LEONA BOTHMER FOUNDATION: Form 990PF, tax year 2021
View the entire original 990 at ProPublica ↗
- Organization
- LEONA BOTHMER FOUNDATION (EIN 06-1816606)
- Tax period
- 2021-01-01 to 2021-12-31
- Filed
- 2022-05-12
- IRS object ID
- 202231329349102373
- Schema version
- 2021v4.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Legal Fees Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2022-05-12T11:54:42-05:00 | ReturnTs |
| Tax Period End | 2021-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 042387531 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Sullivan & Worcester LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1633 Broadway | AddressLine1Txt |
| City | New York | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10019 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2021-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 061816606 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | LEONA BOTHMER FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | LEON | BusinessNameControlTxt |
| Phone | 2126603089 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Sullivan Worcester 1633 Broadwa | AddressLine1Txt |
| City | New York | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10019 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | Constantine P Ralli | PersonNm |
| Person Title | Trustee | PersonTitleTxt |
| Phone | 2126603089 | PhoneNum |
| Signature | 2022-05-12 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | Constantine | PersonFirstNm |
| Person Last | Ralli | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | Magda Alvarez-Sanchez | PreparerPersonNm |
| PTIN | P01418916 | PTIN |
| Phone | 2126603000 | PhoneNum |
| Preparation | 2022-05-12 | PreparationDt |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 3 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2021 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $7,415,702 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $9 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $9 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $121,528 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $121,528 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $186,227 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $320,480 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $186,227 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $12,505 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $12,505 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $320,269 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $320,269 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $55,961 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $27,981 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $18,791 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $18,791 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $0 | LegalFeesDsbrsChrtblAmt |
| Other Prof Fees Rev And Expnss | $62,361 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $62,361 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $383 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $383 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $137,496 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $109,516 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $0 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $325,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $325,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $462,496 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $109,516 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $325,000 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$142,227 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $210,753 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | -$4 | CashBOYAmt |
| Cash EOY | -$4 | CashEOYAmt |
| Cash EOYFMV | -$4 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $51,387 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $42,634 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $42,634 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $3,462,521 | CorporateStockBOYAmt |
| Corporate Stock EOY | $3,329,047 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $7,321,219 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $52,194 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $52,194 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $51,853 | CorporateBondsEOYFMVAmt |
| Total Assets BOY | $3,566,098 | TotalAssetsBOYAmt |
| Total Assets EOY | $3,423,871 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $7,415,702 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $3,566,098 | RetainedEarningBOYAmt |
| Retained Earning EOY | $3,423,871 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $3,566,098 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $3,423,871 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $3,566,098 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $3,423,871 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $3,566,098 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$142,227 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $3,423,871 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $3,423,871 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (19 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| 150 shs. Apple Corp | P | 2010-02-24 | 2021-04-20 | $20,079 | $1,081 | $18,998 | $18,998 |
| 3,805.175 BNY Mellon Bond Fund-M | P | 2017-05-02 | 2021-09-23 | $50,000 | $49,658 | $342 | $342 |
| 1,655.629 shs. BNY Mello International Fund Cl M | P | 2017-05-02 | 2021-09-23 | $25,000 | $21,093 | $3,907 | $3,907 |
| 25 shs. Accenture PLC - Cl a | P | 2010-01-21 | 2021-09-24 | $8,381 | $1,073 | $7,308 | $7,308 |
| 10 shs. Alphabet Inc. Cl A | P | 2015-10-05 | 2021-09-24 | $28,134 | $11,757 | $16,377 | $16,377 |
| 200 shs. Apple Corp | P | 2010-02-21 | 2021-09-24 | $29,236 | $1,442 | $27,794 | $27,794 |
| 25 Shs. Broadcom Inc. | P | 2014-01-30 | 2021-09-24 | $12,553 | $1,348 | $11,205 | $11,205 |
| 50 shs. Home Depot Inc. | P | 2010-02-21 | 2021-09-24 | $16,919 | $1,391 | $15,528 | $15,528 |
| 80 shs. Honeywell International Inc | P | 2009-11-12 | 2021-09-24 | $17,438 | $3,273 | $14,165 | $14,165 |
| 50 shs. Ishares Core S&P 500 ETF | P | 2020-03-09 | 2021-09-24 | $22,152 | $14,196 | $7,956 | $7,956 |
| 100 shs. JP Morgan Chase & Company | P | 2020-01-06 | 2021-09-24 | $15,707 | $4,405 | $11,302 | $11,302 |
| 100 shs. Microsoft Corp | P | 2010-01-21 | 2021-09-24 | $29,926 | $2,980 | $26,946 | $26,946 |
| 50 shs. SPDR Standard & Poors Midcap 400 | P | 2010-02-19 | 2021-09-24 | $24,422 | $17,033 | $7,389 | $7,389 |
| 100 Shs. Walt Disney Company | P | 2009-10-15 | 2021-09-24 | $17,363 | $3,377 | $13,986 | $13,986 |
| BNY Mellon High Yield Fund Clas I | P | 2021-12-02 | $137 | $137 | $137 | ||
| BNY Mellon Corporate Bond Fund -M | P | 2021-12-08 | $1,029 | $1,029 | $1,029 | ||
| BNY Mellon International Stock Fund | P | 2021-12-15 | $643 | $643 | $643 | ||
| BNY Mellon Global Dynamic - Y | P | 2021-12-22 | $1,215 | $1,215 | $1,215 | ||
| Blackstone Group - Return of Capital | P | 2021-05-07 | $146 | $146 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $186,227 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $2,929 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $2,929 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $2,929 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $224 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $224 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Tax Due | $2,705 | TaxDueAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CT | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | Sullivan Worcester LLP | IndividualWithBooksNm |
| Phone | 2126603089 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1633 Broadway | AddressLine1Txt |
| City | New York | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10019 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | Constantine P Ralli | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Sullivan Worcester LLP 1633 | AddressLine1Txt |
| Address Line2 | Broadway | AddressLine2Txt |
| City | New York | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10019 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | Trustee | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 1.00 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $0 | CompensationAmt |
| Employee Benefit Program | $0 | EmployeeBenefitProgramAmt |
| Expense Account Other Allwnc | $0 | ExpenseAccountOtherAllwncAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $7,061,826 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $79,719 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $7,141,545 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $7,141,545 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $107,123 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $7,034,422 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $351,721 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $351,721 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $2,929 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $2,929 | TotalTaxAmt |
| Distributable Before Adj | $348,792 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $348,792 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $348,792 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $325,000 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $325,000 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $348,792 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $12,581 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr3 | $13,710 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr1 | $15,635 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $41,926 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $325,000 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $325,000 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $23,792 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $23,792 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $18,134 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $18,134 | ExcessDistriCyovToNextYrAmt |
| Excess From Year3 | $2,499 | ExcessFromYear3Amt |
| Excess From Year1 | $15,635 | ExcessFromYear1Amt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (16 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| ASPCA | |||||||
| 441 East 92nd Street | New York | NY | 10128 | None | Public Charity | Cash Contribution | $25,000 |
| ADOPT-A-DOG Inc | |||||||
| 23 Cox Avenue | Armonk | NY | 10504 | None | Public Charity | Cash Contribution | $35,000 |
| Best Friends Animal Society | |||||||
| 5001 Angel Canyon Road | Kanab | UT | 84741 | None | Public Charity | Cash Contribution | $40,000 |
| Bideawee Inc | |||||||
| 410 East 38th Street | New York | NY | 10016 | None | Public Charity | Cash Contribution | $25,000 |
| Connecticut Humane Society | |||||||
| 701 Russell Road | Newington | CT | 06111 | None | Public Charity | Cash Contribution | $25,000 |
| Humane Society Mohawk Hudson | |||||||
| 3 Oakland Avenue | Menands | NY | 12204 | None | Public Charity | Cash Contribution | $15,000 |
| MCPCA Cape Cod Animal Care & Adoption Center | |||||||
| 1577 Falmouth Road | Centerville | MA | 02631 | None | Public Charity | Cash Contribution | $25,000 |
| National Audubon Society | |||||||
| 225 Varick Street 7th Floor | New York | NY | 10014 | None | Public Charity | Cash Contribution | $20,000 |
| National Wildlife Federation | |||||||
| 11100 Wildlife Center Drive | Reston | VA | 20190 | None | Public Charity | Cash Contribution | $10,000 |
| Paws Crossed Animal Rescue Inc | |||||||
| 100 Warehouse Lane South | Elmsford NY | NY | 10523 | None | Public Charity | Cash Contribution | $15,000 |
| Second Chance Rescue NYC | |||||||
| PO Box 570701 | Whitestone | NY | 11357 | None | Public Charity | Cash Contribution | $5,000 |
| The American Horse Protection Association | |||||||
| 1000 29th Street NW | Washington | DC | 20007 | None | Public Charity | Cash Contribution | $20,000 |
| The Big Dog Ranch Rescue | |||||||
| 14444 Okeechobee Boulevard | Loxahatchee Groves | FL | 33470 | Public Charity | Cash Contribution | $5,000 | |
| The Humane Society of the United States | |||||||
| 1255 23rd Street NW - Ste 450 | Washington | DC | 20037 | None | Public Charity | Cash Contribution | $25,000 |
| The North Shore Animal League | |||||||
| 16 Lewyt Street | Port Washington | NY | 11050 | None | Public Charity | Cash Contribution | $25,000 |
| World Wide Life Fund | |||||||
| 1250 Twenty-fourth Street NW | Washington | DC | 20027 | None | Public Charity | Cash Contribution | $10,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $325,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $9 | ExclusionAmt |
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $121,528 | ExclusionAmt |
Other Investment Income OtherInvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $12,505 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $186,227 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $320,269 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $320,269 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bond | 75,000 Par Value HSBC Holdings PLC,Fltg Rate, Due 5/18/2420 | BondNm |
| EOY Book Value | $52,194 | EOYBookValueAmt |
| EOYFMV | $51,853 | EOYFMVAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (99 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 500 shs. Abbott Laboratories | $14,738 | $70,370 |
| 390 shs. Abbvie Inc. | $10,925 | $52,806 |
| 660 shs. AT&T Inc | $17,199 | $16,236 |
| 500 shs. Bristol-Myers Squibb Co. | $16,575 | $31,175 |
| 250 shs. Capital One Financial Corp | $17,289 | $36,273 |
| 200 shs. Celanese Corporation - Series A | $5,324 | $33,612 |
| 290 shs. Chevron Corportion | $21,281 | $34,031 |
| 100 shs. Costco Wholesale Corporation | $5,630 | $56,770 |
| 116 shs. Duke Energy Corporation | $6,740 | $12,168 |
| 500 shs. Emerson Electric Company | $23,044 | $46,485 |
| 352 shs. Ingersoll Rand Inc | $3,083 | $21,778 |
| 400 shs. Trane Technologies PLC | $10,580 | $80,812 |
| 340 shs. Johnson & Johnson | $21,483 | $58,164 |
| 300 shs. Lilly Eli Company | $14,283 | $82,866 |
| 500 shs, Merck & Co., Inc | $17,515 | $36,320 |
| 460 shs. Pepsico Inc. | $28,727 | $79,907 |
| 1,060 shs. Pfizer Inc | $18,083 | $62,593 |
| 131 shs. Viatris Inc. | $993 | $1,772 |
| 650 shs. Phillip Morris International Inc. | $37,482 | $61,750 |
| 200 shs. Procter & Gamble Company | $17,728 | $32,716 |
| 440 shs. Sempra Energy | $22,074 | $58,203 |
| 500 shs. State Street Corporation | $27,083 | $46,500 |
| 1,000 shs. Taiwan Semiconductor Mfg. Co, | $12,888 | $120,310 |
| 500 shs. Texas Instruments Inc | $12,184 | $94,235 |
| 250 shs. The Travelers Companies | $21,584 | $39,108 |
| 420 shs. Carrier Global Corp. | $4,936 | $22,781 |
| 210 shs. Otis Worldwide Corp. | $7,400 | $18,285 |
| 420 shs. Raytheon Technologies Corp | $16,466 | $36,145 |
| 150 shs. US Bancorp | $3,381 | $8,426 |
| 500 shs. Valero Energy Corporation | $8,788 | $37,555 |
| 300 shs. Verizon Communications Inc. | $8,205 | $15,588 |
| 133 shs. Dow Inc. | $6,192 | $7,544 |
| 133 shs. Dupont De Nemour Inc. | $9,450 | $10,744 |
| 250 shs. Illinois Tool Works Inc | $22,356 | $61,700 |
| 300 shs. Salesforce.Com Inc | $17,878 | $76,239 |
| 30 shs. Alphabet Inc - Class C | $7,669 | $86,808 |
| 1,000 shs. Bank of America Corporation | $18,168 | $44,490 |
| 500 shs. Cisco Systems Inc | $14,020 | $31,685 |
| 300 shs. Coca Cola Company | $9,451 | $17,763 |
| 200 shs. Gilead Sciences Inc | $6,759 | $14,522 |
| 750 shs. Intel Corporation | $14,763 | $38,625 |
| 600 shs. Mondelez International | $10,433 | $39,786 |
| 400 shs. Nike Inc Class B | $22,671 | $66,668 |
| 500 shs Schwab Charles Corportation | $17,710 | $42,050 |
| 150 shs. Visa Inc. - Class A | $16,849 | $32,507 |
| 4,000 shs. Ishares Msci Emerging Markets Index Fund | $162,360 | $195,400 |
| 6,315.986 shs. BNY Floating Rate Income Fd - Cl Y | $73,736 | $71,813 |
| 100 shs. 3M Company | $14,076 | $17,763 |
| 25,767.236 shs. BNY Mellon Intermediate Bond - M | $325,000 | $327,502 |
| 200 shs. Air Products & Chemicals Inc. | $13,559 | $60,852 |
| 1,350 shs. Ishares Russell 2000 Index Fund | $99,678 | $300,308 |
| 1,000 shs. Synchrony Financial | $29,167 | $46,390 |
| 300 shs. Agilent Technologies Inc. | $16,524 | $47,895 |
| 500 shs. Corning Inc | $16,079 | $18,615 |
| 250 shs. Starbucks Corp. | $14,249 | $29,243 |
| 1,500 shs. Comcast Corporation | $45,886 | $75,495 |
| 600 shs. Eaton Corp PLC | $22,025 | $103,692 |
| 200 shs. Union Pac Corporation | $6,429 | $50,386 |
| 25 shs. Amazon.Com | $40,310 | $83,359 |
| 15,591.696 shs. BNY Mellon Corporate Bond Fund - M | $200,000 | $209,552 |
| 10,742.755 shs. BNY Mellon Short Term US Govmt Sec | $125,000 | $122,897 |
| 7,781.467 shs. BNY Mellon Global Dynamic Bond - Cl Y | $95,000 | $94,078 |
| 50 shs. Adobe Systems Inc. | $13,114 | $28,353 |
| 300 shs. American International Group | $9,440 | $17,058 |
| 150 shs. Blackstone Group Inc | $6,949 | $19,409 |
| 25 shs. Boeing Co. | $9,356 | $5,033 |
| 50 shs. CME Group Inc. | $8,138 | $11,423 |
| 200 shs. CVS Health Corporation | $10,792 | $20,632 |
| 50 shs. Constellation Brands Inc-A | $8,496 | $12,549 |
| 75 shs. Dollar General Corporation | $14,140 | $17,687 |
| 400 shs. Exelon Corporation | $18,979 | $23,104 |
| 150 shs. Facebook Inc. - A | $24,946 | $50,453 |
| 40 shs. Lockheed Martin Corp | $14,272 | $14,216 |
| 500 shs. M G M Mirage | $12,534 | $22,440 |
| 50 shs. McDonald's Corporation | $10,752 | $13,403 |
| 50 shs. Netflix Com Inc. | $17,591 | $30,122 |
| 400 shs. Nextera Energy Inc. | $21,052 | $37,344 |
| 75 shs. Nvidia Corporation | $26,484 | $88,233 |
| 150 shs. Paypal Holdings Inc | $23,046 | $28,287 |
| 100 shs. T-Mobile US Inc. | $7,215 | $11,598 |
| 50 shs. Thermo Fischer Scientific Inc. | $14,654 | $33,362 |
| 75 shs. UnitedHealth Group Inc | $17,861 | $37,661 |
| 150 shs. Wal Mart Stores Inc. | $14,932 | $21,704 |
| 400 shs. Honeywell Intl Inc. | $15,040 | $83,404 |
| 700 shs. JPMorgan Chase & Company | $30,461 | $110,845 |
| 500 shs. Microsoft Corporation | $14,428 | $168,160 |
| 600 shs. Walt Disney Company | $17,959 | $92,934 |
| 60 shs. Alphabet Inc - Class A | $16,018 | $173,822 |
| 37,389.587 shs. BNY Mellon Bond Fund - M | $475,342 | $480,830 |
| 175 shs. Broadcom Ltd | $9,438 | $116,447 |
| 275 shs. Accenture PLC - Class A | $11,121 | $114,001 |
| 1.265 shs SPDR Standard & Poors Midcap 400 | $173,331 | $654,865 |
| 2,250 shs. Apple Corporation | $15,804 | $399,533 |
| 250 shs. Home Depot Inc | $6,647 | $103,753 |
| 7,223.159 shs BNY Mellon International Stock Fund - C | $94,531 | $192,353 |
| 9,729.697 shs.BNY Mellon High Yield - Cl I | $60,464 | $59,546 |
| 6,452.36 shs. BNY Mellon International Fund Cl M | $78,933 | $97,624 |
| 200 shs. Ishares Core S&P 500 ETF | $56,784 | $95,398 |
| 50 shs. Oraganon & Company | $865 | $1,522 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Sullivan & Worcester- Legal fees | CategoryTxt |
| Legal Fees | $18,791 | LegalFeesAmt |
| Net Investment Income | $18,791 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | IRS Refund of 2020 Excise Tax | Desc |
| Revenue And Expenses Per Books | $12,505 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $12,505 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $12,505 | AdjustedNetIncomeAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| BNY Mellon - Investment fee | $18,356 | $18,356 | $0 |
| BNY Mellon - Advisory fee | $44,005 | $44,005 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Foreign tax withheld on Taiwan Semiconductor | CategoryTxt |
| Amt | $383 | Amt |
| Net Investment Income | $383 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
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