2023-05-15T12:21:06-05:00 2022-12-31 911741928 VON HARTEN & COMPANY INC PS 2101 4TH AVENUE SUITE 930 SEATTLE WA 98121 990PF 2022-01-01 956944277 JAMES B PENDLETON CHARITABLE TRUST JAME 4252843095 11900 NE 1ST STREET SUITE 300 BELLEVUE WA 98005 DAYLE E IVERSON TRUSTEE & CEO 4252843095 2023-05-14 1 DAYLE IVERSON 999009999 0 ELIZABETH C HEDLUND CPA P00173862 2064439017 2023-05-14 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z X 27055606 X X 2570 2570 738410 738410 590039 5280606 590039 1331019 1331019 180000 45000 135000 13500 0 13500 24883 5964 18919 1988 497 1491 32107 28896 3211 102719 102719 0 33414 14914 0 22279 11140 11139 12 6 6 5100 1612 3488 416002 210748 186754 1500000 1500000 1916002 210748 1686754 -584983 1120271 337597 269394 269394 24520239 23996602 26761084 17426 25128 25128 24875262 24291124 27055606 6716 7561 6716 7561 X 24868546 24283563 0 0 0 0 24868546 24283563 24875262 24291124 24868546 -584983 0 24283563 0 24283563 2,000 FLEXSHARES IBOXX 5 YEAR TARGET DURATION TIPS 2022-03-01 2022-10-13 47034 54180 -7146 -7146 10,998.43 NORTHERN BD INDEX FD 2022-03-29 2022-11-23 100636 106254 -5618 -5618 19,841.27 BLACKROCK HIGH YIELD BD PORTFOLIO 2017-02-03 2022-02-08 150000 153535 -3535 -3535 13,963.74 DFA INTL SMALL CO PORTFOLIO 2017-02-01 2022-02-25 285000 256310 28690 28690 13,206.16 HARDING LOEVNER INTERNATIONAL EQUITY PORTFOLIO 2017-02-01 2022-02-25 360000 269893 90107 90107 6,172.84 DFA EMERGING MKTS CORE EQUITY PORTFOLIO 2017-02-01 2022-03-29 150000 125847 24153 24153 1,000 FLEXSHARES MORNINGSTAR GLOBAL UPSTREAM NAT RES INDEX FD 2017-02-03 2022-03-29 46122 30200 15922 15922 4,120.88 VANGUARD FTSE ALL WORLD EX-US INDEX FD 2017-02-03 2022-03-29 150000 118558 31442 31442 6,816.12 NORTHERN STK INDEX FD 2017-02-01 2022-06-09 301000 271796 29204 29204 4,866.18 DFA US L/C VALUE PORTFOLIO 2017-02-01 2022-07-19 200000 176624 23376 23376 3,082.61 VANGUARD FTSE ALL WORLD EX-US INDEX FD 2017-02-03 2022-08-11 100000 88687 11313 11313 16,797.31 NORTHERN BD INDEX FD 2017-02-01 2022-09-27 150000 182176 -32176 -32176 10,940.92 DOUBLELINE CORE FIXED INCOME FUND 2020-08-06 2022-10-10 100000 123742 -23742 -23742 1,000 FLEXSHARES MORNINGSTAR GLOBAL UPSTREAM NAT RES INDEX FD 2017-02-03 2022-10-10 39515 30200 9315 9315 11,556.24 BLACKROCK HIGH YIELD BD PORTFOLIO 2017-02-03 2022-10-13 75000 89245 -14245 -14245 1,000 ISHARES TR GLOBAL INFRASTRUCTURE ETF 2020-12-15 2022-10-13 41514 43415 -1901 -1901 35,307.6233 NORTHERN ULTRA SHORT FIXED INCOME FD 2017-02-01 2022-10-13 350252 364374 -14122 -14122 25,176.2467 NORTHERN ULTRA SHORT FIXED INCOME FD 2017-02-01 2022-10-13 249748 250030 -282 -282 11,248.59 NORTHERN BD INDEX FD 2017-02-03 2022-10-13 100000 117435 -17435 -17435 2,494.18 VANGUARD EMERGING MKTS STK INDEX FD 2021-01-21 2022-10-13 75000 112488 -37488 -37488 600 FLEXSHARES MORNINGSTAR GLOBAL UPSTREAM NAT RES INDEX FD 2017-02-01 2022-10-27 25099 18024 7075 7075 300 ISHARES RUSSELL 1000 GROWTH INDEX 2017-02-01 2022-10-27 65747 32485 33262 33262 16,802.1597 NORTHERN BD INDEX FD 2017-02-01 2022-10-27 149875 175348 -25473 -25473 13.9803 NORTHERN BD INDEX FD 2017-02-03 2022-10-27 125 125 0 0 1,916.63 NORTHERN STK INDEX FD 2019-08-14 2022-10-27 80000 63057 16943 16943 1,683.50 VANGUARD EMERGING MKTS STK INDEX FD 2017-02-01 2022-10-27 50000 70611 -20611 -20611 900 FLEXSHARES MORNINGSTAR GLOBAL UPSTREAM NAT RES INDEX FD 2017-02-01 2022-11-14 39973 27036 12937 12937 2,878.20 NORTHERN STK INDEX FD 2019-08-14 2022-11-14 125000 94693 30307 30307 2,332.82 VANGUARD EMERGING MKTS STK INDEX FD 2017-02-01 2022-11-14 75000 87768 -12768 -12768 79,102.58 NORTHERN BD INDEX FD 2017-02-01 2022-11-23 723788 815478 -91690 -91690 2,260.91 NORTHERN STK INDEX FD 2017-02-01 2022-11-23 100000 68638 31362 31362 9,756.66 NORTHERN STK INDEX FD 2017-02-01 2022-12-08 425000 272315 152685 152685 CAPITAL GAINS DIVIDENDS P 350178 350178 350178 590039 15572 0 15572 0 15572 10889 0 0 0 10889 X 0 4683 0 0 0 0 0 0 0 0 0 0 1 1 CA 1 0 0 0 0 1 N/A VON HARTEN COMPANY INC PS 2064439017 2101 FOURTH AVENUE SUITE 930 SEATTLE WA 98121 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 DAYLE E IVERSON 11900 NE 1ST STREET SUITE 300 BELLEVUE WA 98005 TRUSTEE & CEO 40.00 150000 0 0 JUSTIN M O'CONNELL 11900 NE 1ST STREET SUITE 300 BELLEVUE WA 98005 PROGRAM OFFICER 8.33 30000 0 0 NONE 0 THE NORTHERN TRUST COMPANY 1301 SECOND AVENUE 2600 SEATTLE WA 98101 INVESTMENT MANAGEMENT 102719 0 0 29295451 404604 0 29700055 0 0 29700055 445501 29254554 1462728 1462728 15572 15572 1447156 0 1447156 0 1447156 1686754 0 1686754 1447156 525911 0 0 1686754 525911 0 0 1160843 0 0 0 0 0 0 0 0 286313 0 0 0 DAYLE E IVERSON JAMES B PENDLETON CHARITABLE TRUST 11900 NE 1ST ST 300 BELLEVUE WA 98005 4252843095 LETTER DISCUSSING PROGRAMS QUALIFYING UNDER INTERNAL REVENUE CODE SECTION 501(C)(3) FOR HIV/AIDS RESEARCH, CONTROL OR TREATMENT. NONE NONE THE J DAVID GLADSTONE INSTITUTES 1650 OWENS STREET SAN FRANCISCO CA 94158 N/A - NONE PUBLIC CHARITY HIV/AIDS RESEARCH 300000 THE SCRIPPS RESEARCH INSTITUTE 10550 N TORREY PINES ROAD TPC-2 LA JOLLA CA 92037 N/A - NONE PUBLIC CHARITY HIV/AIDS RESEARCH 350000 THE UCLA FOUNDATION 10889 WILSHIRE BOULEVARD SUITE 1000 LOS ANGELES CA 90024 N/A - NONE PUBLIC CHARITY HIV/AIDS RESEARCH 250000 UC DAVIS - UNIVERSITY OF CALIFORNIA 202 COUSTEAU PLACE SUITE 185 DAVIS CA 95618 N/A - NONE PUBLIC CHARITY HIV/AIDS RESEARCH 200000 UC SAN DIEGO FOUNDATION 9500 GILMAN DRIVE 0940 LA JOLLA CA 920930940 N/A - NONE PUBLIC CHARITY HIV/AIDS RESEARCH 400000 1500000 0 14 2570 14 738410 18 590039 0 1331019 0 1331019 0 0 0 0 0 0 0 0 0 0 ACCOUNTING AND TAX RETURN PREPARATION FEES 32107 28896 3211 BLACKROCK HIGH YIELD BD PORTFOLIO AT COST 2235403 2008332 CAUSEWAY INTL VALUE FD AT COST 727172 802656 DFA EMERGING MKTS CORE EQUITY PORTFOLIO AT COST 535555 575254 DFA INTL SMALL CO PORTFOLIO AT COST 295176 283013 DFA REAL ESTATE SECS PORTFOLIO AT COST 369083 388209 DFA US L/C VALUE PORTFOLIO AT COST 1196099 1374301 DOUBLELINE CORE FIXED INCOME FUND AT COST 3896449 3330190 FLEXSHARES MORNINGSTAR GLOBAL UPSTREAM NAT RES INDEX FD AT COST 372900 543375 HARDING LOEVNER INTL EQUITY PORTFOLIO AT COST 478894 588706 ISHARES ESG AWARE MSCI USA SMALL-CAP ETF AT COST 442734 427440 ISHARES TR GLOBAL INFRASTRUCTURE ETF AT COST 275654 320880 ISHARES TR RUSSELL 1000 GROWTH ETF AT COST 617224 1221168 NORTHERN MID CAP INDEX FD AT COST 615104 620380 NORTHERN SMALL CAP INDEX FD AT COST 575694 525045 NORTHERN STK INDEX FD AT COST 5277724 7562916 NORTHERN ULTRA SHORT FIXED INCOME FD AT COST 2614258 2594106 VANGUARD EMERGING MKTS STK INDEX FD AT COST 569892 560247 VANGUARD FTSE ALL WORLD EX-US INDEX FD AT COST 2276766 2444757 FLEXSHARES IBOXX 3 YR TARGET DURATION TIPS AT COST 489419 446880 FLEXSHARES IBOXX 5 YR TARGET DURATION TIPS AT COST 135402 118100 ACCRED INCOME AT COST 0 25129 LEGAL FEES 1988 497 1491 INCOME REPORTED ON TAX RETURN NOT YET RECEIVED 17426 25128 25128 PAYROLL PROCESSING EXPENSE 1093 273 820 DUES AND SUBSCRIPTIONS 1395 697 698 STATE REGISTRATION FEES 200 0 200 INSURANCE 2253 563 1690 OFFICE SUPPLIES 159 79 80 OTHER EXPENSES PAYABLE 6716 7561 INVESTMENT MANAGEMENT FEES 102719 102719 0 FEDERAL EXCISE TAX PAYMENTS 18500 0 0 FOREIGN TAXES PAID 14914 14914 0