CHASE FOUNDATION: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- CHASE FOUNDATION (EIN 36-7466258)
- Tax period
- 2020-01-01 to 2020-12-31
- Filed
- 2021-09-28
- IRS object ID
- 202122719349100807
- Schema version
- 2020v4.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Depreciation Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Land Etc Schedule2
- Legal Fees Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-09-28T09:38:44-05:00 | ReturnTs |
| Tax Period End | 2020-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 850435604 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JOHNATHAN L SHUMAN PC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 512 W TEXAS AVE A | AddressLine1Txt |
| City | ARTESIA | CityNm |
| State Abbreviation | NM | StateAbbreviationCd |
| ZIP | 882102083 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 367466258 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CHASE FOUNDATION | BusinessNameLine1Txt |
| Business Name Line2 | MACK C CHASE TRUSTEE | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | CHAS | BusinessNameControlTxt |
| Phone | 5757464610 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2103 W MAIN ST | AddressLine1Txt |
| City | ARTESIA | CityNm |
| State Abbreviation | NM | StateAbbreviationCd |
| ZIP | 88210 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | RICHARD PRICE | PersonNm |
| Person Title | EXECUTIVE DIRECTOR | PersonTitleTxt |
| Signature | 2021-09-28 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | RICHARD | PersonFirstNm |
| Person Last | PRICE | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | XXX-XX-XXXX | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | JOHNATHAN L SHUMAN | PreparerPersonNm |
| PTIN | P00755236 | PTIN |
| Phone | 5757481213 | PhoneNum |
| Preparation | 2021-09-28 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $38,653,095 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $56,200 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $151,812 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $151,812 | InterestOnSavNetInvstIncmAmt |
| Interest On Savings Adj Net Incm | $151,812 | InterestOnSavingsAdjNetIncmAmt |
| Dividends Rev And Expnss | $298,952 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $292,830 | DividendsNetInvstIncmAmt |
| Dividends Adj Net Incm | $298,952 | DividendsAdjNetIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $47,147 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $6,290,477 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $47,147 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | -$1,422,942 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | -$2,005,069 | OtherIncomeNetInvstIncmAmt |
| Other Income Adj Net Incm | -$1,422,942 | OtherIncomeAdjNetIncmAmt |
| Total Rev And Expnss | -$868,831 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | -$1,513,280 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | -$972,178 | TotalAdjNetIncmAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $530,344 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $530,344 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $279 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $279 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $450 | LegalFeesRevAndExpnssAmt |
| Legal Fees Dsbrs Chrtbl | $450 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $41,361 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Chrtbl Prps | $41,361 | AccountingFeesChrtblPrpsAmt |
| Taxes Rev And Expnss | $29,567 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $25,000 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $4,567 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $36,854 | DeprecAndDpltnRevAndExpnssAmt |
| Occupancy Rev And Expnss | $15,583 | OccupancyRevAndExpnssAmt |
| Occupancy Dsbrs Chrtbl | $15,583 | OccupancyDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $462 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $462 | TravConfMeetingDsbrsChrtblAmt |
| Printing And Pub Rev And Expnss | $3,461 | PrintingAndPubRevAndExpnssAmt |
| Printing And Pub Dsbrs Chrtbl | $3,461 | PrintingAndPubDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $264,940 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $152,499 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $112,442 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $923,301 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $177,499 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $708,949 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,728,875 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,728,875 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $2,652,176 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $177,499 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $2,437,824 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$3,521,007 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $282,303 | CashBOYAmt |
| Cash EOY | $91,302 | CashEOYAmt |
| Cash EOYFMV | $91,302 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $34,180 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $21,878 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $21,878 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $16,526,191 | CorporateStockBOYAmt |
| Corporate Stock EOY | $13,530,358 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $18,968,254 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $5,650,010 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $6,314,554 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $6,692,379 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $12,756,210 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $11,799,102 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $11,799,102 | OtherInvestmentsEOYFMVAmt |
| Land Bldg Equip Cost Or Other Bss | $1,080,180 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $272,108 | LandBldgEquipAccumDeprecAmt |
| Land BOY | $838,668 | LandBOYAmt |
| Land EOY | $808,072 | LandEOYAmt |
| Land EOYFMV | $1,080,180 | LandEOYFMVAmt |
| Total Assets BOY | $36,087,562 | TotalAssetsBOYAmt |
| Total Assets EOY | $32,565,266 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $38,653,095 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $1,430 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $141 | AccountsPayableEOYAmt |
| Total Liabilities BOY | $1,430 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $141 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $36,086,132 | CapitalStockBOYAmt |
| Capital Stock EOY | $32,565,125 | CapitalStockEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $36,086,132 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $32,565,125 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $36,087,562 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $32,565,266 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $36,086,132 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$3,521,007 | ExcessRevenueOverExpensesAmt |
| Subtotal | $32,565,125 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $32,565,125 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (538 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| AVALONBAY CMMUN INC | P | 2020-01-15 | 2020-09-10 | $4,431 | $6,148 | -$1,717 | -$1,717 |
| ALLERGAN PLC | P | 2018-06-18 | 2020-02-20 | $1,390 | $1,202 | $188 | $188 |
| COMCAST CORP NEW CL A | P | 2018-06-18 | 2020-09-09 | $1,359 | $1,013 | $346 | $346 |
| DISNEY (WALT) CO COM STK | P | 2018-06-18 | 2020-11-19 | $50,683 | $38,237 | $12,446 | $12,446 |
| LOCKHEED MARTIN CORP | P | 2018-06-18 | 2020-02-20 | $1,724 | $1,238 | $486 | $486 |
| NEXTERA ENERGY INC SHS | P | 2018-05-02 | 2020-04-06 | $3,741 | $2,619 | $1,122 | $1,122 |
| REALTY INCM CRP MD PV1. | P | 2018-10-05 | 2020-01-17 | $13,544 | $9,965 | $3,579 | $3,579 |
| US TSY 3.000% FEB 15 2049 | P | 2020-01-03 | 2020-03-31 | $1,388 | $1,155 | $233 | $233 |
| AT&T INC 3.40%MAY15 25 | P | 2018-10-18 | 2020-08-12 | $1,089 | $941 | $148 | $148 |
| US TSY 3.125% MAY 15 2021 | P | 2015-12-08 | 2020-02-10 | $18,369 | $18,295 | $74 | $74 |
| US TSY 1.500% JUN 15 2020 | P | 2017-08-22 | 2020-06-15 | $11,000 | $11,000 | ||
| ENTERPRISE PRODUC 5.20% 20 | P | 2011-04-15 | 2020-09-01 | $9,000 | $9,000 | ||
| FIRST EAGLE GLOBAL FUND | P | 2013-12-18 | 2020-06-22 | $54 | $52 | $2 | $2 |
| FIRST EAGLE GLOBAL FUND | P | 2015-12-18 | 2020-07-27 | $9,376 | $8,418 | $958 | $958 |
| FIRST EAGLE GLOBAL FUND | P | 2018-12-13 | 2020-07-27 | $1,255 | $1,155 | $100 | $100 |
| OAKMARK INTL FD CL | P | 2018-06-13 | 2020-02-19 | $6 | $7 | -$1 | -$1 |
| FIRST EAGLE GLOBAL FUND | P | 2011-04-07 | 2020-03-19 | $15,504 | $17,192 | -$1,688 | -$1,688 |
| TETON WESTWOOD MIGHTY | P | 2011-03-14 | 2020-09-08 | $43,434 | $32,757 | $10,677 | $10,677 |
| DISH NETWORK CORPORATION CMN CLASS A | P | 2018-04-03 | 2020-01-24 | $2,204 | $2,291 | -$87 | -$87 |
| MOHAWK INDUSTRIES INC COMMON STOCK | P | 2018-09-18 | 2020-03-10 | $13,392 | $21,281 | -$7,889 | -$7,889 |
| POLARIS GLOBAL VALUE FUND INVESTOR | P | 2018-07-25 | 2020-04-17 | $250,898 | $350,000 | -$99,102 | -$99,102 |
| O'REILLY AUTOMOTIVE INC 4.875% 01/14 | P | 2015-06-23 | 2020-10-14 | $50,000 | $50,000 | ||
| AAR CORP. CMN | P | 2018-08-28 | 2020-01-31 | $216 | $234 | -$18 | -$18 |
| CATALENT, INC. CMN | P | 2015-03-04 | 2020-08-10 | $1,756 | $592 | $1,164 | $1,164 |
| CHURCHILL DOWNS INCORPORATED CMN | P | 2018-12-21 | 2020-02-14 | $809 | $393 | $416 | $416 |
| EXLSERVICE HOLDINGS, INC. CMN | P | 2016-09-12 | 2020-03-24 | $605 | $715 | -$110 | -$110 |
| HUBSPOT INC. CMN | P | 2016-08-04 | 2020-06-25 | $2,212 | $558 | $1,654 | $1,654 |
| LITHIA MOTORS INC CL-A CMN CLASS A | P | 2015-01-27 | 2020-08-03 | $2,341 | $886 | $1,455 | $1,455 |
| PAYLOCITY HOLDING CORPORATION CMN | P | 2018-09-17 | 2020-02-18 | $2,202 | $1,232 | $970 | $970 |
| PRA GROUP, INC. CMN | P | 2013-03-12 | 2020-10-07 | $597 | $617 | -$20 | -$20 |
| SILGAN HOLDINGS INC CMN | P | 2018-10-24 | 2020-10-15 | $630 | $395 | $235 | $235 |
| UFP INDUSTRIES, INC. CMN | P | 2019-09-10 | 2020-10-29 | $504 | $394 | $110 | $110 |
| VIRTUSA CORPORATION CMN | P | 2019-04-11 | 2020-11-06 | $649 | $730 | -$81 | -$81 |
| WRIGHT MEDICAL GROUP N.V. CMN | P | 2015-03-17 | 2020-01-30 | $4,036 | $3,519 | $517 | $517 |
| GLOBANT S.A. CMN | P | 2019-04-11 | 2020-03-24 | $1,417 | $1,355 | $62 | $62 |
| QUIDEL CORP CMN | P | 2020-03-05 | 2020-11-09 | $4,103 | $1,705 | $2,398 | $2,398 |
| AVALONBAY CMMUN INC | P | 2020-01-16 | 2020-09-10 | $611 | $848 | -$237 | -$237 |
| ALLERGAN PLC | P | 2018-06-18 | 2020-03-31 | $25,985 | $25,249 | $736 | $736 |
| CHEVRON CORP | P | 2018-06-18 | 2020-09-09 | $3,145 | $4,909 | -$1,764 | -$1,764 |
| DISNEY (WALT) CO COM STK | P | 2018-06-18 | 2020-11-20 | $284 | $214 | $70 | $70 |
| LOCKHEED MARTIN CORP | P | 2018-06-18 | 2020-09-09 | $1,537 | $1,238 | $299 | $299 |
| NEXTERA ENERGY INC SHS | P | 2018-05-02 | 2020-09-09 | $1,418 | $818 | $600 | $600 |
| REALTY INCM CRP MD PV1. | P | 2018-10-05 | 2020-01-21 | $2,623 | $1,914 | $709 | $709 |
| US TSY 1.750% NOV 15 2029 | P | 2020-01-15 | 2020-11-20 | $8,698 | $7,972 | $726 | $726 |
| AT&T INC 3.40%MAY15 25 | P | 2018-10-30 | 2020-08-12 | $2,178 | $1,881 | $297 | $297 |
| US TSY 3.125% MAY 15 2021 | P | 2015-12-08 | 2020-04-20 | $4,126 | $4,056 | $70 | $70 |
| US TSY 1.125% JUN 30 2021 | P | 2016-08-05 | 2020-06-10 | $6,059 | $5,999 | $60 | $60 |
| US TSY 2.625% NOV 15 2020 | P | 2011-09-30 | 2020-06-10 | $40,411 | $40,143 | $268 | $268 |
| FIRST EAGLE GLOBAL FUND | P | 2012-12-14 | 2020-06-22 | $20,863 | $18,578 | $2,285 | $2,285 |
| FIRST EAGLE GLOBAL FUND | P | 2016-12-15 | 2020-07-27 | $49,274 | $47,123 | $2,151 | $2,151 |
| FIRST EAGLE OVERSEAS | P | 2015-12-18 | 2020-02-19 | $1,205 | $1,106 | $99 | $99 |
| OAKMARK INTL FD CL | P | 2018-06-13 | 2020-02-19 | $24,994 | $29,056 | -$4,062 | -$4,062 |
| FIRST EAGLE GLOBAL FUND | P | 2011-04-08 | 2020-03-19 | $52,401 | $58,334 | -$5,933 | -$5,933 |
| TETON WESTWOOD MIGHTY | P | 2011-03-14 | 2020-09-28 | $6,284 | $4,746 | $1,538 | $1,538 |
| DISH NETWORK CORPORATION CMN CLASS A | P | 2018-04-03 | 2020-01-23 | $11,398 | $11,799 | -$401 | -$401 |
| MOHAWK INDUSTRIES INC COMMON STOCK | P | 2018-09-18 | 2020-03-02 | $1,196 | $1,850 | -$654 | -$654 |
| POLARIS GLOBAL VALUE FUND INVESTOR | P | 2017-07-28 | 2020-04-17 | $455,306 | $600,000 | -$144,694 | -$144,694 |
| ROCKWELL COLLINS INC 3.2% 03/15/2024 | P | 2017-03-30 | 2020-05-19 | $26,558 | $25,002 | $1,556 | $1,556 |
| ALAMO GROUP INC. CMN | P | 2018-04-02 | 2020-10-29 | $618 | $549 | $69 | $69 |
| CATALENT, INC. CMN | P | 2015-03-04 | 2020-06-16 | $1,076 | $444 | $632 | $632 |
| DRIL-QUIP, INC. CMN | P | 2013-03-12 | 2020-10-29 | $309 | $1,087 | -$778 | -$778 |
| EXLSERVICE HOLDINGS, INC. CMN | P | 2016-09-09 | 2020-03-24 | $173 | $207 | -$34 | -$34 |
| HUBSPOT INC. CMN | P | 2016-08-04 | 2020-05-08 | $2,257 | $669 | $1,588 | $1,588 |
| LITHIA MOTORS INC CL-A CMN CLASS A | P | 2015-01-27 | 2020-03-27 | $1,254 | $1,328 | -$74 | -$74 |
| PAYLOCITY HOLDING CORPORATION CMN | P | 2018-09-17 | 2020-02-05 | $1,347 | $821 | $526 | $526 |
| PRA GROUP, INC. CMN | P | 2013-03-12 | 2020-05-11 | $1,291 | $1,646 | -$355 | -$355 |
| SILGAN HOLDINGS INC CMN | P | 2013-03-12 | 2020-10-15 | $1,339 | $774 | $565 | $565 |
| UNITED BANKSHARES INC W V CMN | P | 2017-03-22 | 2020-02-04 | $1,740 | $2,005 | -$265 | -$265 |
| VIRTUSA CORPORATION CMN | P | 2019-01-02 | 2020-11-06 | $1,098 | $911 | $187 | $187 |
| ALLEGIANT TRAVEL COMPANY CMN | P | 2019-07-24 | 2020-03-19 | $745 | $1,496 | -$751 | -$751 |
| GLOBANT S.A. CMN | P | 2019-09-13 | 2020-03-03 | $1,764 | $1,309 | $455 | $455 |
| QUIDEL CORP CMN | P | 2020-03-05 | 2020-07-23 | $1,072 | $325 | $747 | $747 |
| AVALONBAY CMMUN INC | P | 2020-01-17 | 2020-09-10 | $12,988 | $18,360 | -$5,372 | -$5,372 |
| ALLERGAN PLC | P | 2019-01-18 | 2020-03-31 | $12,551 | $11,336 | $1,215 | $1,215 |
| CME GROUP INC | P | 2018-07-11 | 2020-01-10 | $2,474 | $1,986 | $488 | $488 |
| DISNEY (WALT) CO COM STK | P | 2018-12-11 | 2020-11-20 | $6,956 | $5,497 | $1,459 | $1,459 |
| LINDE PLC REG SHS | P | 2018-06-18 | 2020-02-20 | $1,106 | $817 | $289 | $289 |
| PACKAGING CORP AMERICA | P | 2018-06-18 | 2020-09-10 | $5,715 | $6,555 | -$840 | -$840 |
| REALTY INCM CRP MD PV1. | P | 2018-10-08 | 2020-01-21 | $10,182 | $7,561 | $2,621 | $2,621 |
| US TSY 1.500% FEB 15 2030 | P | 2020-03-12 | 2020-04-01 | $15,190 | $15,021 | $169 | $169 |
| BP CAP MARKETS AM 3.24% 22 | P | 2018-12-17 | 2020-07-09 | $12,569 | $11,887 | $682 | $682 |
| US TSY 3.125% MAY 15 2021 | P | 2015-12-17 | 2020-04-20 | $13,410 | $13,176 | $234 | $234 |
| US TSY 1.125% JUN 30 2021 | P | 2017-05-30 | 2020-06-10 | $7,069 | $6,853 | $216 | $216 |
| U.S. TRSY INFLATION NTE | P | 2011-08-01 | 2020-06-19 | $31,293 | $30,868 | $425 | $425 |
| FIRST EAGLE GLOBAL FUND | P | 2012-12-14 | 2020-06-22 | $54 | $48 | $6 | $6 |
| FIRST EAGLE GLOBAL FUND | P | 2016-12-15 | 2020-07-27 | $7,585 | $7,254 | $331 | $331 |
| FIRST EAGLE OVERSEAS | P | 2015-12-18 | 2020-02-19 | $2,708 | $2,485 | $223 | $223 |
| OAKMARK INTL FD CL | P | 2018-06-13 | 2020-07-16 | $3,359 | $4,601 | -$1,242 | -$1,242 |
| FIRST EAGLE GLOBAL FUND | P | 2011-04-13 | 2020-03-19 | $35,195 | $38,929 | -$3,734 | -$3,734 |
| TETON WESTWOOD MIGHTY | P | 2011-03-25 | 2020-09-28 | $64,217 | $50,001 | $14,216 | $14,216 |
| ECOLAB INC. CMN | P | 2018-04-03 | 2020-03-12 | $21,275 | $16,654 | $4,621 | $4,621 |
| MOHAWK INDUSTRIES INC COMMON STOCK | P | 2018-08-06 | 2020-03-02 | $16,385 | $25,613 | -$9,228 | -$9,228 |
| TCW METWEST UNCONSTRAINED BOND FUND | P | 2015-03-31 | 2020-04-17 | $243,041 | $254,998 | -$11,957 | -$11,957 |
| ROCKWELL COLLINS INC 3.2% 03/15/2024 | P | 2017-03-30 | 2020-05-18 | $26,534 | $25,002 | $1,532 | $1,532 |
| AMERISAFE, INC CMN | P | 2018-05-10 | 2020-10-29 | $298 | $297 | $1 | $1 |
| CATALENT, INC. CMN | P | 2015-03-05 | 2020-05-22 | $706 | $268 | $438 | $438 |
| DRIL-QUIP, INC. CMN | P | 2011-02-01 | 2020-10-29 | $238 | $783 | -$545 | -$545 |
| EXLSERVICE HOLDINGS, INC. CMN | P | 2016-09-09 | 2020-03-19 | $1,344 | $1,553 | -$209 | -$209 |
| ICF INTERNATIONAL INC CMN | P | 2018-02-21 | 2020-04-15 | $327 | $284 | $43 | $43 |
| MACOM TECHNOLOGY SOLUTIONS CMN | P | 2016-04-27 | 2020-01-31 | $291 | $422 | -$131 | -$131 |
| PAYLOCITY HOLDING CORPORATION CMN | P | 2018-09-17 | 2020-01-31 | $708 | $411 | $297 | $297 |
| PROOFPOINT INC CMN | P | 2017-06-27 | 2020-10-29 | $513 | $423 | $90 | $90 |
| SILGAN HOLDINGS INC CMN | P | 2018-10-24 | 2020-06-16 | $605 | $469 | $136 | $136 |
| UNITED BANKSHARES INC W V CMN | P | 2017-01-17 | 2020-02-04 | $348 | $440 | -$92 | -$92 |
| WD 40 CO CMN | P | 2013-03-12 | 2020-07-24 | $2,607 | $760 | $1,847 | $1,847 |
| ALLEGIANT TRAVEL COMPANY CMN | P | 2019-06-17 | 2020-03-19 | $373 | $709 | -$336 | -$336 |
| GLOBANT S.A. CMN | P | 2019-09-10 | 2020-03-03 | $470 | $353 | $117 | $117 |
| QUIDEL CORP CMN | P | 2020-03-04 | 2020-07-23 | $268 | $83 | $185 | $185 |
| AVALONBAY CMMUN INC | P | 2020-01-21 | 2020-09-10 | $764 | $1,094 | -$330 | -$330 |
| ALLERGAN PLC | P | 2019-03-22 | 2020-03-31 | $13,435 | $11,400 | $2,035 | $2,035 |
| CME GROUP INC | P | 2018-07-12 | 2020-01-10 | $10,310 | $8,317 | $1,993 | $1,993 |
| DISNEY (WALT) CO COM STK | P | 2019-06-07 | 2020-11-20 | $6,388 | $6,217 | $171 | $171 |
| LINDE PLC REG SHS | P | 2018-06-18 | 2020-09-09 | $2,984 | $1,961 | $1,023 | $1,023 |
| PACKAGING CORP AMERICA | P | 2018-06-18 | 2020-09-11 | $10,393 | $11,919 | -$1,526 | -$1,526 |
| WEC ENERGY GROUP INC SHS | P | 2018-06-18 | 2020-02-20 | $1,639 | $973 | $666 | $666 |
| US TSY 0.375% MAR 21 2022 | P | 2020-03-31 | 2020-04-13 | $12,032 | $12,032 | ||
| CVS HEALTH CORP 4.30% 2028 | P | 2019-09-25 | 2020-12-22 | $5,787 | $5,360 | $427 | $427 |
| US TSY 2.375% MAY 15 2029 | P | 2019-06-04 | 2020-01-08 | $11,502 | $11,235 | $267 | $267 |
| U.S. TRSY INFLATION NTE | P | 2016-01-28 | 2020-03-30 | $7,799 | $7,500 | $299 | $299 |
| US TSY 3.125% MAY 15 2021 | P | 2013-04-30 | 2020-06-10 | $1,027 | $1,017 | $10 | $10 |
| FIRST EAGLE GLOBAL FUND | P | 2012-12-14 | 2020-06-22 | $44,537 | $39,659 | $4,878 | $4,878 |
| FIRST EAGLE GLOBAL FUND | P | 2016-12-15 | 2020-07-27 | $57 | $54 | $3 | $3 |
| FIRST EAGLE OVERSEAS | P | 2016-12-15 | 2020-02-19 | $6,095 | $5,758 | $337 | $337 |
| OAKMARK INTL FD CL | P | 2018-06-13 | 2020-07-16 | $53,389 | $74,418 | -$21,029 | -$21,029 |
| FIRST EAGLE GLOBAL FUND | P | 2011-04-18 | 2020-03-19 | $35,325 | $38,918 | -$3,593 | -$3,593 |
| TETON WESTWOOD MIGHTY | P | 2011-04-07 | 2020-09-28 | $29,499 | $23,430 | $6,069 | $6,069 |
| FISERV, INC. CMN | P | 2019-01-18 | 2020-05-01 | $7,949 | $6,055 | $1,894 | $1,894 |
| ORACLE CORPORATION CMN | P | 2018-04-03 | 2020-05-28 | $22,001 | $18,305 | $3,696 | $3,696 |
| GS HIGH YIELD FLOATING RATE FUND CLA | P | 2020-03-31 | 2020-04-17 | $430 | $406 | $24 | $24 |
| WELLTOWER INC. 3.95% 09/01/2023 SR L | P | 2018-08-09 | 2020-07-01 | $53,971 | $49,984 | $3,987 | $3,987 |
| ATRICURE, INC CMN | P | 2018-10-04 | 2020-04-22 | $1,197 | $935 | $262 | $262 |
| CATALENT, INC. CMN | P | 2015-03-04 | 2020-05-22 | $1,255 | $474 | $781 | $781 |
| DRIL-QUIP, INC. CMN | P | 2014-08-15 | 2020-10-28 | $237 | $1,001 | -$764 | -$764 |
| EXLSERVICE HOLDINGS, INC. CMN | P | 2016-09-08 | 2020-03-19 | $403 | $471 | -$68 | -$68 |
| ICF INTERNATIONAL INC CMN | P | 2018-02-20 | 2020-04-15 | $327 | $282 | $45 | $45 |
| MATADOR RES CO CMN | P | 2018-11-20 | 2020-03-19 | $46 | $690 | -$644 | -$644 |
| PEBBLEBROOK HOTEL TRUST CMN | P | 2017-06-29 | 2020-03-03 | $196 | $328 | -$132 | -$132 |
| PROOFPOINT INC CMN | P | 2017-06-27 | 2020-02-18 | $633 | $423 | $210 | $210 |
| SILGAN HOLDINGS INC CMN | P | 2018-10-08 | 2020-06-16 | $956 | $823 | $133 | $133 |
| UNITED BANKSHARES INC W V CMN | P | 2017-01-17 | 2020-01-30 | $520 | $660 | -$140 | -$140 |
| WD 40 CO CMN | P | 2013-03-12 | 2020-07-23 | $1,145 | $326 | $819 | $819 |
| BALCHEM CORPORATION CMN | P | 2020-05-15 | 2020-10-29 | $498 | $431 | $67 | $67 |
| GLOBANT S.A. CMN | P | 2019-04-11 | 2020-03-03 | $118 | $80 | $38 | $38 |
| QUIDEL CORP CMN | P | 2020-03-04 | 2020-07-08 | $3,558 | $1,243 | $2,315 | $2,315 |
| AVALONBAY CMMUN INC | P | 2020-01-21 | 2020-09-11 | $4,803 | $7,003 | -$2,200 | -$2,200 |
| AT&T INC | P | 2018-06-18 | 2020-02-20 | $1,499 | $1,257 | $242 | $242 |
| CME GROUP INC | P | 2018-07-12 | 2020-01-13 | $11,424 | $9,315 | $2,109 | $2,109 |
| FIDELITY NATL INFO SVCS | P | 2018-06-18 | 2020-02-20 | $4,242 | $2,897 | $1,345 | $1,345 |
| MONDELEZ INTERNATIONAL | P | 2018-06-18 | 2020-02-20 | $2,302 | $1,568 | $734 | $734 |
| PNC FINCL SERVICES GROUP | P | 2019-01-09 | 2020-02-20 | $3,240 | $2,533 | $707 | $707 |
| WEC ENERGY GROUP INC SHS | P | 2018-06-18 | 2020-04-06 | $5,060 | $3,406 | $1,654 | $1,654 |
| US TSY 0.375% MAR 21 2022 | P | 2020-03-31 | 2020-05-29 | $14,055 | $14,035 | $20 | $20 |
| UNITED TECHNOLOGI 3.65% 23 | P | 2018-10-15 | 2020-02-28 | $8,396 | $7,951 | $445 | $445 |
| US TSY 2.375% MAY 15 2029 | P | 2019-06-28 | 2020-01-08 | $14,639 | $14,439 | $200 | $200 |
| U.S. TRSY INFLATION NTE | P | 2018-08-31 | 2020-03-30 | $1,114 | $1,065 | $49 | $49 |
| US TSY 3.125% MAY 15 2021 | P | 2013-05-31 | 2020-06-10 | $39,030 | $38,482 | $548 | $548 |
| FIRST EAGLE GLOBAL FUND | P | 2013-12-18 | 2020-06-22 | $36,808 | $35,528 | $1,280 | $1,280 |
| FIRST EAGLE GLOBAL FUND | P | 2016-12-15 | 2020-07-27 | $1,882 | $1,800 | $82 | $82 |
| FIRST EAGLE OVERSEAS | P | 2016-12-15 | 2020-02-19 | $24 | $23 | $1 | $1 |
| OAKMARK INTL FD CL | P | 2018-12-13 | 2020-07-16 | $20 | $24 | -$4 | -$4 |
| FIRST EAGLE GLOBAL FUND | P | 2011-06-03 | 2020-03-19 | $11,576 | $12,863 | -$1,287 | -$1,287 |
| ALPHABET INC. CMN CLASS C | P | 2019-07-25 | 2020-07-30 | $9,094 | $6,803 | $2,291 | $2,291 |
| FISERV, INC. CMN | P | 2019-01-16 | 2020-05-01 | $7,848 | $5,451 | $2,397 | $2,397 |
| ORACLE CORPORATION CMN | P | 2018-04-03 | 2020-05-28 | $10,063 | $8,414 | $1,649 | $1,649 |
| TCW METWEST UNCONSTRAINED BOND FUND | P | 2020-03-31 | 2020-04-17 | $671 | $656 | $15 | $15 |
| KIMCO REALTY CORP 3.2% 05/01/2021 SR | P | 2020-04-24 | 2020-08-25 | $27,400 | $27,057 | $343 | $343 |
| ATRICURE, INC CMN | P | 2018-10-31 | 2020-02-14 | $1,093 | $794 | $299 | $299 |
| CATALENT, INC. CMN | P | 2015-03-05 | 2020-05-14 | $3,850 | $1,638 | $2,212 | $2,212 |
| DRIL-QUIP, INC. CMN | P | 2013-03-12 | 2020-10-28 | $521 | $1,840 | -$1,319 | -$1,319 |
| FIVE BELOW INC CMN | P | 2015-09-03 | 2020-11-06 | $1,405 | $348 | $1,057 | $1,057 |
| ICF INTERNATIONAL INC CMN | P | 2018-02-21 | 2020-04-14 | $343 | $284 | $59 | $59 |
| MATADOR RES CO CMN | P | 2018-06-08 | 2020-03-19 | $8 | $130 | -$122 | -$122 |
| PEBBLEBROOK HOTEL TRUST CMN | P | 2013-07-24 | 2020-03-03 | $1,176 | $1,631 | -$455 | -$455 |
| QTS REALTY TRUST, INC. CMN | P | 2017-10-31 | 2020-07-24 | $342 | $282 | $60 | $60 |
| SILGAN HOLDINGS INC CMN | P | 2018-03-28 | 2020-06-16 | $32 | $28 | $4 | $4 |
| UNITED BANKSHARES INC W V CMN | P | 2016-12-20 | 2020-01-30 | $1,561 | $2,089 | -$528 | -$528 |
| WEBSTER FINANCIAL CORP CMN | P | 2016-02-17 | 2020-10-23 | $505 | $514 | -$9 | -$9 |
| CANTEL MEDICAL CORP. CMN | P | 2019-03-15 | 2020-01-07 | $671 | $675 | -$4 | -$4 |
| GLOBUS MEDICAL INC CMN CLASS A | P | 2019-07-25 | 2020-03-24 | $404 | $438 | -$34 | -$34 |
| QUIDEL CORP CMN | P | 2020-03-04 | 2020-05-15 | $1,532 | $663 | $869 | $869 |
| AVALONBAY CMMUN INC | P | 2020-01-21 | 2020-09-14 | $8,105 | $11,599 | -$3,494 | -$3,494 |
| AT&T INC | P | 2018-06-18 | 2020-09-09 | $1,453 | $1,580 | -$127 | -$127 |
| CME GROUP INC | P | 2018-08-29 | 2020-01-13 | $7,344 | $6,190 | $1,154 | $1,154 |
| FIDELITY NATL INFO SVCS | P | 2018-06-18 | 2020-09-09 | $2,341 | $1,717 | $624 | $624 |
| MONDELEZ INTERNATIONAL | P | 2018-06-18 | 2020-09-09 | $1,263 | $884 | $379 | $379 |
| PNC FINCL SERVICES GROUP | P | 2019-01-09 | 2020-06-18 | $12,712 | $13,873 | -$1,161 | -$1,161 |
| WEC ENERGY GROUP INC SHS | P | 2018-06-18 | 2020-09-09 | $1,079 | $669 | $410 | $410 |
| US TSY 2.250% NOV 15 2024 | P | 2019-06-04 | 2020-04-13 | $15,162 | $14,183 | $979 | $979 |
| WESTPAC BANKING 2.50% 2022 | P | 2017-06-22 | 2020-06-18 | $8,305 | $7,997 | $308 | $308 |
| US TSY 1.875% JUL 31 2026 | P | 2019-07-31 | 2020-01-08 | $23,178 | $22,946 | $232 | $232 |
| U.S. TRSY INFLATION NTE | P | 2018-11-01 | 2020-03-30 | $10,028 | $9,374 | $654 | $654 |
| LOCKHEED MARTIN 2.50% 2020 | P | 2015-12-14 | 2020-06-16 | $4,031 | $4,000 | $31 | $31 |
| FIRST EAGLE GLOBAL FUND | P | 2013-12-18 | 2020-06-22 | $8,378 | $8,086 | $292 | $292 |
| FIRST EAGLE GLOBAL FUND | P | 2017-04-03 | 2020-07-27 | $99,289 | $100,003 | -$714 | -$714 |
| FIRST EAGLE OVERSEAS | P | 2016-12-15 | 2020-02-19 | $10,094 | $9,536 | $558 | $558 |
| OAKMARK INTL FD CL | P | 2018-12-13 | 2020-07-16 | $5,060 | $5,338 | -$278 | -$278 |
| FIRST EAGLE GLOBAL FUND | P | 2011-06-03 | 2020-04-27 | $2,277 | $2,152 | $125 | $125 |
| ALPHABET INC. CMN CLASS C | P | 2018-12-10 | 2020-07-30 | $15,157 | $10,347 | $4,810 | $4,810 |
| FISERV, INC. CMN | P | 2019-01-18 | 2020-04-30 | $9,495 | $7,051 | $2,444 | $2,444 |
| ORACLE CORPORATION CMN | P | 2018-04-03 | 2020-05-27 | $9,829 | $8,280 | $1,549 | $1,549 |
| ABBVIE INC 2.5% 05/14/2020 SR LIEN | P | 2015-05-05 | 2020-05-14 | $50,000 | $49,795 | $205 | $205 |
| KIMCO REALTY CORP 3.2% 05/01/2021 SR | P | 2020-04-24 | 2020-07-30 | $18,298 | $18,042 | $256 | $256 |
| ATRICURE, INC CMN | P | 2018-10-04 | 2020-02-14 | $656 | $467 | $189 | $189 |
| CATALENT, INC. CMN | P | 2017-09-27 | 2020-02-18 | $238 | $156 | $82 | $82 |
| ENTEGRIS, INC. CMN | P | 2019-01-17 | 2020-08-11 | $1,388 | $583 | $805 | $805 |
| FIVE BELOW INC CMN | P | 2015-08-07 | 2020-11-06 | $1,405 | $368 | $1,037 | $1,037 |
| ICU MEDICAL INC CMN | P | 2013-03-12 | 2020-12-17 | $1,048 | $300 | $748 | $748 |
| MATADOR RES CO CMN | P | 2018-06-07 | 2020-03-19 | $41 | $729 | -$688 | -$688 |
| PEBBLEBROOK HOTEL TRUST CMN | P | 2013-03-12 | 2020-03-03 | $1,176 | $1,466 | -$290 | -$290 |
| QTS REALTY TRUST, INC. CMN | P | 2017-10-31 | 2020-07-23 | $479 | $395 | $84 | $84 |
| SILGAN HOLDINGS INC CMN | P | 2018-03-28 | 2020-04-15 | $1,125 | $965 | $160 | $160 |
| VERACYTE, INC. CMN | P | 2019-12-05 | 2020-12-15 | $272 | $148 | $124 | $124 |
| WEBSTER FINANCIAL CORP CMN | P | 2015-09-29 | 2020-10-23 | $1,515 | $1,583 | -$68 | -$68 |
| CMC MATERIALS INC CMN | P | 2020-08-07 | 2020-12-01 | $4,605 | $4,822 | -$217 | -$217 |
| GLOBUS MEDICAL INC CMN CLASS A | P | 2019-07-24 | 2020-03-24 | $1,211 | $1,306 | -$95 | -$95 |
| RBC BEARINGS INCORPORATED CMN | P | 2019-05-29 | 2020-02-14 | $899 | $720 | $179 | $179 |
| BECTON DICKINSON CO | P | 2019-06-07 | 2020-05-22 | $6,758 | $6,677 | $81 | $81 |
| AMER EXPRESS COMPANY | P | 2019-08-13 | 2020-09-09 | $1,242 | $1,512 | -$270 | -$270 |
| CME GROUP INC | P | 2018-08-29 | 2020-09-09 | $1,512 | $1,548 | -$36 | -$36 |
| HONEYWELL INTL INC DEL | P | 2018-06-18 | 2020-02-20 | $2,000 | $1,585 | $415 | $415 |
| MEDTRONIC PLC SHS | P | 2018-06-18 | 2020-02-20 | $1,036 | $776 | $260 | $260 |
| PNC FINCL SERVICES GROUP | P | 2019-01-09 | 2020-06-19 | $23,296 | $25,815 | -$2,519 | -$2,519 |
| TRANE TECHNOLOGIES PLC | P | 2018-06-18 | 2020-09-09 | $1,892 | $1,139 | $753 | $753 |
| US TSY 2.250% NOV 15 2024 | P | 2019-06-05 | 2020-04-13 | $6,498 | $6,086 | $412 | $412 |
| HSBC HOLDINGS PLC 5.10% 21 | P | 2016-05-05 | 2020-06-09 | $10,380 | $10,199 | $181 | $181 |
| US TSY 1.875% JUL 31 2026 | P | 2019-07-31 | 2020-02-24 | $3,109 | $2,993 | $116 | $116 |
| U.S. TRSY INFLATION NTE | P | 2019-01-14 | 2020-03-30 | $6,685 | $6,360 | $325 | $325 |
| SHIRE ACQ INV IRE 2.40% 21 | P | 2016-09-20 | 2020-08-11 | $10,218 | $10,024 | $194 | $194 |
| FIRST EAGLE GLOBAL FUND | P | 2014-12-17 | 2020-06-22 | $54 | $49 | $5 | $5 |
| FIRST EAGLE GLOBAL FUND | P | 2017-12-14 | 2020-07-27 | $57 | $57 | ||
| FIRST EAGLE OVERSEAS | P | 2016-12-15 | 2020-02-19 | $24 | $23 | $1 | $1 |
| OAKMARK INTL FD CL | P | 2018-12-13 | 2020-07-16 | $10,460 | $11,035 | -$575 | -$575 |
| FIRST EAGLE GLOBAL FUND | P | 2011-06-30 | 2020-04-27 | $35,223 | $33,789 | $1,434 | $1,434 |
| AMAZON.COM INC CMN | P | 2018-04-03 | 2020-09-04 | $6,637 | $2,785 | $3,852 | $3,852 |
| LIBERTY GLOBAL, PLC. CMN CLASS C | P | 2018-04-03 | 2020-10-12 | $20,730 | $28,125 | -$7,395 | -$7,395 |
| ORACLE CORPORATION CMN | P | 2018-04-03 | 2020-05-26 | $9,619 | $8,101 | $1,518 | $1,518 |
| AT&T INC. 3.4% 05/15/2025 USD SR LIE | P | 2019-05-24 | 2020-08-12 | $55,943 | $50,228 | $5,715 | $5,715 |
| PACIFIC GAS AND ELECTRIC COMPA 1.75% | P | 2020-06-16 | 2020-07-06 | $35,065 | $34,998 | $67 | $67 |
| CANTEL MEDICAL CORP. CMN | P | 2013-11-04 | 2020-05-04 | $615 | $668 | -$53 | -$53 |
| CATALENT, INC. CMN | P | 2015-03-05 | 2020-02-18 | $357 | $179 | $178 | $178 |
| ENTEGRIS, INC. CMN | P | 2019-01-17 | 2020-08-07 | $3,197 | $1,312 | $1,885 | $1,885 |
| FIVE BELOW INC CMN | P | 2015-08-07 | 2020-06-25 | $524 | $184 | $340 | $340 |
| ICU MEDICAL INC CMN | P | 2013-03-12 | 2020-12-15 | $2,142 | $660 | $1,482 | $1,482 |
| MATADOR RES CO CMN | P | 2016-11-22 | 2020-03-19 | $38 | $639 | -$601 | -$601 |
| PERFORMANCE FOOD GROUP COMPANY CMN | P | 2018-02-08 | 2020-03-27 | $648 | $773 | -$125 | -$125 |
| RITCHIE BROS. AUCTIONEERS INC CMN | P | 2013-03-12 | 2020-11-06 | $1,485 | $424 | $1,061 | $1,061 |
| SILGAN HOLDINGS INC CMN | P | 2018-03-28 | 2020-04-14 | $451 | $386 | $65 | $65 |
| VERACYTE, INC. CMN | P | 2019-12-04 | 2020-12-15 | $815 | $416 | $399 | $399 |
| WEBSTER FINANCIAL CORP CMN | P | 2015-03-25 | 2020-10-23 | $1,347 | $1,467 | -$120 | -$120 |
| CRYOPORT, INC. CMN | P | 2020-01-17 | 2020-11-27 | $136 | $58 | $78 | $78 |
| GLOBUS MEDICAL INC CMN CLASS A | P | 2019-07-25 | 2020-02-18 | $851 | $657 | $194 | $194 |
| SITEONE LANDSCAPE SUPPLY, INC. CMN | P | 2019-03-15 | 2020-02-14 | $1,576 | $819 | $757 | $757 |
| BECTON DICKINSON CO | P | 2019-06-10 | 2020-05-22 | $5,310 | $5,269 | $41 | $41 |
| APPLE INC | P | 2018-06-18 | 2020-02-20 | $2,266 | $1,322 | $944 | $944 |
| CYRUSONE INC | P | 2018-06-18 | 2020-02-14 | $3,466 | $2,852 | $614 | $614 |
| INGERSOLL-RAND PLC | P | 2018-06-18 | 2020-03-09 | $21 | $20 | $1 | $1 |
| MEDTRONIC PLC SHS | P | 2018-06-18 | 2020-02-27 | $13,863 | $11,470 | $2,393 | $2,393 |
| PNC FINCL SERVICES GROUP | P | 2019-03-22 | 2020-06-19 | $7,620 | $8,355 | -$735 | -$735 |
| TEXAS INSTRUMENTS | P | 2018-04-03 | 2020-09-09 | $3,165 | $2,337 | $828 | $828 |
| US TSY 2.250% NOV 15 2024 | P | 2019-06-07 | 2020-04-13 | $3,249 | $3,046 | $203 | $203 |
| HSBC HOLDINGS PLC 5.10% 21 | P | 2017-08-02 | 2020-06-09 | $1,038 | $1,023 | $15 | $15 |
| US TSY 1.875% JUL 31 2026 | P | 2019-09-12 | 2020-02-24 | $16,583 | $16,162 | $421 | $421 |
| US TSY 2.750% JUL 31 2023 | P | 2018-07-31 | 2020-03-30 | $52,968 | $48,776 | $4,192 | $4,192 |
| FIRST EAGLE GLOBAL FUND | P | 2019-12-19 | 2020-07-27 | $16,320 | $16,518 | -$198 | -$198 |
| FIRST EAGLE GLOBAL FUND | P | 2014-12-17 | 2020-06-22 | $10,107 | $9,593 | $514 | $514 |
| FIRST EAGLE GLOBAL FUND | P | 2017-12-14 | 2020-07-27 | $13,801 | $14,232 | -$431 | -$431 |
| FIRST EAGLE OVERSEAS | P | 2016-12-15 | 2020-02-19 | $169 | $159 | $10 | $10 |
| COHEN & STEERS GLOBAL | P | 2011-10-19 | 2020-02-19 | $25,000 | $15,029 | $9,971 | $9,971 |
| FIRST EAGLE GLOBAL FUND | P | 2011-06-30 | 2020-06-22 | $17,906 | $16,230 | $1,676 | $1,676 |
| AMAZON.COM INC CMN | P | 2018-04-03 | 2020-08-20 | $19,813 | $8,355 | $11,458 | $11,458 |
| LIBERTY GLOBAL, PLC. CMN CLASS C | P | 2018-04-03 | 2020-06-22 | $1,067 | $1,409 | -$342 | -$342 |
| ORACLE CORPORATION CMN | P | 2018-04-03 | 2020-03-09 | $3,931 | $3,804 | $127 | $127 |
| AUTOZONE, INC. 4.0% 11/15/2020 SR LI | P | 2015-06-03 | 2020-08-15 | $50,000 | $50,000 | ||
| AAR CORP. CMN | P | 2018-02-27 | 2020-03-24 | $75 | $218 | -$143 | -$143 |
| CANTEL MEDICAL CORP. CMN | P | 2013-10-09 | 2020-05-04 | $1,132 | $1,103 | $29 | $29 |
| CATALENT, INC. CMN | P | 2018-03-28 | 2020-01-30 | $1,857 | $1,217 | $640 | $640 |
| ENTEGRIS, INC. CMN | P | 2019-01-22 | 2020-07-09 | $2,132 | $1,028 | $1,104 | $1,104 |
| GLOBUS MEDICAL INC CMN CLASS A | P | 2014-05-15 | 2020-05-22 | $2,465 | $1,092 | $1,373 | $1,373 |
| JOHN BEAN TECHNOLOGIES CORPORA CMN | P | 2017-08-03 | 2020-03-05 | $274 | $272 | $2 | $2 |
| MATADOR RES CO CMN | P | 2016-10-19 | 2020-03-19 | $123 | $1,910 | -$1,787 | -$1,787 |
| PERFORMANCE FOOD GROUP COMPANY CMN | P | 2018-02-08 | 2020-01-31 | $523 | $309 | $214 | $214 |
| RITCHIE BROS. AUCTIONEERS INC CMN | P | 2013-01-30 | 2020-11-06 | $1,485 | $435 | $1,050 | $1,050 |
| SITEONE LANDSCAPE SUPPLY, INC. CMN | P | 2019-03-15 | 2020-11-30 | $2,742 | $1,092 | $1,650 | $1,650 |
| VERACYTE, INC. CMN | P | 2019-12-03 | 2020-12-04 | $2,270 | $1,045 | $1,225 | $1,225 |
| WEBSTER FINANCIAL CORP CMN | P | 2015-03-25 | 2020-03-27 | $734 | $1,284 | -$550 | -$550 |
| CRYOPORT, INC. CMN | P | 2020-01-16 | 2020-11-27 | $91 | $38 | $53 | $53 |
| HELEN OF TROY LTD (NEW) CMN | P | 2020-03-03 | 2020-11-18 | $1,994 | $1,714 | $280 | $280 |
| VERACYTE, INC. CMN | P | 2019-12-05 | 2020-10-22 | $1,379 | $1,038 | $341 | $341 |
| INTL FLAVORS&FRAGRNC | P | 2019-11-25 | 2020-09-09 | $867 | $987 | -$120 | -$120 |
| APPLE INC | P | 2018-06-18 | 2020-09-09 | $6,384 | $2,596 | $3,788 | $3,788 |
| CYRUSONE INC | P | 2018-06-18 | 2020-02-18 | $6,039 | $5,034 | $1,005 | $1,005 |
| INGERSOLL-RAND PLC | P | 2018-06-18 | 2020-03-09 | $2,720 | $2,759 | -$39 | -$39 |
| MARSH & MCLENNAN COS INC | P | 2018-06-18 | 2020-02-20 | $1,895 | $1,321 | $574 | $574 |
| PNC FINCL SERVICES GROUP | P | 2019-03-22 | 2020-06-22 | $2,157 | $2,387 | -$230 | -$230 |
| UNITEDHEALTH GROUP INC | P | 2018-06-18 | 2020-09-09 | $2,788 | $2,293 | $495 | $495 |
| US TSY 2.250% NOV 15 2024 | P | 2019-10-30 | 2020-04-13 | $1,083 | $1,025 | $58 | $58 |
| BANK OF MONTREAL | P | 2016-10-28 | 2020-10-19 | $8,116 | $7,929 | $187 | $187 |
| US TSY 1.625% AUG 15 2029 | P | 2020-01-08 | 2020-12-31 | $22,457 | $20,657 | $1,800 | $1,800 |
| US TSY 2.750% JUL 31 2023 | P | 2018-09-21 | 2020-03-30 | $14,053 | $12,880 | $1,173 | $1,173 |
| FIRST EAGLE GLOBAL FUND | P | 2019-12-19 | 2020-07-27 | $45,191 | $45,737 | -$546 | -$546 |
| FIRST EAGLE GLOBAL FUND | P | 2014-12-17 | 2020-06-22 | $50,158 | $47,606 | $2,552 | $2,552 |
| FIRST EAGLE GLOBAL FUND | P | 2017-12-14 | 2020-07-27 | $45,282 | $46,695 | -$1,413 | -$1,413 |
| FIRST EAGLE OVERSEAS | P | 2017-04-03 | 2020-02-19 | $4,683 | $4,735 | -$52 | -$52 |
| COHEN & STEERS GLOBAL | P | 2011-10-19 | 2020-07-27 | $100,000 | $76,721 | $23,279 | $23,279 |
| FIRST EAGLE GLOBAL FUND | P | 2011-12-14 | 2020-06-22 | $23,728 | $19,597 | $4,131 | $4,131 |
| AMAZON.COM INC CMN | P | 2018-04-03 | 2020-08-06 | $3,234 | $1,392 | $1,842 | $1,842 |
| LIBERTY GLOBAL, PLC. CMN CLASS C | P | 2018-04-03 | 2020-06-19 | $10,209 | $13,433 | -$3,224 | -$3,224 |
| TRIPADVISOR, INC. CMN | P | 2018-04-03 | 2020-12-03 | $23,543 | $32,571 | -$9,028 | -$9,028 |
| DR PEPPER SNAPPLE GRP INC 2.0% 01/15 | P | 2015-05-12 | 2020-01-15 | $75,000 | $73,848 | $1,152 | $1,152 |
| AAR CORP. CMN | P | 2018-02-20 | 2020-03-24 | $537 | $1,537 | -$1,000 | -$1,000 |
| CANTEL MEDICAL CORP. CMN | P | 2013-11-04 | 2020-01-08 | $991 | $527 | $464 | $464 |
| CATALENT, INC. CMN | P | 2018-03-27 | 2020-01-30 | $1,176 | $753 | $423 | $423 |
| ENTEGRIS, INC. CMN | P | 2019-01-17 | 2020-07-09 | $305 | $146 | $159 | $159 |
| GRAND CANYON EDUCATION, INC. CMN | P | 2015-01-26 | 2020-10-29 | $387 | $224 | $163 | $163 |
| JOHN BEAN TECHNOLOGIES CORPORA CMN | P | 2017-08-03 | 2020-03-04 | $1,183 | $1,088 | $95 | $95 |
| MATADOR RES CO CMN | P | 2014-08-15 | 2020-03-19 | $69 | $1,150 | -$1,081 | -$1,081 |
| POWER INTEGRATIONS, INC. CMN | P | 2013-03-12 | 2020-08-28 | $1,406 | $528 | $878 | $878 |
| RITCHIE BROS. AUCTIONEERS INC CMN | P | 2018-04-02 | 2020-08-28 | $599 | $311 | $288 | $288 |
| SITEONE LANDSCAPE SUPPLY, INC. CMN | P | 2019-03-15 | 2020-10-29 | $614 | $273 | $341 | $341 |
| VIRTUSA CORPORATION CMN | P | 2019-01-02 | 2020-11-18 | $150 | $124 | $26 | $26 |
| WILLSCOT MOBILE MINI HOLDINGS CMN | P | 2019-07-24 | 2020-10-19 | $513 | $426 | $87 | $87 |
| CRYOPORT, INC. CMN | P | 2020-01-17 | 2020-11-25 | $268 | $115 | $153 | $153 |
| ICF INTERNATIONAL INC CMN | P | 2019-10-17 | 2020-04-14 | $343 | $394 | -$51 | -$51 |
| WD 40 CO CMN | P | 2020-04-14 | 2020-07-23 | $1,335 | $1,203 | $132 | $132 |
| INTL FLAVORS&FRAGRNC | P | 2019-11-26 | 2020-09-09 | $1,486 | $1,700 | -$214 | -$214 |
| BECTON DICKINSON CO | P | 2018-06-18 | 2020-01-10 | $7,982 | $6,696 | $1,286 | $1,286 |
| CYRUSONE INC | P | 2018-06-18 | 2020-02-19 | $7,436 | $6,264 | $1,172 | $1,172 |
| INGERSOLL-RAND PLC | P | 2018-06-18 | 2020-03-10 | $7,560 | $7,687 | -$127 | -$127 |
| MARSH & MCLENNAN COS INC | P | 2018-06-18 | 2020-09-09 | $1,851 | $1,321 | $530 | $530 |
| PHILIP MORRIS INTL INC | P | 2018-06-18 | 2020-09-09 | $1,290 | $1,280 | $10 | $10 |
| UNION PACIFIC CORP | P | 2018-06-18 | 2020-02-20 | $3,128 | $2,495 | $633 | $633 |
| US TSY 0.250% JUN 30 2025 | P | 2020-07-07 | 2020-08-27 | $6,982 | $6,985 | -$3 | -$3 |
| US TSY 2.625% MAY 15 2021 | P | 2018-05-16 | 2020-01-15 | $29,386 | $28,898 | $488 | $488 |
| HOME DEPOT INC 2.00% 2021 | P | 2016-06-08 | 2020-01-09 | $10,026 | $10,041 | -$15 | -$15 |
| US TSY 2.750% JUL 31 2023 | P | 2018-11-29 | 2020-03-30 | $12,972 | $11,946 | $1,026 | $1,026 |
| VANGUARD HIGH DVD YIELD | P | 2012-07-23 | 2020-02-19 | $24,996 | $12,789 | $12,207 | $12,207 |
| FIRST EAGLE GLOBAL FUND | P | 2014-12-17 | 2020-06-22 | $4,054 | $3,847 | $207 | $207 |
| FIRST EAGLE GLOBAL FUND | P | 2017-12-14 | 2020-07-27 | $1,825 | $1,882 | -$57 | -$57 |
| FIRST EAGLE OVERSEAS | P | 2017-04-03 | 2020-04-27 | $37,500 | $42,311 | -$4,811 | -$4,811 |
| COHEN & STEERS GLOBAL | P | 2011-10-19 | 2020-09-08 | $50,000 | $36,165 | $13,835 | $13,835 |
| FIRST EAGLE GLOBAL FUND | P | 2011-12-14 | 2020-06-22 | $54 | $45 | $9 | $9 |
| AMAZON.COM INC CMN | P | 2018-04-03 | 2020-07-30 | $30,459 | $13,924 | $16,535 | $16,535 |
| LIBERTY GLOBAL, PLC. CMN CLASS C | P | 2018-04-03 | 2020-03-20 | $20,854 | $37,451 | -$16,597 | -$16,597 |
| BERKSHIRE HATHAWAY INC. CLASS B | P | 2020-02-03 | 2020-04-17 | $6,698 | $7,867 | -$1,169 | -$1,169 |
| INGERSOLL-RAND LUXEMBOURG FINA 2.625 | P | 2015-06-01 | 2020-04-13 | $50,000 | $50,000 | ||
| AAR CORP. CMN | P | 2018-03-12 | 2020-03-23 | $198 | $674 | -$476 | -$476 |
| CANTEL MEDICAL CORP. CMN | P | 2013-11-04 | 2020-01-07 | $67 | $35 | $32 | $32 |
| CATALENT, INC. CMN | P | 2017-09-27 | 2020-01-30 | $371 | $234 | $137 | $137 |
| ENTEGRIS, INC. CMN | P | 2019-01-22 | 2020-06-25 | $1,753 | $881 | $872 | $872 |
| HUBSPOT INC. CMN | P | 2016-11-03 | 2020-09-23 | $5,746 | $1,002 | $4,744 | $4,744 |
| JOHN BEAN TECHNOLOGIES CORPORA CMN | P | 2017-06-29 | 2020-03-04 | $1,479 | $1,439 | $40 | $40 |
| MATADOR RES CO CMN | P | 2013-12-04 | 2020-03-19 | $77 | $1,111 | -$1,034 | -$1,034 |
| POWER INTEGRATIONS, INC. CMN | P | 2011-02-01 | 2020-08-28 | $1,124 | $374 | $750 | $750 |
| RITCHIE BROS. AUCTIONEERS INC CMN | P | 2013-01-30 | 2020-08-28 | $300 | $109 | $191 | $191 |
| SITEONE LANDSCAPE SUPPLY, INC. CMN | P | 2019-03-15 | 2020-10-26 | $1,232 | $546 | $686 | $686 |
| VIRTUSA CORPORATION CMN | P | 2018-12-27 | 2020-11-18 | $1,501 | $1,206 | $295 | $295 |
| WILLSCOT MOBILE MINI HOLDINGS CMN | P | 2019-07-24 | 2020-10-15 | $418 | $341 | $77 | $77 |
| CRYOPORT, INC. CMN | P | 2020-01-17 | 2020-11-23 | $326 | $134 | $192 | $192 |
| ICF INTERNATIONAL INC CMN | P | 2019-10-17 | 2020-01-31 | $443 | $394 | $49 | $49 |
| WEBSTER FINANCIAL CORP CMN | P | 2019-09-10 | 2020-03-27 | $315 | $727 | -$412 | -$412 |
| MERCK AND CO INC SHS | P | 2020-03-31 | 2020-09-09 | $1,855 | $1,696 | $159 | $159 |
| BECTON DICKINSON CO | P | 2018-06-18 | 2020-02-20 | $2,044 | $1,847 | $197 | $197 |
| CHUBB LTD | P | 2018-06-18 | 2020-02-20 | $1,146 | $906 | $240 | $240 |
| INGERSOLL-RAND PLC | P | 2018-06-18 | 2020-02-20 | $1,903 | $1,196 | $707 | $707 |
| MICROSOFT CORP | P | 2018-06-18 | 2020-02-27 | $13,901 | $8,472 | $5,429 | $5,429 |
| PHILLIPS 66 SHS | P | 2018-06-18 | 2020-02-20 | $4,019 | $5,181 | -$1,162 | -$1,162 |
| UNION PACIFIC CORP | P | 2018-06-18 | 2020-09-09 | $1,728 | $1,321 | $407 | $407 |
| US TSY 0.250% JUN 30 2025 | P | 2020-07-20 | 2020-08-27 | $997 | $999 | -$2 | -$2 |
| US TSY 1.375% MAY 31 2021 | P | 2016-06-16 | 2020-05-06 | $2,026 | $2,006 | $20 | $20 |
| LOCKHEED MARTIN C 2.50% 20 | P | 2015-12-14 | 2020-10-23 | $6,000 | $6,000 | ||
| US TSY 2.750% JUL 31 2023 | P | 2019-01-31 | 2020-03-30 | $20,539 | $19,185 | $1,354 | $1,354 |
| INVESCO BUYBACK | P | 2013-06-25 | 2020-02-19 | $24,914 | $12,514 | $12,400 | $12,400 |
| FIRST EAGLE GLOBAL FUND | P | 2015-12-18 | 2020-06-22 | $54 | $51 | $3 | $3 |
| FIRST EAGLE GLOBAL FUND | P | 2018-12-13 | 2020-07-27 | $57 | $57 | ||
| FIDELITY ADVISOR NEW | P | 2013-02-07 | 2020-02-19 | $12,817 | $8,835 | $3,982 | $3,982 |
| FIRST EAGLE GLOBAL FUND | P | 2011-03-14 | 2020-02-19 | $25,000 | $20,195 | $4,805 | $4,805 |
| FIRST EAGLE GLOBAL FUND | P | 2011-12-14 | 2020-06-22 | $22,593 | $18,660 | $3,933 | $3,933 |
| BERKSHIRE HATHAWAY INC. CLASS B | P | 2018-04-03 | 2020-08-25 | $9,610 | $8,843 | $767 | $767 |
| MICROSOFT CORPORATION CMN | P | 2018-04-03 | 2020-08-06 | $6,248 | $2,592 | $3,656 | $3,656 |
| DELTA AIR LINES, INC. CMN | P | 2020-02-27 | 2020-03-23 | $8,643 | $19,148 | -$10,505 | -$10,505 |
| JPMORGAN CHASE & CO. 2.55% 10/29/202 | P | 2015-10-22 | 2020-09-29 | $50,000 | $49,949 | $51 | $51 |
| AAR CORP. CMN | P | 2018-02-27 | 2020-03-23 | $198 | $653 | -$455 | -$455 |
| CATALENT, INC. CMN | P | 2015-10-19 | 2020-09-23 | $2,698 | $856 | $1,842 | $1,842 |
| CENTRAL GARDEN & PET CO CMN | P | 2018-02-27 | 2020-05-11 | $393 | $436 | -$43 | -$43 |
| ENTEGRIS, INC. CMN | P | 2019-01-22 | 2020-04-15 | $245 | $147 | $98 | $98 |
| HUBSPOT INC. CMN | P | 2016-08-03 | 2020-09-23 | $575 | $104 | $471 | $471 |
| JOHN BEAN TECHNOLOGIES CORPORA CMN | P | 2017-06-27 | 2020-03-04 | $1,676 | $1,599 | $77 | $77 |
| MATADOR RES CO CMN | P | 2013-12-03 | 2020-03-19 | $92 | $1,334 | -$1,242 | -$1,242 |
| POWER INTEGRATIONS, INC. CMN | P | 2013-03-12 | 2020-08-27 | $2,520 | $950 | $1,570 | $1,570 |
| RITCHIE BROS. AUCTIONEERS INC CMN | P | 2018-04-02 | 2020-08-27 | $907 | $466 | $441 | $441 |
| SITEONE LANDSCAPE SUPPLY, INC. CMN | P | 2019-03-15 | 2020-06-25 | $1,065 | $546 | $519 | $519 |
| VIRTUSA CORPORATION CMN | P | 2018-12-26 | 2020-11-18 | $1,151 | $907 | $244 | $244 |
| WILLSCOT MOBILE MINI HOLDINGS CMN | P | 2019-03-04 | 2020-10-15 | $418 | $375 | $43 | $43 |
| CRYOPORT, INC. CMN | P | 2020-01-17 | 2020-11-16 | $978 | $365 | $613 | $613 |
| ICU MEDICAL INC CMN | P | 2020-03-19 | 2020-12-15 | $779 | $721 | $58 | $58 |
| ML NEUBERGER SUPPLEMENTAL | P | 2019-09-10 | 2020-03-27 | $63,596 | $63,596 | ||
| SCHWAB CHARLES CORP NEW | P | 2020-01-10 | 2020-02-20 | $3,301 | $3,203 | $98 | $98 |
| BECTON DICKINSON CO | P | 2018-06-18 | 2020-04-06 | $10,504 | $10,391 | $113 | $113 |
| CISCO SYSTEMS INC COM | P | 2018-06-18 | 2020-09-09 | $1,078 | $1,197 | -$119 | -$119 |
| JPMORGAN CHASE & CO | P | 2018-06-18 | 2020-01-10 | $19,227 | $15,264 | $3,963 | $3,963 |
| MICROSOFT CORP | P | 2018-06-18 | 2020-03-26 | $5,182 | $3,429 | $1,753 | $1,753 |
| PEPSICO INC | P | 2018-06-18 | 2020-02-20 | $1,885 | $1,369 | $516 | $516 |
| BRIGHTHOUSE FINCL 3.70% 27 | P | 2019-12-04 | 2020-11-27 | $3,122 | $2,986 | $136 | $136 |
| US TSY 0.250% JUN 30 2025 | P | 2020-08-17 | 2020-08-27 | $1,995 | $1,997 | -$2 | -$2 |
| US TSY 1.375% MAY 31 2021 | P | 2016-06-16 | 2020-05-18 | $14,176 | $14,041 | $135 | $135 |
| TORONTO-DOMINION BANK | P | 2018-06-20 | 2020-09-14 | $20,436 | $20,002 | $434 | $434 |
| US TSY 1.625% AUG 15 2029 | P | 2019-08-29 | 2020-12-31 | $13,902 | $13,147 | $755 | $755 |
| INVESCO BUYBACK | P | 2013-06-25 | 2020-07-27 | $159,944 | $93,852 | $66,092 | $66,092 |
| FIRST EAGLE GLOBAL FUND | P | 2015-12-18 | 2020-06-22 | $4,648 | $4,403 | $245 | $245 |
| FIRST EAGLE GLOBAL FUND | P | 2018-12-13 | 2020-07-27 | $14,942 | $13,758 | $1,184 | $1,184 |
| FIDELITY ADVISOR NEW | P | 2013-02-07 | 2020-02-19 | $15 | $11 | $4 | $4 |
| FIRST EAGLE GLOBAL FUND | P | 2011-03-14 | 2020-03-09 | $27 | $25 | $2 | $2 |
| NEUBERGER BERMAN | P | 2011-06-30 | 2020-07-27 | $100,000 | $82,896 | $17,104 | $17,104 |
| BERKSHIRE HATHAWAY INC. CLASS B | P | 2019-04-16 | 2020-04-17 | $11,292 | $12,474 | -$1,182 | -$1,182 |
| MICROSOFT CORPORATION CMN | P | 2018-04-03 | 2020-07-30 | $33,369 | $14,747 | $18,622 | $18,622 |
| FOX CORPORATION CMN CLASS B | P | 2019-03-19 | 2020-01-22 | $22,425 | $23,532 | -$1,107 | -$1,107 |
| LOCKHEED MARTIN CORPORATION 2.5% 11/ | P | 2019-05-07 | 2020-10-23 | $40,000 | $39,876 | $124 | $124 |
| AAR CORP. CMN | P | 2018-02-26 | 2020-03-23 | $250 | $831 | -$581 | -$581 |
| CATALENT, INC. CMN | P | 2015-10-16 | 2020-09-23 | $1,265 | $400 | $865 | $865 |
| CENTRAL GARDEN & PET CO CMN | P | 2018-02-26 | 2020-05-11 | $608 | $676 | -$68 | -$68 |
| ENTEGRIS, INC. CMN | P | 2019-04-10 | 2020-04-14 | $258 | $197 | $61 | $61 |
| HUBSPOT INC. CMN | P | 2016-08-03 | 2020-08-10 | $1,303 | $259 | $1,044 | $1,044 |
| JOHN BEAN TECHNOLOGIES CORPORA CMN | P | 2017-06-29 | 2020-01-31 | $570 | $480 | $90 | $90 |
| MATADOR RES CO CMN | P | 2013-11-26 | 2020-03-19 | $107 | $1,632 | -$1,525 | -$1,525 |
| PRA GROUP, INC. CMN | P | 2018-05-24 | 2020-10-08 | $590 | $594 | -$4 | -$4 |
| RITCHIE BROS. AUCTIONEERS INC CMN | P | 2018-04-02 | 2020-01-31 | $425 | $311 | $114 | $114 |
| STIFEL FINANCIAL CORP CMN | P | 2010-12-03 | 2020-12-17 | $26 | $26 | $26 | |
| VIRTUSA CORPORATION CMN | P | 2018-12-21 | 2020-11-18 | $1,801 | $1,430 | $371 | $371 |
| WILLSCOT MOBILE MINI HOLDINGS CMN | P | 2013-07-24 | 2020-10-15 | $1,881 | $1,575 | $306 | $306 |
| DRIL-QUIP, INC. CMN | P | 2019-12-06 | 2020-10-29 | $238 | $447 | -$209 | -$209 |
| MATADOR RES CO CMN | P | 2019-08-07 | 2020-03-19 | $77 | $744 | -$667 | -$667 |
| ML LOOMIS SAYLES | P | 2019-09-10 | 2020-03-27 | $15,451 | $15,451 | ||
| ANTHEM INC | P | 2019-11-06 | 2020-09-09 | $2,385 | $2,482 | -$97 | -$97 |
| BECTON DICKINSON CO | P | 2018-06-18 | 2020-05-22 | $26,791 | $25,630 | $1,161 | $1,161 |
| COLGATE PALMOLIVE | P | 2018-06-18 | 2020-09-09 | $2,716 | $2,216 | $500 | $500 |
| JPMORGAN CHASE & CO | P | 2018-06-18 | 2020-02-20 | $2,483 | $1,949 | $534 | $534 |
| MICROSOFT CORP | P | 2018-06-18 | 2020-06-26 | $17,362 | $8,875 | $8,487 | $8,487 |
| REALTY INCM CRP MD PV1. | P | 2018-10-04 | 2020-01-15 | $5,247 | $3,843 | $1,404 | $1,404 |
| US TSY 2.625% MAY 15 2021 | P | 2019-05-16 | 2020-01-15 | $1,013 | $1,006 | $7 | $7 |
| US TSY 3.125% MAY 15 2021 | P | 2019-06-04 | 2020-04-20 | $1,032 | $1,013 | $19 | $19 |
| US TSY 1.125% SEP 30 2021 | P | 2016-10-07 | 2020-05-29 | $8,100 | $7,943 | $157 | $157 |
| US TSY 1.500% JUN 15 2020 | P | 2017-06-28 | 2020-03-03 | $6,007 | $5,999 | $8 | $8 |
| US TSY 3.125% MAY 15 2021 | P | 2013-04-30 | 2020-06-10 | $11,298 | $11,859 | -$561 | -$561 |
| HEALTH CARE SELECT SPDR | P | 2018-05-16 | 2020-02-19 | $24,971 | $19,946 | $5,025 | $5,025 |
| FIRST EAGLE GLOBAL FUND | P | 2015-12-18 | 2020-06-22 | $54 | $51 | $3 | $3 |
| FIRST EAGLE GLOBAL FUND | P | 2018-12-13 | 2020-07-27 | $57 | $53 | $4 | $4 |
| FIDELITY ADVISOR NEW | P | 2013-02-12 | 2020-02-19 | $12,167 | $8,422 | $3,745 | $3,745 |
| FIRST EAGLE GLOBAL FUND | P | 2011-03-14 | 2020-03-09 | $9,133 | $8,528 | $605 | $605 |
| TETON WESTWOOD MIGHTY | P | 2011-02-25 | 2020-04-27 | $689 | $621 | $68 | $68 |
| BERKSHIRE HATHAWAY INC. CLASS B | P | 2018-04-03 | 2020-04-17 | $957 | $983 | -$26 | -$26 |
| MICROSOFT CORPORATION CMN | P | 2018-04-03 | 2020-03-18 | $13,591 | $8,848 | $4,743 | $4,743 |
| UNITED AIRLINES HOLDINGS INC CMN | P | 2020-03-02 | 2020-03-20 | $2,017 | $4,814 | -$2,797 | -$2,797 |
| LOCKHEED MARTIN CORPORATION 2.5% 11/ | P | 2019-05-07 | 2020-06-16 | $60,460 | $59,815 | $645 | $645 |
| AAR CORP. CMN | P | 2018-02-21 | 2020-03-23 | $343 | $1,133 | -$790 | -$790 |
| CATALENT, INC. CMN | P | 2015-10-19 | 2020-08-28 | $263 | $80 | $183 | $183 |
| CENTRAL GARDEN & PET CO CMN | P | 2018-02-21 | 2020-05-11 | $966 | $1,077 | -$111 | -$111 |
| ENTEGRIS, INC. CMN | P | 2019-01-22 | 2020-04-14 | $1,291 | $734 | $557 | $557 |
| HUBSPOT INC. CMN | P | 2016-08-04 | 2020-08-04 | $1,875 | $446 | $1,429 | $1,429 |
| LHC GROUP, INC. CMN | P | 2019-03-04 | 2020-10-22 | $1,100 | $545 | $555 | $555 |
| NOVANTA INC. CMN | P | 2019-04-12 | 2020-10-29 | $538 | $442 | $96 | $96 |
| PRA GROUP, INC. CMN | P | 2017-06-29 | 2020-10-08 | $1,179 | $1,136 | $43 | $43 |
| ROGERS CORP CMN | P | 2019-10-17 | 2020-10-29 | $513 | $756 | -$243 | -$243 |
| SYNEOS HEALTH INC CMN | P | 2019-08-07 | 2020-10-28 | $1,077 | $1,037 | $40 | $40 |
| VIRTUSA CORPORATION CMN | P | 2019-07-01 | 2020-11-06 | $1,497 | $1,331 | $166 | $166 |
| WOLVERINE WORLD WIDE CMN | P | 2016-05-05 | 2020-10-29 | $270 | $190 | $80 | $80 |
| EMERGENT BIOSOLUTIONS INC. CMN | P | 2020-07-23 | 2020-10-29 | $452 | $458 | -$6 | -$6 |
| OLLIE'S BARGAIN OUTLET HLDG INC CMN | P | 2019-10-17 | 2020-05-15 | $1,469 | $1,253 | $216 | $216 |
| 1099 RECON | P | 2019-09-10 | 2020-03-27 | $445 | -$445 | -$445 | |
| ACCENTURE PLC SHS | P | 2018-06-18 | 2020-02-20 | $1,727 | $1,303 | $424 | $424 |
| BECTON DICKINSON CO | P | 2019-05-17 | 2020-05-22 | $5,551 | $5,273 | $278 | $278 |
| DISNEY (WALT) CO COM STK | P | 2018-06-18 | 2020-02-20 | $1,689 | $1,285 | $404 | $404 |
| JOHNSON AND JOHNSON COM | P | 2018-06-18 | 2020-02-20 | $2,229 | $1,818 | $411 | $411 |
| MICROSOFT CORP | P | 2018-06-18 | 2020-09-09 | $5,217 | $2,521 | $2,696 | $2,696 |
| REALTY INCM CRP MD PV1. | P | 2018-10-04 | 2020-01-16 | $305 | $223 | $82 | $82 |
| US TSY 3.000% FEB 15 2049 | P | 2019-10-18 | 2020-03-31 | $15,266 | $12,787 | $2,479 | $2,479 |
| AT&T INC 3.40%MAY15 25 | P | 2018-09-28 | 2020-08-12 | $4,355 | $3,816 | $539 | $539 |
| US TSY 2.625% FEB 15 2029 | P | 2019-03-06 | 2020-12-21 | $6,875 | $5,964 | $911 | $911 |
| US TSY 1.500% JUN 15 2020 | P | 2017-06-28 | 2020-05-01 | $1,002 | $1,000 | $2 | $2 |
| US TSY 2.125% AUG 15 2021 | P | 2014-01-07 | 2020-04-06 | $12,301 | $11,682 | $619 | $619 |
| FIRST EAGLE GLOBAL FUND | P | 2012-12-14 | 2020-06-22 | $8,648 | $7,701 | $947 | $947 |
| FIRST EAGLE GLOBAL FUND | P | 2015-12-18 | 2020-06-22 | $2,302 | $2,181 | $121 | $121 |
| FIRST EAGLE GLOBAL FUND | P | 2018-12-13 | 2020-07-27 | $68,550 | $63,117 | $5,433 | $5,433 |
| FIDELITY ADVISOR NEW | P | 2013-02-12 | 2020-04-27 | $37,500 | $30,219 | $7,281 | $7,281 |
| FIRST EAGLE GLOBAL FUND | P | 2011-03-25 | 2020-03-09 | $123,046 | $116,709 | $6,337 | $6,337 |
| TETON WESTWOOD MIGHTY | P | 2011-03-10 | 2020-04-27 | $36,811 | $32,538 | $4,273 | $4,273 |
| CITIGROUP INC. CMN | P | 2018-10-17 | 2020-04-09 | $5,200 | $7,558 | -$2,358 | -$2,358 |
| MICROSOFT CORPORATION CMN | P | 2018-04-03 | 2020-03-04 | $11,984 | $6,435 | $5,549 | $5,549 |
| GS HIGH YIELD FLOATING RATE FUND CLA | P | 2014-03-25 | 2020-04-17 | $88,053 | $106,256 | -$18,203 | -$18,203 |
| MAGELLAN MIDSTREAM PARTNERS, L 4.25% | P | 2018-08-07 | 2020-06-19 | $51,172 | $50,267 | $905 | $905 |
| AAR CORP. CMN | P | 2018-08-28 | 2020-03-19 | $323 | $1,171 | -$848 | -$848 |
| CATALENT, INC. CMN | P | 2015-03-04 | 2020-08-28 | $615 | $207 | $408 | $408 |
| CHURCHILL DOWNS INCORPORATED CMN | P | 2019-03-04 | 2020-04-02 | $411 | $455 | -$44 | -$44 |
| EXLSERVICE HOLDINGS, INC. CMN | P | 2016-09-13 | 2020-03-25 | $1,076 | $1,208 | -$132 | -$132 |
| HUBSPOT INC. CMN | P | 2016-08-03 | 2020-08-04 | $469 | $104 | $365 | $365 |
| LHC GROUP, INC. CMN | P | 2018-09-24 | 2020-02-27 | $1,986 | $1,508 | $478 | $478 |
| PAYLOCITY HOLDING CORPORATION CMN | P | 2018-09-17 | 2020-11-18 | $945 | $411 | $534 | $534 |
| PRA GROUP, INC. CMN | P | 2018-05-24 | 2020-10-07 | $597 | $594 | $3 | $3 |
| ROGERS CORP CMN | P | 2018-08-06 | 2020-10-29 | $1,027 | $1,317 | -$290 | -$290 |
| SYNEOS HEALTH INC CMN | P | 2018-06-27 | 2020-10-28 | $538 | $470 | $68 | $68 |
| VIRTUSA CORPORATION CMN | P | 2019-05-16 | 2020-11-06 | $998 | $875 | $123 | $123 |
| WRIGHT MEDICAL GROUP N.V. CMN | P | 2016-02-17 | 2020-01-30 | $753 | $428 | $325 | $325 |
| ENTEGRIS, INC. CMN | P | 2019-04-10 | 2020-01-13 | $1,062 | $788 | $274 | $274 |
| PHREESIA INC CMN | P | 2020-10-20 | 2020-12-15 | $1,563 | $911 | $652 | $652 |
| ACCENTURE PLC SHS | P | 2018-06-18 | 2020-09-09 | $2,594 | $1,792 | $802 | $802 |
| COMCAST CORP NEW CL A | P | 2018-06-18 | 2020-02-20 | $2,437 | $1,732 | $705 | $705 |
| DISNEY (WALT) CO COM STK | P | 2018-06-18 | 2020-09-09 | $1,333 | $1,071 | $262 | $262 |
| JOHNSON AND JOHNSON COM | P | 2018-06-18 | 2020-09-09 | $3,428 | $2,788 | $640 | $640 |
| NEXTERA ENERGY INC SHS | P | 2018-05-02 | 2020-02-20 | $3,855 | $2,291 | $1,564 | $1,564 |
| REALTY INCM CRP MD PV1. | P | 2018-10-05 | 2020-01-16 | $9,451 | $6,981 | $2,470 | $2,470 |
| US TSY 3.000% FEB 15 2049 | P | 2019-10-30 | 2020-03-31 | $6,939 | $5,762 | $1,177 | $1,177 |
| AT&T INC 3.40%MAY15 25 | P | 2018-10-05 | 2020-08-12 | $2,178 | $1,892 | $286 | $286 |
| US TSY 3.125% MAY 15 2021 | P | 2015-12-08 | 2020-01-15 | $19,376 | $19,329 | $47 | $47 |
| US TSY 1.500% JUN 15 2020 | P | 2017-08-22 | 2020-05-01 | $36,058 | $36,003 | $55 | $55 |
| US TSY 2.125% AUG 15 2021 | P | 2014-01-07 | 2020-06-10 | $7,158 | $6,814 | $344 | $344 |
| FIRST EAGLE GLOBAL FUND | P | 2013-12-18 | 2020-06-22 | $19,944 | $19,251 | $693 | $693 |
| FIRST EAGLE GLOBAL FUND | P | 2015-12-18 | 2020-07-27 | $741 | $666 | $75 | $75 |
| FIRST EAGLE GLOBAL FUND | P | 2018-12-13 | 2020-07-27 | $57 | $53 | $4 | $4 |
| FIDELITY ADVISOR NEW | P | 2013-02-12 | 2020-09-08 | $50,000 | $33,278 | $16,722 | $16,722 |
| FIRST EAGLE GLOBAL FUND | P | 2011-04-07 | 2020-03-09 | $42,794 | $41,154 | $1,640 | $1,640 |
| TETON WESTWOOD MIGHTY | P | 2011-03-10 | 2020-09-08 | $6,566 | $4,966 | $1,600 | $1,600 |
| CITIGROUP INC. CMN | P | 2018-04-03 | 2020-04-09 | $17,604 | $25,189 | -$7,585 | -$7,585 |
| MOHAWK INDUSTRIES INC COMMON STOCK | P | 2018-10-09 | 2020-03-10 | $6,405 | $8,844 | -$2,439 | -$2,439 |
| GS MLP ENERGY INFRASTRUCTURE FUND CL | P | 2014-03-25 | 2020-04-17 | $133,637 | $390,158 | -$256,521 | -$256,521 |
| NEXTERA ENERGY INC 3.342% 09/01/2020 | P | 2018-08-06 | 2020-09-01 | $100,000 | $99,370 | $630 | $630 |
| AAR CORP. CMN | P | 2018-03-12 | 2020-03-19 | $194 | $674 | -$480 | -$480 |
| CATALENT, INC. CMN | P | 2015-03-04 | 2020-08-27 | $1,053 | $355 | $698 | $698 |
| CHURCHILL DOWNS INCORPORATED CMN | P | 2018-12-21 | 2020-04-02 | $822 | $786 | $36 | $36 |
| EXLSERVICE HOLDINGS, INC. CMN | P | 2016-09-13 | 2020-03-24 | $259 | $302 | -$43 | -$43 |
| HUBSPOT INC. CMN | P | 2016-08-04 | 2020-07-09 | $2,385 | $558 | $1,827 | $1,827 |
| LHC GROUP, INC. CMN | P | 2018-09-21 | 2020-02-27 | $1,324 | $984 | $340 | $340 |
| PAYLOCITY HOLDING CORPORATION CMN | P | 2018-09-17 | 2020-07-09 | $1,457 | $821 | $636 | $636 |
| PRA GROUP, INC. CMN | P | 2015-11-20 | 2020-10-07 | $796 | $822 | -$26 | -$26 |
| ROGERS CORP CMN | P | 2018-01-12 | 2020-10-29 | $1,027 | $1,707 | -$680 | -$680 |
| SYNEOS HEALTH INC CMN | P | 2018-06-27 | 2020-03-06 | $260 | $188 | $72 | $72 |
| VIRTUSA CORPORATION CMN | P | 2019-04-12 | 2020-11-06 | $499 | $562 | -$63 | -$63 |
| WRIGHT MEDICAL GROUP N.V. CMN | P | 2015-09-25 | 2020-01-30 | $1,084 | $846 | $238 | $238 |
| FIVE BELOW INC CMN | P | 2020-01-13 | 2020-06-25 | $1,571 | $1,573 | -$2 | -$2 |
| PHREESIA INC CMN | P | 2020-01-30 | 2020-12-15 | $112 | $62 | $50 | $50 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $47,147 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | -$11,077 | NetShortTermCapitalGainLossAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $0 | InvestmentIncomeExciseTaxAmt |
| Estimated Plus Ovpmt Incm Tx | $40,000 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $40,000 | TotalPaymentsAndCreditsAmt |
| Overpayment | $40,000 | OverpaymentAmt |
| Applied To ES Tax | $40,000 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (true) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (true) | Form990TFiledInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NM | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | WWW.CHASEFOUNDATION.COM | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JOHNATHAN L SHUMAN | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 5757481213 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 512 W TEXAS AVE | AddressLine1Txt |
| City | ARTESIA | CityNm |
| State Abbreviation | NM | StateAbbreviationCd |
| ZIP | 88210 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (12 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| MACK C CHASE | ||||||||
| 2103 W MAIN ST | ARTESIA | NM | 88210 | TRUSTEE/ADVI | 000.00 | $0 | $0 | $0 |
| RICHARD PRICE | ||||||||
| 2103 W MAIN ST | ARTESIA | NM | 88210 | EXECUTIVE DI | 000.00 | $0 | $0 | $0 |
| GEREN FERGUSON | ||||||||
| 2103 W MAIN STREET | ARTESAI | NM | 88210 | ADVISOR | 000.00 | $0 | $0 | $0 |
| ROBERT CHASE | ||||||||
| 2103 W MAIN STREET | ARTESIA | NM | 88210 | ADVISOR | 000.00 | $0 | $0 | $0 |
| DEB CHASE | ||||||||
| 2103 W MAIN STREET | ARTESIA | NM | 88210 | ADVISOR | 000.00 | $0 | $0 | $0 |
| RICHARD CHASE | ||||||||
| 2103 W MAIN STREET | ARTESIA | NM | 88210 | ADVISOR | 000.00 | $0 | $0 | $0 |
| KARLA CHASE | ||||||||
| 2103 W MAIN STREET | ARTESIA | NM | 88210 | ADVISOR | 000.00 | $0 | $0 | $0 |
| JOHNNY KNORR | ||||||||
| 2103 W MAIN STREET | ARTESIA | NM | 88210 | ADVISOR | 000.00 | $0 | $0 | $0 |
| CHANCE CHASE | ||||||||
| 2103 W MAIN ST | ARTESIA | NM | 88210 | ADVISOR | 000.00 | $0 | $0 | $0 |
| KORTNEY CHASE | ||||||||
| 2103 W MAIN ST | ARTESIA | NM | 88210 | ADVISOR | 000.00 | $0 | $0 | $0 |
| BRAD BARTEK | ||||||||
| 2103 W MAIN ST | ARTESIA | NM | 88210 | ADVISOR | 000.00 | $0 | $0 | $0 |
| DEREK CHASE | ||||||||
| 2103 W MAIN ST | ARTESIA | NM | 88210 | ADVISOR | 000.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1Txt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $36,425,604 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $140,840 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $1,080,180 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $37,646,624 | TotalFMVOfUnusedAssetsAmt |
| Adjusted Total FMV Of Unused Ast | $37,646,624 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $564,699 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $37,081,925 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,854,096 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $1,854,096 | MinimumInvestmentReturnAmt |
| Distributable Before Adj | $1,854,096 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $1,854,096 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $1,854,096 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $2,437,824 | ExpensesAndContributionsAmt |
| Qualifying Distributions | $2,437,824 | QualifyingDistributionsAmt |
| Adjusted Qualifying Distri | $2,437,824 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,854,096 | DistributableAsAdjustedAmt |
| Excess Distribution Cyov Yr5 | $683,404 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $764,479 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $1,015,040 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $969,572 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $1,148,958 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $4,581,453 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $2,437,824 | QualifyingDistributionsAmt |
| Applied To Current Year | $1,854,096 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $583,728 | RemainingDistriFromCorpusAmt |
| Total Corpus | $5,165,181 | TotalCorpusAmt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov From Yr5 | $683,404 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $4,481,777 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $764,479 | ExcessFromYear4Amt |
| Excess From Year3 | $1,015,040 | ExcessFromYear3Amt |
| Excess From Year2 | $969,572 | ExcessFromYear2Amt |
| Excess From Year1 | $1,148,958 | ExcessFromYear1Amt |
| Excess From Current Year | $583,728 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | CHASE FOUNDATION | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2103 W MAIN STREET | AddressLine1Txt |
| City | ARTESIA | CityNm |
| State Abbreviation | NM | StateAbbreviationCd |
| ZIP | 88210 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 5757464610 | RecipientPhoneNum |
| Recipient Email Address | INFO@CHASEFOUNDATION.COM | RecipientEmailAddressTxt |
| Form And Info And Materials | SEE APPLICATION FORMS AT WWW.CHASEFOUNDATION.COM | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | THE 2022 APPLICATION DEADLINE IS APRIL 25, 2022 FOR FALL 2022 SCHOLARSHIPS. | SubmissionDeadlinesTxt |
| Restrictions On Awards | GRADUATING SENIOR FROM ARTESIA NM HIGH SCHOOL OR A PRIOR AWARD RECIPIENT. | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (65 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt | Business Name Line2RecipientBusinessName/BusinessNameLine2Txt |
|---|---|---|---|---|---|---|---|---|
| ABILENE CHRISTIAN UNIVERSITY | ||||||||
| 1600 CAMPUS CT | ABILENE | TX | 79601 | NO | SCHOLARSHIP | $5,500 | ||
| AMARILLO COLLEGE | ||||||||
| 2201 S WASHINGTON ST | AMARILLO | TX | 79109 | NO | SCHOLARSHIP | $2,750 | ||
| ANGELO STATE UNIVERSITY | ||||||||
| 2601 W AVE N | SAN ANGELO | TX | 76909 | NO | SCHOLARSHIP | $12,000 | ||
| ARIZONA STATE UNIVERSITY | ||||||||
| 1711 S RURAL ROAD | TEMPE | AZ | 85281 | NO | SCHOLARSHIP | $11,500 | ||
| ARTESIA ARTS COUNCIL | ||||||||
| 310 W MAIN ST | ARTESIA | NM | 88210 | NO | GRANT | $10,000 | ||
| ARTESIA EMERGENCY RELIEF | ||||||||
| 103 N 6TH ST | ARTESIA | NM | 88210 | NO | GRANT | $2,500 | ||
| ARTESIA LITERACY COUNCIL | ||||||||
| 1507 W HERMOSA DR | ARTESIA | NM | 88210 | NO | GRANT | $5,000 | ||
| ARTESIA LITTLE LEAGUE | ||||||||
| PO BOX 1108 | ARTESIA | NM | 88211 | NO | GRANT | $18,000 | ||
| BIOLA UNIVERSITY | ||||||||
| 13800 BIOLA AVE | LA MIRANDA | CA | 90639 | NO | SCHOLARSHIP | $6,000 | ||
| BLINN COLLEGE | ||||||||
| 902 COLLEGE AVE | BRENHAM | TX | 77833 | NO | SCHOLARSHIP | $3,250 | ||
| BRIGHAM YOUNG UNIVERSITY | ||||||||
| 270 CLYDE BUILDING | PROVO | UT | 84602 | NO | SCHOLARSHIP | $3,250 | ||
| CAL RIPKEN SR FOUNDATION | ||||||||
| 1427 CLARKVIEW ROAD | BALTIMORE | MD | 21209 | YES | GRANT | $100,000 | SUITE 100 | |
| CATALYST CHURCH | ||||||||
| 1302 W HERMOSA DR | ARTESIA | NM | 88210 | NO | GRANT | $125,000 | ||
| CENTRAL NEW MEXICO COMMUNITY | ||||||||
| 525 BUENA VISTA DR SE | ALBUQUERQUE | NM | 87106 | NO | SCHOLARSHIP | $11,500 | COLLEGE | |
| COVENANT SCHOOL OF NURSING | ||||||||
| 1919 FRANKFORD AVE | LUBBOCK | TX | 79407 | NO | SCHOLARSHIP | $3,250 | ||
| DIXIE STATE COLLEGE | ||||||||
| 225 S 700 E | ST GEORGE | UT | 84770 | NO | SCHOLARSHIP | $6,000 | ||
| DONA ANA COMMUNITY COLLEGE | ||||||||
| 3400 S ESPINA ST | LAS CRUCES | NM | 88003 | NO | SCHOLARSHIP | $38,750 | ||
| EASTERN NEW MEXICO UNIVERSITY | ||||||||
| 1500 S AVENUE K | PORTALES | NM | 88130 | NO | SCHOLARSHIP | $122,250 | ||
| EASTERN NEW MEXICO UNIVERSITY | ||||||||
| 1500 S AVENUE K | PORTALES | NM | 88130 | NO | GRANT | $5,000 | ||
| ENMU-ROSWELL | ||||||||
| 52 UNIVERSITY BLVD | ROSWELL | NM | 88203 | NO | SCHOLARSHIP | $20,000 | ||
| EVANGEL UNIVERSITY | ||||||||
| 1111 N GLENSTONE AVE | SPRINGFIELD | MO | 65802 | NO | SCHOLARSHIP | $3,250 | ||
| GREATER ARTESIA FOUNDATION | ||||||||
| PO BOX 1344 | ARTESIA | NM | 88211 | YES | SENIOR SALUTE/RIDE FOR BIKES | $2,500 | ||
| HILLSONG COLLEGE USA | ||||||||
| 655 E UNIVERSITY DR BUILD | MESA | AZ | 85203 | NO | SCHOLARSHIP | $3,250 | ||
| IDAHO STATE UNIVERSITY | ||||||||
| 921 S 8TH AVE | POCATELLO | ID | 83209 | NO | SCHOLARSHIP | $3,250 | ||
| LUBBOCK CHRISTIAN UNIVERSITY | ||||||||
| 5601 19TH ST | LUBBOCK | TX | 79407 | NO | SCHOLARSHIP | $30,500 | ||
| MCMURRY UNIVERSIY | ||||||||
| 1400 SAYLES BLVD | ABILENE | TX | 79605 | NO | SCHOLARSHIP | $6,000 | ||
| NEW MEXICO INSTITUTE OF MINING & | ||||||||
| 801 LEROY PL | SOCORRO | NM | 87801 | NO | SCHOLARSHIP | $11,500 | TECHNOLOGY | |
| NEW MEXICO STATE UNIVERSITY | ||||||||
| 1500 UNIVERSITY DR | CARLSBAD | NM | 88220 | NO | SCHOLARSHIP | $12,000 | CARLSBAD | |
| NEW MEXICO STATE UNIVERSITY | ||||||||
| 1780 E UNIVERSITY AVE | LAS CRUCES | NM | 88003 | NO | SCHOLARSHIP | $465,250 | ||
| NORTHERN ARIZONA UNIVERSITY | ||||||||
| S SAN FRANCISCO ST | FLAGSTAFF | AZ | 86011 | NO | SCHOLARSHIP | $12,000 | ||
| OKLAHOMA CHRISTIAN UNIVERSITY | ||||||||
| 2501 E MEMORIAL RD | EDMOND | OK | 73013 | NO | SCHOLARSHIP | $6,000 | ||
| OKLAHOMA STATE UNIVERSITY | ||||||||
| OKLAHOMA STATE UNIVERSITY | STILLWATER | OK | 74074 | NO | SCHOLARSHIP | $17,000 | ||
| OLYMPIAN UNIVERSITY | ||||||||
| 4501 N MAIN ST | ROSWELL | NM | 88201 | NO | SCHOLARSHIP | $9,750 | ||
| SOUTH PLAINS COLLEGE | ||||||||
| 1401 COLLEGE AVE | LEVELLAND | TX | 79336 | NO | SCHOLARSHIP | $44,250 | ||
| SOUTHERN WESLEYAN UNIVERSITY | ||||||||
| 215 CLAYTON ST | CENTRAL | SC | 29630 | NO | SCHOLARSHIP | $3,250 | ||
| SUL ROSS STATE UNIVERSITY | ||||||||
| 79830 US-90 | ALPINE | TX | 79830 | NO | SCHOLARSHIP | $6,000 | ||
| SWARTHMORE COLLEGE | ||||||||
| 500 COLLEGE AVE | SWARTHMORE | PA | 19081 | NO | SCHOLARSHIP | $2,750 | ||
| TARLETON STATE UNIVERSITY | ||||||||
| 1333 W WASHINGTON ST | STEPHENVILLE | TX | 76401 | NO | SCHOLARSHIP | $6,000 | ||
| TEXAS A&M | ||||||||
| 1372 TAMU | COLLEGE STATION | TX | 778431372 | NO | SCHOLARSHIP | $8,750 | ||
| TEXAS TECH UNIVERSITY | ||||||||
| 2500 BROADWAY | LUBBOCK | TX | 79409 | NO | SCHOLARSHIP | $256,750 | ||
| UNIVERSITY OF ILLINOIS URBANA CHAMP | ||||||||
| 901 WEST ILLINOIS ST | URBANA | IL | 61801 | NO | SCHOLARSHIP | $6,000 | ||
| UNIVERSITY OF MINNESOTA | ||||||||
| 2818 COMO AVENUE SE | MINNEAPOLIS | MN | 55414 | NO | SCHOLARSHIP | $5,500 | ||
| UNIVERSITY OF NEW MEXICO | ||||||||
| 1155 UNIVERSITY BLVD | ALBUQUERQUE | NM | 87131 | NO | SCHOLARSHIP | $171,750 | ||
| UNIVERSITY OF NOTRE DAME | ||||||||
| 220 MAIN BUILDING | NOTRE DAME | IN | 46556 | NO | SCHOLARSHIP | $6,000 | ||
| UNIVERSITY OF THE SOUTHWEST | ||||||||
| 6610 N LOVINGTON HWY | HOBBS | NM | 88240 | NO | SCHOLARSHIP | $1,625 | ||
| UTEP | ||||||||
| 102 ACADEMIC SERVICES BLD | EL PASO | TX | 79968 | NO | SCHOLARSHIP | $2,750 | ||
| WAYLAND BAPTIST UNIVERSITY | ||||||||
| 1900 W 7TH ST | PLAINVIEW | TX | 79072 | NO | SCHOLARSHIP | $17,500 | ||
| WEST TEXAS A&M UNIVERSITY | ||||||||
| 2501 4TH AVE | CANYON | TX | 79016 | NO | SCHOLARSHIP | $31,250 | ||
| WESTERN TEXAS COLLEGE | ||||||||
| 6200 COLLEGE AVE | SNYDER | TX | 79549 | NO | SCHOLARSHIP | $1,000 | ||
| FIRST UNITED METHODIST CHURCH | ||||||||
| 500 W GRAND AVE | ARTESIA | NM | 88210 | NO | GRANT | $2,500 | ||
| SHERIDAN ROTARY CLUB | ||||||||
| PO BOX 997 | SHERIDAN | WY | 82801 | NO | GRANT | $10,000 | ||
| ST VINCENT DE PAUL | ||||||||
| 603 S ROSELAWN AVE | ARTESIA | NM | 88210 | NO | GRANT | $2,500 | ||
| TRINITY TEMPLE | ||||||||
| 1507 W HERMOSA | ARTESIA | NM | 88210 | NO | GRANT | $2,500 | ||
| CLOVIS COMMUNITY COLLEGE | ||||||||
| 417 SCHEPPS BLVD | CLOVIS | NM | 88101 | NO | SCHOLARSHIP | $5,500 | ||
| COLORADO STATE UNIVERSITY | ||||||||
| 711 OVAL DRIVE | FORT COLLINS | CO | 80521 | NO | SCHOLARSHIP | $8,750 | ||
| EASTERN MICHIGAN UNIVERSITY | ||||||||
| 900 OAKWOOD ST | YPSILANTI | MI | 48197 | NO | SCHOLARSHIP | $2,750 | ||
| LINCOLN COLLEGE OF TECHNOLOGY | ||||||||
| 11194 E 45TH AVE | DENVER | CO | 80239 | NO | SCHOLARSHIP | $2,750 | ||
| NEW MEXICO JUNIOR COLLEGE | ||||||||
| 5317 N LOVINGTON HWY | HOBBS | NM | 88240 | NO | SCHOLARSHIP | $1,000 | ||
| NORTHWESTERN OKLAHOMA STATE UNIVERS | ||||||||
| 709 OKLAHOMA BLVD | ALVA | OK | 73717 | NO | SCHOLARSHIP | $6,000 | ||
| OLYMPIAN ACADEMY OF COSMETOLOGY | ||||||||
| 1460 MISSOURI AVE 5 | LAS CRUCES | NM | 88001 | NO | SCHOLARSHIP | $2,750 | ||
| SOUTHERN ILLINOIS UNIVERSITY | ||||||||
| 1263 LINCOLN DR | CARBONDALE | IL | 62901 | NO | SCHOLARSHIP | $6,000 | ||
| SOUTHWESTERN ASSEMBLIES OF GOD UNIV | ||||||||
| 1200 SYCAMORE ST | WAXAHACHIE | TX | 75165 | NO | SCHOLARSHIP | $2,750 | ||
| TEXAS A&M HEALTH & SCIENCE CENTER | ||||||||
| 8447 RIVERSIDE PKWY | BRYAN | TX | 77807 | NO | SCHOLARSHIP | $2,750 | ||
| UNIVERSITY OF TEXAS SAN ANTONIO | ||||||||
| 1 UTSA CIRCLE | SAN ANTONIO | TX | 78249 | NO | SCHOLARSHIP | $2,750 | ||
| UNM COLLEGE OF PHARMACY | ||||||||
| 2502 MARBLE AVE | ALBUQUERQUE | NM | 87106 | NO | SCHOLARSHIP | $2,750 | ||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,728,875 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $151,812 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $298,952 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $7,637 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $47,147 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp (13 entries)
| DescDesc | ExclusionExclusionCd | ExclusionExclusionAmt | BusinessBusinessCd | Unrelated Business Taxbl IncmUnrelatedBusinessTaxblIncmAmt |
|---|---|---|---|---|
| RENT | 16 | $4,800 | ||
| PASSTHROUGH INV INC(LOSS) | 14 | -$1,913,653 | ||
| OTHER INVEST INCOME BROK/K- | 14 | -$103,853 | ||
| ENCAP ENERGY X | 900099 | $263,481 | ||
| ENCAP ENERGY IX | 900099 | $60,609 | ||
| ENCAP FLATROCK | 900099 | $134,243 | ||
| SI SILICON BEACH | 900099 | -$65,164 | ||
| PENNYBACKER IV | 900099 | -$15,600 | ||
| PENNYBACKER V | 900099 | -$14,572 | ||
| NGP | 900099 | -$38,212 | ||
| BP NATURAL GAS PTNRS | 900099 | $267,592 | ||
| PENNYBACKER III | 900099 | $10,497 | ||
| BP NATURAL GAS PATNRS II | 900099 | -$20,747 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $582,127 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | -$1,507,158 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | -$925,031 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp (2 entries)
| ContributorContributorNum | Address Line1ContributorUSAddress/AddressLine1Txt | CityContributorUSAddress/CityNm | State AbbreviationContributorUSAddress/StateAbbreviationCd | ZIPContributorUSAddress/ZIPCd | Total ContributionsTotalContributionsAmt | Person ContributionPersonContributionInd |
|---|---|---|---|---|---|---|
| RICHARD CHASE | ||||||
| 1 | PO BOX 359 | ARTESIA | NM | 88211 | $50,000 | Yes (X) |
| WPX ENERGY INC | ||||||
| 2 | 3500 1 WILLIAMS CENTER | TULSA | OK | 74172 | $5,000 | Yes (X) |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INDIRECT ACCOUNTING FEES | CategoryTxt |
| Amt | $41,361 | Amt |
| Disbursements Charitable Prps | $41,361 | DisbursementsCharitablePrpsAmt |
Depreciation Schedule DepreciationSchedule
Depreciation Property DepreciationPropertyGrp (33 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | Cost Or Other BasisCostOrOtherBasisAmt | Prior Year DepreciationPriorYearDepreciationAmt | Computation MethodComputationMethodTxt | LifeLifeRt | Current Year ExpenseCurrentYearExpenseAmt |
|---|---|---|---|---|---|---|
| OFFICE FURNITURE | 2007-05-24 | $1,267 | $1,267 | S/L | 10.0000 | |
| OFFICE FURNITURE | 2007-06-04 | $1,082 | $1,082 | S/L | 10.0000 | |
| OFFICE FURNITURE | 2007-09-10 | $446 | $446 | S/L | 10.0000 | |
| OFFICE FURNITURE | 2007-09-20 | $3,780 | $3,780 | S/L | 10.0000 | |
| OFFICE FURNITURE | 2007-11-08 | $714 | $714 | S/L | 10.0000 | |
| OFFICE FURNITURE | 2007-11-19 | $143 | $143 | S/L | 10.0000 | |
| OFFICE FURNITURE | 2006-12-15 | $4,734 | $4,734 | S/L | 10.0000 | |
| COMPUTER EQUIPMENT | 2007-07-10 | $71 | $71 | S/L | 5.0000 | |
| PRINTER | 2006-12-15 | $1,140 | $1,140 | S/L | 5.0000 | |
| TELEPHONE EQUIPMENT | 2006-12-15 | $10,571 | $10,571 | S/L | 5.0000 | |
| OFFICE FURNITURE | 2008-01-10 | $529 | $529 | S/L | 10.0000 | |
| OFFICE FURNITURE | 2008-02-06 | $1,696 | $1,696 | S/L | 10.0000 | |
| OFFICE FURNITURE - CARPET | 2008-08-04 | $406 | $406 | S/L | 10.0000 | |
| COMPUTER EQUIPMENT | 2008-10-14 | $86 | $86 | S/L | 5.0000 | |
| OFFICE EQUIPMENT | 2008-11-12 | $331 | $331 | S/L | 7.0000 | |
| OFFICE FURNITURE | 2008-11-12 | $146 | $146 | S/L | 10.0000 | |
| COMPUTER EQUIPMENT | 2008-12-02 | $64 | $64 | S/L | 5.0000 | |
| COMPUTER EQUIPMENT | 2008-12-11 | $64 | $64 | S/L | 5.0000 | |
| OFFICE FURNITURE | 2010-02-28 | $15,422 | $15,422 | S/L | 5.0000 | |
| OFFICE FURNITURE | 2011-05-18 | $2,547 | $2,547 | S/L | 5.0000 | |
| COMPUTER EQUIPMENT | 2011-09-01 | $2,161 | $2,161 | S/L | 5.0000 | |
| COMPUTER EQUIPMENT | 2012-05-14 | $4,388 | $4,388 | S/L | 5.0000 | |
| OFFICE FURNITURE | 2012-05-18 | $1,490 | $1,490 | S/L | 5.0000 | |
| COMPUTER EQUIPMENT | 2012-06-25 | $3,324 | $3,324 | S/L | 5.0000 | |
| OFFICE FURNITURE | 2012-07-10 | $1,525 | $1,525 | S/L | 5.0000 | |
| OFFICE FURNITURE | 2012-12-11 | $401 | $401 | S/L | 3.0000 | |
| LAND - MAIN STREET | 2014-05-14 | $55,000 | ||||
| BUILDING - MAIN (W/IMPRV) | 2014-05-14 | $878,905 | $126,786 | S/L | 39.0000 | $22,536 |
| OFFICE FURN (MAIN ST) | 2014-06-01 | $61,978 | $34,604 | S/L | 10.0000 | $6,198 |
| OFFICE EQUIP | 2015-06-01 | $6,394 | $6,074 | S/L | 5.0000 | $320 |
| COMPUTER EQUIPMENT | 2017-11-08 | $11,272 | $7,417 | 200DB | 5.0000 | $1,542 |
| COMPUTER | 2018-11-14 | $1,845 | $1,845 | 200DB | 5.0000 | |
| HVAC UNIT | 2020-07-17 | $6,258 | S/L | 15.0000 | $6,258 |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (3 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| MERRILL LYNCH - 7EG-04044 NEUBERGER | $1,037,281 | $1,139,571 |
| MERRILL LYNCH - LOOMIS SAYLES | $1,907,484 | $1,969,724 |
| GOLDMAN SACHS - CORP FIXED INC | $3,369,789 | $3,583,084 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (7 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| MERRILL LYNCH - 7EG-02041 CXO OPTION | $10,464 | $300,121 |
| MERRILL LYNCH - 7EG-02042 PIA MNGED | $5,096,181 | $7,383,744 |
| MERRILL LYNCH - 7EG-02019 DIV PORT | $2,411,575 | $3,118,605 |
| GOLDMAN SACHS - BROKERAGE | $377,655 | $377,656 |
| GOLDMAN SACHS - ADVISORY BROK II | $3,317,724 | $4,558,263 |
| GOLDMAN SACHS - GANNETT WELSH | $478,118 | $698,138 |
| GOLDMAN SACHS - EAGLE DYNAMIC | $1,838,641 | $2,531,727 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (20 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| ENCAP ENERGY IX | AT COST | $1,887,432 | $1,887,432 |
| TORTUGA WATER LLC | AT COST | $1,481,161 | $1,481,161 |
| ENCAP ENERGY CAPITAL FUND VIII | AT COST | $5,060,046 | $5,060,046 |
| BP NATURAL GAS | AT COST | $234,904 | $234,904 |
| ENCAP ENERGY X | AT COST | $1,021,051 | $1,021,051 |
| PENNYBACKER IV | AT COST | $577,130 | $577,130 |
| ENCAP FLATROCK | AT COST | $102,607 | $102,607 |
| NGP NATURAL RESOURCES | AT COST | $282,607 | $282,607 |
| PENNY BACKER III | AT COST | $134,387 | $134,387 |
| MERRILL LYNCH - 7EG-02040 ALTERNATIV | AT COST | ||
| QSI HOLDINGS, L.P. | AT COST | $313,170 | $313,170 |
| SI 4343 INVESTOR LP | AT COST | $130,225 | $130,225 |
| SI SILICON BEACH HOTEL | AT COST | $108,234 | $108,234 |
| BP OFFSHORE HOLDINGS | AT COST | $222,916 | $222,916 |
| SI CELINA STORAGE LP | AT COST | ||
| WALKING WITH HERB | AT COST | ||
| QID NGL | AT COST | ||
| BP OFFSHORE HOLDING II | AT COST | $150,910 | $150,910 |
| PENNYBACKER V | AT COST | $92,320 | $92,320 |
| ROUNDING ADJ | AT COST | $2 | $2 |
Land Etc Schedule2 LandEtcSchedule2
Land Etc LandEtcGrp (2 entries)
| Category Or ItemCategoryOrItemTxt | Cost Or Other BasisCostOrOtherBasisAmt | Accumulated DepreciationAccumulatedDepreciationAmt | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|---|
| BUILDINGS/FURN&FIX | $1,025,180 | $272,108 | $753,072 | $1,025,180 |
| LAND | $55,000 | $55,000 | $55,000 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INDIRECT LEGAL FEES | CategoryTxt |
| Legal Fees | $450 | LegalFeesAmt |
| Disbursements Charitable Prps | $450 | DisbursementsCharitablePrpsAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (26 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|
| EXPENSES | |||
| ADVERTISING | $1,799 | $1,799 | |
| AUTO EXPENSE | $4,974 | $4,974 | |
| BANK FEE | $139 | $139 | |
| COMMUNITY SERVICE PROGRAM | |||
| DONATIONS | |||
| DUES/SUBSCRIPTION | $3,352 | $3,352 | |
| EMPLOYEE BENEFITS | |||
| EQUIPMENT LEASE | $2,449 | $2,449 | |
| EVENT SPONSOR | $14,595 | $14,595 | |
| GRADUATION INCENTIVE | $15,250 | $15,250 | |
| INSURANCE | $7,976 | $7,976 | |
| INVESTMENT/ADVISORY FEES | $152,498 | $152,499 | |
| MACK SELECT TOURNEY | |||
| MARKETING | |||
| MISC. | |||
| NEW SCHOLAR ORIENTATION | |||
| OFFICE EXPENSE | $4,068 | $4,068 | |
| POSTAGE | $4,096 | $4,096 | |
| RECEPTIONS | |||
| REPAIRS & MAINTENANCE | $10,906 | $10,906 | |
| SCHOLARSHIP MENTORING PROGRAM | $25,107 | $25,107 | |
| SPONSORSHIP | $2,019 | $2,019 | |
| STORAGE RENTAL | $1,484 | $1,484 | |
| SUPPLY | $4,862 | $4,862 | |
| WEB SITE EXPENSE | $9,366 | $9,366 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (15 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| OTHER BROKERAGE DIV/INT BOOKS | $5,253 | $5,253 | $5,253 |
| LITIGATION SETTLEMENTS (STOCK | $2,384 | $2,384 | $2,384 |
| RENT | $4,800 | $4,800 | $4,800 |
| PASSTHROUGH INV INC(LOSS) | -$1,913,653 | -$1,913,653 | -$1,913,653 |
| OTHER INVEST INCOME BROK/K-1 | -$103,853 | -$103,853 | -$103,853 |
| ENCAP ENERGY X | $263,481 | $263,481 | |
| ENCAP ENERGY IX | $60,609 | $60,609 | |
| ENCAP FLATROCK | $134,243 | $134,243 | |
| SI SILICON BEACH | -$65,164 | -$65,164 | |
| PENNYBACKER IV | -$15,600 | -$15,600 | |
| PENNYBACKER V | -$14,572 | -$14,572 | |
| NGP | -$38,212 | -$38,212 | |
| BP NATURAL GAS PTNRS | $267,592 | $267,592 | |
| PENNYBACKER III | $10,497 | $10,497 | |
| BP NATURAL GAS PATNRS II | -$20,747 | -$20,747 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|
| FOREIGN TAX | |||
| PROPERTY TAX | $4,567 | $4,567 | |
| SECTION 4940 | $25,000 | $25,000 |