JAMES B PENDLETON IRRV CHARIT TR 091692: Form 990PF, tax year 2022
View the entire original 990 at ProPublica ↗
- Organization
- JAMES B PENDLETON IRRV CHARIT TR 091692 (EIN 95-6944277)
- Tax period
- 2022-01-01 to 2022-12-31
- Filed
- 2023-05-15
- IRS object ID
- 202311359349103431
- Schema version
- 2022v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2023-05-15T12:21:06-05:00 | ReturnTs |
| Tax Period End | 2022-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 911741928 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | VON HARTEN & COMPANY INC PS | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2101 4TH AVENUE SUITE 930 | AddressLine1Txt |
| City | SEATTLE | CityNm |
| State Abbreviation | WA | StateAbbreviationCd |
| ZIP | 98121 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2022-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 956944277 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JAMES B PENDLETON CHARITABLE TRUST | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | JAME | BusinessNameControlTxt |
| Phone | 4252843095 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 11900 NE 1ST STREET SUITE 300 | AddressLine1Txt |
| City | BELLEVUE | CityNm |
| State Abbreviation | WA | StateAbbreviationCd |
| ZIP | 98005 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | DAYLE E IVERSON | PersonNm |
| Person Title | TRUSTEE & CEO | PersonTitleTxt |
| Phone | 4252843095 | PhoneNum |
| Signature | 2023-05-14 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | DAYLE | PersonFirstNm |
| Person Last | IVERSON | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IRS Responsible Prty Info Curr | 0 | IRSResponsiblePrtyInfoCurrInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | ELIZABETH C HEDLUND CPA | PreparerPersonNm |
| PTIN | P00173862 | PTIN |
| Phone | 2064439017 | PhoneNum |
| Preparation | 2023-05-14 | PreparationDt |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 2 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2022 | TaxYr |
| Build TS | 2023-04-26 12:10:37Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $27,055,606 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $2,570 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $2,570 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $738,410 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $738,410 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $590,039 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $5,280,606 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $590,039 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $1,331,019 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,331,019 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $180,000 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $45,000 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $135,000 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $13,500 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $0 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $13,500 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $24,883 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $5,964 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $18,919 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $1,988 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $497 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $1,491 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $32,107 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $28,896 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $3,211 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $102,719 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $102,719 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $33,414 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $14,914 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Occupancy Rev And Expnss | $22,279 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $11,140 | OccupancyNetInvstIncmAmt |
| Occupancy Dsbrs Chrtbl | $11,139 | OccupancyDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $12 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $6 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $6 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $5,100 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $1,612 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $3,488 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $416,002 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $210,748 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $186,754 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,500,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,500,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,916,002 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $210,748 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,686,754 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$584,983 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $1,120,271 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $337,597 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $269,394 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $269,394 | SavAndTempCashInvstEOYFMVAmt |
| Other Investments BOY | $24,520,239 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $23,996,602 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $26,761,084 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $17,426 | OtherAssetsBOYAmt |
| Other Assets EOY | $25,128 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $25,128 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $24,875,262 | TotalAssetsBOYAmt |
| Total Assets EOY | $24,291,124 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $27,055,606 | TotalAssetsEOYFMVAmt |
| Other Liabilities BOY | $6,716 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $7,561 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $6,716 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $7,561 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $24,868,546 | CapitalStockBOYAmt |
| Capital Stock EOY | $24,283,563 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $0 | RetainedEarningBOYAmt |
| Retained Earning EOY | $0 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $24,868,546 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $24,283,563 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $24,875,262 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $24,291,124 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $24,868,546 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$584,983 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $24,283,563 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $24,283,563 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (33 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|---|---|
| 2,000 FLEXSHARES IBOXX 5 YEAR TARGET DURATION TIPS | 2022-03-01 | 2022-10-13 | $47,034 | $54,180 | -$7,146 | -$7,146 | |
| 10,998.43 NORTHERN BD INDEX FD | 2022-03-29 | 2022-11-23 | $100,636 | $106,254 | -$5,618 | -$5,618 | |
| 19,841.27 BLACKROCK HIGH YIELD BD PORTFOLIO | 2017-02-03 | 2022-02-08 | $150,000 | $153,535 | -$3,535 | -$3,535 | |
| 13,963.74 DFA INTL SMALL CO PORTFOLIO | 2017-02-01 | 2022-02-25 | $285,000 | $256,310 | $28,690 | $28,690 | |
| 13,206.16 HARDING LOEVNER INTERNATIONAL EQUITY PORTFOLIO | 2017-02-01 | 2022-02-25 | $360,000 | $269,893 | $90,107 | $90,107 | |
| 6,172.84 DFA EMERGING MKTS CORE EQUITY PORTFOLIO | 2017-02-01 | 2022-03-29 | $150,000 | $125,847 | $24,153 | $24,153 | |
| 1,000 FLEXSHARES MORNINGSTAR GLOBAL UPSTREAM NAT RES INDEX FD | 2017-02-03 | 2022-03-29 | $46,122 | $30,200 | $15,922 | $15,922 | |
| 4,120.88 VANGUARD FTSE ALL WORLD EX-US INDEX FD | 2017-02-03 | 2022-03-29 | $150,000 | $118,558 | $31,442 | $31,442 | |
| 6,816.12 NORTHERN STK INDEX FD | 2017-02-01 | 2022-06-09 | $301,000 | $271,796 | $29,204 | $29,204 | |
| 4,866.18 DFA US L/C VALUE PORTFOLIO | 2017-02-01 | 2022-07-19 | $200,000 | $176,624 | $23,376 | $23,376 | |
| 3,082.61 VANGUARD FTSE ALL WORLD EX-US INDEX FD | 2017-02-03 | 2022-08-11 | $100,000 | $88,687 | $11,313 | $11,313 | |
| 16,797.31 NORTHERN BD INDEX FD | 2017-02-01 | 2022-09-27 | $150,000 | $182,176 | -$32,176 | -$32,176 | |
| 10,940.92 DOUBLELINE CORE FIXED INCOME FUND | 2020-08-06 | 2022-10-10 | $100,000 | $123,742 | -$23,742 | -$23,742 | |
| 1,000 FLEXSHARES MORNINGSTAR GLOBAL UPSTREAM NAT RES INDEX FD | 2017-02-03 | 2022-10-10 | $39,515 | $30,200 | $9,315 | $9,315 | |
| 11,556.24 BLACKROCK HIGH YIELD BD PORTFOLIO | 2017-02-03 | 2022-10-13 | $75,000 | $89,245 | -$14,245 | -$14,245 | |
| 1,000 ISHARES TR GLOBAL INFRASTRUCTURE ETF | 2020-12-15 | 2022-10-13 | $41,514 | $43,415 | -$1,901 | -$1,901 | |
| 35,307.6233 NORTHERN ULTRA SHORT FIXED INCOME FD | 2017-02-01 | 2022-10-13 | $350,252 | $364,374 | -$14,122 | -$14,122 | |
| 25,176.2467 NORTHERN ULTRA SHORT FIXED INCOME FD | 2017-02-01 | 2022-10-13 | $249,748 | $250,030 | -$282 | -$282 | |
| 11,248.59 NORTHERN BD INDEX FD | 2017-02-03 | 2022-10-13 | $100,000 | $117,435 | -$17,435 | -$17,435 | |
| 2,494.18 VANGUARD EMERGING MKTS STK INDEX FD | 2021-01-21 | 2022-10-13 | $75,000 | $112,488 | -$37,488 | -$37,488 | |
| 600 FLEXSHARES MORNINGSTAR GLOBAL UPSTREAM NAT RES INDEX FD | 2017-02-01 | 2022-10-27 | $25,099 | $18,024 | $7,075 | $7,075 | |
| 300 ISHARES RUSSELL 1000 GROWTH INDEX | 2017-02-01 | 2022-10-27 | $65,747 | $32,485 | $33,262 | $33,262 | |
| 16,802.1597 NORTHERN BD INDEX FD | 2017-02-01 | 2022-10-27 | $149,875 | $175,348 | -$25,473 | -$25,473 | |
| 13.9803 NORTHERN BD INDEX FD | 2017-02-03 | 2022-10-27 | $125 | $125 | $0 | $0 | |
| 1,916.63 NORTHERN STK INDEX FD | 2019-08-14 | 2022-10-27 | $80,000 | $63,057 | $16,943 | $16,943 | |
| 1,683.50 VANGUARD EMERGING MKTS STK INDEX FD | 2017-02-01 | 2022-10-27 | $50,000 | $70,611 | -$20,611 | -$20,611 | |
| 900 FLEXSHARES MORNINGSTAR GLOBAL UPSTREAM NAT RES INDEX FD | 2017-02-01 | 2022-11-14 | $39,973 | $27,036 | $12,937 | $12,937 | |
| 2,878.20 NORTHERN STK INDEX FD | 2019-08-14 | 2022-11-14 | $125,000 | $94,693 | $30,307 | $30,307 | |
| 2,332.82 VANGUARD EMERGING MKTS STK INDEX FD | 2017-02-01 | 2022-11-14 | $75,000 | $87,768 | -$12,768 | -$12,768 | |
| 79,102.58 NORTHERN BD INDEX FD | 2017-02-01 | 2022-11-23 | $723,788 | $815,478 | -$91,690 | -$91,690 | |
| 2,260.91 NORTHERN STK INDEX FD | 2017-02-01 | 2022-11-23 | $100,000 | $68,638 | $31,362 | $31,362 | |
| 9,756.66 NORTHERN STK INDEX FD | 2017-02-01 | 2022-12-08 | $425,000 | $272,315 | $152,685 | $152,685 | |
| CAPITAL GAINS DIVIDENDS | $350,178 | $350,178 | $350,178 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $590,039 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $15,572 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $15,572 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $15,572 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $10,889 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $10,889 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Tax Due | $4,683 | TaxDueAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | VON HARTEN COMPANY INC PS | IndividualWithBooksNm |
| Phone | 2064439017 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2101 FOURTH AVENUE SUITE 930 | AddressLine1Txt |
| City | SEATTLE | CityNm |
| State Abbreviation | WA | StateAbbreviationCd |
| ZIP | 98121 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| DAYLE E IVERSON | ||||||||
| 11900 NE 1ST STREET SUITE 300 | BELLEVUE | WA | 98005 | TRUSTEE & CEO | 40.00 | $150,000 | $0 | $0 |
| JUSTIN M O'CONNELL | ||||||||
| 11900 NE 1ST STREET SUITE 300 | BELLEVUE | WA | 98005 | PROGRAM OFFICER | 8.33 | $30,000 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE NORTHERN TRUST COMPANY | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1301 SECOND AVENUE 2600 | AddressLine1Txt |
| City | SEATTLE | CityNm |
| State Abbreviation | WA | StateAbbreviationCd |
| ZIP | 98101 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVESTMENT MANAGEMENT | ServiceTypeTxt |
| Compensation | $102,719 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $29,295,451 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $404,604 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $29,700,055 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $29,700,055 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $445,501 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $29,254,554 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,462,728 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $1,462,728 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $15,572 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $15,572 | TotalTaxAmt |
| Distributable Before Adj | $1,447,156 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $1,447,156 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $1,447,156 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,686,754 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $1,686,754 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,447,156 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $525,911 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,686,754 | QualifyingDistributionsAmt |
| Applied To Year1 | $525,911 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $1,160,843 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $286,313 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | DAYLE E IVERSON | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | JAMES B PENDLETON CHARITABLE TRUST | AddressLine1Txt |
| Address Line2 | 11900 NE 1ST ST 300 | AddressLine2Txt |
| City | BELLEVUE | CityNm |
| State Abbreviation | WA | StateAbbreviationCd |
| ZIP | 98005 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 4252843095 | RecipientPhoneNum |
| Form And Info And Materials | LETTER DISCUSSING PROGRAMS QUALIFYING UNDER INTERNAL REVENUE CODE SECTION 501(C)(3) FOR HIV/AIDS RESEARCH, CONTROL OR TREATMENT. | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | NONE | SubmissionDeadlinesTxt |
| Restrictions On Awards | NONE | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (5 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| THE J DAVID GLADSTONE INSTITUTES | |||||||
| 1650 OWENS STREET | SAN FRANCISCO | CA | 94158 | N/A - NONE | PUBLIC CHARITY | HIV/AIDS RESEARCH | $300,000 |
| THE SCRIPPS RESEARCH INSTITUTE | |||||||
| 10550 N TORREY PINES ROAD TPC-2 | LA JOLLA | CA | 92037 | N/A - NONE | PUBLIC CHARITY | HIV/AIDS RESEARCH | $350,000 |
| THE UCLA FOUNDATION | |||||||
| 10889 WILSHIRE BOULEVARD SUITE 1000 | LOS ANGELES | CA | 90024 | N/A - NONE | PUBLIC CHARITY | HIV/AIDS RESEARCH | $250,000 |
| UC DAVIS - UNIVERSITY OF CALIFORNIA | |||||||
| 202 COUSTEAU PLACE SUITE 185 | DAVIS | CA | 95618 | N/A - NONE | PUBLIC CHARITY | HIV/AIDS RESEARCH | $200,000 |
| UC SAN DIEGO FOUNDATION | |||||||
| 9500 GILMAN DRIVE 0940 | LA JOLLA | CA | 920930940 | N/A - NONE | PUBLIC CHARITY | HIV/AIDS RESEARCH | $400,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,500,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $2,570 | ExclusionAmt |
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $738,410 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $590,039 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $1,331,019 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,331,019 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING AND TAX RETURN PREPARATION FEES | CategoryTxt |
| Amt | $32,107 | Amt |
| Net Investment Income | $28,896 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $3,211 | DisbursementsCharitablePrpsAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (21 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| BLACKROCK HIGH YIELD BD PORTFOLIO | AT COST | $2,235,403 | $2,008,332 |
| CAUSEWAY INTL VALUE FD | AT COST | $727,172 | $802,656 |
| DFA EMERGING MKTS CORE EQUITY PORTFOLIO | AT COST | $535,555 | $575,254 |
| DFA INTL SMALL CO PORTFOLIO | AT COST | $295,176 | $283,013 |
| DFA REAL ESTATE SECS PORTFOLIO | AT COST | $369,083 | $388,209 |
| DFA US L/C VALUE PORTFOLIO | AT COST | $1,196,099 | $1,374,301 |
| DOUBLELINE CORE FIXED INCOME FUND | AT COST | $3,896,449 | $3,330,190 |
| FLEXSHARES MORNINGSTAR GLOBAL UPSTREAM NAT RES INDEX FD | AT COST | $372,900 | $543,375 |
| HARDING LOEVNER INTL EQUITY PORTFOLIO | AT COST | $478,894 | $588,706 |
| ISHARES ESG AWARE MSCI USA SMALL-CAP ETF | AT COST | $442,734 | $427,440 |
| ISHARES TR GLOBAL INFRASTRUCTURE ETF | AT COST | $275,654 | $320,880 |
| ISHARES TR RUSSELL 1000 GROWTH ETF | AT COST | $617,224 | $1,221,168 |
| NORTHERN MID CAP INDEX FD | AT COST | $615,104 | $620,380 |
| NORTHERN SMALL CAP INDEX FD | AT COST | $575,694 | $525,045 |
| NORTHERN STK INDEX FD | AT COST | $5,277,724 | $7,562,916 |
| NORTHERN ULTRA SHORT FIXED INCOME FD | AT COST | $2,614,258 | $2,594,106 |
| VANGUARD EMERGING MKTS STK INDEX FD | AT COST | $569,892 | $560,247 |
| VANGUARD FTSE ALL WORLD EX-US INDEX FD | AT COST | $2,276,766 | $2,444,757 |
| FLEXSHARES IBOXX 3 YR TARGET DURATION TIPS | AT COST | $489,419 | $446,880 |
| FLEXSHARES IBOXX 5 YR TARGET DURATION TIPS | AT COST | $135,402 | $118,100 |
| ACCRED INCOME | AT COST | $0 | $25,129 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $1,988 | LegalFeesAmt |
| Net Investment Income | $497 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $1,491 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | INCOME REPORTED ON TAX RETURN NOT YET RECEIVED | Desc |
| BOY Book Value | $17,426 | BOYBookValueAmt |
| EOY Book Value | $25,128 | EOYBookValueAmt |
| EOYFMV | $25,128 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (5 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| PAYROLL PROCESSING EXPENSE | $1,093 | $273 | $820 |
| DUES AND SUBSCRIPTIONS | $1,395 | $697 | $698 |
| STATE REGISTRATION FEES | $200 | $0 | $200 |
| INSURANCE | $2,253 | $563 | $1,690 |
| OFFICE SUPPLIES | $159 | $79 | $80 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | OTHER EXPENSES PAYABLE | Desc |
| BOY Book Value | $6,716 | BOYBookValueAmt |
| EOY Book Value | $7,561 | EOYBookValueAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT MANAGEMENT FEES | CategoryTxt |
| Amt | $102,719 | Amt |
| Net Investment Income | $102,719 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FEDERAL EXCISE TAX PAYMENTS | $18,500 | $0 | $0 |
| FOREIGN TAXES PAID | $14,914 | $14,914 | $0 |