2021-11-11T12:35:43-06:00 2020-12-31 911741928 VON HARTEN & COMPANY INC PS 2101 4TH AVENUE SUITE 2050 SEATTLE WA 98121 990PF 2020-01-01 956944277 JAMES B PENDLETON CHARITABLE TRUST JAME 4252843095 11900 NE 1ST STREET SUITE 300 BELLEVUE WA 98005 DAYLE E IVERSON TRUSTEE & CEO 4252843095 2021-11-08 1 DAYLE IVERSON 999009999 ELIZABETH C HEDLUND CPA P00173862 2064439017 2021-11-08 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z X 31324448 X X 263 263 648107 648107 305270 5115108 305270 953640 953640 180000 45000 135000 22192 5548 16644 4313 432 3881 33541 30187 3354 100096 100096 0 36052 15052 0 18807 9404 9403 38 19 19 4346 1292 3054 399385 207030 171355 1500000 1500000 1899385 207030 1671355 -945745 746610 407475 420410 420410 25945207 24985264 30883426 18200 20612 20612 26370882 25426286 31324448 5547 6696 5547 6696 X 26365335 25419590 0 0 0 0 26365335 25419590 26370882 25426286 26365335 -945745 0 25419590 0 25419590 637.12 DFA US SMALL CAP 2019-12-16 2020-12-15 24268 22045 2223 2223 9,501.19 DFA EMERGING MKTS CORE EQUITY 2017-02-03 2020-02-20 200000 178147 21853 21853 14,077.67 NORTHERN ULTRA SHORT FIXED INCOME FD 2017-02-03 2020-03-02 145000 143592 1408 1408 34,297.3443 BLACKROCK HIGH YIELD BD PORT 2017-02-03 2020-03-12 236652 265485 -28833 -28833 12,804.1057 BLACKROCK HIGH YIELD BD PORT 2017-02-03 2020-03-12 88348 88348 0 0 3,000 FLEXSHARES MORNINGSTAR GLOBAL UPSTREAM NAT RES INDEX 2017-02-03 2020-04-15 72658 92174 -19516 -19516 10,555.95 NORTHERN MID CAP INDEX FD 2017-02-03 2020-04-15 150000 194229 -44229 -44229 8,933.89 DFA EMERGING MKTS CORE EQUITY 2017-02-03 2020-05-06 150000 167510 -17510 -17510 1,500 FLEXSHARES MORNINGSTAR GLOBAL UPSTREAM NAT RES INDEX 2017-02-03 2020-05-06 37813 45300 -7487 -7487 28,735.63 DFA INTL REAL ESTATE SECS PORT 2017-02-03 2020-05-12 100000 137356 -37356 -37356 3,546.10 DFA EMERGING MKTS CORE EQUITY 2017-02-03 2020-05-12 60000 66489 -6489 -6489 500 ISHARES RUSSELL 1000 GROWTH INDEX 2018-02-06 2020-05-12 89156 68093 21063 21063 500 ISHARES RUSSELL 1000 GROWTH INDEX 2018-02-06 2020-06-01 92670 68093 24577 24577 200 ISHARES RUSSELL 1000 GROWTH INDEX 2017-02-03 2020-06-11 37199 27183 10016 10016 1,547.51 VANGUARD EMERGING MKTS STK INDEX FD 2017-07-07 2020-06-11 50000 54333 -4333 -4333 5,782.58 CAUSEWAY INTL VALUE FD 2017-11-13 2020-06-19 75000 97726 -22726 -22726 10,.471.20 DFA INTL REAL ESTATE SECS PORT 2017-02-03 2020-06-19 40000 50052 -10052 -10052 1,500 FLEXSHARES MORNINGSTAR GLOBAL UPSTREAM NAT RES INDEX 2017-02-03 2020-06-19 41482 45300 -3818 -3818 4,448.40 NORTHERN MID CAP INDEX FD 2017-02-03 2020-06-19 75000 81851 -6851 -6851 4,959.48 NORTHERN MID CAP INDEX FD 2017-02-03 2020-07-08 100000 109654 -9654 -9654 5,757.08 NORTHERN MID CAP INDEX FD 2017-02-03 2020-07-15 100000 105930 -5930 -5930 2,702.70 NORTHERN STK INDEX FD 2017-02-03 2020-07-15 100000 85297 14703 14703 2,602.13 NORTHERN STK INDEX FD 2018-12-20 2020-08-16 100000 74135 25865 25865 25,486.13 DFA INTL REAL ESTATE SECS PORT 2017-02-03 2020-08-21 101180 121824 -20644 -20644 12,808.20 DFA US SMALL CAP 2017-02-03 2020-08-21 400000 445192 -45192 -45192 5,527.92 NORTHERN MID CAP INDEX FD 2017-02-03 2020-08-21 100000 101714 -1714 -1714 13,333.33 BLACKROCK HIGH YIELD BD PORT 2017-02-03 2020-09-04 100000 114852 -14852 -14852 600 ISHARES RUSSELL 1000 GROWTH INDEX 2017-02-03 2020-09-04 129589 81023 48566 48566 3,100.46 HARDING LOEVNER INTERNATIONAL EQUITY PORTFOLIO 2017-02-03 2020-09-08 75000 59468 15532 15532 1,958.23 NORTHERN STK INDEX FD 2019-08-08 2020-09-08 75000 66580 8420 8420 3,855.05 NORTHERN STK INDEX FD 2019-08-08 2020-09-14 150000 131072 18928 18928 31,138.79 NORTHERN STK INDEX FD 2017-02-03 2020-10-06 350000 328716 21284 21284 2,338.63 VANGUARD FTSE ALL WORLD EX-US INDEX FD 2017-02-03 2020-10-22 75000 82681 -7681 -7681 1,262.31 NORTHERN STK INDEX FD 2019-08-08 2020-10-23 50000 42919 7081 7081 3,742.52 CAUSEWAY INTL VALUE FD 2017-02-03 2020-11-06 50000 54301 -4301 -4301 1,000 FLEXSHARES MORNINGSTAR GLOBAL UPSTREAM NAT RES INDEX 2019-10-03 2020-11-05 28194 30262 -2068 -2068 2,483.24 NORTHERN STK INDEX FD 2017-02-03 2020-11-06 100000 83636 16364 16364 3,791.33 VANGUARD FTSE ALL WORLD EX-US INDEX FD 2017-02-03 2020-11-06 125000 124673 327 327 4,661.28 CAUSEWAY INTL VALUE FD 2017-02-03 2020-12-02 75000 67216 7784 7784 2,023.75 DFA US L/C VALUE PORTFOLIO 2017-02-03 2020-12-02 75000 76866 -1866 -1866 300 ISHARES RUSSELL 1000 GROWTH INDEX 2018-12-18 2020-12-09 70596 40146 30450 30450 14,426.71 DFA US SMALL CAP 2017-02-03 2020-12-15 549513 488375 61138 61138 CAPITAL GAINS DIVIDENDS P 270790 270790 270790 305270 10378 0 10378 0 10378 15693 0 0 0 15693 0 5315 5315 0 0 0 0 0 0 0 0 0 0 0 1 1 CA 1 0 0 0 0 1 N/A VON HARTEN COMPANY INC PS 2064439017 2101 FOURTH AVENUE SUITE 2050 SEATTLE WA 98121 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 DAYLE E IVERSON 11900 NE 1ST STREET SUITE 300 BELLEVUE WA 98005 TRUSTEE & CEO 40.00 150000 0 0 JUSTIN M O'CONNELL 11900 NE 1ST STREET SUITE 300 BELLEVUE WA 98005 PROGRAM OFFICER 8.33 30000 0 0 NONE 0 THE NORTHERN TRUST COMPANY 1301 SECOND AVENUE 2600 SEATTLE WA 98101 INVESTMENT MANAGEMENT 100096 0 0 27954619 499901 20612 28475132 0 0 28475132 427127 28048005 1402400 1402400 10378 10378 1392022 0 1392022 0 1392022 1671355 0 1671355 0 1671355 1392022 1018321 0 0 1671355 1018321 0 0 653034 0 0 0 0 0 0 0 0 738988 0 0 0 DAYLE E IVERSON JAMES B PENDLETON CHARITABLE TRUST 11900 NE 1ST ST 300 BELLEVUE WA 98005 4252843095 LETTER DISCUSSING PROGRAMS QUALIFYING UNDER INTERNAL REVENUE CODE SECTION 501(C)(3) FOR HIV/AIDS RESEARCH, CONTROL OR TREATMENT. NONE NONE IMPERIAL COLLEGE FOUNDATION INC PO BOX 80526 ATLANTA GA 303660526 N/A - NONE PUBLIC CHARITY HIV/AIDS RESEARCH 250000 THE J DAVID GLADSTONE INSTITUTES 1650 OWENS STREET SAN FRANCISCO CA 94158 N/A - NONE PUBLIC CHARITY HIV/AIDS RESEARCH 250000 THE SCRIPPS RESEARCH INSTITUTE 10550 N TORREY PINES ROAD LA JOLLA CA 92037 N/A - NONE PUBLIC CHARITY HIV/AIDS RESEARCH 250000 THE UCLA FOUNDATION 10889 WILSHIRE BOULEVARD SUITE 1500 LOS ANGELES CA 900244201 N/A - NONE PUBLIC CHARITY HIV/AIDS RESEARCH 225000 UC DAVIS - UNIVERSITY OF CALIFORNIA 202 COUSTEAU PLACE SUITE 185 DAVIS CA 95618 N/A - NONE PUBLIC CHARITY HIV/AIDS RESEARCH 200000 UC SAN DIEGO FOUNDATION 9500 GILMAN DRIVE 0940 LA JOLLA CA 920930940 N/A - NONE PUBLIC CHARITY HIV/AIDS RESEARCH 325000 1500000 0 14 263 14 648107 18 305270 0 953640 0 953640 0 0 0 0 0 0 0 0 0 0 ACCOUNTING AND TAX RETURN PREPARATION FEES 33541 30187 3354 BLACKROCK HIGH YIELD BD PORTFOLIO AT COST 2619669 2716091 CAUSEWAY INTL VALUE FD AT COST 727172 818276 DFA EMERGING MKTS CORE EQUITY PORTFOLIO AT COST 697290 889491 DFA EMERGING MKTS STK INDEX FD AT COST 690758 853223 DFA INTL SMALL CO PORTFOLIO AT COST 525129 586669 DFA REAL ESTATE SECS PORTFOLIO AT COST 350313 379921 DFA US L/C VALUE PORTFOLIO AT COST 1294858 1358707 DOUBLELINE CORE FIXED INCOME FUND AT COST 3109994 3233682 FLEXSHARES MORNINGSTAR GLOBAL UPSTREAM NAT RES INDEX FD AT COST 614291 667070 HARDING LOEVNER INTL EQUITY PORTFOLIO AT COST 736577 1077818 ISHARES TR GLOBAL INFRASTRUCTURE ETF AT COST 319069 349680 ISHARES TR RUSSELL 1000 GROWTH ETF AT COST 767784 1663866 NORTHERN BD INDEX FD AT COST 1478239 1596845 NORTHERN MID CAP INDEX FD AT COST 634260 735984 NORTHERN STK INDEX FD AT COST 5902973 8696406 NORTHERN ULTRA SHORT FIXED INCOME FD AT COST 1258548 1274892 VANGUARD FTSE ALL WORLD EX-US INDEX FD AT COST 2388225 3010845 ISHARES ESG AWARE MSCI USA SMALL-CAP ETF AT COST 200932 204780 NORTHERN SMALL CAP INDEX FD AT COST 669183 769180 LEGAL FEES 4313 432 3881 INCOME REPORTED ON TAX RETURN NOT YET RECEIVED 18200 20612 20612 PAYROLL PROCESSING EXPENSE 1097 274 823 DUES AND SUBSCRIPTIONS 765 382 383 POSTAGE 32 16 16 STATE REGISTRATION FEES 85 0 85 INSURANCE 2253 563 1690 OFFICE EXPENSES 114 57 57 EXPENSE REIMBURSEMENTS PAYABLE 5547 6696 INVESTMENT MANAGEMENT FEES 100096 100096 0 FEDERAL EXCISE TAX PAYMENTS 21000 0 0 FOREIGN TAXES PAID 15052 15052 0