2021-09-28T09:38:44-05:00 2020-12-31 850435604 JOHNATHAN L SHUMAN PC 512 W TEXAS AVE A ARTESIA NM 882102083 990PF 2020-01-01 367466258 CHASE FOUNDATION MACK C CHASE TRUSTEE CHAS 5757464610 2103 W MAIN ST ARTESIA NM 88210 RICHARD PRICE EXECUTIVE DIRECTOR 2021-09-28 true RICHARD PRICE XXX-XX-XXXX JOHNATHAN L SHUMAN P00755236 5757481213 2021-09-28 2020 2022-09-23 18:48:47Z X 38653095 X 56200 151812 151812 151812 298952 292830 298952 47147 6290477 47147 -1422942 -2005069 -1422942 -868831 -1513280 -972178 530344 530344 279 279 450 450 41361 41361 29567 25000 4567 36854 15583 15583 462 462 3461 3461 264940 152499 112442 923301 177499 708949 1728875 1728875 2652176 177499 2437824 -3521007 0 282303 91302 91302 34180 21878 21878 16526191 13530358 18968254 5650010 6314554 6692379 12756210 11799102 11799102 1080180 272108 838668 808072 1080180 36087562 32565266 38653095 1430 141 1430 141 X 36086132 32565125 36086132 32565125 36087562 32565266 36086132 -3521007 32565125 32565125 AVALONBAY CMMUN INC P 2020-01-15 2020-09-10 4431 6148 -1717 -1717 ALLERGAN PLC P 2018-06-18 2020-02-20 1390 1202 188 188 COMCAST CORP NEW CL A P 2018-06-18 2020-09-09 1359 1013 346 346 DISNEY (WALT) CO COM STK P 2018-06-18 2020-11-19 50683 38237 12446 12446 LOCKHEED MARTIN CORP P 2018-06-18 2020-02-20 1724 1238 486 486 NEXTERA ENERGY INC SHS P 2018-05-02 2020-04-06 3741 2619 1122 1122 REALTY INCM CRP MD PV1. P 2018-10-05 2020-01-17 13544 9965 3579 3579 US TSY 3.000% FEB 15 2049 P 2020-01-03 2020-03-31 1388 1155 233 233 AT&T INC 3.40%MAY15 25 P 2018-10-18 2020-08-12 1089 941 148 148 US TSY 3.125% MAY 15 2021 P 2015-12-08 2020-02-10 18369 18295 74 74 US TSY 1.500% JUN 15 2020 P 2017-08-22 2020-06-15 11000 11000 ENTERPRISE PRODUC 5.20% 20 P 2011-04-15 2020-09-01 9000 9000 FIRST EAGLE GLOBAL FUND P 2013-12-18 2020-06-22 54 52 2 2 FIRST EAGLE GLOBAL FUND P 2015-12-18 2020-07-27 9376 8418 958 958 FIRST EAGLE GLOBAL FUND P 2018-12-13 2020-07-27 1255 1155 100 100 OAKMARK INTL FD CL P 2018-06-13 2020-02-19 6 7 -1 -1 FIRST EAGLE GLOBAL FUND P 2011-04-07 2020-03-19 15504 17192 -1688 -1688 TETON WESTWOOD MIGHTY P 2011-03-14 2020-09-08 43434 32757 10677 10677 DISH NETWORK CORPORATION CMN CLASS A P 2018-04-03 2020-01-24 2204 2291 -87 -87 MOHAWK INDUSTRIES INC COMMON STOCK P 2018-09-18 2020-03-10 13392 21281 -7889 -7889 POLARIS GLOBAL VALUE FUND INVESTOR P 2018-07-25 2020-04-17 250898 350000 -99102 -99102 O'REILLY AUTOMOTIVE INC 4.875% 01/14 P 2015-06-23 2020-10-14 50000 50000 AAR CORP. CMN P 2018-08-28 2020-01-31 216 234 -18 -18 CATALENT, INC. CMN P 2015-03-04 2020-08-10 1756 592 1164 1164 CHURCHILL DOWNS INCORPORATED CMN P 2018-12-21 2020-02-14 809 393 416 416 EXLSERVICE HOLDINGS, INC. CMN P 2016-09-12 2020-03-24 605 715 -110 -110 HUBSPOT INC. CMN P 2016-08-04 2020-06-25 2212 558 1654 1654 LITHIA MOTORS INC CL-A CMN CLASS A P 2015-01-27 2020-08-03 2341 886 1455 1455 PAYLOCITY HOLDING CORPORATION CMN P 2018-09-17 2020-02-18 2202 1232 970 970 PRA GROUP, INC. CMN P 2013-03-12 2020-10-07 597 617 -20 -20 SILGAN HOLDINGS INC CMN P 2018-10-24 2020-10-15 630 395 235 235 UFP INDUSTRIES, INC. CMN P 2019-09-10 2020-10-29 504 394 110 110 VIRTUSA CORPORATION CMN P 2019-04-11 2020-11-06 649 730 -81 -81 WRIGHT MEDICAL GROUP N.V. CMN P 2015-03-17 2020-01-30 4036 3519 517 517 GLOBANT S.A. CMN P 2019-04-11 2020-03-24 1417 1355 62 62 QUIDEL CORP CMN P 2020-03-05 2020-11-09 4103 1705 2398 2398 AVALONBAY CMMUN INC P 2020-01-16 2020-09-10 611 848 -237 -237 ALLERGAN PLC P 2018-06-18 2020-03-31 25985 25249 736 736 CHEVRON CORP P 2018-06-18 2020-09-09 3145 4909 -1764 -1764 DISNEY (WALT) CO COM STK P 2018-06-18 2020-11-20 284 214 70 70 LOCKHEED MARTIN CORP P 2018-06-18 2020-09-09 1537 1238 299 299 NEXTERA ENERGY INC SHS P 2018-05-02 2020-09-09 1418 818 600 600 REALTY INCM CRP MD PV1. P 2018-10-05 2020-01-21 2623 1914 709 709 US TSY 1.750% NOV 15 2029 P 2020-01-15 2020-11-20 8698 7972 726 726 AT&T INC 3.40%MAY15 25 P 2018-10-30 2020-08-12 2178 1881 297 297 US TSY 3.125% MAY 15 2021 P 2015-12-08 2020-04-20 4126 4056 70 70 US TSY 1.125% JUN 30 2021 P 2016-08-05 2020-06-10 6059 5999 60 60 US TSY 2.625% NOV 15 2020 P 2011-09-30 2020-06-10 40411 40143 268 268 FIRST EAGLE GLOBAL FUND P 2012-12-14 2020-06-22 20863 18578 2285 2285 FIRST EAGLE GLOBAL FUND P 2016-12-15 2020-07-27 49274 47123 2151 2151 FIRST EAGLE OVERSEAS P 2015-12-18 2020-02-19 1205 1106 99 99 OAKMARK INTL FD CL P 2018-06-13 2020-02-19 24994 29056 -4062 -4062 FIRST EAGLE GLOBAL FUND P 2011-04-08 2020-03-19 52401 58334 -5933 -5933 TETON WESTWOOD MIGHTY P 2011-03-14 2020-09-28 6284 4746 1538 1538 DISH NETWORK CORPORATION CMN CLASS A P 2018-04-03 2020-01-23 11398 11799 -401 -401 MOHAWK INDUSTRIES INC COMMON STOCK P 2018-09-18 2020-03-02 1196 1850 -654 -654 POLARIS GLOBAL VALUE FUND INVESTOR P 2017-07-28 2020-04-17 455306 600000 -144694 -144694 ROCKWELL COLLINS INC 3.2% 03/15/2024 P 2017-03-30 2020-05-19 26558 25002 1556 1556 ALAMO GROUP INC. CMN P 2018-04-02 2020-10-29 618 549 69 69 CATALENT, INC. CMN P 2015-03-04 2020-06-16 1076 444 632 632 DRIL-QUIP, INC. CMN P 2013-03-12 2020-10-29 309 1087 -778 -778 EXLSERVICE HOLDINGS, INC. CMN P 2016-09-09 2020-03-24 173 207 -34 -34 HUBSPOT INC. CMN P 2016-08-04 2020-05-08 2257 669 1588 1588 LITHIA MOTORS INC CL-A CMN CLASS A P 2015-01-27 2020-03-27 1254 1328 -74 -74 PAYLOCITY HOLDING CORPORATION CMN P 2018-09-17 2020-02-05 1347 821 526 526 PRA GROUP, INC. CMN P 2013-03-12 2020-05-11 1291 1646 -355 -355 SILGAN HOLDINGS INC CMN P 2013-03-12 2020-10-15 1339 774 565 565 UNITED BANKSHARES INC W V CMN P 2017-03-22 2020-02-04 1740 2005 -265 -265 VIRTUSA CORPORATION CMN P 2019-01-02 2020-11-06 1098 911 187 187 ALLEGIANT TRAVEL COMPANY CMN P 2019-07-24 2020-03-19 745 1496 -751 -751 GLOBANT S.A. CMN P 2019-09-13 2020-03-03 1764 1309 455 455 QUIDEL CORP CMN P 2020-03-05 2020-07-23 1072 325 747 747 AVALONBAY CMMUN INC P 2020-01-17 2020-09-10 12988 18360 -5372 -5372 ALLERGAN PLC P 2019-01-18 2020-03-31 12551 11336 1215 1215 CME GROUP INC P 2018-07-11 2020-01-10 2474 1986 488 488 DISNEY (WALT) CO COM STK P 2018-12-11 2020-11-20 6956 5497 1459 1459 LINDE PLC REG SHS P 2018-06-18 2020-02-20 1106 817 289 289 PACKAGING CORP AMERICA P 2018-06-18 2020-09-10 5715 6555 -840 -840 REALTY INCM CRP MD PV1. P 2018-10-08 2020-01-21 10182 7561 2621 2621 US TSY 1.500% FEB 15 2030 P 2020-03-12 2020-04-01 15190 15021 169 169 BP CAP MARKETS AM 3.24% 22 P 2018-12-17 2020-07-09 12569 11887 682 682 US TSY 3.125% MAY 15 2021 P 2015-12-17 2020-04-20 13410 13176 234 234 US TSY 1.125% JUN 30 2021 P 2017-05-30 2020-06-10 7069 6853 216 216 U.S. TRSY INFLATION NTE P 2011-08-01 2020-06-19 31293 30868 425 425 FIRST EAGLE GLOBAL FUND P 2012-12-14 2020-06-22 54 48 6 6 FIRST EAGLE GLOBAL FUND P 2016-12-15 2020-07-27 7585 7254 331 331 FIRST EAGLE OVERSEAS P 2015-12-18 2020-02-19 2708 2485 223 223 OAKMARK INTL FD CL P 2018-06-13 2020-07-16 3359 4601 -1242 -1242 FIRST EAGLE GLOBAL FUND P 2011-04-13 2020-03-19 35195 38929 -3734 -3734 TETON WESTWOOD MIGHTY P 2011-03-25 2020-09-28 64217 50001 14216 14216 ECOLAB INC. CMN P 2018-04-03 2020-03-12 21275 16654 4621 4621 MOHAWK INDUSTRIES INC COMMON STOCK P 2018-08-06 2020-03-02 16385 25613 -9228 -9228 TCW METWEST UNCONSTRAINED BOND FUND P 2015-03-31 2020-04-17 243041 254998 -11957 -11957 ROCKWELL COLLINS INC 3.2% 03/15/2024 P 2017-03-30 2020-05-18 26534 25002 1532 1532 AMERISAFE, INC CMN P 2018-05-10 2020-10-29 298 297 1 1 CATALENT, INC. CMN P 2015-03-05 2020-05-22 706 268 438 438 DRIL-QUIP, INC. CMN P 2011-02-01 2020-10-29 238 783 -545 -545 EXLSERVICE HOLDINGS, INC. 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CMN CLASS C P 2018-04-03 2020-06-19 10209 13433 -3224 -3224 TRIPADVISOR, INC. CMN P 2018-04-03 2020-12-03 23543 32571 -9028 -9028 DR PEPPER SNAPPLE GRP INC 2.0% 01/15 P 2015-05-12 2020-01-15 75000 73848 1152 1152 AAR CORP. CMN P 2018-02-20 2020-03-24 537 1537 -1000 -1000 CANTEL MEDICAL CORP. CMN P 2013-11-04 2020-01-08 991 527 464 464 CATALENT, INC. CMN P 2018-03-27 2020-01-30 1176 753 423 423 ENTEGRIS, INC. CMN P 2019-01-17 2020-07-09 305 146 159 159 GRAND CANYON EDUCATION, INC. CMN P 2015-01-26 2020-10-29 387 224 163 163 JOHN BEAN TECHNOLOGIES CORPORA CMN P 2017-08-03 2020-03-04 1183 1088 95 95 MATADOR RES CO CMN P 2014-08-15 2020-03-19 69 1150 -1081 -1081 POWER INTEGRATIONS, INC. CMN P 2013-03-12 2020-08-28 1406 528 878 878 RITCHIE BROS. AUCTIONEERS INC CMN P 2018-04-02 2020-08-28 599 311 288 288 SITEONE LANDSCAPE SUPPLY, INC. 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CMN P 2020-01-17 2020-11-25 268 115 153 153 ICF INTERNATIONAL INC CMN P 2019-10-17 2020-04-14 343 394 -51 -51 WD 40 CO CMN P 2020-04-14 2020-07-23 1335 1203 132 132 INTL FLAVORS&FRAGRNC P 2019-11-26 2020-09-09 1486 1700 -214 -214 BECTON DICKINSON CO P 2018-06-18 2020-01-10 7982 6696 1286 1286 CYRUSONE INC P 2018-06-18 2020-02-19 7436 6264 1172 1172 INGERSOLL-RAND PLC P 2018-06-18 2020-03-10 7560 7687 -127 -127 MARSH & MCLENNAN COS INC P 2018-06-18 2020-09-09 1851 1321 530 530 PHILIP MORRIS INTL INC P 2018-06-18 2020-09-09 1290 1280 10 10 UNION PACIFIC CORP P 2018-06-18 2020-02-20 3128 2495 633 633 US TSY 0.250% JUN 30 2025 P 2020-07-07 2020-08-27 6982 6985 -3 -3 US TSY 2.625% MAY 15 2021 P 2018-05-16 2020-01-15 29386 28898 488 488 HOME DEPOT INC 2.00% 2021 P 2016-06-08 2020-01-09 10026 10041 -15 -15 US TSY 2.750% JUL 31 2023 P 2018-11-29 2020-03-30 12972 11946 1026 1026 VANGUARD HIGH DVD YIELD P 2012-07-23 2020-02-19 24996 12789 12207 12207 FIRST EAGLE GLOBAL FUND P 2014-12-17 2020-06-22 4054 3847 207 207 FIRST EAGLE GLOBAL FUND P 2017-12-14 2020-07-27 1825 1882 -57 -57 FIRST EAGLE OVERSEAS P 2017-04-03 2020-04-27 37500 42311 -4811 -4811 COHEN & STEERS GLOBAL P 2011-10-19 2020-09-08 50000 36165 13835 13835 FIRST EAGLE GLOBAL FUND P 2011-12-14 2020-06-22 54 45 9 9 AMAZON.COM INC CMN P 2018-04-03 2020-07-30 30459 13924 16535 16535 LIBERTY GLOBAL, PLC. CMN CLASS C P 2018-04-03 2020-03-20 20854 37451 -16597 -16597 BERKSHIRE HATHAWAY INC. CLASS B P 2020-02-03 2020-04-17 6698 7867 -1169 -1169 INGERSOLL-RAND LUXEMBOURG FINA 2.625 P 2015-06-01 2020-04-13 50000 50000 AAR CORP. CMN P 2018-03-12 2020-03-23 198 674 -476 -476 CANTEL MEDICAL CORP. CMN P 2013-11-04 2020-01-07 67 35 32 32 CATALENT, INC. CMN P 2017-09-27 2020-01-30 371 234 137 137 ENTEGRIS, INC. CMN P 2019-01-22 2020-06-25 1753 881 872 872 HUBSPOT INC. CMN P 2016-11-03 2020-09-23 5746 1002 4744 4744 JOHN BEAN TECHNOLOGIES CORPORA CMN P 2017-06-29 2020-03-04 1479 1439 40 40 MATADOR RES CO CMN P 2013-12-04 2020-03-19 77 1111 -1034 -1034 POWER INTEGRATIONS, INC. CMN P 2011-02-01 2020-08-28 1124 374 750 750 RITCHIE BROS. AUCTIONEERS INC CMN P 2013-01-30 2020-08-28 300 109 191 191 SITEONE LANDSCAPE SUPPLY, INC. 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CMN P 2020-01-17 2020-11-23 326 134 192 192 ICF INTERNATIONAL INC CMN P 2019-10-17 2020-01-31 443 394 49 49 WEBSTER FINANCIAL CORP CMN P 2019-09-10 2020-03-27 315 727 -412 -412 MERCK AND CO INC SHS P 2020-03-31 2020-09-09 1855 1696 159 159 BECTON DICKINSON CO P 2018-06-18 2020-02-20 2044 1847 197 197 CHUBB LTD P 2018-06-18 2020-02-20 1146 906 240 240 INGERSOLL-RAND PLC P 2018-06-18 2020-02-20 1903 1196 707 707 MICROSOFT CORP P 2018-06-18 2020-02-27 13901 8472 5429 5429 PHILLIPS 66 SHS P 2018-06-18 2020-02-20 4019 5181 -1162 -1162 UNION PACIFIC CORP P 2018-06-18 2020-09-09 1728 1321 407 407 US TSY 0.250% JUN 30 2025 P 2020-07-20 2020-08-27 997 999 -2 -2 US TSY 1.375% MAY 31 2021 P 2016-06-16 2020-05-06 2026 2006 20 20 LOCKHEED MARTIN C 2.50% 20 P 2015-12-14 2020-10-23 6000 6000 US TSY 2.750% JUL 31 2023 P 2019-01-31 2020-03-30 20539 19185 1354 1354 INVESCO BUYBACK P 2013-06-25 2020-02-19 24914 12514 12400 12400 FIRST EAGLE GLOBAL FUND P 2015-12-18 2020-06-22 54 51 3 3 FIRST EAGLE GLOBAL FUND P 2018-12-13 2020-07-27 57 57 FIDELITY ADVISOR NEW P 2013-02-07 2020-02-19 12817 8835 3982 3982 FIRST EAGLE GLOBAL FUND P 2011-03-14 2020-02-19 25000 20195 4805 4805 FIRST EAGLE GLOBAL FUND P 2011-12-14 2020-06-22 22593 18660 3933 3933 BERKSHIRE HATHAWAY INC. 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CMN P 2019-03-15 2020-06-25 1065 546 519 519 VIRTUSA CORPORATION CMN P 2018-12-26 2020-11-18 1151 907 244 244 WILLSCOT MOBILE MINI HOLDINGS CMN P 2019-03-04 2020-10-15 418 375 43 43 CRYOPORT, INC. CMN P 2020-01-17 2020-11-16 978 365 613 613 ICU MEDICAL INC CMN P 2020-03-19 2020-12-15 779 721 58 58 ML NEUBERGER SUPPLEMENTAL P 2019-09-10 2020-03-27 63596 63596 SCHWAB CHARLES CORP NEW P 2020-01-10 2020-02-20 3301 3203 98 98 BECTON DICKINSON CO P 2018-06-18 2020-04-06 10504 10391 113 113 CISCO SYSTEMS INC COM P 2018-06-18 2020-09-09 1078 1197 -119 -119 JPMORGAN CHASE & CO P 2018-06-18 2020-01-10 19227 15264 3963 3963 MICROSOFT CORP P 2018-06-18 2020-03-26 5182 3429 1753 1753 PEPSICO INC P 2018-06-18 2020-02-20 1885 1369 516 516 BRIGHTHOUSE FINCL 3.70% 27 P 2019-12-04 2020-11-27 3122 2986 136 136 US TSY 0.250% JUN 30 2025 P 2020-08-17 2020-08-27 1995 1997 -2 -2 US TSY 1.375% MAY 31 2021 P 2016-06-16 2020-05-18 14176 14041 135 135 TORONTO-DOMINION BANK P 2018-06-20 2020-09-14 20436 20002 434 434 US TSY 1.625% AUG 15 2029 P 2019-08-29 2020-12-31 13902 13147 755 755 INVESCO BUYBACK P 2013-06-25 2020-07-27 159944 93852 66092 66092 FIRST EAGLE GLOBAL FUND P 2015-12-18 2020-06-22 4648 4403 245 245 FIRST EAGLE GLOBAL FUND P 2018-12-13 2020-07-27 14942 13758 1184 1184 FIDELITY ADVISOR NEW P 2013-02-07 2020-02-19 15 11 4 4 FIRST EAGLE GLOBAL FUND P 2011-03-14 2020-03-09 27 25 2 2 NEUBERGER BERMAN P 2011-06-30 2020-07-27 100000 82896 17104 17104 BERKSHIRE HATHAWAY INC. CLASS B P 2019-04-16 2020-04-17 11292 12474 -1182 -1182 MICROSOFT CORPORATION CMN P 2018-04-03 2020-07-30 33369 14747 18622 18622 FOX CORPORATION CMN CLASS B P 2019-03-19 2020-01-22 22425 23532 -1107 -1107 LOCKHEED MARTIN CORPORATION 2.5% 11/ P 2019-05-07 2020-10-23 40000 39876 124 124 AAR CORP. CMN P 2018-02-26 2020-03-23 250 831 -581 -581 CATALENT, INC. CMN P 2015-10-16 2020-09-23 1265 400 865 865 CENTRAL GARDEN & PET CO CMN P 2018-02-26 2020-05-11 608 676 -68 -68 ENTEGRIS, INC. CMN P 2019-04-10 2020-04-14 258 197 61 61 HUBSPOT INC. CMN P 2016-08-03 2020-08-10 1303 259 1044 1044 JOHN BEAN TECHNOLOGIES CORPORA CMN P 2017-06-29 2020-01-31 570 480 90 90 MATADOR RES CO CMN P 2013-11-26 2020-03-19 107 1632 -1525 -1525 PRA GROUP, INC. CMN P 2018-05-24 2020-10-08 590 594 -4 -4 RITCHIE BROS. 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P 2018-10-04 2020-01-15 5247 3843 1404 1404 US TSY 2.625% MAY 15 2021 P 2019-05-16 2020-01-15 1013 1006 7 7 US TSY 3.125% MAY 15 2021 P 2019-06-04 2020-04-20 1032 1013 19 19 US TSY 1.125% SEP 30 2021 P 2016-10-07 2020-05-29 8100 7943 157 157 US TSY 1.500% JUN 15 2020 P 2017-06-28 2020-03-03 6007 5999 8 8 US TSY 3.125% MAY 15 2021 P 2013-04-30 2020-06-10 11298 11859 -561 -561 HEALTH CARE SELECT SPDR P 2018-05-16 2020-02-19 24971 19946 5025 5025 FIRST EAGLE GLOBAL FUND P 2015-12-18 2020-06-22 54 51 3 3 FIRST EAGLE GLOBAL FUND P 2018-12-13 2020-07-27 57 53 4 4 FIDELITY ADVISOR NEW P 2013-02-12 2020-02-19 12167 8422 3745 3745 FIRST EAGLE GLOBAL FUND P 2011-03-14 2020-03-09 9133 8528 605 605 TETON WESTWOOD MIGHTY P 2011-02-25 2020-04-27 689 621 68 68 BERKSHIRE HATHAWAY INC. 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P 2018-10-04 2020-01-16 305 223 82 82 US TSY 3.000% FEB 15 2049 P 2019-10-18 2020-03-31 15266 12787 2479 2479 AT&T INC 3.40%MAY15 25 P 2018-09-28 2020-08-12 4355 3816 539 539 US TSY 2.625% FEB 15 2029 P 2019-03-06 2020-12-21 6875 5964 911 911 US TSY 1.500% JUN 15 2020 P 2017-06-28 2020-05-01 1002 1000 2 2 US TSY 2.125% AUG 15 2021 P 2014-01-07 2020-04-06 12301 11682 619 619 FIRST EAGLE GLOBAL FUND P 2012-12-14 2020-06-22 8648 7701 947 947 FIRST EAGLE GLOBAL FUND P 2015-12-18 2020-06-22 2302 2181 121 121 FIRST EAGLE GLOBAL FUND P 2018-12-13 2020-07-27 68550 63117 5433 5433 FIDELITY ADVISOR NEW P 2013-02-12 2020-04-27 37500 30219 7281 7281 FIRST EAGLE GLOBAL FUND P 2011-03-25 2020-03-09 123046 116709 6337 6337 TETON WESTWOOD MIGHTY P 2011-03-10 2020-04-27 36811 32538 4273 4273 CITIGROUP INC. 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P 2018-10-05 2020-01-16 9451 6981 2470 2470 US TSY 3.000% FEB 15 2049 P 2019-10-30 2020-03-31 6939 5762 1177 1177 AT&T INC 3.40%MAY15 25 P 2018-10-05 2020-08-12 2178 1892 286 286 US TSY 3.125% MAY 15 2021 P 2015-12-08 2020-01-15 19376 19329 47 47 US TSY 1.500% JUN 15 2020 P 2017-08-22 2020-05-01 36058 36003 55 55 US TSY 2.125% AUG 15 2021 P 2014-01-07 2020-06-10 7158 6814 344 344 FIRST EAGLE GLOBAL FUND P 2013-12-18 2020-06-22 19944 19251 693 693 FIRST EAGLE GLOBAL FUND P 2015-12-18 2020-07-27 741 666 75 75 FIRST EAGLE GLOBAL FUND P 2018-12-13 2020-07-27 57 53 4 4 FIDELITY ADVISOR NEW P 2013-02-12 2020-09-08 50000 33278 16722 16722 FIRST EAGLE GLOBAL FUND P 2011-04-07 2020-03-09 42794 41154 1640 1640 TETON WESTWOOD MIGHTY P 2011-03-10 2020-09-08 6566 4966 1600 1600 CITIGROUP INC. CMN P 2018-04-03 2020-04-09 17604 25189 -7585 -7585 MOHAWK INDUSTRIES INC COMMON STOCK P 2018-10-09 2020-03-10 6405 8844 -2439 -2439 GS MLP ENERGY INFRASTRUCTURE FUND CL P 2014-03-25 2020-04-17 133637 390158 -256521 -256521 NEXTERA ENERGY INC 3.342% 09/01/2020 P 2018-08-06 2020-09-01 100000 99370 630 630 AAR CORP. CMN P 2018-03-12 2020-03-19 194 674 -480 -480 CATALENT, INC. CMN P 2015-03-04 2020-08-27 1053 355 698 698 CHURCHILL DOWNS INCORPORATED CMN P 2018-12-21 2020-04-02 822 786 36 36 EXLSERVICE HOLDINGS, INC. CMN P 2016-09-13 2020-03-24 259 302 -43 -43 HUBSPOT INC. CMN P 2016-08-04 2020-07-09 2385 558 1827 1827 LHC GROUP, INC. CMN P 2018-09-21 2020-02-27 1324 984 340 340 PAYLOCITY HOLDING CORPORATION CMN P 2018-09-17 2020-07-09 1457 821 636 636 PRA GROUP, INC. CMN P 2015-11-20 2020-10-07 796 822 -26 -26 ROGERS CORP CMN P 2018-01-12 2020-10-29 1027 1707 -680 -680 SYNEOS HEALTH INC CMN P 2018-06-27 2020-03-06 260 188 72 72 VIRTUSA CORPORATION CMN P 2019-04-12 2020-11-06 499 562 -63 -63 WRIGHT MEDICAL GROUP N.V. CMN P 2015-09-25 2020-01-30 1084 846 238 238 FIVE BELOW INC CMN P 2020-01-13 2020-06-25 1571 1573 -2 -2 PHREESIA INC CMN P 2020-01-30 2020-12-15 112 62 50 50 47147 -11077 0 40000 40000 40000 40000 false false false false false true true false true true NM true false false false false true WWW.CHASEFOUNDATION.COM JOHNATHAN L SHUMAN 5757481213 512 W TEXAS AVE ARTESIA NM 88210 false false false false false false false false false false false false false false false false false false false false MACK C CHASE 2103 W MAIN ST ARTESIA NM 88210 TRUSTEE/ADVI 000.00 0 0 0 RICHARD PRICE 2103 W MAIN ST ARTESIA NM 88210 EXECUTIVE DI 000.00 0 0 0 GEREN FERGUSON 2103 W MAIN STREET ARTESAI NM 88210 ADVISOR 000.00 0 0 0 ROBERT CHASE 2103 W MAIN STREET ARTESIA NM 88210 ADVISOR 000.00 0 0 0 DEB CHASE 2103 W MAIN STREET ARTESIA NM 88210 ADVISOR 000.00 0 0 0 RICHARD CHASE 2103 W MAIN STREET ARTESIA NM 88210 ADVISOR 000.00 0 0 0 KARLA CHASE 2103 W MAIN STREET ARTESIA NM 88210 ADVISOR 000.00 0 0 0 JOHNNY KNORR 2103 W MAIN STREET ARTESIA NM 88210 ADVISOR 000.00 0 0 0 CHANCE CHASE 2103 W MAIN ST ARTESIA NM 88210 ADVISOR 000.00 0 0 0 KORTNEY CHASE 2103 W MAIN ST ARTESIA NM 88210 ADVISOR 000.00 0 0 0 BRAD BARTEK 2103 W MAIN ST ARTESIA NM 88210 ADVISOR 000.00 0 0 0 DEREK CHASE 2103 W MAIN ST ARTESIA NM 88210 ADVISOR 000.00 0 0 0 NONE NONE N/A 36425604 140840 1080180 37646624 37646624 564699 37081925 1854096 1854096 1854096 1854096 1854096 2437824 2437824 2437824 1854096 683404 764479 1015040 969572 1148958 4581453 2437824 1854096 583728 5165181 0 683404 4481777 764479 1015040 969572 1148958 583728 CHASE FOUNDATION 2103 W MAIN STREET ARTESIA NM 88210 5757464610 INFO@CHASEFOUNDATION.COM SEE APPLICATION FORMS AT WWW.CHASEFOUNDATION.COM THE 2022 APPLICATION DEADLINE IS APRIL 25, 2022 FOR FALL 2022 SCHOLARSHIPS. GRADUATING SENIOR FROM ARTESIA NM HIGH SCHOOL OR A PRIOR AWARD RECIPIENT. ABILENE CHRISTIAN UNIVERSITY 1600 CAMPUS CT ABILENE TX 79601 NO SCHOLARSHIP 5500 AMARILLO COLLEGE 2201 S WASHINGTON ST AMARILLO TX 79109 NO SCHOLARSHIP 2750 ANGELO STATE UNIVERSITY 2601 W AVE N SAN ANGELO TX 76909 NO SCHOLARSHIP 12000 ARIZONA STATE UNIVERSITY 1711 S RURAL ROAD TEMPE AZ 85281 NO SCHOLARSHIP 11500 ARTESIA ARTS COUNCIL 310 W MAIN ST ARTESIA NM 88210 NO GRANT 10000 ARTESIA EMERGENCY RELIEF 103 N 6TH ST ARTESIA NM 88210 NO GRANT 2500 ARTESIA LITERACY COUNCIL 1507 W HERMOSA DR ARTESIA NM 88210 NO GRANT 5000 ARTESIA LITTLE LEAGUE PO BOX 1108 ARTESIA NM 88211 NO GRANT 18000 BIOLA UNIVERSITY 13800 BIOLA AVE LA MIRANDA CA 90639 NO SCHOLARSHIP 6000 BLINN COLLEGE 902 COLLEGE AVE BRENHAM TX 77833 NO SCHOLARSHIP 3250 BRIGHAM YOUNG UNIVERSITY 270 CLYDE BUILDING PROVO UT 84602 NO SCHOLARSHIP 3250 CAL RIPKEN SR FOUNDATION 1427 CLARKVIEW ROAD SUITE 100 BALTIMORE MD 21209 YES GRANT 100000 CATALYST CHURCH 1302 W HERMOSA DR ARTESIA NM 88210 NO GRANT 125000 CENTRAL NEW MEXICO COMMUNITY COLLEGE 525 BUENA VISTA DR SE ALBUQUERQUE NM 87106 NO SCHOLARSHIP 11500 COVENANT SCHOOL OF NURSING 1919 FRANKFORD AVE LUBBOCK TX 79407 NO SCHOLARSHIP 3250 DIXIE STATE COLLEGE 225 S 700 E ST GEORGE UT 84770 NO SCHOLARSHIP 6000 DONA ANA COMMUNITY COLLEGE 3400 S ESPINA ST LAS CRUCES NM 88003 NO SCHOLARSHIP 38750 EASTERN NEW MEXICO UNIVERSITY 1500 S AVENUE K PORTALES NM 88130 NO SCHOLARSHIP 122250 EASTERN NEW MEXICO UNIVERSITY 1500 S AVENUE K PORTALES NM 88130 NO GRANT 5000 ENMU-ROSWELL 52 UNIVERSITY BLVD ROSWELL NM 88203 NO SCHOLARSHIP 20000 EVANGEL UNIVERSITY 1111 N GLENSTONE AVE SPRINGFIELD MO 65802 NO SCHOLARSHIP 3250 GREATER ARTESIA FOUNDATION PO BOX 1344 ARTESIA NM 88211 YES SENIOR SALUTE/RIDE FOR BIKES 2500 HILLSONG COLLEGE USA 655 E UNIVERSITY DR BUILD MESA AZ 85203 NO SCHOLARSHIP 3250 IDAHO STATE UNIVERSITY 921 S 8TH AVE POCATELLO ID 83209 NO SCHOLARSHIP 3250 LUBBOCK CHRISTIAN UNIVERSITY 5601 19TH ST LUBBOCK TX 79407 NO SCHOLARSHIP 30500 MCMURRY UNIVERSIY 1400 SAYLES BLVD ABILENE TX 79605 NO SCHOLARSHIP 6000 NEW MEXICO INSTITUTE OF MINING & TECHNOLOGY 801 LEROY PL SOCORRO NM 87801 NO SCHOLARSHIP 11500 NEW MEXICO STATE UNIVERSITY CARLSBAD 1500 UNIVERSITY DR CARLSBAD NM 88220 NO SCHOLARSHIP 12000 NEW MEXICO STATE UNIVERSITY 1780 E UNIVERSITY AVE LAS CRUCES NM 88003 NO SCHOLARSHIP 465250 NORTHERN ARIZONA UNIVERSITY S SAN FRANCISCO ST FLAGSTAFF AZ 86011 NO SCHOLARSHIP 12000 OKLAHOMA CHRISTIAN UNIVERSITY 2501 E MEMORIAL RD EDMOND OK 73013 NO SCHOLARSHIP 6000 OKLAHOMA STATE UNIVERSITY OKLAHOMA STATE UNIVERSITY STILLWATER OK 74074 NO SCHOLARSHIP 17000 OLYMPIAN UNIVERSITY 4501 N MAIN ST ROSWELL NM 88201 NO SCHOLARSHIP 9750 SOUTH PLAINS COLLEGE 1401 COLLEGE AVE LEVELLAND TX 79336 NO SCHOLARSHIP 44250 SOUTHERN WESLEYAN UNIVERSITY 215 CLAYTON ST CENTRAL SC 29630 NO SCHOLARSHIP 3250 SUL ROSS STATE UNIVERSITY 79830 US-90 ALPINE TX 79830 NO SCHOLARSHIP 6000 SWARTHMORE COLLEGE 500 COLLEGE AVE SWARTHMORE PA 19081 NO SCHOLARSHIP 2750 TARLETON STATE UNIVERSITY 1333 W WASHINGTON ST STEPHENVILLE TX 76401 NO SCHOLARSHIP 6000 TEXAS A&M 1372 TAMU COLLEGE STATION TX 778431372 NO SCHOLARSHIP 8750 TEXAS TECH UNIVERSITY 2500 BROADWAY LUBBOCK TX 79409 NO SCHOLARSHIP 256750 UNIVERSITY OF ILLINOIS URBANA CHAMP 901 WEST ILLINOIS ST URBANA IL 61801 NO SCHOLARSHIP 6000 UNIVERSITY OF MINNESOTA 2818 COMO AVENUE SE MINNEAPOLIS MN 55414 NO SCHOLARSHIP 5500 UNIVERSITY OF NEW MEXICO 1155 UNIVERSITY BLVD ALBUQUERQUE NM 87131 NO SCHOLARSHIP 171750 UNIVERSITY OF NOTRE DAME 220 MAIN BUILDING NOTRE DAME IN 46556 NO SCHOLARSHIP 6000 UNIVERSITY OF THE SOUTHWEST 6610 N LOVINGTON HWY HOBBS NM 88240 NO SCHOLARSHIP 1625 UTEP 102 ACADEMIC SERVICES BLD EL PASO TX 79968 NO SCHOLARSHIP 2750 WAYLAND BAPTIST UNIVERSITY 1900 W 7TH ST PLAINVIEW TX 79072 NO SCHOLARSHIP 17500 WEST TEXAS A&M UNIVERSITY 2501 4TH AVE CANYON TX 79016 NO SCHOLARSHIP 31250 WESTERN TEXAS COLLEGE 6200 COLLEGE AVE SNYDER TX 79549 NO SCHOLARSHIP 1000 FIRST UNITED METHODIST CHURCH 500 W GRAND AVE ARTESIA NM 88210 NO GRANT 2500 SHERIDAN ROTARY CLUB PO BOX 997 SHERIDAN WY 82801 NO GRANT 10000 ST VINCENT DE PAUL 603 S ROSELAWN AVE ARTESIA NM 88210 NO GRANT 2500 TRINITY TEMPLE 1507 W HERMOSA ARTESIA NM 88210 NO GRANT 2500 CLOVIS COMMUNITY COLLEGE 417 SCHEPPS BLVD CLOVIS NM 88101 NO SCHOLARSHIP 5500 COLORADO STATE UNIVERSITY 711 OVAL DRIVE FORT COLLINS CO 80521 NO SCHOLARSHIP 8750 EASTERN MICHIGAN UNIVERSITY 900 OAKWOOD ST YPSILANTI MI 48197 NO SCHOLARSHIP 2750 LINCOLN COLLEGE OF TECHNOLOGY 11194 E 45TH AVE DENVER CO 80239 NO SCHOLARSHIP 2750 NEW MEXICO JUNIOR COLLEGE 5317 N LOVINGTON HWY HOBBS NM 88240 NO SCHOLARSHIP 1000 NORTHWESTERN OKLAHOMA STATE UNIVERS 709 OKLAHOMA BLVD ALVA OK 73717 NO SCHOLARSHIP 6000 OLYMPIAN ACADEMY OF COSMETOLOGY 1460 MISSOURI AVE 5 LAS CRUCES NM 88001 NO SCHOLARSHIP 2750 SOUTHERN ILLINOIS UNIVERSITY 1263 LINCOLN DR CARBONDALE IL 62901 NO SCHOLARSHIP 6000 SOUTHWESTERN ASSEMBLIES OF GOD UNIV 1200 SYCAMORE ST WAXAHACHIE TX 75165 NO SCHOLARSHIP 2750 TEXAS A&M HEALTH & SCIENCE CENTER 8447 RIVERSIDE PKWY BRYAN TX 77807 NO SCHOLARSHIP 2750 UNIVERSITY OF TEXAS SAN ANTONIO 1 UTSA CIRCLE SAN ANTONIO TX 78249 NO SCHOLARSHIP 2750 UNM COLLEGE OF PHARMACY 2502 MARBLE AVE ALBUQUERQUE NM 87106 NO SCHOLARSHIP 2750 1728875 14 151812 14 298952 14 7637 14 47147 RENT 16 4800 PASSTHROUGH INV INC(LOSS) 14 -1913653 OTHER INVEST INCOME BROK/K- 14 -103853 ENCAP ENERGY X 900099 263481 ENCAP ENERGY IX 900099 60609 ENCAP FLATROCK 900099 134243 SI SILICON BEACH 900099 -65164 PENNYBACKER IV 900099 -15600 PENNYBACKER V 900099 -14572 NGP 900099 -38212 BP NATURAL GAS PTNRS 900099 267592 PENNYBACKER III 900099 10497 BP NATURAL GAS PATNRS II 900099 -20747 582127 -1507158 -925031 false false false false false false false false false false X X 1 RICHARD CHASE PO BOX 359 ARTESIA NM 88211 50000 X 2 WPX ENERGY INC 3500 1 WILLIAMS CENTER TULSA OK 74172 5000 X INDIRECT ACCOUNTING FEES 41361 41361 OFFICE FURNITURE 2007-05-24 1267 1267 S/L 10.0000 OFFICE FURNITURE 2007-06-04 1082 1082 S/L 10.0000 OFFICE FURNITURE 2007-09-10 446 446 S/L 10.0000 OFFICE FURNITURE 2007-09-20 3780 3780 S/L 10.0000 OFFICE FURNITURE 2007-11-08 714 714 S/L 10.0000 OFFICE FURNITURE 2007-11-19 143 143 S/L 10.0000 OFFICE FURNITURE 2006-12-15 4734 4734 S/L 10.0000 COMPUTER EQUIPMENT 2007-07-10 71 71 S/L 5.0000 PRINTER 2006-12-15 1140 1140 S/L 5.0000 TELEPHONE EQUIPMENT 2006-12-15 10571 10571 S/L 5.0000 OFFICE FURNITURE 2008-01-10 529 529 S/L 10.0000 OFFICE FURNITURE 2008-02-06 1696 1696 S/L 10.0000 OFFICE FURNITURE - CARPET 2008-08-04 406 406 S/L 10.0000 COMPUTER EQUIPMENT 2008-10-14 86 86 S/L 5.0000 OFFICE EQUIPMENT 2008-11-12 331 331 S/L 7.0000 OFFICE FURNITURE 2008-11-12 146 146 S/L 10.0000 COMPUTER EQUIPMENT 2008-12-02 64 64 S/L 5.0000 COMPUTER EQUIPMENT 2008-12-11 64 64 S/L 5.0000 OFFICE FURNITURE 2010-02-28 15422 15422 S/L 5.0000 OFFICE FURNITURE 2011-05-18 2547 2547 S/L 5.0000 COMPUTER EQUIPMENT 2011-09-01 2161 2161 S/L 5.0000 COMPUTER EQUIPMENT 2012-05-14 4388 4388 S/L 5.0000 OFFICE FURNITURE 2012-05-18 1490 1490 S/L 5.0000 COMPUTER EQUIPMENT 2012-06-25 3324 3324 S/L 5.0000 OFFICE FURNITURE 2012-07-10 1525 1525 S/L 5.0000 OFFICE FURNITURE 2012-12-11 401 401 S/L 3.0000 LAND - MAIN STREET 2014-05-14 55000 BUILDING - MAIN (W/IMPRV) 2014-05-14 878905 126786 S/L 39.0000 22536 OFFICE FURN (MAIN ST) 2014-06-01 61978 34604 S/L 10.0000 6198 OFFICE EQUIP 2015-06-01 6394 6074 S/L 5.0000 320 COMPUTER EQUIPMENT 2017-11-08 11272 7417 200DB 5.0000 1542 COMPUTER 2018-11-14 1845 1845 200DB 5.0000 HVAC UNIT 2020-07-17 6258 S/L 15.0000 6258 MERRILL LYNCH - 7EG-04044 NEUBERGER 1037281 1139571 MERRILL LYNCH - LOOMIS SAYLES 1907484 1969724 GOLDMAN SACHS - CORP FIXED INC 3369789 3583084 MERRILL LYNCH - 7EG-02041 CXO OPTION 10464 300121 MERRILL LYNCH - 7EG-02042 PIA MNGED 5096181 7383744 MERRILL LYNCH - 7EG-02019 DIV PORT 2411575 3118605 GOLDMAN SACHS - BROKERAGE 377655 377656 GOLDMAN SACHS - ADVISORY BROK II 3317724 4558263 GOLDMAN SACHS - GANNETT WELSH 478118 698138 GOLDMAN SACHS - EAGLE DYNAMIC 1838641 2531727 ENCAP ENERGY IX AT COST 1887432 1887432 TORTUGA WATER LLC AT COST 1481161 1481161 ENCAP ENERGY CAPITAL FUND VIII AT COST 5060046 5060046 BP NATURAL GAS AT COST 234904 234904 ENCAP ENERGY X AT COST 1021051 1021051 PENNYBACKER IV AT COST 577130 577130 ENCAP FLATROCK AT COST 102607 102607 NGP NATURAL RESOURCES AT COST 282607 282607 PENNY BACKER III AT COST 134387 134387 MERRILL LYNCH - 7EG-02040 ALTERNATIV AT COST QSI HOLDINGS, L.P. AT COST 313170 313170 SI 4343 INVESTOR LP AT COST 130225 130225 SI SILICON BEACH HOTEL AT COST 108234 108234 BP OFFSHORE HOLDINGS AT COST 222916 222916 SI CELINA STORAGE LP AT COST WALKING WITH HERB AT COST QID NGL AT COST BP OFFSHORE HOLDING II AT COST 150910 150910 PENNYBACKER V AT COST 92320 92320 ROUNDING ADJ AT COST 2 2 BUILDINGS/FURN&FIX 1025180 272108 753072 1025180 LAND 55000 55000 55000 INDIRECT LEGAL FEES 450 450 EXPENSES ADVERTISING 1799 1799 AUTO EXPENSE 4974 4974 BANK FEE 139 139 COMMUNITY SERVICE PROGRAM DONATIONS DUES/SUBSCRIPTION 3352 3352 EMPLOYEE BENEFITS EQUIPMENT LEASE 2449 2449 EVENT SPONSOR 14595 14595 GRADUATION INCENTIVE 15250 15250 INSURANCE 7976 7976 INVESTMENT/ADVISORY FEES 152498 152499 MACK SELECT TOURNEY MARKETING MISC. NEW SCHOLAR ORIENTATION OFFICE EXPENSE 4068 4068 POSTAGE 4096 4096 RECEPTIONS REPAIRS & MAINTENANCE 10906 10906 SCHOLARSHIP MENTORING PROGRAM 25107 25107 SPONSORSHIP 2019 2019 STORAGE RENTAL 1484 1484 SUPPLY 4862 4862 WEB SITE EXPENSE 9366 9366 OTHER BROKERAGE DIV/INT BOOKS 5253 5253 5253 LITIGATION SETTLEMENTS (STOCK 2384 2384 2384 RENT 4800 4800 4800 PASSTHROUGH INV INC(LOSS) -1913653 -1913653 -1913653 OTHER INVEST INCOME BROK/K-1 -103853 -103853 -103853 ENCAP ENERGY X 263481 263481 ENCAP ENERGY IX 60609 60609 ENCAP FLATROCK 134243 134243 SI SILICON BEACH -65164 -65164 PENNYBACKER IV -15600 -15600 PENNYBACKER V -14572 -14572 NGP -38212 -38212 BP NATURAL GAS PTNRS 267592 267592 PENNYBACKER III 10497 10497 BP NATURAL GAS PATNRS II -20747 -20747 FOREIGN TAX PROPERTY TAX 4567 4567 SECTION 4940 25000 25000