2022-05-12T11:54:42-05:00 2021-12-31 042387531 Sullivan & Worcester LLP 1633 Broadway New York NY 10019 990PF 2021-01-01 061816606 LEONA BOTHMER FOUNDATION LEON 2126603089 Sullivan Worcester 1633 Broadwa New York NY 10019 Constantine P Ralli Trustee 2126603089 2022-05-12 1 Constantine Ralli 999009999 Magda Alvarez-Sanchez P01418916 2126603000 2022-05-12 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z X 7415702 X X 9 9 121528 121528 186227 320480 186227 12505 12505 320269 320269 55961 27981 0 18791 18791 0 62361 62361 0 383 383 0 137496 109516 0 325000 325000 462496 109516 325000 -142227 210753 -4 -4 -4 51387 42634 42634 3462521 3329047 7321219 52194 52194 51853 3566098 3423871 7415702 0 0 X 0 0 0 0 3566098 3423871 3566098 3423871 3566098 3423871 3566098 -142227 0 3423871 0 3423871 150 shs. Apple Corp P 2010-02-24 2021-04-20 20079 1081 18998 18998 3,805.175 BNY Mellon Bond Fund-M P 2017-05-02 2021-09-23 50000 49658 342 342 1,655.629 shs. BNY Mello International Fund Cl M P 2017-05-02 2021-09-23 25000 21093 3907 3907 25 shs. Accenture PLC - Cl a P 2010-01-21 2021-09-24 8381 1073 7308 7308 10 shs. Alphabet Inc. Cl A P 2015-10-05 2021-09-24 28134 11757 16377 16377 200 shs. Apple Corp P 2010-02-21 2021-09-24 29236 1442 27794 27794 25 Shs. Broadcom Inc. P 2014-01-30 2021-09-24 12553 1348 11205 11205 50 shs. Home Depot Inc. P 2010-02-21 2021-09-24 16919 1391 15528 15528 80 shs. Honeywell International Inc P 2009-11-12 2021-09-24 17438 3273 14165 14165 50 shs. Ishares Core S&P 500 ETF P 2020-03-09 2021-09-24 22152 14196 7956 7956 100 shs. JP Morgan Chase & Company P 2020-01-06 2021-09-24 15707 4405 11302 11302 100 shs. Microsoft Corp P 2010-01-21 2021-09-24 29926 2980 26946 26946 50 shs. SPDR Standard & Poors Midcap 400 P 2010-02-19 2021-09-24 24422 17033 7389 7389 100 Shs. Walt Disney Company P 2009-10-15 2021-09-24 17363 3377 13986 13986 BNY Mellon High Yield Fund Clas I P 2021-12-02 137 137 137 BNY Mellon Corporate Bond Fund -M P 2021-12-08 1029 1029 1029 BNY Mellon International Stock Fund P 2021-12-15 643 643 643 BNY Mellon Global Dynamic - Y P 2021-12-22 1215 1215 1215 Blackstone Group - Return of Capital P 2021-05-07 146 146 0 0 186227 2929 0 2929 0 2929 224 0 0 0 224 0 2705 0 0 0 0 0 0 0 0 0 0 1 1 CT 1 0 0 0 0 1 N/A Sullivan Worcester LLP 2126603089 1633 Broadway New York NY 10019 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Constantine P Ralli Sullivan Worcester LLP 1633 Broadway New York NY 10019 Trustee 1.00 0 0 0 NONE 0 NONE 0 0 7061826 79719 0 7141545 0 0 7141545 107123 7034422 351721 351721 2929 2929 348792 0 348792 0 348792 325000 0 325000 348792 0 0 12581 13710 15635 41926 325000 0 0 0 325000 0 23792 23792 18134 0 0 0 0 0 0 0 18134 2499 15635 X ASPCA 441 East 92nd Street New York NY 10128 None Public Charity Cash Contribution 25000 ADOPT-A-DOG Inc 23 Cox Avenue Armonk NY 10504 None Public Charity Cash Contribution 35000 Best Friends Animal Society 5001 Angel Canyon Road Kanab UT 84741 None Public Charity Cash Contribution 40000 Bideawee Inc 410 East 38th Street New York NY 10016 None Public Charity Cash Contribution 25000 Connecticut Humane Society 701 Russell Road Newington CT 06111 None Public Charity Cash Contribution 25000 Humane Society Mohawk Hudson 3 Oakland Avenue Menands NY 12204 None Public Charity Cash Contribution 15000 MCPCA Cape Cod Animal Care & Adoption Center 1577 Falmouth Road Centerville MA 02631 None Public Charity Cash Contribution 25000 National Audubon Society 225 Varick Street 7th Floor New York NY 10014 None Public Charity Cash Contribution 20000 National Wildlife Federation 11100 Wildlife Center Drive Reston VA 20190 None Public Charity Cash Contribution 10000 Paws Crossed Animal Rescue Inc 100 Warehouse Lane South Elmsford NY NY 10523 None Public Charity Cash Contribution 15000 Second Chance Rescue NYC PO Box 570701 Whitestone NY 11357 None Public Charity Cash Contribution 5000 The American Horse Protection Association 1000 29th Street NW Washington DC 20007 None Public Charity Cash Contribution 20000 The Big Dog Ranch Rescue 14444 Okeechobee Boulevard Loxahatchee Groves FL 33470 Public Charity Cash Contribution 5000 The Humane Society of the United States 1255 23rd Street NW - Ste 450 Washington DC 20037 None Public Charity Cash Contribution 25000 The North Shore Animal League 16 Lewyt Street Port Washington NY 11050 None Public Charity Cash Contribution 25000 World Wide Life Fund 1250 Twenty-fourth Street NW Washington DC 20027 None Public Charity Cash Contribution 10000 325000 0 14 9 14 121528 14 12505 18 186227 0 320269 0 320269 0 0 0 0 0 0 0 0 0 0 75,000 Par Value HSBC Holdings PLC,Fltg Rate, Due 5/18/2420 52194 51853 500 shs. Abbott Laboratories 14738 70370 390 shs. Abbvie Inc. 10925 52806 660 shs. AT&T Inc 17199 16236 500 shs. Bristol-Myers Squibb Co. 16575 31175 250 shs. Capital One Financial Corp 17289 36273 200 shs. Celanese Corporation - Series A 5324 33612 290 shs. Chevron Corportion 21281 34031 100 shs. Costco Wholesale Corporation 5630 56770 116 shs. Duke Energy Corporation 6740 12168 500 shs. Emerson Electric Company 23044 46485 352 shs. Ingersoll Rand Inc 3083 21778 400 shs. Trane Technologies PLC 10580 80812 340 shs. Johnson & Johnson 21483 58164 300 shs. Lilly Eli Company 14283 82866 500 shs, Merck & Co., Inc 17515 36320 460 shs. Pepsico Inc. 28727 79907 1,060 shs. Pfizer Inc 18083 62593 131 shs. Viatris Inc. 993 1772 650 shs. Phillip Morris International Inc. 37482 61750 200 shs. Procter & Gamble Company 17728 32716 440 shs. Sempra Energy 22074 58203 500 shs. State Street Corporation 27083 46500 1,000 shs. Taiwan Semiconductor Mfg. Co, 12888 120310 500 shs. Texas Instruments Inc 12184 94235 250 shs. The Travelers Companies 21584 39108 420 shs. Carrier Global Corp. 4936 22781 210 shs. Otis Worldwide Corp. 7400 18285 420 shs. Raytheon Technologies Corp 16466 36145 150 shs. US Bancorp 3381 8426 500 shs. Valero Energy Corporation 8788 37555 300 shs. Verizon Communications Inc. 8205 15588 133 shs. Dow Inc. 6192 7544 133 shs. Dupont De Nemour Inc. 9450 10744 250 shs. Illinois Tool Works Inc 22356 61700 300 shs. Salesforce.Com Inc 17878 76239 30 shs. Alphabet Inc - Class C 7669 86808 1,000 shs. Bank of America Corporation 18168 44490 500 shs. Cisco Systems Inc 14020 31685 300 shs. Coca Cola Company 9451 17763 200 shs. Gilead Sciences Inc 6759 14522 750 shs. Intel Corporation 14763 38625 600 shs. Mondelez International 10433 39786 400 shs. Nike Inc Class B 22671 66668 500 shs Schwab Charles Corportation 17710 42050 150 shs. Visa Inc. - Class A 16849 32507 4,000 shs. Ishares Msci Emerging Markets Index Fund 162360 195400 6,315.986 shs. BNY Floating Rate Income Fd - Cl Y 73736 71813 100 shs. 3M Company 14076 17763 25,767.236 shs. BNY Mellon Intermediate Bond - M 325000 327502 200 shs. Air Products & Chemicals Inc. 13559 60852 1,350 shs. Ishares Russell 2000 Index Fund 99678 300308 1,000 shs. Synchrony Financial 29167 46390 300 shs. Agilent Technologies Inc. 16524 47895 500 shs. Corning Inc 16079 18615 250 shs. Starbucks Corp. 14249 29243 1,500 shs. Comcast Corporation 45886 75495 600 shs. Eaton Corp PLC 22025 103692 200 shs. Union Pac Corporation 6429 50386 25 shs. Amazon.Com 40310 83359 15,591.696 shs. BNY Mellon Corporate Bond Fund - M 200000 209552 10,742.755 shs. BNY Mellon Short Term US Govmt Sec 125000 122897 7,781.467 shs. BNY Mellon Global Dynamic Bond - Cl Y 95000 94078 50 shs. Adobe Systems Inc. 13114 28353 300 shs. American International Group 9440 17058 150 shs. Blackstone Group Inc 6949 19409 25 shs. Boeing Co. 9356 5033 50 shs. CME Group Inc. 8138 11423 200 shs. CVS Health Corporation 10792 20632 50 shs. Constellation Brands Inc-A 8496 12549 75 shs. Dollar General Corporation 14140 17687 400 shs. Exelon Corporation 18979 23104 150 shs. Facebook Inc. - A 24946 50453 40 shs. Lockheed Martin Corp 14272 14216 500 shs. M G M Mirage 12534 22440 50 shs. McDonald's Corporation 10752 13403 50 shs. Netflix Com Inc. 17591 30122 400 shs. Nextera Energy Inc. 21052 37344 75 shs. Nvidia Corporation 26484 88233 150 shs. Paypal Holdings Inc 23046 28287 100 shs. T-Mobile US Inc. 7215 11598 50 shs. Thermo Fischer Scientific Inc. 14654 33362 75 shs. UnitedHealth Group Inc 17861 37661 150 shs. Wal Mart Stores Inc. 14932 21704 400 shs. Honeywell Intl Inc. 15040 83404 700 shs. JPMorgan Chase & Company 30461 110845 500 shs. Microsoft Corporation 14428 168160 600 shs. Walt Disney Company 17959 92934 60 shs. Alphabet Inc - Class A 16018 173822 37,389.587 shs. BNY Mellon Bond Fund - M 475342 480830 175 shs. Broadcom Ltd 9438 116447 275 shs. Accenture PLC - Class A 11121 114001 1.265 shs SPDR Standard & Poors Midcap 400 173331 654865 2,250 shs. Apple Corporation 15804 399533 250 shs. Home Depot Inc 6647 103753 7,223.159 shs BNY Mellon International Stock Fund - C 94531 192353 9,729.697 shs.BNY Mellon High Yield - Cl I 60464 59546 6,452.36 shs. BNY Mellon International Fund Cl M 78933 97624 200 shs. Ishares Core S&P 500 ETF 56784 95398 50 shs. Oraganon & Company 865 1522 Sullivan & Worcester- Legal fees 18791 18791 0 IRS Refund of 2020 Excise Tax 12505 12505 12505 BNY Mellon - Investment fee 18356 18356 0 BNY Mellon - Advisory fee 44005 44005 0 Foreign tax withheld on Taiwan Semiconductor 383 383 0