesPriceAmt | Total NetTotalNetAmt |
|---|---|---|---|
| SRA PRIVATE EQUITY IV- LT (UBT) | P | $41 | $41 |
| SRA PRIVATE EQ III- PASS THRU L/T (UBT) | P | $41 | $41 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (13 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt |
|---|---|---|
| INVESTMENT IN SR PRIVATE EQUTY | AT COST | $0 |
| INVESTMENT IN SR SELECT EQUITY | AT COST | $0 |
| INVESTMENT IN SR HEDGED EQUITY | AT COST | $0 |
| INVESTMENT IN SR DIVRSFD STRTG | AT COST | $0 |
| INVESTMENT IN SR STRATEGIC FI | AT COST | $0 |
| INVESTMENT IN SR PRIVATE EQ II | AT COST | $0 |
| SECURITIES-SS#26.4 | AT COST | $0 |
| SB INTERMEDIATE FUND | AT COST | $0 |
| SB SHORT DUR FUND | AT COST | $0 |
| ISHARES TRUST RUSSE- UBS | AT COST | $0 |
| SECURITIES-SS#26.5 | AT COST | $0 |
| INVT IN SR PRIVATE EQUTY III | AT COST | $0 |
| INVT IN SRA PE IV EF | AT COST | $0 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt |
|---|---|
| DUE FROM SUMMIT(DISTRIBUTION | $0 |
| RECEIVABLE)-PE I |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail (2 entries)
| DescDesc | AmtAmt |
|---|---|
| BOOK-TO-TAX BASIS ADJ-SRA PE II | $81,159 |
| BOOK-TO-TAX BASIS ADJ-SRA PE III | $28,935 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (12 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| ADR FEES - SS #264 | $507 | $507 | |
| ADR FEES - SS #265 | $546 | $546 | |
| BANK FEE | $175 | $175 | |
| BANK FEE - SS #48BR | $199 | $199 | |
| BANK FEE - STATE STREET #00264 | $190 | $190 | |
| BANK FEE - STATE STREET #00265 | $290 | $290 | |
| DE FILING FEES | $25 | $25 | |
| DE REGISTERED AGENT | $199 | $199 | |
| MA ATTORNEY GENERAL FEE #1652 | $35 | $35 | |
| PORTFOLIO DED- SRA PASS THRU | $32,522 | $32,522 | |
| ROYALTY DED PASS THRU PE II | $131 | $131 | |
| OTHER DEDUCTION- SRA PASS THRU | $63 | $63 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (9 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| OTHER INCOME: SUMMIT ROCK PRIVATE EQUITY II | $170 | $170 |
| OTHER INCOME: SUMMIT ROCK PRIVATE EQUITY III | $108 | $108 |
| ORDINARY INCOME: SUMMIT ROCK PRIVATE EQUITY II | -$34 | -$34 |
| ORDINARY INCOME: SUMMIT ROCK PRIVATE EQUITY III | -$194 | -$172 |
| ROYALTY INCOME: SUMMIT ROCK PRIVATE EQUITY II | $34 | $34 |
| SEC. 988 INCOME: SUMMIT ROCK PRIVATE EQUITY II | -$24 | -$24 |
| SEC. 987 INCOME: SUMMIT ROCK PRIVATE EQUITY II | $20 | $20 |
| SUBPART F INCOME: SUMMIT ROCK PRIVATE III | $53 | $53 |
| REFUND OF CUSTODIAL EXP | $31,825 | $31,825 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail (4 entries)
| DescDesc | AmtAmt |
|---|---|
| BOOK-TO-TAX DIFFERENCES: SR PE IV | $311 |
| FUND BALANCE ADJ- FMV SRA DIV ST DONATED | $425,193 |
| FUND BALANCE ADJ- FMV SRA SEL EQ DONATED | $676,973 |
| FUND BALANCE ADJ- FMV SRA STR FIX INC DO | $301,724 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT ADVISORY SERVICES | CategoryTxt |
| Amt | $23,948 | Amt |
| Net Investment Income | $23,948 | NetInvestmentIncomeAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| FOREIGN TAX - SS #00264 | $1,550 | $1,550 |
| FOREIGN TAX - SS #00265 | $2,234 | $2,234 |
| FEDERAL EXCISE TAXES | $578 |
Comments