2021-11-12T15:40:37-06:00 2020-12-31 MARCUM LLP 730 THIRD AVENUE NEW YORK NY 10017 990PF 2020-01-01 208451379 GUTTAG FAMILY FOUNDATION % JOHN GUTTAG GUTT 2124855500 C/O MARCUM LLP 730 THIRD AVENUE NEW YORK NY 10017 JOHN GUTTAG JOHN GUTTAG 2124855500 2021-11-15 true JOHN GUTTAG 999009999 JANIS L COWHEY P00170421 2124855500 2021-11-15 3 2020 2022-09-23 18:48:47Z X X X X 0 X 0 X 58381 58375 16505 2350293 16423 31958 31980 106844 106778 0 61500 30750 0 30750 23948 23948 1575 1575 4362 3784 34882 34560 322 126267 94617 0 31072 4992528 4992528 5118795 94617 0 5023600 -5011951 12161 101422 0 0 3616422 0 0 3717844 0 0 0 0 X 3717844 3717844 0 3717844 0 3717844 -5011951 1404201 110094 110094 PUBLICLY TRADED SEC- LT STATE STREET P 249169 268130 -18961 -18961 PUBLICLY TRADED SEC- ST STATE STREET P 672312 648455 23857 23857 SRA PRIVATE EQ II - PASS THRU S/T P 1690 1690 1690 SRA PRIVATE EQ III- PASS THRU S/T P 2558 2558 2558 SRA PRIVATE EQ IV- PASS THRU S/T P 476 476 476 SRA PRIVATE EQ III- PASS THRU L/T P 9255 9255 9255 SRA PRIVATE EQ II- PASS THRU L/T P 17844 17844 17844 SHORT DURATION- LT 148550 149529 -979 -979 INTERMEDIATE DURATION - LT P 287811 279018 8793 8793 SR PRIVATE EQUITY I- LTG ON EXCESS DISTRIBUTION P 67900 67900 67900 PUBLICLY TRADED SECURITIES- SS 265 P 597857 655259 -57402 -57402 PUBLICLY TRADED SECURITIES-SS 265 LT P 210444 228142 -17698 -17698 PUBLICLY TRADED SECURITIES- 6665 S/T P 82722 103876 -21154 -21154 PUBLICLY TRADED SECURITIES- 1652 LT P 1348 1379 -31 -31 16423 169 169 169 6494 0 6494 6325 0 6325 false false false false false false true true true DE MA true false false false true true JOHN GUTTAG 2124855500 730 THIRD AVENUE NEW YORK NY 10017 false false false false false false false false false false false false false false false false false false false false false JOHN GUTTAG C/O MARCUM LLP 730 THIRD AVENUE NEW YORK NY 10017 PRESIDENT 10.0 0 0 0 1796431 193410 2941443 4931284 0 4931284 73969 4857315 242866 242866 169 169 242697 242697 242697 5023600 0 0 0 0 5023600 0 5023600 242697 240932 2018 2017 2016 0 0 5023600 240932 242697 4539971 4539971 0 4539971 0 4539971 JOHN GUTTAG X FIDELITY INVESTMENTS CHARITABLE GIFT FUND 200 SEAPORT BLVD BOSTON MA 02210 NONE PC PHILANTHROPIC ENDEAVORS THROUGH A DONOR ADVISED FUND 4816477 FROM PASS THRU SUMMIT ROCK PRIVATE EQUITY III 9 WEST 57TH STREET NEW YORK NY 10019 NONE PC CHARITABLE CONTRIBUTIONS FROM PASS-THRU 1 GREATER BOSTON FOOD BANK 70 SOUTH BAY AVENUE BOSTON MA 02118 NONE PC END HUNGER AND FOOD SERVICE DISTRIBUTION FOR THOSE IN NEED 10000 ROSIE'S PLACE INC 889 HARRISON AVENUE BOSTON MA 02118 NONE PC PROGRAMMING FOR HOMELESS WOMEN AND PURSUIT OF INDEPENDENCE 10000 MASSACHUSETTS INSTITUTE OF TECHNOLOGY 77 MASSACHUSETTS AVENUE CAMBRIDGE MA 02139 NONE PC GENERAL OPERATING SUPPORT 3500 PLANNED PARENTHOOD 1055 COMMONWEALTH AVENUE BOSTON MA 02215 NONE PC ESSENIAL HEALTH SERVICES 1000 PINE STREET INN 444 Harrison Avenue BOSTON MA 02118 NONE PC SERVICES FOR THE HOMELESS 10000 INTERNATIONAL RESCUE COMMITTEE 122 E 42nd St NEW YORK NY 10168 NONE PC DISASTER RELIEF EFFORTS 4000 WILLIAM J BRENNAN CENTER FOR JUSTICE INC 120 BROADWAY NEW YORK NY 10271 NONE PC THINK TANK AND ADVOCACY TO IMPROVE AND REFORM 25000 BROWN UNIVERSITY BOX 1822 PROVIDENCE RI 02912 NONE PC EDUCATION AND RESEARCH 25000 BELMONT GOLF SCHOLARSHIP FUND 151 TREMONT ST BOSTON MA 02111 NONE PC PROVIDE SCHOLARSHIPS TO STUDENTS ATTENDING COLLEGES AND UNIVERSITIES. 550 Brigham and Women's Hospital 75 Francis StREET BOSTON MA 02115 NONE PC GENERAL OPERATING SUPPORT 86000 AMERICAN FOLK ART MUSEUM 47-29 32nd PLACE LONG ISLAND CITY NY 11101 NONE EXHIBITIONS, PROGRAMMING AND EDUCATION 1000 4992528 900099 6 14 58375 900099 82 18 16423 OTHER INCOME- PASS THRU SRA PRIVATE EQUITY II 18 170 OTHER INCOME- PASS THRU SRA PRIVATE EQUITY III 18 108 ORDINARY INCOME- PASS THRU SRA PRIVATE EQUITY II 18 -34 ORDINARY INCOME- PASS THRU SRA PRIVATE EQUITY III 900099 -22 18 -172 ROYALTY INCOME- PASS THRU SRA PRIVATE EQUITY II 18 34 SEC. 988 INCOME: SUMMIT ROCK PRIVATE EQUITY II 18 -24 SEC. 987 INCOME: SUMMIT ROCK PRIVATE EQUITY II 18 20 SUBPART F INCOME: SUMMIT ROCK PRIVATE III 18 53 RECOVERY OF FEES 18 31825 66 106778 106844 false false false false false false false false false false ACCOUNTING FEES 61500 30750 30750 FIDELITY INVESTMENTS CHARITABLE GIF 200 SEAPORT BOULEVARD BOSTON MA 02210 ALL CASH, PUBLICLY TRADED SECURITIES AND OTHER INVESTMENT ASSETS WERE DONATED TO FIDELITY INVESTMENTS CHARITABLE GIFT FUND (EIN: 11-0303001).THE TRANSFER WAS IN COMPLETE LIQUIDATION OF THE GUTTAG FAMILY FOUNDATION, AS PER BOARD OF DIRECTORS VOTE TO DISSOLVE THE FOUNDATION. 4816477 See Statement A STATEMENT B SEE STATEMENT A STATEMENT B VARIOUS MA 02210 CASH TRANSFERS MADE TO SECTION 509(a)(1) ORGANIZATIONS IN COMPLETE LIQUIDATION OF THE GUTTAG FAMILY FOUNDATION, SEE STATEMENT A & B. 176051 SRA PRIVATE EQUITY IV- LT (UBT) P 41 41 SRA PRIVATE EQ III- PASS THRU L/T (UBT) P 41 41 INVESTMENT IN SR PRIVATE EQUTY AT COST 0 INVESTMENT IN SR SELECT EQUITY AT COST 0 INVESTMENT IN SR HEDGED EQUITY AT COST 0 INVESTMENT IN SR DIVRSFD STRTG AT COST 0 INVESTMENT IN SR STRATEGIC FI AT COST 0 INVESTMENT IN SR PRIVATE EQ II AT COST 0 SECURITIES-SS#26.4 AT COST 0 SB INTERMEDIATE FUND AT COST 0 SB SHORT DUR FUND AT COST 0 ISHARES TRUST RUSSE- UBS AT COST 0 SECURITIES-SS#26.5 AT COST 0 INVT IN SR PRIVATE EQUTY III AT COST 0 INVT IN SRA PE IV EF AT COST 0 DUE FROM SUMMIT(DISTRIBUTION 0 RECEIVABLE)-PE I BOOK-TO-TAX BASIS ADJ-SRA PE II 81159 BOOK-TO-TAX BASIS ADJ-SRA PE III 28935 ADR FEES - SS #264 507 507 ADR FEES - SS #265 546 546 BANK FEE 175 175 BANK FEE - SS #48BR 199 199 BANK FEE - STATE STREET #00264 190 190 BANK FEE - STATE STREET #00265 290 290 DE FILING FEES 25 25 DE REGISTERED AGENT 199 199 MA ATTORNEY GENERAL FEE #1652 35 35 PORTFOLIO DED- SRA PASS THRU 32522 32522 ROYALTY DED PASS THRU PE II 131 131 OTHER DEDUCTION- SRA PASS THRU 63 63 OTHER INCOME: SUMMIT ROCK PRIVATE EQUITY II 170 170 OTHER INCOME: SUMMIT ROCK PRIVATE EQUITY III 108 108 ORDINARY INCOME: SUMMIT ROCK PRIVATE EQUITY II -34 -34 ORDINARY INCOME: SUMMIT ROCK PRIVATE EQUITY III -194 -172 ROYALTY INCOME: SUMMIT ROCK PRIVATE EQUITY II 34 34 SEC. 988 INCOME: SUMMIT ROCK PRIVATE EQUITY II -24 -24 SEC. 987 INCOME: SUMMIT ROCK PRIVATE EQUITY II 20 20 SUBPART F INCOME: SUMMIT ROCK PRIVATE III 53 53 REFUND OF CUSTODIAL EXP 31825 31825 BOOK-TO-TAX DIFFERENCES: SR PE IV 311 FUND BALANCE ADJ- FMV SRA DIV ST DONATED 425193 FUND BALANCE ADJ- FMV SRA SEL EQ DONATED 676973 FUND BALANCE ADJ- FMV SRA STR FIX INC DO 301724 INVESTMENT ADVISORY SERVICES 23948 23948 FOREIGN TAX - SS #00264 1550 1550 FOREIGN TAX - SS #00265 2234 2234 FEDERAL EXCISE TAXES 578