HANLEY FOUNDATION: Form 990PF, tax year 2021
View the entire original 990 at ProPublica ↗
- Organization
- HANLEY FOUNDATION (EIN 02-0631312)
- Tax period
- 2021-01-01 to 2021-12-31
- Filed
- 2022-11-15
- IRS object ID
- 202233199349103633
- Schema version
- 2021v4.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Liabilities Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2022-11-15T12:14:42-06:00 | ReturnTs |
| Tax Period End | 2021-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 362929601 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | FGMK LLC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2801 LAKESIDE DRIVE 3RD FLOOR | AddressLine1Txt |
| City | BANNOCKBURN | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60015 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2021-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 020631312 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | HANLEY FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | HANL | BusinessNameControlTxt |
| Phone | 3123002370 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 5120 LAKEVIEW DRIVE | AddressLine1Txt |
| City | MIAMI BEACH | CityNm |
| State Abbreviation | FL | StateAbbreviationCd |
| ZIP | 33140 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | GEORGE P HANLEY | PersonNm |
| Person Title | DIRECTOR | PersonTitleTxt |
| Phone | 3123002370 | PhoneNum |
| Signature | 2022-11-15 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | GEORGE | PersonFirstNm |
| Person Last | HANLEY | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | XXX-XX-XXXX | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | LAWRENCE BOBER | PreparerPersonNm |
| PTIN | P00038471 | PTIN |
| Phone | 8473740400 | PhoneNum |
| Preparation | 2022-11-15 | PreparationDt |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 3 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2021 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $25,680,827 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $616,621 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $616,621 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $150,129 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $150,129 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $2,561,756 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $13,341,527 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $2,561,756 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $6,528 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $5,338 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $3,335,034 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $3,333,844 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $111,004 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $502 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $502 | LegalFeesDsbrsChrtblAmt |
| Interest Rev And Expnss | $54,099 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $0 | InterestNetInvstIncmAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $40,089 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $5,089 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $464,828 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $464,309 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $670,020 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $469,900 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $502 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $65,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $65,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $735,020 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $469,900 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $65,502 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $2,600,014 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $2,863,944 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $1,918,914 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $44,936 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $44,936 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $9,186,312 | CorporateStockBOYAmt |
| Corporate Stock EOY | $10,396,000 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $12,916,675 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $1,146,749 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $229,996 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $227,600 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $6,691,640 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $11,954,112 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $12,426,764 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $6,398 | OtherAssetsBOYAmt |
| Other Assets EOY | $64,852 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $64,852 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $18,950,013 | TotalAssetsBOYAmt |
| Total Assets EOY | $22,689,896 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $25,680,827 | TotalAssetsEOYFMVAmt |
| Loans From Officers EOY | $10,000 | LoansFromOfficersEOYAmt |
| Other Liabilities BOY | $150 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $1,021,931 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $150 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $1,031,931 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $18,949,863 | RetainedEarningBOYAmt |
| Retained Earning EOY | $21,657,965 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $18,949,863 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $21,657,965 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $18,950,013 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $22,689,896 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $18,949,863 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $2,600,014 | ExcessRevenueOverExpensesAmt |
| Other Increases | $108,096 | OtherIncreasesAmt |
| Subtotal | $21,657,973 | SubtotalAmt |
| Other Decreases | $8 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $21,657,965 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (223 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | Cost Or Other BasisCostOrOtherBasisAmt | AcquiredAcquiredDt |
|---|---|---|---|---|---|---|---|
| 5,000 SHS ARCLIGHT CLEAN TRANSITION CORP. | P | 2021-01-12 | $100,413 | $100,413 | $100,413 | ||
| BCIM PARTNERS III LP | P | $10,652 | $10,652 | $10,652 | |||
| PB STRATEGIC PARTNERS FEEDER FUND IV LP | P | -$211 | -$211 | $211 | |||
| PB STRATEGIC PARTNERS FEEDER FUND IV LP | P | $17,171 | $17,171 | $17,171 | |||
| CASDIN PRIVATE GROWTH EQUITY FUND LP | P | $5,584 | $5,584 | $5,584 | |||
| 406 SHS DERMTECH INC. | P | 2021-02-12 | $29,061 | $11,582 | $11,582 | $17,479 | 2021-01-22 |
| 1,000 SHS DERMTECH INC. | P | 2021-02-16 | $79,852 | $36,800 | $36,800 | $43,052 | 2021-01-22 |
| 808 SHS DISCOVERY INC. COM SER A | P | 2021-01-27 | $34,924 | $14,487 | $14,487 | $20,437 | 2020-03-02 |
| 1,212 SHS DISCOVERY INC. COM SER A | P | 2021-01-27 | $52,387 | $27,753 | $27,753 | $24,634 | 2020-03-19 |
| 2,020 SHS DISCOVERY INC. COM SER A | P | 2021-03-05 | $129,687 | $88,773 | $88,773 | $40,914 | 2020-07-10 |
| 623 SHS ISHARES U.S. HEALTHCARE ETF | P | 2021-02-04 | $157,824 | $48,114 | $48,114 | $109,710 | 2020-03-19 |
| 167 SHS ISHARES U.S. HEALTHCARE ETF | P | 2021-02-04 | $42,306 | $10,879 | $10,879 | $31,427 | 2020-03-31 |
| 195 SHS ISHARES U.S. HEALTHCARE ETF | P | 2021-02-04 | $49,399 | $12,703 | $12,703 | $36,696 | 2020-03-31 |
| 857 SHS THOMA BRAVO ADVANTAGE COM | P | 2021-03-15 | $9,611 | $239 | $239 | $9,372 | 2021-03-12 |
| 71 SHS ALPHABET INC. CAP STKCL C | P | 2021-07-13 | $185,668 | $142,407 | $142,407 | $43,261 | 2015-10-01 |
| 50 SHS ALPHABET INC. CAP STKCL C | P | 2021-08-25 | $142,935 | $112,469 | $112,469 | $30,466 | 2015-10-01 |
| 619 SHS APPLE INC. | P | 2021-07-13 | $90,018 | $74,040 | $74,040 | $15,978 | 2015-08-24 |
| 881 SHS APPLE INC. | P | 2021-01-21 | $120,809 | $98,068 | $98,068 | $22,741 | 2015-08-24 |
| 231 SHS BERKSHIRE HATHAWAY INC. CL A | P | 2021-05-10 | $67,799 | $38,065 | $38,065 | $29,734 | 2015-08-24 |
| 4,594 SHS BK OF AMERICA CORP. COM | P | 2021-11-10 | $217,397 | $158,825 | $158,825 | $58,572 | 2016-02-03 |
| 0.227 SHS BK OF AMERICA CORP. COM | P | 2021-11-10 | $11 | $8 | $8 | $3 | 2016-03-25 |
| 0.897 SHS BK OF AMERICA CORP. COM | P | 2021-11-10 | $42 | $30 | $30 | $12 | 2016-06-24 |
| 0.593 SHS BK OF AMERICA CORP. COM | P | 2021-11-10 | $28 | $19 | $19 | $9 | 2016-09-20 |
| 22.283 SHS BK OF AMERICA CORP. COM | P | 2021-11-10 | $1,054 | $550 | $550 | $504 | 2016-12-27 |
| 0.610 SHS BK OF AMERICA CORP. COM - CASH IN LIEU | P | 2021-11-15 | $29 | $15 | $15 | $14 | 2016-12-27 |
| 590 SHS CHECK POINT SOFTWARE TECHNOLOGIES LTD. | P | 2021-12-16 | $66,781 | $6,426 | $6,426 | $60,355 | 2020-05-14 |
| 146 SHS DISNEY WALT CO. | P | 2021-01-15 | $25,036 | $16,504 | $16,504 | $8,532 | 2017-09-07 |
| 1,412 SHS EBAY INC. | P | 2021-10-05 | $99,402 | $51,967 | $51,967 | $47,435 | 2018-07-30 |
| 1,037 SHS INTEL CORP. | P | 2021-01-13 | $63,154 | $12,437 | $12,437 | $50,717 | 2019-06-18 |
| 322 SHS KIMBERLY-CLARK CORP. | P | 2021-10-05 | $42,322 | $8,821 | $8,821 | $33,501 | 2018-04-27 |
| 252 SHS LYONDELLBASELL INDUSTRIES N V | P | 2021-03-19 | $26,958 | $5,893 | $5,893 | $21,065 | 2019-07-31 |
| 104 SHS LYONDELLBASELL INDUSTRIES N V | P | 2021-03-19 | $11,125 | $3,558 | $3,558 | $7,567 | 2019-08-14 |
| 395 SHS SCHWAB CHARLES CORP. | P | 2021-11-10 | $31,845 | $20,258 | $20,258 | $11,587 | 2020-03-12 |
| 944 SHS SCHWAB CHARLES CORP. | P | 2021-11-10 | $76,105 | $45,682 | $45,682 | $30,423 | 2020-03-13 |
| 891 SHS SEAGATE TECHNOLOGY PLC | P | 2021-03-15 | $67,024 | $26,644 | $26,644 | $40,380 | 2020-03-13 |
| 1,292 SHS STARBUCKS CORP. | P | 2021-01-14 | $131,824 | $58,190 | $58,190 | $73,634 | 2018-03-07 |
| 236 SHS ULTA BEAUTY INC. | P | 2021-08-25 | $90,017 | $42,038 | $42,038 | $47,979 | 2020-07-22 |
| 246 SHS UNITED PARCEL SERVICE INC. | P | 2021-10-05 | $44,148 | $21,899 | $21,899 | $22,249 | 2020-03-13 |
| 315 SHS WHIRLPOOL CORP. | P | 2021-10-05 | $64,813 | $30,652 | $30,652 | $34,161 | 2018-10-23 |
| 25 SHS WHIRLPOOL CORP. | P | 2021-10-05 | $5,144 | $3,007 | $3,007 | $2,137 | 2020-03-30 |
| 13 CALL AAPL $165 EXP 10/15/2021 | P | 2021-08-04 | $3,328 | $2,038 | $2,038 | $1,290 | 2021-08-03 |
| 9 CALL AXP $185 EXP 6/17/2022 | P | 2021-12-21 | $8,370 | $4,770 | $4,770 | $3,600 | 2021-12-20 |
| 6 CALL HD $450 EXP 6/17/2022 | P | 2021-12-21 | $9,300 | $4,650 | $4,650 | $4,650 | 2021-12-20 |
| 13 PUT AAPL $135 EXP 10/15/2021 | P | 2021-10-15 | -$3,779 | -$3,779 | $3,779 | 2021-07-14 | |
| 6 PUT DIS $165 EXP 8/20/2021 | P | 2021-08-20 | -$1,860 | -$1,860 | $1,860 | 2021-06-29 | |
| 47 PUT MAC $15 EXP 9/17/2021 | P | 2021-09-17 | -$3,978 | -$3,978 | $3,978 | 2021-08-03 | |
| 47 PUT MAC $17 EXP 8/20/2021 | P | 2021-08-03 | $7,683 | $3,004 | $3,004 | $4,679 | 2021-06-29 |
| 7 PUT SPG $120 EXP 8/20/2021 | P | 2021-08-20 | -$1,680 | -$1,680 | $1,680 | 2021-06-29 | |
| 31 PUT SPY $418 EXP 8/20/2021 | P | 2021-07-19 | $22,425 | $5,963 | $5,963 | $16,462 | 2021-06-29 |
| 31 PUT SPY $418 EXP 8/20/2021 | P | 2021-08-20 | -$16,462 | -$16,462 | $16,462 | 2021-06-29 | |
| 57 PUT SPY $435 EXP 3/18/2022 | P | 2021-11-26 | $79,566 | $25,374 | $25,374 | $54,192 | 2021-11-17 |
| 23 PUT SPY $435 EXP 3/18/2022 | P | 2021-12-01 | $36,813 | $14,946 | $14,946 | $21,867 | 2021-11-17 |
| 11 PUT SPY $435 EXP 3/18/2022 | P | 2021-12-03 | $21,346 | $10,888 | $10,888 | $10,458 | 2021-11-17 |
| 40 PUT SPY $440 EXP 3/18/2022 | P | 2021-12-17 | $47,653 | $10,514 | $10,514 | $37,139 | 2021-12-16 |
| 16 PUT SPY $440 EXP 3/18/2022 | P | 2021-12-20 | $23,519 | $8,663 | $8,663 | $14,856 | 2021-12-16 |
| 5,000 SHS INVITAE CORP. | P | 2021-03-31 | $187,499 | $8,758 | $8,758 | $178,741 | 2021-03-24 |
| 10,000 SHS INVITAE CORP. | P | 2021-06-10 | $313,898 | $2,714 | $2,714 | $311,184 | 2021-05-05 |
| 1,000 SHS INVITAE CORP. | P | 2021-06-10 | $31,390 | $727 | $727 | $30,663 | 2021-05-06 |
| 10,000 ISHARES TR PREFERRED AND INCOME SEC | P | 2021-05-20 | $384,205 | $18,048 | $18,048 | $366,157 | 2020-08-19 |
| 5,000 SHS PANACEA ACQUISITION CORP. II COM. | P | 2021-04-12 | $50,014 | $14 | $14 | $50,000 | 2021-04-07 |
| 5,000 SHS VANGUARD WHITEHALL FUNDS HIGH DIVIDEND YIELD | P | 2021-05-20 | $531,997 | $124,605 | $124,605 | $407,392 | 2020-07-27 |
| 10,000 SHS ISHARES TR PREFERRED AND INCOME SEC | P | 2021-03-04 | $375,598 | $2,398 | $2,398 | $373,200 | 2019-09-04 |
| GCM GROSVENOR OHESCF LP | P | -$932 | -$932 | $932 | |||
| 10,000 SHS AEA BRIDGES IMPACT CORP. | P | 2021-12-13 | $102,053 | $4,999 | $4,999 | $97,054 | 2021-05-12 |
| 5,000 SHS AEA BRIDGES IMPACT CORP. | P | 2021-12-13 | $51,027 | $2,056 | $2,056 | $48,971 | 2021-06-07 |
| 11,189 SHS AJAX I ORDINARY SHARES CL A | P | 2021-01-20 | $136,027 | $30,165 | $30,165 | $105,862 | 2020-11-02 |
| 3,500 SHS AJAX I WTS EXP | P | 2021-01-22 | $12,279 | $2,427 | $2,427 | $9,852 | 2020-11-02 |
| 5,000 SHS APOLLO STRATEGIC GROWTH CAP WTS EXP 10/2 | P | 2021-01-22 | $11,661 | $6,029 | $6,029 | $5,632 | 2020-10-02 |
| 9,146 SHS APOLLO STRATEGIC GROWTH CAPITAL | P | 2021-03-15 | $94,205 | $6,109 | $6,109 | $88,096 | 2020-10-02 |
| 5,854 SHS APOLLO STRATEGIC GROWTH CAPITAL | P | 2021-05-06 | $58,218 | $1,831 | $1,831 | $56,387 | 2020-10-02 |
| 5,000 SHS ARCLIGHT CLEAN TRANSITION CORP. | P | 2021-01-12 | $100,413 | $10,731 | $10,731 | $89,682 | 2020-09-23 |
| 10,000 SHS ARCLIGHT CLEAN TRANSITION CORP. II CL A | P | 2021-12-02 | $100,115 | $459 | $459 | $99,656 | 2021-04-09 |
| 5,000 SHS ARCLIGHT CLEAN TRANSITION CORP WTS EXP I | P | 2021-01-12 | $34,025 | $23,961 | $23,961 | $10,064 | 2020-09-23 |
| 10,000 SHS ATLANTIC AVE ACQUISITON CORP. CL A | P | 2021-08-25 | $97,100 | $1,144 | $1,144 | $95,956 | 2020-10-05 |
| 5,000 SHS ATLANTIC AVE ACQUISITON CORP WTS EXP 10 | P | 2021-01-06 | $5,904 | $2,921 | $2,921 | $2,983 | 2020-10-05 |
| 13,998.698 SHS ATLAS CREST INVESTMENT CORP. | P | 2021-02-10 | $208,454 | $77,134 | $77,134 | $131,320 | 2020-11-02 |
| 7,499.302 SHS ATLAS CREST INVESTMENT CORP. | P | 2021-02-10 | $111,672 | $40,114 | $40,114 | $71,558 | 2020-11-30 |
| 1.302 SHS ATLAS CREST INVESTMENT CORP UNIT 1 CL A | P | 2021-02-01 | $15 | $2 | $2 | $13 | 2020-11-02 |
| 0.698 SHS ATLAS CREST INVESTMENT CORP UNIT 1 CL A | P | 2021-02-01 | $8 | $1 | $1 | $7 | 2020-11-30 |
| 4,666.233 SHS ATLAS CREST INVT CORP. WTS EXP 01/30/2027 | P | 2021-02-10 | $17,866 | $9,498 | $9,498 | $8,368 | 2020-11-02 |
| 2,499.767 SHS ATLAS CREST INVY CORP. WTS EXP 01/30/2027 | P | 2021-02-10 | $9,571 | $5,011 | $5,011 | $4,560 | 2020-11-30 |
| 25,000 SHS AUSTERLITZ ACQUISITION CORP. I CL A ORD S | P | 2021-05-27 | $247,091 | -$4,018 | -$4,018 | $251,109 | 2021-03-03 |
| 6,250 SHS AUSTERLITZ ACQUISITION CORP I WTS EXP 02 | P | 2021-05-11 | $8,937 | $2,616 | $2,616 | $6,321 | 2021-03-03 |
| 8,823 SHS AVANTI ACQUISITION CORP. ORD SHS CL A | P | 2021-02-22 | $97,066 | $12,890 | $12,890 | $84,176 | 2020-10-02 |
| 1,177 SHS AVANTI ACQUISITON CORP. ORD SHS CL A | P | 2021-02-24 | $12,595 | $1,366 | $1,366 | $11,229 | 2020-10-02 |
| 5,000 SHS AVANTI ACQUISITON CORP. WT EXP | P | 2021-01-15 | $9,526 | $4,987 | $4,987 | $4,539 | 2020-10-02 |
| 14,000 SHS BLUESCAPE OPPORTUNITIES ACQ CORP. | P | 2021-01-22 | $161,170 | $36,912 | $36,912 | $124,258 | 2020-11-02 |
| 7,000 SHS BLUESCAPE OPPORTUNITIES ACQUISITON CORP. | P | 2021-01-25 | $16,980 | $2,001 | $2,001 | $14,979 | 2020-11-02 |
| 10,000 SHS BRIGHT LIGHTS ACQUISITON CORP CL A | P | 2021-11-23 | $98,862 | -$1,063 | -$1,063 | $99,925 | 2021-01-08 |
| 4,987 SHS BROADSTONE ACQUISITION CORP ORD SHS CL A | P | 2021-02-19 | $51,266 | $3,644 | $3,644 | $47,622 | 2020-09-11 |
| 5,000 SHS BROADSTONE ACQUISITION CPR WTS EXP | P | 2021-01-06 | $5,550 | $2,087 | $2,087 | $3,463 | 2020-09-11 |
| 5,013 SHS BROADSTONE ACQUISITON CORP ORD SHS CL A | P | 2021-02-26 | $51,383 | $3,513 | $3,513 | $47,870 | 2020-09-11 |
| 7,772 SHS CASCADE ACQUISITION CORP CL A | P | 2021-10-05 | $76,983 | -$3,069 | -$3,069 | $80,052 | 2021-01-25 |
| 9,999 SHS CERBERUS TELECOM ACQUISITION CORP ORD SHS | P | 2021-03-15 | $99,626 | $4,334 | $4,334 | $95,292 | 2020-10-22 |
| 1 SHS CERBERUS TELECOM ACQUISITON CORP UNIT 1 | P | 2021-02-01 | $11 | $1 | $1 | $10 | 2020-10-22 |
| 10,000 SHS CHURCHILL CAPITAL CORP IV CL A | P | 2021-01-11 | $123,748 | $26,947 | $26,947 | $96,801 | 2020-08-27 |
| 2,000 SHS CHURCHILL CAPITAL CORP IV WTS EXP | P | 2021-01-11 | $7,467 | $4,283 | $4,283 | $3,184 | 2020-08-27 |
| 5,000 SHS CITIC CAP ACQUISITION CORP RED WTS EXP | P | 2021-01-15 | $9,262 | $3,802 | $3,802 | $5,460 | 2020-08-27 |
| 7,832 SHS CITIC CAPITAL ACQ CORP CL A | P | 2021-01-19 | $84,584 | $8,582 | $8,582 | $76,002 | 2020-08-27 |
| 10,000 SHS CM LIFE SCIENCES II INC UNIT EX 022528 | P | 2021-04-01 | $138,137 | $15,563 | $15,563 | $122,574 | 2021-02-23 |
| 527 SHS CM LIFE SCIENCES II INC UNIT EX 022528 | P | 2021-04-01 | $7,280 | $265 | $265 | $7,015 | 2021-03-01 |
| 1,882 SHS CM LIFE SCIENCES II INC UNIT EX 022528 | P | 2021-04-01 | $25,997 | $1,177 | $1,177 | $24,820 | 2021-02-26 |
| 7,500 SHS CM LIFE SCIENCES III INC CLASS A | P | 2021-08-25 | $73,875 | -$6,307 | -$6,307 | $80,182 | 2021-04-07 |
| 10,000 SHS CM LIFE SCIENCES III INC CLASS A | P | 2021-08-25 | $98,499 | -$4,064 | -$4,064 | $102,563 | 2021-05-14 |
| 7,499 SHS CM LIFE SCIENCES INC CL A | P | 2021-02-10 | $165,066 | $92,771 | $92,771 | $72,295 | 2020-09-03 |
| 500 SHS CM LIFE SCIENCES INC CL A | P | 2021-02-12 | $13,125 | $8,305 | $8,305 | $4,820 | 2020-09-03 |
| 2,000 SHS CM LIFE SCIENCES INC CL A | P | 2021-02-26 | $40,600 | $21,319 | $21,319 | $19,281 | 2020-09-03 |
| 2,500 SHS CM LIFE SCIENCES INC WTS EXP 09/04/2027 | P | 2021-02-10 | $18,802 | $13,847 | $13,847 | $4,955 | 2020-09-03 |
| 278 SHS CM LIFE SCIENCES INC WTS EXP 09/04/2027 | P | 2021-02-12 | $2,770 | $2,219 | $2,219 | $551 | 2020-09-03 |
| 555 SHS CM LIFE SCIENCES INC WTS 09/04/2027 | P | 2021-03-10 | $3,309 | $2,209 | $2,209 | $1,100 | 2020-09-03 |
| 1,666 SHS COHN ROBBINS HOLDINGS CORP WTS EXP 08/28/20 | P | 2021-01-06 | $2,940 | $1,430 | $1,430 | $1,510 | 2020-09-09 |
| 2,499 SHS COHN ROBBINS HOLDINGS CORP. | P | 2021-02-03 | $27,357 | $2,946 | $2,946 | $24,411 | 2020-09-09 |
| 2,499 SHS COHN ROBBINS HOLDINGS CORP. | P | 2021-02-04 | $28,044 | $3,633 | $3,633 | $24,411 | 2020-09-09 |
| 9,999 SHS E MERGE TECHNOLOGY ACQUISITION COM CL A | P | 2021-01-26 | $105,901 | $9,776 | $9,776 | $96,125 | 2020-08-27 |
| 3,333 SHS E MERGE TECHNOLOGY ACQUISITON WTS EXP | P | 2021-01-26 | $6,866 | $2,712 | $2,712 | $4,154 | 2020-08-27 |
| 3,333 SHS EQUITY DISTRIBUTION ACQUISITION CORP WTS EXP | P | 2021-02-12 | $6,628 | $3,173 | $3,173 | $3,455 | 2020-09-16 |
| 9,999 SHS FALCON CAPITAL ACQUISITION CORP CL A | P | 2021-01-27 | $110,262 | $8,857 | $8,857 | $101,405 | 2020-09-22 |
| 3,333 SHS FALCON CAPITAL ACQUISITION CORP WTS EXP | P | 2021-01-27 | $8,935 | $5,853 | $5,853 | $3,082 | 2020-09-22 |
| 4,998 SHS FIRSTMARK HORIZON ACQUISITION CL A | P | 2021-01-26 | $54,673 | $6,971 | $6,971 | $47,702 | 2020-10-07 |
| 1,666 SHS FIRSTMARK HORIZON ACQUISITON EX 092625 | P | 2021-02-05 | $5,642 | $3,108 | $3,108 | $2,534 | 2020-10-07 |
| 1,596 SHS FLAME ACQUISITON CORP WTS EXP | P | 2021-07-12 | $2,076 | $1,121 | $1,121 | $955 | 2021-03-01 |
| 1,404 SHS FLAME ACQUISITION CORP WTS EXP | P | 2021-07-13 | $1,865 | $1,025 | $1,025 | $840 | 2021-03-01 |
| 250 SHS FLAME ACQUISITON CORP WTS EXP | P | 2021-07-13 | $332 | $184 | $184 | $148 | 2021-04-15 |
| 7,500 SHS FOREST ROAD ACQUISITON CORP | P | 2021-02-10 | $85,873 | $15,624 | $15,624 | $70,249 | 2020-11-30 |
| 2,500 SHS FOREST ROAD ACQUISITION CORP WTS EXP | P | 2021-02-19 | $12,933 | $6,832 | $6,832 | $6,101 | 2020-11-30 |
| 10,000 SHS FORTRESS VALUE ACQUISITION II COM CL A | P | 2021-01-08 | $108,498 | $10,707 | $10,707 | $97,791 | 2020-08-27 |
| 2,000 SHS FORTRESS VALUE ACQUISITION II WTS EXP | P | 2021-01-06 | $5,200 | $1,791 | $1,791 | $3,409 | 2020-08-27 |
| 10,000 SHS GORES HOLDINGS V INC CL A | P | 2021-02-09 | $111,499 | $12,694 | $12,694 | $98,805 | 2020-08-27 |
| 1,620 SHS GORES HOLDINGS V INC CL A | P | 2021-02-09 | $18,063 | $1,215 | $1,215 | $16,848 | 2021-01-27 |
| 5,880 SHS GORES HOLDINGS V INC CL A | P | 2021-02-10 | $66,121 | $4,970 | $4,970 | $61,151 | 2021-01-27 |
| 2,000 SHS GORES HOLDINGS V INC WTS EXP 08/05/2025 | P | 2021-01-06 | $4,129 | $1,558 | $1,558 | $2,571 | 2020-08-27 |
| 10,000 SHS GS ACQUISITION HOLDINGS CORP II CL A | P | 2021-01-08 | $110,575 | $10,629 | $10,629 | $99,946 | 2020-08-27 |
| 2,500 SHS GS ACQUISITION HOLDINGS CORP II WTS EXP | P | 2021-01-12 | $7,005 | $2,556 | $2,556 | $4,449 | 2020-08-27 |
| 1.112 SHS H I G ACQUISITION CORP UNIT 1 ORD SHARES | P | 2021-02-01 | $12 | $1 | $1 | $11 | 2020-10-21 |
| 0.888 SHS H I G ACQUISITION CORP UNIT I ORD SHARES CL | P | 2021-02-01 | $10 | $1 | $1 | $9 | 2020-12-16 |
| 9,998.888 SHS H I G ACQUISITION CORP | P | 2021-09-20 | $97,790 | $3,472 | $3,472 | $94,318 | 2020-10-21 |
| 7,986.112 SHS H I G ACQUISITION CORP. | P | 2021-09-20 | $78,105 | -$645 | -$645 | $78,750 | 2020-12-16 |
| 5,000 SHS HORIZON ACQUISITION CORP CL A | P | 2021-03-18 | $51,576 | $3,277 | $3,277 | $48,299 | 2020-08-27 |
| 4,999 SHS HORIZON ACQUISITION CORP CL A | P | 2021-04-22 | $50,290 | $2,001 | $2,001 | $48,289 | 2020-08-27 |
| 3,333 SHS HORIZON ACQUISITION CORP WTS EXP | P | 2021-01-21 | $6,399 | $2,496 | $2,496 | $3,903 | 2020-08-27 |
| 4,007 SHS IG ACQUISITION CORP CL A | P | 2021-02-05 | $43,482 | $5,459 | $5,459 | $38,023 | 2020-10-01 |
| 1,993 SHS IG ACQUISITION CORP CL A | P | 2021-02-08 | $21,798 | $2,886 | $2,886 | $18,912 | 2020-10-01 |
| 3,000 SHS IG ACQUISITION CORP WTS EXP 10/05/2027 | P | 2021-01-26 | $5,460 | $2,335 | $2,335 | $3,125 | 2020-10-01 |
| 30,000 SHS KENSINGTON CAP ACQUISITION CORP V ORD SHARES | P | 2021-10-14 | $294,071 | $8,960 | $8,960 | $285,111 | 2021-08-13 |
| 5,000 SHS KENSINGTON CAP ACQUISITION II UNIT 1 CL | P | 2021-03-04 | $53,002 | $2,994 | $2,994 | $50,008 | 2021-02-26 |
| 10,000 SHS LANDCADIA HOLDINGS III INC CL A | P | 2021-01-25 | $106,567 | $6,567 | $6,567 | $100,000 | 2020-12-07 |
| 2 SHS LEO HOLDINGS CORP II UNIT EX | P | 2021-08-27 | $20 | $0 | $0 | $20 | 2021-06-22 |
| 456 SHS LIBERTY MEDIA ACQUISITION CORP | P | 2021-08-09 | $4,642 | $4 | $4 | $4,638 | 2021-05-27 |
| 25,958 SHS LIBERTY MEDIA ACQUISITION CORP. | P | 2021-08-11 | $264,765 | $769 | $769 | $263,996 | 2021-05-27 |
| 18,586 SHS LIBERTY MEDIA ACQUISITION CORP | P | 2021-08-12 | $189,377 | $355 | $355 | $189,022 | 2021-05-27 |
| 30,000 SHS LONGVIEW ACQUISITIONS CORP II CL A | P | 2021-07-15 | $297,019 | $3,702 | $3,702 | $293,317 | 2021-03-19 |
| 6,000 SHS LONGVIEW ACQUISITION CORP II | P | 2021-07-15 | $9,120 | $1,858 | $1,858 | $7,262 | 2021-03-19 |
| 13,998 SHS LUX HEALTH TECH ACQUISITION CO CL A | P | 2021-01-26 | $157,669 | $27,235 | $27,235 | $130,434 | 2020-11-02 |
| 2 SHS LUX HEALTH TECH ACQUISITION CO UNIT | P | 2021-02-16 | $24 | $4 | $4 | $20 | 2020-11-02 |
| 4,666 SHS LUX HEALTH TECH ACQUISITION CO WTS EXP | P | 2021-02-16 | $16,535 | $4,189 | $4,189 | $12,346 | 2020-11-02 |
| 5,000 SHS MARQUEE RAINE ACQUISITION CORP. ORD SHARES | P | 2021-06-03 | $49,220 | -$655 | -$655 | $49,875 | 2020-12-15 |
| 6,414 SHS MONTES ARCHIMEDES ACQUISITION CL A | P | 2021-05-10 | $63,691 | $4,158 | $4,158 | $59,533 | 2020-11-20 |
| 15,000 SHS MONTES ARCHIMEDES ACQUISITION CL A | P | 2021-05-10 | $148,949 | -$7,402 | -$7,402 | $156,351 | 2021-01-13 |
| 25,000 SHS MONTES ARCHIMEDES ACQUISITION CL A | P | 2021-05-10 | $248,249 | -$15,284 | -$15,284 | $263,533 | 2021-02-19 |
| 9,999 SHS MOTIVE CAP CORP SHARES CL A | P | 2021-04-13 | $99,490 | $3,092 | $3,092 | $96,398 | 2020-12-11 |
| 1 SHS MOTIVE CAP CORP. UNIT 1 SHARE CL A | P | 2021-04-26 | $10 | $0 | $0 | $10 | 2020-12-11 |
| 5,0000 SHS NAVSIGHT HOLDINGS INC. CL A | P | 2021-03-01 | $60,000 | $11,787 | $11,787 | $48,213 | 2020-09-10 |
| 2,500 SHS NAVSIGHT HOLDINGS INC. WTS EXP | P | 2021-01-22 | $4,441 | $2,583 | $2,583 | $1,858 | 2020-09-10 |
| 4,998 SHS NEXTGEN ACQUISITION CORP. ORD SHARES CL A | P | 2021-02-08 | $67,342 | $19,987 | $19,987 | $47,355 | 2020-10-07 |
| 1,666 SHS NEXTGEN ACQUISITION CORP. ETS EXP | P | 2021-02-08 | $6,723 | $4,491 | $4,491 | $2,232 | 2020-10-07 |
| 2 SHS NORTH ATLANTIC ACQUISITION CORP. UNIT 1 | P | 2021-04-26 | $20 | -$1 | -$1 | $21 | 2021-01-22 |
| 7,000 SHS NORTHERN GENESIS ACQUISITION CORP II | P | 2021-06-23 | $69,930 | -$411 | -$411 | $70,341 | 2021-04-15 |
| 2,000 SHS OAKTREE ACQUISITION CORP II WTS EXP | P | 2021-01-12 | $4,078 | $1,604 | $1,604 | $2,474 | 2020-09-17 |
| 4,998 SHS ONE EQUITY PARTNERS OPEN WTR I CL A | P | 2021-06-18 | $48,180 | -$2,396 | -$2,396 | $50,576 | 2021-01-22 |
| 2 SHS OPEN EQUITY PARTNERS OPEN WTR I CORP. UNIT | P | 2021-04-26 | $20 | -$1 | -$1 | $21 | 2021-01-22 |
| 10,000 SHS PERIDOT ACQUISITION CORP | P | 2021-01-08 | $107,999 | $14,467 | $14,467 | $93,532 | 2020-09-24 |
| 5,000 SHS PERIDOT ACQUISITION CORP. | P | 2021-01-14 | $14,098 | $7,942 | $7,942 | $6,156 | 2020-09-24 |
| 4,000 SHS PERSHING SQUARE TONTINE HOLDINGS CL A | P | 2021-04-30 | $98,399 | $2,893 | $2,893 | $95,506 | 2021-04-22 |
| 9,999 SHS PINE IS ACQUISITION CORP CL A | P | 2021-01-15 | $134,745 | $41,967 | $41,967 | $92,778 | 2020-11-20 |
| 1 SHS PINE IS ACQUISITION CORP UNIT EX | P | 2021-02-01 | $13 | $3 | $3 | $10 | 2020-11-20 |
| 3,333 SHS PINE IS ACQUISITION CORP WTS EXP | P | 2021-01-15 | $10,516 | $3,270 | $3,270 | $7,246 | 2020-11-20 |
| 5,000 SHS POWER & DIGITAL INFRASTRUCTURE ACQ CL A | P | 2021-07-21 | $49,682 | -$318 | -$318 | $50,000 | 2021-03-05 |
| 1,250 SHS POWER & DIGITAL INFRASCTURE CORP WTS EXP | P | 2021-08-13 | $2,723 | $1,223 | $1,223 | $1,500 | 2021-03-05 |
| 1,681 SHS PRIME IMPACT ACQUISITION I | P | 2021-02-19 | $17,657 | $1,544 | $1,544 | $16,113 | 2020-09-10 |
| 1,507 SHS PRIME IMPACT ACQUISITION I | P | 2021-02-25 | $15,597 | $1,151 | $1,151 | $14,446 | 2020-09-10 |
| 1,810 SHS PRIME IMPACT ACQUISITION I | P | 2021-04-15 | $17,919 | $569 | $569 | $17,350 | 2020-09-10 |
| 10,000 SHS PROPERTY SOLUTIONS ACQUISITION WTS EXP | P | 2021-01-26 | $28,635 | $25,152 | $25,152 | $3,483 | 2020-08-27 |
| 10,000 SHS RICE ACQUISITION CORP CL A | P | 2021-01-22 | $118,786 | $27,729 | $27,729 | $91,057 | 2020-10-22 |
| 3,892 SHS RICE ACQUISITION CORP II ORDINARY SHARES | P | 2021-10-26 | $38,515 | $247 | $247 | $38,268 | 2021-06-23 |
| 1 SHS RICE ACQUISITION CORP II UNIT I ORDINARY SHARES | P | 2021-08-27 | $10 | $0 | $0 | $10 | 2021-06-23 |
| 5,000 SHS RICE ACQUISITION CORP WTS EXP 10/26/2027 | P | 2021-01-25 | $15,919 | $7,217 | $7,217 | $8,702 | 2020-10-22 |
| 9,999 SHS ROSECLIFF ACQUISITION CORP I CL A | P | 2021-08-25 | $96,690 | -$143 | -$143 | $96,833 | 2021-03-23 |
| 1 SHS ROSECLIFF ACQUISITION CORP I UNIT 1 CL A | P | 2021-04-26 | $10 | $0 | $0 | $10 | 2021-03-23 |
| 6,000 SHS ROTOR ACQUISITION CORP. | P | 2021-05-27 | $59,169 | -$1,410 | -$1,410 | $60,579 | 2021-03-01 |
| 3,000 SHS ROTOR ACQUISITION CORP WTS EXP | P | 2021-04-06 | $3,004 | $686 | $686 | $2,318 | 2021-03-01 |
| 15,000 SHS SANDBRIDGE ACQUISITION CORP CL A | P | 2021-02-16 | $156,061 | $11,013 | $11,013 | $145,048 | 2020-09-15 |
| 2,305 SHS SCION TECH GROWTH I | P | 2021-08-25 | $22,358 | $177 | $177 | $22,181 | 2020-12-17 |
| 17,500 SHS SEAPORT GLOBAL ACQUISITION CORP CL A | P | 2021-05-27 | $173,461 | -$5,014 | -$5,014 | $178,475 | 2021-01-14 |
| 6,765 SHS SILVER CREST ACQUISITION CORP ORDINARY SHARES | P | 2021-10-19 | $66,778 | -$389 | -$389 | $67,167 | 2021-01-14 |
| 3,235 SHS SILVER CREST ACQUISITION CORP ORDINARY SHARES | P | 2021-11-10 | $32,011 | -$108 | -$108 | $32,119 | 2021-01-14 |
| 10,000 SHS SPORTS ENTERTAINMENT ACQUISITION CORP CL A | P | 2021-04-09 | $99,301 | $5,505 | $5,505 | $93,796 | 2020-10-02 |
| 5,000 SHS SPORTS ENTERTAINMENT ACQUISITION CORP WTS EXP | P | 2021-05-03 | $12,101 | $6,521 | $6,521 | $5,580 | 2020-10-02 |
| 10,000 SHS SPRING VALLEY ACQUISITION CORP | P | 2021-02-09 | $113,191 | $21,108 | $21,108 | $92,083 | 2020-11-24 |
| 5,000 SHS SPRING VY ACQUISITION CORP WTS EXP | P | 2021-02-09 | $12,813 | $4,698 | $4,698 | $8,115 | 2020-11-24 |
| 9,996 SHS STARBOARD VALUE ACQUISITION CORP CL A | P | 2021-02-19 | $110,759 | $12,621 | $12,621 | $98,138 | 2020-09-10 |
| 1,666 SHS STARBOARD VALUE ACQUISITION CORP WTS EXP | P | 2021-01-08 | $3,717 | $1,380 | $1,380 | $2,337 | 2020-09-10 |
| 9,999 SHS THIMBLE POINT ACQUISITION CORP CL A | P | 2021-06-22 | $98,716 | -$2,676 | -$2,676 | $101,392 | 2021-02-23 |
| 3,333 SHS THIMBLE POINT ACQUISITION CORP WTS EXP | P | 2021-11-16 | $4,321 | $1,802 | $1,802 | $2,519 | 2021-02-23 |
| 1 SHS THIMBLE POINT ACQUISITION CORP UNIT 1 | P | 2021-04-26 | $10 | $0 | $0 | $10 | 2021-02-23 |
| 10,000 SHS TIGA ACQUISITION CORP CL A | P | 2021-05-11 | $100,001 | $6,481 | $6,481 | $93,520 | 2020-11-24 |
| 10,000 SHS TPG PACE TECH OPPORTUNITIES CORP | P | 2021-02-01 | $106,295 | $9,761 | $9,761 | $96,534 | 2020-10-08 |
| 9,999 SHS TWC TECH HOLDINGS II CORP | P | 2021-04-08 | $101,031 | $4,349 | $4,349 | $96,682 | 2020-09-11 |
| 3,333 SHS TWC TECH HOLDINGS II CORP WTS EXP | P | 2021-01-11 | $6,242 | $1,738 | $1,738 | $4,504 | 2020-09-11 |
| 1 SHS TZP STRATEGIES ACQUISITION CORP UNIT 1 C | P | 2021-04-26 | $10 | $0 | $0 | $10 | 2021-01-20 |
| 3,333 SHS VG ACQUISITION CORP WTS EXP 09/29/2025 | P | 2021-01-15 | $9,666 | $3,865 | $3,865 | $5,801 | 2020-10-02 |
| 5,000 SHS VIRTUOSO ACQUISITION CORP CL A | P | 2021-06-07 | $49,250 | -$690 | -$690 | $49,940 | 2021-01-22 |
| 2,500 SHS VIRTUOSO ACQUISITION CORP WTS EXP | P | 2021-06-29 | $4,303 | $2,893 | $2,893 | $1,410 | 2021-01-22 |
| 1,188 SHS YUCAIPA ACQUISITION CORP | P | 2021-02-23 | $13,188 | $1,662 | $1,662 | $11,526 | 2020-08-27 |
| 3,811 SHS YUCAIPA ACQUISITION CORP | P | 2021-02-24 | $42,687 | $5,676 | $5,676 | $37,011 | 2020-08-27 |
| 5,000 SHS YUCAIPA ACQUISITION CORP | P | 2021-04-08 | $50,154 | $1,596 | $1,596 | $48,558 | 2020-08-27 |
| 3,333 SHS YUCAIPA ACQUISITION CORP RED WTS EXP | P | 2021-01-26 | $6,706 | $3,023 | $3,023 | $3,683 | 2020-08-27 |
| 8,000 SHS OAKTREE ACQUISITION CORP II | P | 2021-12-08 | $79,158 | -$1,568 | -$1,568 | $80,726 | 2020-09-17 |
| 3,207 SHS ROIVANT SCIENCES LTD WTS EXP 09/30/2026 | P | 2021-12-08 | $6,414 | $1,612 | $1,612 | $4,802 | 2020-11-20 |
| PB STRATEGIC PARTNERS FEEDER FUND IV - SEC 1256 (60%) | P | -$1 | -$1 | $1 | |||
| 50 PUT IWM $190 EXP 03/19/2021 | P | 2021-01-06 | $24,448 | -$24,366 | -$24,366 | $48,814 | 2020-12-15 |
| CANDLEWOOD SPECIAL SITUATIONS FUND | P | $46,808 | $46,808 | $46,808 | |||
| PB STRATEGIC PARTNERS FEEDER FUND IV - SEC 1231 | P | -$98 | -$98 | $98 | |||
| CAPITAL GAINS DIVIDENDS | P | $24,846 | $24,846 | $24,846 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $2,561,756 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $39,809 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $39,809 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $39,809 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $38,690 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $50,500 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $89,190 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $49,381 | OverpaymentAmt |
| Applied To ES Tax | $49,381 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | 0 | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | IL | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | WWW.HANLEYFDN.ORG/ | WebsiteAddressTxt |
| Individual With Books | GEORGE P HANLEY | IndividualWithBooksNm |
| Phone | 3123002370 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 5120 LAKEVIEW DRIVE | AddressLine1Txt |
| City | MIAMI BEACH | CityNm |
| State Abbreviation | FL | StateAbbreviationCd |
| ZIP | 33140 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| GEORGE P HANLEY | ||||||||
| 5120 LAKEVIEW DRIVE | MIAMI BEACH | FL | 33140 | PRESIDENT | 5.00 | $0 | $0 | $0 |
| MARC SCHWARTZ | ||||||||
| 333 W WACKER DRIVE SUITE 1700 | CHICAGO | IL | 60606 | DIRECTOR | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $13,763,896 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $736,152 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $12,491,616 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $26,991,664 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $26,991,664 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $404,875 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $26,586,789 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,329,339 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $1,329,339 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $39,809 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $39,809 | TotalTaxAmt |
| Distributable Before Adj | $1,289,530 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $1,289,530 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $1,289,530 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $65,502 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $65,502 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,289,530 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $96,711 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr3 | $273,756 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $239,358 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $192,387 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $802,212 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $65,502 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $65,502 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $802,212 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $802,212 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $421,816 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | GEORGE P HANLEY | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | GEORGE P HANLEY | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 5120 LAKEVIEW DRIVE | AddressLine1Txt |
| City | MIAMI BEACH | CityNm |
| State Abbreviation | FL | StateAbbreviationCd |
| ZIP | 33140 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 3123995099 | RecipientPhoneNum |
| Form And Info And Materials | WRITTEN REQUESTS ONLY | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | NONE | SubmissionDeadlinesTxt |
| Restrictions On Awards | NONE | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (8 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| 305 PINK PACK - WOMEN'S CANCER SUPPORT PROGRAM | |||||||
| 251 VALENCIA AVE 141982 | MIAMI | FL | 33114 | NONE | 501(C)(3) | SOCIAL SERVICE | $10,000 |
| ALL SOULS' EPISCOPAL CHURCH | |||||||
| 4025 PINE TREE DRIVE | MIAMI BEACH | FL | 33140 | NONE | 501(C)(3) | RELIGIOUS | $13,000 |
| CARING HEROES INC (OPERATION ELF) | |||||||
| 915 NAPLES STREET | SAN FRANCISCO | CA | 94112 | NONE | 501(C)(3) | SOCIAL SERVICE | $5,000 |
| CHARLES M SCHWARTZ MEMORIAL FOUNDATION | |||||||
| 333 W WACKER DRIVE SUITE 1700 | CHICAGO | IL | 60606 | NONE | 501(C)(3) | SOCIAL SERVICE | $10,000 |
| GUITARS OVER GUNS | |||||||
| 169 E FLAGLER STREET SUITE 1134 | MIAMI | FL | 33131 | NONE | 501(C)(3) | SOCIAL SERVICE | $10,000 |
| THE DAYTON FOUNDATION (TOUR DE GEM) | |||||||
| 1401 S MAIN STREET 100 | DAYTON | OH | 45409 | NONE | 501(C)(3) | EDUCATION | $2,000 |
| THE LEUKEMIA & LYMPHOMA SOCIETY | |||||||
| PO BOX 22324 | NEW YORK | NY | 10087 | NONE | 501(C)(3) | SOCIAL SERVICE | $5,000 |
| UNIVERSITY OF DAYTON | |||||||
| 300 COLLEGE PARK DRIVE | DAYTON | OH | 45469 | NONE | 501(C)(3) | EDUCATION | $10,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $65,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $616,621 | ExclusionAmt |
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $150,129 | ExclusionAmt |
Other Investment Income OtherInvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 523000 | BusinessCd |
| Unrelated Business Taxbl Incm | $440 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $5,338 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $2,561,756 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | FEDERAL TAX REFUND | Desc |
| Exclusion | $750 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $440 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $3,334,594 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $3,335,034 | TotalIncomeProducingActyAmt |
Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp
Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp (5 entries)
| Line NumberLineNumberTxt | Relationship StatementRelationshipStatementTxt |
|---|---|
| 3-11 | WHILE PROGRAMS ARE BEING DEVELOPED BY THE FOUNDATION'S DIRECTORS, |
| 3-11 | CONTRIBUTIONS ARE BEING INVESTED IN BOTH SECURITIES AND INTEREST- |
| 3-11 | BEARING ACCOUNTS. |
| 3-11 | THE TAXPAYER IS ALSO AN INVESTOR IN LIMITED PARTNERSHIPS |
| 3-11 | AS A SOURCE OF FUNDS FOR ITS CHARITABLE PURPOSES. |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bond | FIDELITY INVESTMENTS (#192325) | BondNm |
| EOY Book Value | $229,996 | EOYBookValueAmt |
| EOYFMV | $227,600 | EOYFMVAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (4 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| FIDELITY INVESTMENTS (#191825) | $3,868,271 | $6,478,596 |
| FIDELITY INVESTMENTS (#192325) | $900,000 | $978,939 |
| FIDELITY INVESTMENTS (#192333) | $5,584,159 | $5,428,989 |
| FIDELITY INVESTMENTS (#191825) - OPTIONS | $43,570 | $30,151 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (20 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| ACQUIOM AGENCY SERVICES LLC / HIGH STREET CAPITAL PARTNERS | AT COST | $1,960,000 | $1,960,000 |
| ATLANTIC PARK STRATEGIC CAPITAL FUND (OFFSHORE) LP | AT COST | $395,467 | $395,467 |
| BCIM PARTNERS III LP | AT COST | $298,355 | $298,355 |
| CASDIN PRIVATE GROWTH EQUITY FUND LP | AT COST | $898,353 | $898,353 |
| CCP FUNDING LLC | AT COST | $490,000 | $490,000 |
| CHICAGO ATLANTIC GIC FUND LLC | AT COST | $1,975,000 | $1,975,000 |
| CHURCHILL REAL ESTATE FUND LP | AT COST | $693,431 | $693,431 |
| CONWAY OFFSHORE ACCESS FUND LP | AT COST | $716,696 | $716,696 |
| GCM GROSVENOR OHESCF LP | AT COST | $65,500 | $65,500 |
| GENERATION IM SUSTAINABLE SOLUTIONS FUND III LP SERIES B | AT COST | $793,233 | $1,265,885 |
| GRASS LAKE CAPITAL HDP LP | AT COST | $295,327 | $295,327 |
| GREATPOINT VENTURES INNOVATION PARALLEL FUND LP | AT COST | $386,602 | $386,602 |
| PB HUDSON CLEAN ENERGY PARTNERS OFFSHORE FEEDER LP | AT COST | $241,010 | $241,010 |
| PB STRATEGIC PARTNERS FEEDER FUND IV LP | AT COST | $98,626 | $98,626 |
| UPPER 90 FUND II LP | AT COST | $549,712 | $549,712 |
| UPPER90 ECOMMERCE OPPORTUNITIES FUND LP | AT COST | $365,978 | $365,978 |
| VINE VENTURES I-B LP | AT COST | $307,870 | $307,870 |
| CHICAGO ATLANTIC FUND OFFSHORE LP | AT COST | $759,025 | $759,025 |
| KONVOY VENTURES II LP | AT COST | $309,884 | $309,884 |
| POLYCHAIN VENTURES II LP | AT COST | $354,043 | $354,043 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp (2 entries)
| CategoryCategoryTxt | Legal FeesLegalFeesAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| PROFESSIONAL FEES | $1,004 | $502 | $502 |
| CONSULTING FEES | $110,000 | $0 | $0 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (5 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| DUE FROM VINE VENTURES I-B LP | $1,410 | $0 | $0 |
| DUE FROM UPPER90 FUND II LP | $2,521 | $0 | $0 |
| DUE FROM PB STRATEGIC PARTNERS FEEDER FUND IV LP | $2,467 | $2,842 | $2,842 |
| DUE FROM CHICAGO ATLANTIC FUND OFFSHORE LP | $0 | $56,676 | $56,676 |
| DUE FROM ATLANTIC PARK STRATEGIC CAPITAL FUND (OFFSHORE) LP | $0 | $5,334 | $5,334 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | NON DEDUCTIBLE EXPENSES FROM PASS THROUGH INVESTMENTS | Desc |
| Amt | $8 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (34 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| NONCASH CONTRIBUTIONS (30%) - PB STRATEGIC PARTNERS FEEDER FUND IV LP | $7 | $7 | $0 |
| DUES, SUBSCRIPTIONS, AND PUBLICATIONS | $187 | $0 | $0 |
| FIDELITY INVESTMENTS (#191825) - INVESTMENT ADVISORY FEES | $29,378 | $29,378 | $0 |
| FIDELITY INVESTMENTS (#192317) - INVESTMENT ADVISORY FEES | $7,135 | $7,135 | $0 |
| FIDELITY INVESTMENTS (#192325) - INVESTMENT ADVISORY FEES | $18,546 | $18,546 | $0 |
| FIDELITY INVESTMENTS (#192333) - INVESTMENT ADVISORY FEES | $28,316 | $28,316 | $0 |
| INTERNET AND WEBSITE FEES | $300 | $0 | $0 |
| OTHER DEDUCTIONS - BCIM PARTNERS III LP | $9,674 | $9,674 | $0 |
| OTHER DEDUCTIONS - CHURCHILL REAL ESTATE FUND LP | $9,145 | $9,145 | $0 |
| OTHER DEDUCTIONS - GCM GROSVENOR OHESCF LP | $1,221 | $1,221 | $0 |
| OTHER DEDUCTIONS - GREATPOINT VENTURES INNOVATION PARALLEL FUND LP | $5,123 | $5,123 | $0 |
| OTHER DEDUCTIONS - PB STRATEGIC PARTNERS FEEDER FUND IV LP | $2,022 | $2,022 | $0 |
| OTHER DEDUCTIONS - CASDIN PRIVATE GROWTH EQUITY FUND LP | $10,312 | $10,312 | $0 |
| OTHER DEDUCTIONS - ATLANTIC PARK STRATEGIC CAPITAL FUND (OFFSHORE) LP | $99 | $99 | $0 |
| OTHER DEDUCTIONS - VINE VENTURES I-B LP | $11,163 | $11,163 | $0 |
| OTHER DEDUCTIONS - UPPER90 FUND II LP | $17,796 | $17,796 | $0 |
| OTHER PORTFOLIO LOSS - PB STRATEGIC PARTNERS FEEDER FUND IV LP | $1 | $1 | $0 |
| ORDINARY BUSINESS LOSS - CHURCHILL REAL ESTATE FUND LP | $184 | $184 | $0 |
| RBC CAPITAL MARKETS (#55383) - ADVISORY FEES | $5,543 | $5,543 | $0 |
| SECTION 59(E)(2) EXPENDITURES - PB STRATEGIC PARTNERS FEEDER FUND IV LP | $22 | $22 | $0 |
| STATE FILING FEES | $26 | $0 | $0 |
| OTHER DEDUCTIONS - UPPER90 ECOMMERCE EQUITY OPPORTUNITY FUND LP | $7,862 | $7,862 | $0 |
| NET RENTAL REAL ESTATE LOSS - CHURCHILL REAL ESTATE FUND LP | $19,792 | $19,792 | $0 |
| OTHER DEDUCTIONS - CHICAGO ATLANTIC FUND OFSHORE LP | $5 | $5 | $0 |
| OTHER DEDUCTIONS - KONVOY VENTURES II LP | $25,151 | $25,151 | $0 |
| ORDINARY BUSINESS LOSS - GRASS LAKE CAPITAL HDP LP | $8,339 | $8,339 | $0 |
| ORDINARY BUSINESS LOSS - POLYCHAIN VENTURES II LP | $0 | $0 | $0 |
| OTHER DEDUCTIONS - POLYCHAIN VENTURES II LP | $14,591 | $14,591 | $0 |
| ORDINARY LOSSES - CHURCHILL REAL ESTATE FUND LP | $228,763 | $228,763 | $0 |
| MANAGEMENT FEE - VINE VENTURES I-B LP | $1,410 | $1,410 | $0 |
| MANAGEMENT FEE - UPPER90 FUND II LP | $2,521 | $2,521 | $0 |
| OTHER PORTFOLIO LOSS - CHURCHILL REAL ESTATE FUND LP | $188 | $188 | $0 |
| POSTAGE AND DELIVERY FEES | $1 | $0 | $0 |
| LICENSES AND FEES | $5 | $0 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (17 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| CANCELLATION OF DEBT - PB STRATEGIC PARTNERS FEEDER FUND IV LP | $190 | $190 | $190 |
| IRC SECTION 987 GAIN (FOREIGN CURRENCIES) - PB STRATEGIC PARTNERS FEEDER | $328 | $328 | $328 |
| ORDINARY BUSINESS INCOME - PB STRATEGIC PARTNERS FEEDER FUND IV LP | $353 | $353 | $353 |
| OTHER INCOME - PB STRATEGIC PARTNERS FEEDER FUND IV LP | $51 | $51 | $51 |
| OTHER PORTFOLIO INCOME - PB STRATEGIC PARTNERS FEEDER FUND IV LP | $22 | $22 | $22 |
| PFIC QEF ORDINARY INCOME INCLUSION - PB STRATEGIC PARTNERS FEEDER FUND IV | $2 | $2 | $2 |
| ROYALTIES - PB STRATEGIC PARTNERS FEEDER FUND IV LP | $1 | $1 | $1 |
| UNRELATED BUSINESS INCOME FROM SCHEDULE K-1'S | $440 | $0 | $440 |
| NET RENTAL REAL ESTATE INCOME - PB STRATEGIC PARTNERS FEEDER FUND IV LP | $7 | $7 | $7 |
| IRC SECTION 988 GAIN (FOREIGN CURRENCIES) - UPPER90 FUND II LP | $343 | $343 | $343 |
| OTHER PORTFOLIO INCOME - CASDIN PRIVATE GROWTH EQUITY FUND LP | $2 | $2 | $2 |
| IRC SECTION 988 GAIN (FOREIGN CURRENCIES) - GCM GROSVENOR OHESCF | $1,565 | $1,565 | $1,565 |
| OTHER PORTFOLIO INCOME - POLYCHAIN VENTURES II LP | $1,164 | $1,164 | $1,164 |
| IRC SECTION 987 INCOME - GCM GROSVENOR OHESCF LP | $452 | $452 | $452 |
| IRC SECTION 988 GAIN (FOREIGN CURRENCIES) - PB STRATEGIC PARTNERS FEEDER FD | $93 | $93 | $93 |
| IRC SECTION 988 GAIN (FOREIGN CURRENCIES) - CASDIN PRIVATE GROWTH EQUITY FD | $765 | $765 | $765 |
| FEDERAL TAX REFUND | $750 | $750 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail (3 entries)
| DescDesc | AmtAmt |
|---|---|
| CAPITAL ADJUSTMENT FROM PASS THROUGH INVESTMENTS | $188 |
| NONDIVIDEND DISTRIBUTIONS | $1,967 |
| PRIOR PERIOD ADJUSTMENT FROM PASS THROUGH INVESTMENTS | $105,941 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail (3 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt |
|---|---|---|
| DUE TO GXH MANAGEMENT INC. | $150 | $150 |
| FIDELITY INVESTMENTS (#191825) - MARGIN POSITION | $0 | $18,643 |
| SEAPORT LOAN PRODUCTS LLC | $0 | $1,003,138 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (5 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAX PAID - FIDELITY INVESTMENTS (#192325) | $4,640 | $4,640 | $0 |
| FOREIGN TAX PAID - FIDELITY INVESTMENTS (#192333) | $6 | $6 | $0 |
| FOREIGN TAX PAID - FIDELITY INVESTMENTS (#191825) | $419 | $419 | $0 |
| FOREIGN TAX PAID - PB STRATEGIC PARTNERS FEEDER FUND IV LP | $24 | $24 | $0 |
| FEDERAL ESTIMATED TAX PAYMENT | $35,000 | $0 | $0 |
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