JAMES B PENDLETON IRRV CHARIT TR 091692: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- JAMES B PENDLETON IRRV CHARIT TR 091692 (EIN 95-6944277)
- Tax period
- 2020-01-01 to 2020-12-31
- Filed
- 2021-11-11
- IRS object ID
- 202133159349102428
- Schema version
- 2020v4.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-11-11T12:35:43-06:00 | ReturnTs |
| Tax Period End | 2020-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 911741928 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | VON HARTEN & COMPANY INC PS | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2101 4TH AVENUE SUITE 2050 | AddressLine1Txt |
| City | SEATTLE | CityNm |
| State Abbreviation | WA | StateAbbreviationCd |
| ZIP | 98121 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 956944277 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JAMES B PENDLETON CHARITABLE TRUST | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | JAME | BusinessNameControlTxt |
| Phone | 4252843095 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 11900 NE 1ST STREET SUITE 300 | AddressLine1Txt |
| City | BELLEVUE | CityNm |
| State Abbreviation | WA | StateAbbreviationCd |
| ZIP | 98005 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | DAYLE E IVERSON | PersonNm |
| Person Title | TRUSTEE & CEO | PersonTitleTxt |
| Phone | 4252843095 | PhoneNum |
| Signature | 2021-11-08 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | DAYLE | PersonFirstNm |
| Person Last | IVERSON | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | ELIZABETH C HEDLUND CPA | PreparerPersonNm |
| PTIN | P00173862 | PTIN |
| Phone | 2064439017 | PhoneNum |
| Preparation | 2021-11-08 | PreparationDt |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 2 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $31,324,448 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $263 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $263 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $648,107 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $648,107 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $305,270 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $5,115,108 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $305,270 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $953,640 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $953,640 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $180,000 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $45,000 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $135,000 | CompOfcrDirTrstDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $22,192 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $5,548 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $16,644 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $4,313 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $432 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $3,881 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $33,541 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $30,187 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $3,354 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $100,096 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $100,096 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $36,052 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $15,052 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Occupancy Rev And Expnss | $18,807 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $9,404 | OccupancyNetInvstIncmAmt |
| Occupancy Dsbrs Chrtbl | $9,403 | OccupancyDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $38 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $19 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $19 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $4,346 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $1,292 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $3,054 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $399,385 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $207,030 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $171,355 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,500,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,500,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,899,385 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $207,030 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,671,355 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$945,745 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $746,610 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $407,475 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $420,410 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $420,410 | SavAndTempCashInvstEOYFMVAmt |
| Other Investments BOY | $25,945,207 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $24,985,264 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $30,883,426 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $18,200 | OtherAssetsBOYAmt |
| Other Assets EOY | $20,612 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $20,612 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $26,370,882 | TotalAssetsBOYAmt |
| Total Assets EOY | $25,426,286 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $31,324,448 | TotalAssetsEOYFMVAmt |
| Other Liabilities BOY | $5,547 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $6,696 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $5,547 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $6,696 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $26,365,335 | CapitalStockBOYAmt |
| Capital Stock EOY | $25,419,590 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $0 | RetainedEarningBOYAmt |
| Retained Earning EOY | $0 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $26,365,335 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $25,419,590 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $26,370,882 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $25,426,286 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $26,365,335 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$945,745 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $25,419,590 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $25,419,590 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (43 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|---|---|
| 637.12 DFA US SMALL CAP | 2019-12-16 | 2020-12-15 | $24,268 | $22,045 | $2,223 | $2,223 | |
| 9,501.19 DFA EMERGING MKTS CORE EQUITY | 2017-02-03 | 2020-02-20 | $200,000 | $178,147 | $21,853 | $21,853 | |
| 14,077.67 NORTHERN ULTRA SHORT FIXED INCOME FD | 2017-02-03 | 2020-03-02 | $145,000 | $143,592 | $1,408 | $1,408 | |
| 34,297.3443 BLACKROCK HIGH YIELD BD PORT | 2017-02-03 | 2020-03-12 | $236,652 | $265,485 | -$28,833 | -$28,833 | |
| 12,804.1057 BLACKROCK HIGH YIELD BD PORT | 2017-02-03 | 2020-03-12 | $88,348 | $88,348 | $0 | $0 | |
| 3,000 FLEXSHARES MORNINGSTAR GLOBAL UPSTREAM NAT RES INDEX | 2017-02-03 | 2020-04-15 | $72,658 | $92,174 | -$19,516 | -$19,516 | |
| 10,555.95 NORTHERN MID CAP INDEX FD | 2017-02-03 | 2020-04-15 | $150,000 | $194,229 | -$44,229 | -$44,229 | |
| 8,933.89 DFA EMERGING MKTS CORE EQUITY | 2017-02-03 | 2020-05-06 | $150,000 | $167,510 | -$17,510 | -$17,510 | |
| 1,500 FLEXSHARES MORNINGSTAR GLOBAL UPSTREAM NAT RES INDEX | 2017-02-03 | 2020-05-06 | $37,813 | $45,300 | -$7,487 | -$7,487 | |
| 28,735.63 DFA INTL REAL ESTATE SECS PORT | 2017-02-03 | 2020-05-12 | $100,000 | $137,356 | -$37,356 | -$37,356 | |
| 3,546.10 DFA EMERGING MKTS CORE EQUITY | 2017-02-03 | 2020-05-12 | $60,000 | $66,489 | -$6,489 | -$6,489 | |
| 500 ISHARES RUSSELL 1000 GROWTH INDEX | 2018-02-06 | 2020-05-12 | $89,156 | $68,093 | $21,063 | $21,063 | |
| 500 ISHARES RUSSELL 1000 GROWTH INDEX | 2018-02-06 | 2020-06-01 | $92,670 | $68,093 | $24,577 | $24,577 | |
| 200 ISHARES RUSSELL 1000 GROWTH INDEX | 2017-02-03 | 2020-06-11 | $37,199 | $27,183 | $10,016 | $10,016 | |
| 1,547.51 VANGUARD EMERGING MKTS STK INDEX FD | 2017-07-07 | 2020-06-11 | $50,000 | $54,333 | -$4,333 | -$4,333 | |
| 5,782.58 CAUSEWAY INTL VALUE FD | 2017-11-13 | 2020-06-19 | $75,000 | $97,726 | -$22,726 | -$22,726 | |
| 10,.471.20 DFA INTL REAL ESTATE SECS PORT | 2017-02-03 | 2020-06-19 | $40,000 | $50,052 | -$10,052 | -$10,052 | |
| 1,500 FLEXSHARES MORNINGSTAR GLOBAL UPSTREAM NAT RES INDEX | 2017-02-03 | 2020-06-19 | $41,482 | $45,300 | -$3,818 | -$3,818 | |
| 4,448.40 NORTHERN MID CAP INDEX FD | 2017-02-03 | 2020-06-19 | $75,000 | $81,851 | -$6,851 | -$6,851 | |
| 4,959.48 NORTHERN MID CAP INDEX FD | 2017-02-03 | 2020-07-08 | $100,000 | $109,654 | -$9,654 | -$9,654 | |
| 5,757.08 NORTHERN MID CAP INDEX FD | 2017-02-03 | 2020-07-15 | $100,000 | $105,930 | -$5,930 | -$5,930 | |
| 2,702.70 NORTHERN STK INDEX FD | 2017-02-03 | 2020-07-15 | $100,000 | $85,297 | $14,703 | $14,703 | |
| 2,602.13 NORTHERN STK INDEX FD | 2018-12-20 | 2020-08-16 | $100,000 | $74,135 | $25,865 | $25,865 | |
| 25,486.13 DFA INTL REAL ESTATE SECS PORT | 2017-02-03 | 2020-08-21 | $101,180 | $121,824 | -$20,644 | -$20,644 | |
| 12,808.20 DFA US SMALL CAP | 2017-02-03 | 2020-08-21 | $400,000 | $445,192 | -$45,192 | -$45,192 | |
| 5,527.92 NORTHERN MID CAP INDEX FD | 2017-02-03 | 2020-08-21 | $100,000 | $101,714 | -$1,714 | -$1,714 | |
| 13,333.33 BLACKROCK HIGH YIELD BD PORT | 2017-02-03 | 2020-09-04 | $100,000 | $114,852 | -$14,852 | -$14,852 | |
| 600 ISHARES RUSSELL 1000 GROWTH INDEX | 2017-02-03 | 2020-09-04 | $129,589 | $81,023 | $48,566 | $48,566 | |
| 3,100.46 HARDING LOEVNER INTERNATIONAL EQUITY PORTFOLIO | 2017-02-03 | 2020-09-08 | $75,000 | $59,468 | $15,532 | $15,532 | |
| 1,958.23 NORTHERN STK INDEX FD | 2019-08-08 | 2020-09-08 | $75,000 | $66,580 | $8,420 | $8,420 | |
| 3,855.05 NORTHERN STK INDEX FD | 2019-08-08 | 2020-09-14 | $150,000 | $131,072 | $18,928 | $18,928 | |
| 31,138.79 NORTHERN STK INDEX FD | 2017-02-03 | 2020-10-06 | $350,000 | $328,716 | $21,284 | $21,284 | |
| 2,338.63 VANGUARD FTSE ALL WORLD EX-US INDEX FD | 2017-02-03 | 2020-10-22 | $75,000 | $82,681 | -$7,681 | -$7,681 | |
| 1,262.31 NORTHERN STK INDEX FD | 2019-08-08 | 2020-10-23 | $50,000 | $42,919 | $7,081 | $7,081 | |
| 3,742.52 CAUSEWAY INTL VALUE FD | 2017-02-03 | 2020-11-06 | $50,000 | $54,301 | -$4,301 | -$4,301 | |
| 1,000 FLEXSHARES MORNINGSTAR GLOBAL UPSTREAM NAT RES INDEX | 2019-10-03 | 2020-11-05 | $28,194 | $30,262 | -$2,068 | -$2,068 | |
| 2,483.24 NORTHERN STK INDEX FD | 2017-02-03 | 2020-11-06 | $100,000 | $83,636 | $16,364 | $16,364 | |
| 3,791.33 VANGUARD FTSE ALL WORLD EX-US INDEX FD | 2017-02-03 | 2020-11-06 | $125,000 | $124,673 | $327 | $327 | |
| 4,661.28 CAUSEWAY INTL VALUE FD | 2017-02-03 | 2020-12-02 | $75,000 | $67,216 | $7,784 | $7,784 | |
| 2,023.75 DFA US L/C VALUE PORTFOLIO | 2017-02-03 | 2020-12-02 | $75,000 | $76,866 | -$1,866 | -$1,866 | |
| 300 ISHARES RUSSELL 1000 GROWTH INDEX | 2018-12-18 | 2020-12-09 | $70,596 | $40,146 | $30,450 | $30,450 | |
| 14,426.71 DFA US SMALL CAP | 2017-02-03 | 2020-12-15 | $549,513 | $488,375 | $61,138 | $61,138 | |
| CAPITAL GAINS DIVIDENDS | $270,790 | $270,790 | $270,790 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $305,270 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $10,378 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $10,378 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $10,378 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $15,693 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $15,693 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $5,315 | OverpaymentAmt |
| Applied To ES Tax | $5,315 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | VON HARTEN COMPANY INC PS | IndividualWithBooksNm |
| Phone | 2064439017 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2101 FOURTH AVENUE SUITE 2050 | AddressLine1Txt |
| City | SEATTLE | CityNm |
| State Abbreviation | WA | StateAbbreviationCd |
| ZIP | 98121 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| DAYLE E IVERSON | ||||||||
| 11900 NE 1ST STREET SUITE 300 | BELLEVUE | WA | 98005 | TRUSTEE & CEO | 40.00 | $150,000 | $0 | $0 |
| JUSTIN M O'CONNELL | ||||||||
| 11900 NE 1ST STREET SUITE 300 | BELLEVUE | WA | 98005 | PROGRAM OFFICER | 8.33 | $30,000 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE NORTHERN TRUST COMPANY | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1301 SECOND AVENUE 2600 | AddressLine1Txt |
| City | SEATTLE | CityNm |
| State Abbreviation | WA | StateAbbreviationCd |
| ZIP | 98101 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVESTMENT MANAGEMENT | ServiceTypeTxt |
| Compensation | $100,096 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $27,954,619 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $499,901 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $20,612 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $28,475,132 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $28,475,132 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $427,127 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $28,048,005 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,402,400 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $1,402,400 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $10,378 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $10,378 | TotalTaxAmt |
| Distributable Before Adj | $1,392,022 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $1,392,022 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $1,392,022 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,671,355 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $1,671,355 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $1,671,355 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,392,022 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $1,018,321 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,671,355 | QualifyingDistributionsAmt |
| Applied To Year1 | $1,018,321 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $653,034 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $738,988 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | DAYLE E IVERSON | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | JAMES B PENDLETON CHARITABLE TRUST | AddressLine1Txt |
| Address Line2 | 11900 NE 1ST ST 300 | AddressLine2Txt |
| City | BELLEVUE | CityNm |
| State Abbreviation | WA | StateAbbreviationCd |
| ZIP | 98005 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 4252843095 | RecipientPhoneNum |
| Form And Info And Materials | LETTER DISCUSSING PROGRAMS QUALIFYING UNDER INTERNAL REVENUE CODE SECTION 501(C)(3) FOR HIV/AIDS RESEARCH, CONTROL OR TREATMENT. | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | NONE | SubmissionDeadlinesTxt |
| Restrictions On Awards | NONE | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (6 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| IMPERIAL COLLEGE FOUNDATION INC | |||||||
| PO BOX 80526 | ATLANTA | GA | 303660526 | N/A - NONE | PUBLIC CHARITY | HIV/AIDS RESEARCH | $250,000 |
| THE J DAVID GLADSTONE INSTITUTES | |||||||
| 1650 OWENS STREET | SAN FRANCISCO | CA | 94158 | N/A - NONE | PUBLIC CHARITY | HIV/AIDS RESEARCH | $250,000 |
| THE SCRIPPS RESEARCH INSTITUTE | |||||||
| 10550 N TORREY PINES ROAD | LA JOLLA | CA | 92037 | N/A - NONE | PUBLIC CHARITY | HIV/AIDS RESEARCH | $250,000 |
| THE UCLA FOUNDATION | |||||||
| 10889 WILSHIRE BOULEVARD SUITE 1500 | LOS ANGELES | CA | 900244201 | N/A - NONE | PUBLIC CHARITY | HIV/AIDS RESEARCH | $225,000 |
| UC DAVIS - UNIVERSITY OF CALIFORNIA | |||||||
| 202 COUSTEAU PLACE SUITE 185 | DAVIS | CA | 95618 | N/A - NONE | PUBLIC CHARITY | HIV/AIDS RESEARCH | $200,000 |
| UC SAN DIEGO FOUNDATION | |||||||
| 9500 GILMAN DRIVE 0940 | LA JOLLA | CA | 920930940 | N/A - NONE | PUBLIC CHARITY | HIV/AIDS RESEARCH | $325,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,500,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $263 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $648,107 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $305,270 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $953,640 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $953,640 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING AND TAX RETURN PREPARATION FEES | CategoryTxt |
| Amt | $33,541 | Amt |
| Net Investment Income | $30,187 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $3,354 | DisbursementsCharitablePrpsAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (19 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| BLACKROCK HIGH YIELD BD PORTFOLIO | AT COST | $2,619,669 | $2,716,091 |
| CAUSEWAY INTL VALUE FD | AT COST | $727,172 | $818,276 |
| DFA EMERGING MKTS CORE EQUITY PORTFOLIO | AT COST | $697,290 | $889,491 |
| DFA EMERGING MKTS STK INDEX FD | AT COST | $690,758 | $853,223 |
| DFA INTL SMALL CO PORTFOLIO | AT COST | $525,129 | $586,669 |
| DFA REAL ESTATE SECS PORTFOLIO | AT COST | $350,313 | $379,921 |
| DFA US L/C VALUE PORTFOLIO | AT COST | $1,294,858 | $1,358,707 |
| DOUBLELINE CORE FIXED INCOME FUND | AT COST | $3,109,994 | $3,233,682 |
| FLEXSHARES MORNINGSTAR GLOBAL UPSTREAM NAT RES INDEX FD | AT COST | $614,291 | $667,070 |
| HARDING LOEVNER INTL EQUITY PORTFOLIO | AT COST | $736,577 | $1,077,818 |
| ISHARES TR GLOBAL INFRASTRUCTURE ETF | AT COST | $319,069 | $349,680 |
| ISHARES TR RUSSELL 1000 GROWTH ETF | AT COST | $767,784 | $1,663,866 |
| NORTHERN BD INDEX FD | AT COST | $1,478,239 | $1,596,845 |
| NORTHERN MID CAP INDEX FD | AT COST | $634,260 | $735,984 |
| NORTHERN STK INDEX FD | AT COST | $5,902,973 | $8,696,406 |
| NORTHERN ULTRA SHORT FIXED INCOME FD | AT COST | $1,258,548 | $1,274,892 |
| VANGUARD FTSE ALL WORLD EX-US INDEX FD | AT COST | $2,388,225 | $3,010,845 |
| ISHARES ESG AWARE MSCI USA SMALL-CAP ETF | AT COST | $200,932 | $204,780 |
| NORTHERN SMALL CAP INDEX FD | AT COST | $669,183 | $769,180 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $4,313 | LegalFeesAmt |
| Net Investment Income | $432 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $3,881 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | INCOME REPORTED ON TAX RETURN NOT YET RECEIVED | Desc |
| BOY Book Value | $18,200 | BOYBookValueAmt |
| EOY Book Value | $20,612 | EOYBookValueAmt |
| EOYFMV | $20,612 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (6 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| PAYROLL PROCESSING EXPENSE | $1,097 | $274 | $823 |
| DUES AND SUBSCRIPTIONS | $765 | $382 | $383 |
| POSTAGE | $32 | $16 | $16 |
| STATE REGISTRATION FEES | $85 | $0 | $85 |
| INSURANCE | $2,253 | $563 | $1,690 |
| OFFICE EXPENSES | $114 | $57 | $57 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | EXPENSE REIMBURSEMENTS PAYABLE | Desc |
| BOY Book Value | $5,547 | BOYBookValueAmt |
| EOY Book Value | $6,696 | EOYBookValueAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT MANAGEMENT FEES | CategoryTxt |
| Amt | $100,096 | Amt |
| Net Investment Income | $100,096 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FEDERAL EXCISE TAX PAYMENTS | $21,000 | $0 | $0 |
| FOREIGN TAXES PAID | $15,052 | $15,052 | $0 |