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SEC 1256 (60%) P 1 -1 -1 50 PUT IWM $190 EXP 03/19/2021 P 2020-12-15 2021-01-06 24448 48814 -24366 -24366 CANDLEWOOD SPECIAL SITUATIONS FUND P 46808 46808 46808 PB STRATEGIC PARTNERS FEEDER FUND IV - SEC 1231 P 98 -98 -98 CAPITAL GAINS DIVIDENDS P 24846 24846 24846 2561756 39809 0 39809 0 39809 38690 0 50500 0 89190 0 49381 49381 0 0 0 0 0 0 0 0 0 1 1 0 0 1 IL 1 0 0 0 0 1 WWW.HANLEYFDN.ORG/ GEORGE P HANLEY 3123002370 5120 LAKEVIEW DRIVE MIAMI BEACH FL 33140 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 GEORGE P HANLEY 5120 LAKEVIEW DRIVE MIAMI BEACH FL 33140 PRESIDENT 5.00 0 0 0 MARC SCHWARTZ 333 W WACKER DRIVE SUITE 1700 CHICAGO IL 60606 DIRECTOR 1.00 0 0 0 NONE 0 NONE 0 0 13763896 736152 12491616 26991664 0 0 26991664 404875 26586789 1329339 1329339 39809 39809 1289530 0 1289530 0 1289530 65502 0 65502 1289530 0 0 96711 273756 239358 192387 802212 65502 0 0 0 65502 0 802212 802212 0 0 0 0 0 421816 0 0 0 GEORGE P HANLEY X GEORGE P HANLEY 5120 LAKEVIEW DRIVE MIAMI BEACH FL 33140 3123995099 WRITTEN REQUESTS ONLY NONE NONE 305 PINK PACK - WOMEN'S CANCER SUPPORT PROGRAM 251 VALENCIA AVE 141982 MIAMI FL 33114 NONE 501(C)(3) SOCIAL SERVICE 10000 ALL SOULS' EPISCOPAL CHURCH 4025 PINE TREE DRIVE MIAMI BEACH FL 33140 NONE 501(C)(3) RELIGIOUS 13000 CARING HEROES INC (OPERATION ELF) 915 NAPLES STREET SAN FRANCISCO CA 94112 NONE 501(C)(3) SOCIAL SERVICE 5000 CHARLES M SCHWARTZ MEMORIAL FOUNDATION 333 W WACKER DRIVE SUITE 1700 CHICAGO IL 60606 NONE 501(C)(3) SOCIAL SERVICE 10000 GUITARS OVER GUNS 169 E FLAGLER STREET SUITE 1134 MIAMI FL 33131 NONE 501(C)(3) SOCIAL SERVICE 10000 THE DAYTON FOUNDATION (TOUR DE GEM) 1401 S MAIN STREET 100 DAYTON OH 45409 NONE 501(C)(3) EDUCATION 2000 THE LEUKEMIA & LYMPHOMA SOCIETY PO BOX 22324 NEW YORK NY 10087 NONE 501(C)(3) SOCIAL SERVICE 5000 UNIVERSITY OF DAYTON 300 COLLEGE PARK DRIVE DAYTON OH 45469 NONE 501(C)(3) EDUCATION 10000 65000 0 14 616621 14 150129 523000 440 5338 18 2561756 FEDERAL TAX REFUND 750 440 3334594 0 3335034 3-11 WHILE PROGRAMS ARE BEING DEVELOPED BY THE FOUNDATION'S DIRECTORS, 3-11 CONTRIBUTIONS ARE BEING INVESTED IN BOTH SECURITIES AND INTEREST- 3-11 BEARING ACCOUNTS. 3-11 THE TAXPAYER IS ALSO AN INVESTOR IN LIMITED PARTNERSHIPS 3-11 AS A SOURCE OF FUNDS FOR ITS CHARITABLE PURPOSES. 0 0 0 0 0 0 0 0 0 0 FIDELITY INVESTMENTS (#192325) 229996 227600 FIDELITY INVESTMENTS (#191825) 3868271 6478596 FIDELITY INVESTMENTS (#192325) 900000 978939 FIDELITY INVESTMENTS (#192333) 5584159 5428989 FIDELITY INVESTMENTS (#191825) - OPTIONS 43570 30151 ACQUIOM AGENCY SERVICES LLC / HIGH STREET CAPITAL PARTNERS AT COST 1960000 1960000 ATLANTIC PARK STRATEGIC CAPITAL FUND (OFFSHORE) LP AT COST 395467 395467 BCIM PARTNERS III LP AT COST 298355 298355 CASDIN PRIVATE GROWTH EQUITY FUND LP AT COST 898353 898353 CCP FUNDING LLC AT COST 490000 490000 CHICAGO ATLANTIC GIC FUND LLC AT COST 1975000 1975000 CHURCHILL REAL ESTATE FUND LP AT COST 693431 693431 CONWAY OFFSHORE ACCESS FUND LP AT COST 716696 716696 GCM GROSVENOR OHESCF LP AT COST 65500 65500 GENERATION IM SUSTAINABLE SOLUTIONS FUND III LP SERIES B AT COST 793233 1265885 GRASS LAKE CAPITAL HDP LP AT COST 295327 295327 GREATPOINT VENTURES INNOVATION PARALLEL FUND LP AT COST 386602 386602 PB HUDSON CLEAN ENERGY PARTNERS OFFSHORE FEEDER LP AT COST 241010 241010 PB STRATEGIC PARTNERS FEEDER FUND IV LP AT COST 98626 98626 UPPER 90 FUND II LP AT COST 549712 549712 UPPER90 ECOMMERCE OPPORTUNITIES FUND LP AT COST 365978 365978 VINE VENTURES I-B LP AT COST 307870 307870 CHICAGO ATLANTIC FUND OFFSHORE LP AT COST 759025 759025 KONVOY VENTURES II LP AT COST 309884 309884 POLYCHAIN VENTURES II LP AT COST 354043 354043 PROFESSIONAL FEES 1004 502 502 CONSULTING FEES 110000 0 0 DUE FROM VINE VENTURES I-B LP 1410 0 0 DUE FROM UPPER90 FUND II LP 2521 0 0 DUE FROM PB STRATEGIC PARTNERS FEEDER FUND IV LP 2467 2842 2842 DUE FROM CHICAGO ATLANTIC FUND OFFSHORE LP 0 56676 56676 DUE FROM ATLANTIC PARK STRATEGIC CAPITAL FUND (OFFSHORE) LP 0 5334 5334 NON DEDUCTIBLE EXPENSES FROM PASS THROUGH INVESTMENTS 8 NONCASH CONTRIBUTIONS (30%) - PB STRATEGIC PARTNERS FEEDER FUND IV LP 7 7 0 DUES, SUBSCRIPTIONS, AND PUBLICATIONS 187 0 0 FIDELITY INVESTMENTS (#191825) - INVESTMENT ADVISORY FEES 29378 29378 0 FIDELITY INVESTMENTS (#192317) - INVESTMENT ADVISORY FEES 7135 7135 0 FIDELITY INVESTMENTS (#192325) - INVESTMENT ADVISORY FEES 18546 18546 0 FIDELITY INVESTMENTS (#192333) - INVESTMENT ADVISORY FEES 28316 28316 0 INTERNET AND WEBSITE FEES 300 0 0 OTHER DEDUCTIONS - BCIM PARTNERS III LP 9674 9674 0 OTHER DEDUCTIONS - CHURCHILL REAL ESTATE FUND LP 9145 9145 0 OTHER DEDUCTIONS - GCM GROSVENOR OHESCF LP 1221 1221 0 OTHER DEDUCTIONS - GREATPOINT VENTURES INNOVATION PARALLEL FUND LP 5123 5123 0 OTHER DEDUCTIONS - PB STRATEGIC PARTNERS FEEDER FUND IV LP 2022 2022 0 OTHER DEDUCTIONS - CASDIN PRIVATE GROWTH EQUITY FUND LP 10312 10312 0 OTHER DEDUCTIONS - ATLANTIC PARK STRATEGIC CAPITAL FUND (OFFSHORE) LP 99 99 0 OTHER DEDUCTIONS - VINE VENTURES I-B LP 11163 11163 0 OTHER DEDUCTIONS - UPPER90 FUND II LP 17796 17796 0 OTHER PORTFOLIO LOSS - PB STRATEGIC PARTNERS FEEDER FUND IV LP 1 1 0 ORDINARY BUSINESS LOSS - CHURCHILL REAL ESTATE FUND LP 184 184 0 RBC CAPITAL MARKETS (#55383) - ADVISORY FEES 5543 5543 0 SECTION 59(E)(2) EXPENDITURES - PB STRATEGIC PARTNERS FEEDER FUND IV LP 22 22 0 STATE FILING FEES 26 0 0 OTHER DEDUCTIONS - UPPER90 ECOMMERCE EQUITY OPPORTUNITY FUND LP 7862 7862 0 NET RENTAL REAL ESTATE LOSS - CHURCHILL REAL ESTATE FUND LP 19792 19792 0 OTHER DEDUCTIONS - CHICAGO ATLANTIC FUND OFSHORE LP 5 5 0 OTHER DEDUCTIONS - KONVOY VENTURES II LP 25151 25151 0 ORDINARY BUSINESS LOSS - GRASS LAKE CAPITAL HDP LP 8339 8339 0 ORDINARY BUSINESS LOSS - POLYCHAIN VENTURES II LP 0 0 0 OTHER DEDUCTIONS - POLYCHAIN VENTURES II LP 14591 14591 0 ORDINARY LOSSES - CHURCHILL REAL ESTATE FUND LP 228763 228763 0 MANAGEMENT FEE - VINE VENTURES I-B LP 1410 1410 0 MANAGEMENT FEE - UPPER90 FUND II LP 2521 2521 0 OTHER PORTFOLIO LOSS - CHURCHILL REAL ESTATE FUND LP 188 188 0 POSTAGE AND DELIVERY FEES 1 0 0 LICENSES AND FEES 5 0 0 CANCELLATION OF DEBT - PB STRATEGIC PARTNERS FEEDER FUND IV LP 190 190 190 IRC SECTION 987 GAIN (FOREIGN CURRENCIES) - PB STRATEGIC PARTNERS FEEDER 328 328 328 ORDINARY BUSINESS INCOME - PB STRATEGIC PARTNERS FEEDER FUND IV LP 353 353 353 OTHER INCOME - PB STRATEGIC PARTNERS FEEDER FUND IV LP 51 51 51 OTHER PORTFOLIO INCOME - PB STRATEGIC PARTNERS FEEDER FUND IV LP 22 22 22 PFIC QEF ORDINARY INCOME INCLUSION - PB STRATEGIC PARTNERS FEEDER FUND IV 2 2 2 ROYALTIES - PB STRATEGIC PARTNERS FEEDER FUND IV LP 1 1 1 UNRELATED BUSINESS INCOME FROM SCHEDULE K-1'S 440 0 440 NET RENTAL REAL ESTATE INCOME - PB STRATEGIC PARTNERS FEEDER FUND IV LP 7 7 7 IRC SECTION 988 GAIN (FOREIGN CURRENCIES) - UPPER90 FUND II LP 343 343 343 OTHER PORTFOLIO INCOME - CASDIN PRIVATE GROWTH EQUITY FUND LP 2 2 2 IRC SECTION 988 GAIN (FOREIGN CURRENCIES) - GCM GROSVENOR OHESCF 1565 1565 1565 OTHER PORTFOLIO INCOME - POLYCHAIN VENTURES II LP 1164 1164 1164 IRC SECTION 987 INCOME - GCM GROSVENOR OHESCF LP 452 452 452 IRC SECTION 988 GAIN (FOREIGN CURRENCIES) - PB STRATEGIC PARTNERS FEEDER FD 93 93 93 IRC SECTION 988 GAIN (FOREIGN CURRENCIES) - CASDIN PRIVATE GROWTH EQUITY FD 765 765 765 FEDERAL TAX REFUND 750 750 CAPITAL ADJUSTMENT FROM PASS THROUGH INVESTMENTS 188 NONDIVIDEND DISTRIBUTIONS 1967 PRIOR PERIOD ADJUSTMENT FROM PASS THROUGH INVESTMENTS 105941 DUE TO GXH MANAGEMENT INC. 150 150 FIDELITY INVESTMENTS (#191825) - MARGIN POSITION 0 18643 SEAPORT LOAN PRODUCTS LLC 0 1003138 FOREIGN TAX PAID - FIDELITY INVESTMENTS (#192325) 4640 4640 0 FOREIGN TAX PAID - FIDELITY INVESTMENTS (#192333) 6 6 0 FOREIGN TAX PAID - FIDELITY INVESTMENTS (#191825) 419 419 0 FOREIGN TAX PAID - PB STRATEGIC PARTNERS FEEDER FUND IV LP 24 24 0 FEDERAL ESTIMATED TAX PAYMENT 35000 0 0