DALIO FOUNDATION INC: Form 990PF, tax year 2023
View the entire original 990 at ProPublica ↗
- Organization
- DALIO FOUNDATION INC (EIN 43-1965846)
- Tax period
- 2023-01-01 to 2023-12-31
- Filed
- 2024-11-15
- IRS object ID
- 202423209349106117
- Schema version
- 2023v5.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Expenditure Responsibility Stmt
- General Explanation Attachment
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Land Etc Schedule2
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
- Transfers To Controlled Entities
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2024-11-15T14:40:30-06:00 | ReturnTs |
| Tax Period End | 2023-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 911194016 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CLARK NUBER PS | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 10900 NE 4TH STREET SUITE 1400 | AddressLine1Txt |
| City | BELLEVUE | CityNm |
| State Abbreviation | WA | StateAbbreviationCd |
| ZIP | 98004 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2023-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 431965846 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | DALIO FOUNDATION INC | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | DALI | BusinessNameControlTxt |
| Phone | 2032915000 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1 GLENDINNING PLACE | AddressLine1Txt |
| City | WESTPORT | CityNm |
| State Abbreviation | CT | StateAbbreviationCd |
| ZIP | 06880 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JANINE RACANELLI | PersonNm |
| Person Title | EXECUTIVE DIRECTOR | PersonTitleTxt |
| Phone | 2032915000 | PhoneNum |
| Signature | 2024-11-15 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IRS Responsible Prty Info Curr | 0 | IRSResponsiblePrtyInfoCurrInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | JENNIFER BECKER HARRIS | PreparerPersonNm |
| PTIN | P00183358 | PTIN |
| Phone | 4254544919 | PhoneNum |
| Preparation | 2024-11-15 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2023 | TaxYr |
| Build TS | 2024-10-15 13:58:12Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Change | Yes (X) | AddressChangeInd |
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $1,541,767,086 | FMVAssetsEOYAmt |
| Method Of Accounting Other | Yes (X) | MethodOfAccountingOtherInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $14,131,950 | ContriRcvdRevAndExpnssAmt |
| Dividends Rev And Expnss | $8,021,022 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $24,608,303 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | -$39,562,028 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $507,389,064 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $0 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $7,019,339 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $393,146 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | -$10,389,717 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $25,001,449 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $226,300 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $163,336 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $62,964 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $16,163,247 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $8,275,251 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $7,887,996 | OtherProfFeesDsbrsChrtblAmt |
| Interest Rev And Expnss | $249,059 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $249,059 | InterestNetInvstIncmAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $3,333,128 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $10,747 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $54,241 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $0 | DeprecAndDpltnNetInvstIncmAmt |
| Occupancy Rev And Expnss | $235,207 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $0 | OccupancyNetInvstIncmAmt |
| Occupancy Dsbrs Chrtbl | $235,207 | OccupancyDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $17,680 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $17,680 | TravConfMeetingDsbrsChrtblAmt |
| Printing And Pub Rev And Expnss | $1,133 | PrintingAndPubRevAndExpnssAmt |
| Printing And Pub Net Invst Incm | $0 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Dsbrs Chrtbl | $1,133 | PrintingAndPubDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $2,916,894 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $1,809,315 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $2,916,894 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $23,196,889 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $10,507,708 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $11,121,874 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $6,111,078 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $6,111,078 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $29,307,967 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $10,507,708 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $17,232,952 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$39,697,684 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $14,493,741 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $1 | CashBOYAmt |
| Sav And Temp Cash Invst BOY | $134,664,269 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $106,359,300 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $106,359,300 | SavAndTempCashInvstEOYFMVAmt |
| Prepaid Expenses BOY | $167,666 | PrepaidExpensesBOYAmt |
| Prepaid Expenses EOY | $167,666 | PrepaidExpensesEOYAmt |
| Prepaid Expenses EOYFMV | $167,666 | PrepaidExpensesEOYFMVAmt |
| US Government Obligations BOY | $66,803,285 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $51,169,709 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $51,169,709 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $19,559,364 | CorporateStockBOYAmt |
| Corporate Stock EOY | $19,532,540 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $19,532,540 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $1,289,144,800 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $1,362,898,282 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $1,362,898,282 | OtherInvestmentsEOYFMVAmt |
| Land Bldg Equip Cost Or Other Bss | $1,212,601 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $542,758 | LandBldgEquipAccumDeprecAmt |
| Land BOY | $724,085 | LandBOYAmt |
| Land EOY | $669,843 | LandEOYAmt |
| Land EOYFMV | $669,843 | LandEOYFMVAmt |
| Other Assets BOY | $1,251,049 | OtherAssetsBOYAmt |
| Other Assets EOY | $969,746 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $969,746 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $1,512,314,519 | TotalAssetsBOYAmt |
| Total Assets EOY | $1,541,767,086 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $1,541,767,086 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $13,887 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $68,293 | AccountsPayableEOYAmt |
| Total Liabilities BOY | $13,887 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $68,293 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $1,512,300,632 | RetainedEarningBOYAmt |
| Retained Earning EOY | $1,541,698,793 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $1,512,300,632 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $1,541,698,793 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $1,512,314,519 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $1,541,767,086 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $1,512,300,632 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$39,697,684 | ExcessRevenueOverExpensesAmt |
| Other Increases | $69,095,845 | OtherIncreasesAmt |
| Subtotal | $1,541,698,793 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $1,541,698,793 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (3 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| SALE OF INVESTMENT FUNDS | P | 2022-01-01 | 2023-12-31 | $507,387,778 | $560,323,331 | -$52,935,553 | -$52,935,553 |
| DISPOSAL OF PROGRAM-RELATED INVESTMENTS | P | 2022-01-01 | 2023-12-31 | $1,286 | $9,337 | -$8,051 | -$8,051 |
| GAINS AND LOSSES FROM PASSTHROUGH ENTITIES | P | 2022-01-01 | 2023-12-31 | $1,847,594 | -$1,847,594 | -$1,847,594 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | -$54,791,198 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $201,463 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $201,463 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $201,463 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $982,653 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $982,653 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $781,190 | OverpaymentAmt |
| Applied To ES Tax | $781,190 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CT | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | Yes (1) | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | WWW.DALIOPHILANTHROPIES.ORG | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | LISA SAFIAN | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 2032915000 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1 GLENDINNING PLACE | AddressLine1Txt |
| City | WESTPORT | CityNm |
| State Abbreviation | CT | StateAbbreviationCd |
| ZIP | 06880 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | Yes (1) | ForeignAccountsQuestionInd |
| Foreign Country | HK | ForeignCountryCd |
| Foreign Country | DA | ForeignCountryCd |
| Foreign Country | SW | ForeignCountryCd |
| Foreign Country | UK | ForeignCountryCd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | Yes (1) | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | Yes (1) | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | 0 | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | Yes (1) | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (6 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| BARBARA DALIO | ||||||||
| 1 GLENDINNING PLACE | WESTPORT | CT | 06880 | DIRECTOR | 1.00 | $0 | $0 | $0 |
| JANINE RACANELLI | ||||||||
| 1 GLENDINNING PLACE | WESTPORT | CT | 06880 | EXEC. DIRECTOR, TREASURER & SECRETARY | 1.50 | $0 | $0 | $0 |
| LISA SAFIAN | ||||||||
| 1 GLENDINNING PLACE | WESTPORT | CT | 06880 | ASSISTANT TREASURER | 1.00 | $0 | $0 | $0 |
| MARK DALIO | ||||||||
| 1 GLENDINNING PLACE | WESTPORT | CT | 06880 | DIRECTOR | 1.00 | $0 | $0 | $0 |
| MATTHEW A DALIO | ||||||||
| 1 GLENDINNING PLACE | WESTPORT | CT | 06880 | DIRECTOR | 1.00 | $0 | $0 | $0 |
| RAYMOND T DALIO | ||||||||
| 1 GLENDINNING PLACE | WESTPORT | CT | 06880 | PRESIDENT & DIRECTOR | 2.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (5 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| MARINO MANAGEMENT | |||||
| 25 FORD ROAD | WESTPORT | CT | 06880 | SEE STATEMENT 18 | $15,775,992 |
| BRIDGEWATER PURE ALPHA FUND II LTD | |||||
| ONE NYALA FARMS ROAD | WESTPORT | CT | 06880 | INVESTMENT MANAGEMENT FEES | $3,687,735 |
| THE BOSTON CONSULTING GROUP INC | |||||
| 200 PIER 4 BLVD | BOSTON | MA | 02210 | EDUCATION CONSULTING | $1,930,353 |
| LONE VIEW CAPITAL FUND I-A LP | |||||
| 11611 SAN VICENTE BLVD STE 910 | LOS ANGELES | CA | 90049 | INVESTMENT MANAGEMENT FEES | $525,756 |
| BRIDGEWATER ASSOCIATES LP | |||||
| ONE NYALA FARMS ROAD | WESTPORT | CT | 06880 | FUND ADMIN MIDDLE AND BACK OFFICE FEES | $348,669 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 10 | ContractorPaidOver50kCnt |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | PROGRAMMATIC AND BACK-OFFICE SUPPORT TO ENABLE PROGRAMS FOCUSED ON UNDER-REPRESENTED YOUTH AND THEIR NEEDS. THIS SUPPORT INCLUDES BUT IS NOT LIMITED TO SUPPORTING PUBLIC SCHOOL TEACHERS AND THEIR EDUCATIONAL NEEDS IN CONNECTICUT (PROVIDING SUPPLIES, TEACHER TRAINING AND EDUCATIONAL OPPORTUNITIES AND OTHER SUPPORT), PROVIDING DEDICATED CAPACITY BUILDING SUPPORT FOR WRAP AROUND SOCIAL SERVICE ORGANIZATIONS, AND PROVIDING SUPPORT TO MEET THE DIRECT NEEDS OF DISADVANTAGED YOUTH (COAT DRIVES AND OTHER NEEDS). | Description1Txt |
| Expenses1 | $5,483,004 | Expenses1Amt |
| Description2 | HELPING OTHER ORGANIZATIONS WITH THEIR CHARITABLE ACTIVITIES. | Description2Txt |
| Expenses2 | $2,629,332 | Expenses2Amt |
| Description3 | COMMUNITY SUPPORT CHARITABLE INITIATIVE - PARK PRESERVATION, BEAUTIFICATION, AND MAINTENANCE FOR BRUCE PARK GARDEN. | Description3Txt |
| Expenses3 | $6,248 | Expenses3Amt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $1,144,517,223 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $103,886,845 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $285,679,780 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $1,534,083,848 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $1,534,083,848 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $23,011,258 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $1,511,072,590 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $75,553,630 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $75,553,630 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $201,463 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $201,463 | TotalTaxAmt |
| Distributable Before Adj | $75,352,167 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $75,352,167 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $75,352,167 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $17,232,952 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Qualifying Distributions | $17,232,952 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $75,352,167 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $70,727,634 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $14,586,699 | ExcessDistributionCyovYr4Amt |
| Total Excess Distribution Cyov | $85,314,333 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $17,232,952 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $17,232,952 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $58,119,215 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $58,119,215 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $27,195,118 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $12,608,419 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $14,586,699 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $14,586,699 | ExcessFromYear4Amt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | RAYMOND T DALIO | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (17 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt | Address Line1RecipientForeignAddress/AddressLine1Txt | Address Line2RecipientForeignAddress/AddressLine2Txt | CityRecipientForeignAddress/CityNm | CountryRecipientForeignAddress/CountryCd | Foreign PostalRecipientForeignAddress/ForeignPostalCd |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| AMERICAN JEWISH COMMITTEE | ||||||||||||
| 165 EAST 56TH STREET | NEW YORK | NY | 10022 | PC | TO SUPPORT GENERAL OPERATIONS | $50,000 | ||||||
| CENTER FOR STRATEGIC AND INTERNATIONAL STUDIES INC | ||||||||||||
| 1616 RHODE ISLAND AVE NW | WASHINGTON | DC | 20036 | PC | RESTRICTED TO SUPPORT THE ENDOWMENT CAMPAIGN | $1,000,000 | ||||||
| CHAPEL & YORK US FOUNDATION INC | ||||||||||||
| 1350 AVENUE OF THE AMERICAS FLOOR 2 | NEW YORK | NY | 10019 | PC | RESTRICTED TO SUPPORT OUTWARD BOUND UK'S NEW LEARNING VILLAGE | $105,340 | SUITE 266 | |||||
| DAVID LYNCH FOUNDATION FOR CONSCIOUSNESS-BASED EDUCATION AND WORLD PEACE | ||||||||||||
| 228 E 45TH ST 15TH FLOOR | NEW YORK | NY | 10017 | PC | TO SUPPORT GENERAL OPERATIONS | $115,000 | ||||||
| FUNDACION LEGORRETA HERNANDEZ AC | ||||||||||||
| FOREIGN ORG | RESTRICTED TO SUPPORT FOR THE GRANTEE'S SELF-EMPLOYMENT PROGRAM AND COMMUNITY CENTER PROGRAM | $200,000 | AVENIDA CHAPULTEPEC 218 COL ROMA | NORTE | CIUDAD DE MEXICO | MX | CP 06700 | |||||
| GOULD ACADEMY | ||||||||||||
| PO BOX 860 | BETHEL | ME | 04217 | PC | RESTRICTED TO SUPPORT THE ATHLETIC DEPARTMENT | $50,000 | ||||||
| HELEN KELLER INTERNATIONAL | ||||||||||||
| ONE DAG HAMMARSKJOLD PLAZA FLOOR 2 | NEW YORK | NY | 10017 | PC | RESTRICTED TO SUPPORT THE KENYA VITAMIN A PROGRAM | $1,500 | ||||||
| ICON ELITE SPORTS | ||||||||||||
| 1025 E ISLE OF PALMS AVE | MYRTLE BEACH | SC | 29579 | PC | TO SUPPORT GENERAL OPERATIONS | $50,000 | ||||||
| LA SCUOLA D ITALIA-GUGLIELMO MARCONI | ||||||||||||
| 12 EAST 96TH STREET | NEW YORK | NY | 10128 | PC | TO SUPPORT GENERAL OPERATIONS | $350,000 | ||||||
| ORCHESTRA OF THE AMERICAS GROUP INC | ||||||||||||
| 1701 RHODE ISLAND NW | WASHINGTON | DC | 20036 | PC | TO SUPPORT GENERAL OPERATIONS | $20,000 | ||||||
| ROBIN HOOD FOUNDATION | ||||||||||||
| 826 BROADWAY 9TH FLOOR | NEW YORK | NY | 10003 | PC | TO SUPPORT GENERAL OPERATIONS | $1,000,000 | ||||||
| SAINT ANNS SCHOOL | ||||||||||||
| 129 PIERREPONT ST | BROOKLYN | NY | 11201 | PC | RESTRICTED TO THE ANNUAL FUND | $146,444 | ||||||
| THE CONNECTICUT AUDUBON SOCIETY INCORPORATED | ||||||||||||
| 2325 BURR ST | FAIRFIELD | CT | 06430 | PC | TO SUPPORT GENERAL OPERATIONS | $5,000 | ||||||
| UNIFORMED FIREFIGHTERS ASSOCIATIONS SCHOLARSHIP FUND INC | ||||||||||||
| 204 E 23RD ST | NEW YORK CITY | NY | 10010 | PC | TO SUPPORT GENERAL OPERATIONS | $2,000 | ||||||
| WATERFORD INSTITUTE INC | ||||||||||||
| 4246 SOUTH RIVERBOAT ROAD SUITE 150 | TAYLORSVILLE | UT | 84123 | PC | TO SUPPORT THE UPSTART PROGRAM GOAL OF BRIDGING EARLY EDUCATION GAP | $505,794 | ||||||
| WOODS HOLE OCEANOGRAPHIC INSTITUTION | ||||||||||||
| FENNO HOUSE 183 OYSTER POND ROAD MS | WOODS HOLE | MA | 02543 | PC | RESTRICTED TO THE TWILIGHT ZONE PROJECT | $2,500,000 | 40 | |||||
| WORLD CENTRAL KITCHEN INCORPORATED | ||||||||||||
| 200 MASSACHUSETTS AVE NW 7TH FLOOR | WASHINGTON | DC | 20001 | PC | RESTRICTED TO PROVIDE RELIEF IN UKRAINE PROJECT | $10,000 | ||||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $6,111,078 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CENTER FOR STRATEGIC AND INTERNATIONAL STUDIES INC | BusinessNameLine1Txt |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1616 RHODE ISLAND AVE NW | AddressLine1Txt |
| City | WASHINGTON | CityNm |
| State Abbreviation | DC | StateAbbreviationCd |
| ZIP | 20036 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Foundation Status | PC | RecipientFoundationStatusTxt |
| Grant Or Contribution Purpose | RESTRICTED TO SUPPORT THE ENDOWMENT CAMPAIGN | GrantOrContributionPurposeTxt |
| Amt | $4,000,000 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $4,000,000 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $8,021,022 | ExclusionAmt |
Other Investment Income OtherInvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $7,019,339 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | -$39,562,028 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | -$24,521,667 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | -$24,521,667 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | Yes (1) | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | Yes (1) | SharingOfFacilitiesEtcInd |
Transfer Schedule Detail TransferScheduleDetail (2 entries)
| Line NumberLineNumberTxt | InvolvedInvolvedAmt | Transfers Trans And Shr ArrngmTransfersTransAndShrArrngmDesc |
|---|---|---|
| DALIO FAMILY FUND INC | ||
| 1a(1) | $203,300 | REIMBURSEMENTS |
| DALIO FAMILY FUND INC | ||
| 1c | $0 | SHARED OFFICE SPACE USED FOR PROGRAMMATIC ACTIVITIES |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Relationships Nonchrtbl EO | Yes (1) | RelationshipsNonchrtblEOInd |
Relationship Schedule Detail RelationshipScheduleDetail (3 entries)
| Organization TypeOrganizationTypeDesc | Relationship DescriptionRelationshipDescriptionTxt |
|---|---|
| DALIO FAMILY FUND INC | |
| 501(C)(4) | DALIO FOUNDATION, INC. AND DALIO FAMILY FUND, INC. ARE COMMONLY CONTROLLED BECAUSE MORE THAN 25% OF THE DIRECTORS OF DALIO FOUNDATION ALSO SERVE ON DALIO FAMILY FUND'S BOARD. |
| OCEANOGRAPHIC RESEARCH & EXPLORATION FOUNDATION | |
| 501(C)(4) | DALIO FOUNDATION AND OCEANOGRAPHIC RESEARCH & EXPLORATION FOUNDATION (OREF) ARE COMMONLY CONTROLLED BECAUSE MORE THAN 25% OF THE DIRECTORS OF DALIO FOUNDATION ALSO SERVE ON OREF'S BOARD. |
| ENDLESS NETWORK INC | |
| 501(C)(4) | DALIO FOUNDATION AND ENDLESS NETWORK INC. ARE COMMONLY CONTROLLED BECAUSE MORE THAN 25% OF THE DIRECTORS OF ENDLESS NETWORK INC. ALSO SERVE ON DALIO FOUNDATION'S BOARD. |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp (3 entries)
| ContributorContributorNum | Address Line1ContributorUSAddress/AddressLine1Txt | CityContributorUSAddress/CityNm | State AbbreviationContributorUSAddress/StateAbbreviationCd | ZIPContributorUSAddress/ZIPCd | Total ContributionsTotalContributionsAmt | Person ContributionPersonContributionInd | Noncash ContributionNoncashContributionInd |
|---|---|---|---|---|---|---|---|
| MARINO FAMILY TRUST DRD MAIN | |||||||
| 1 | ONE NYALA FARMS ROAD | WESTPORT | CT | 06880 | $9,260,000 | Yes (X) | |
| BELLE HAVEN AW LLC | |||||||
| 2 | ONE NYALA FARMS ROAD | WESTPORT | CT | 06880 | $4,000,000 | Yes (X) | |
| ESTATE OF MCCAULEY CONNER | |||||||
| 3 | 31 WEST 52ND STREET | NEW YORK | NY | 10019 | $871,950 | Yes (X) | |
Non Cash Property Contribution NonCashPropertyContributionGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 3 | ContributorNum |
| Noncash Property | ARTWORK | NoncashPropertyDesc |
| Fair Market Value | $871,950 | FairMarketValueAmt |
| Received | 2023-07-25 | ReceivedDt |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $226,300 | Amt |
| Net Investment Income | $163,336 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $62,964 | DisbursementsCharitablePrpsAmt |
Expenditure Responsibility Stmt ExpenditureResponsibilityStmt
Expenditure Responsibility ExpenditureResponsibilityGrp (21 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | GrantGrantDt | GrantGrantAmt | Purpose Of GrantPurposeOfGrantTxt | Expended By GranteeExpendedByGranteeAmt | Any Diversion By GranteeAnyDiversionByGranteeTxt | Dates Of Reports By GranteeDatesOfReportsByGranteeTxt | Results Of VerificationResultsOfVerificationTxt | Address Line1ForeignAddress/AddressLine1Txt | CityForeignAddress/CityNm | Province Or StateForeignAddress/ProvinceOrStateNm | CountryForeignAddress/CountryCd | Foreign PostalForeignAddress/ForeignPostalCd | Address Line2ForeignAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| AVATAR ALLIANCE FOUNDATION | ||||||||||||||||
| 888 7TH AVENUE FLOOR 4 | NEW YORK | NY | 10106 | 2021-02-11 | $500,000 | SECONDARY GRANTEE (1/4): ARCHANGEL ANCIENT TREE ARCHIVE, 16880 FRONT STREET, COPEMISH, MI 49625 SECONDARY GRANTEE DATE: 03/24/21 SECONDARY GRANTEE AMOUNT PAID: $50,000 SECONDARY AMOUNT EXPENDED: $50,000 PURPOSE: TO SUPPORT CLIMATE RELATED PROJECT TO PROPAGATE THE WORLD'S MOST IMPORTANT OLD GROWTH TREES THAT PROVIDE BENEFICIAL ECOSYSTEM SERVICES ESSENTIAL FOR ALL LIFE FORMS. | $500,000 | TO THE KNOWLEDGE OF THE FOUNDATION, NO FUNDS HAVE BEEN DIVERTED. | 03/24/23 (FINAL) | DALIO FOUNDATION REVIEWED THE GRANT REPORTS UPON RECEIPT. THERE HAS NOT BEEN ANY REASON TO DOUBT THEIR ACCURACY OR RELIABILITY (REG. 53.4945-5(C)), REQUIRING THE FOUNDATION TO UNDERTAKE ANY VERIFICATION OF THE GRANTEE'S REPORTS. | ||||||
| AVATAR ALLIANCE FOUNDATION | ||||||||||||||||
| 888 7TH AVENUE FLOOR 4 | NEW YORK | NY | 10106 | 2021-02-11 | $500,000 | SECONDARY GRANTEE (2/4): KING BAUDOUIN FOUNDATION U.S. INC., 551 FIFTH AVENUE, SUITE 2400, NEW YORK, NY 10176 SECONDARY GRANTEE DATE: 05/12/21 SECONDARY GRANTEE AMOUNT PAID: $150,000 SECONDARY AMOUNT EXPENDED: $150,000 PURPOSE: TO SUPPORT OCEANOGRAPHIC TWILIGHT ZONE COMMUNICATIONS AND ENGAGEMENT. | $500,000 | TO THE KNOWLEDGE OF THE FOUNDATION, NO FUNDS HAVE BEEN DIVERTED. | 03/24/23 (FINAL) | DALIO FOUNDATION REVIEWED THE GRANT REPORTS UPON RECEIPT. THERE HAS NOT BEEN ANY REASON TO DOUBT THEIR ACCURACY OR RELIABILITY (REG. 53.4945-5(C)), REQUIRING THE FOUNDATION TO UNDERTAKE ANY VERIFICATION OF THE GRANTEE'S REPORTS. | ||||||
| AVATAR ALLIANCE FOUNDATION | ||||||||||||||||
| 888 7TH AVENUE FLOOR 4 | NEW YORK | NY | 10106 | 2021-02-11 | $500,000 | SECONDARY GRANTEE (3/4): MUSEUM OF POP CULTURE, 120 6TH AVENUE N #100, SEATTLE, WA 98109 SECONDARY GRANTEE DATE: 05/12/21 SECONDARY GRANTEE AMOUNT PAID: $150,000 SECONDARY AMOUNT EXPENDED: $150,000 PURPOSE: TO SUPPORT INNOVATIVE MUSEUM AND CULTURAL CENTER AS VENUE FOR HOLOLENS POP-UP. | $500,000 | TO THE KNOWLEDGE OF THE FOUNDATION, NO FUNDS HAVE BEEN DIVERTED. | 03/24/23 (FINAL) | DALIO FOUNDATION REVIEWED THE GRANT REPORTS UPON RECEIPT. THERE HAS NOT BEEN ANY REASON TO DOUBT THEIR ACCURACY OR RELIABILITY (REG. 53.4945-5(C)), REQUIRING THE FOUNDATION TO UNDERTAKE ANY VERIFICATION OF THE GRANTEE'S REPORTS. | ||||||
| AVATAR ALLIANCE FOUNDATION | ||||||||||||||||
| 888 7TH AVENUE FLOOR 4 | NEW YORK | NY | 10106 | 2021-02-11 | $500,000 | SECONDARY GRANTEE (4/4): PAPAHANAUMOKUAKEA MARINE DEBRIS PROJECT, 905 KALANIANAOLE HWY #5017, KAILUA, HI 96785 SECONDARY GRANTEE DATE: 05/26/21 SECONDARY GRANTEE AMOUNT PAID: $150,000 SECONDARY AMOUNT EXPENDED: $150,000 PURPOSE: TO SUPPORT MORE EXTENSIVE LIVING CORAL-MAPPING TO ACCELERATE CONSERVATION INTERVENTIONS | $500,000 | TO THE KNOWLEDGE OF THE FOUNDATION, NO FUNDS HAVE BEEN DIVERTED. | 03/24/23 (FINAL) | DALIO FOUNDATION REVIEWED THE GRANT REPORTS UPON RECEIPT. THERE HAS NOT BEEN ANY REASON TO DOUBT THEIR ACCURACY OR RELIABILITY (REG. 53.4945-5(C)), REQUIRING THE FOUNDATION TO UNDERTAKE ANY VERIFICATION OF THE GRANTEE'S REPORTS. | ||||||
| BEIJING DALIO PUBLIC WELFARE FOUNDATION | ||||||||||||||||
| 2018-08-02 | $5,916,000 | SECONDARY GRANTEE (1/6): CHINA GLOBAL PHILANTHROPY INSTITUTE (CGPI),8TH FLOOR, HOPSON FORTUNE PLAZA, NO. 13 DESHENGMEN WAI STREET, XICHENG DISTRICT, BEIJING, 100088, PRC SECONDARY GRANTEE DATE: 12/2018 SECONDARY GRANTEE AMOUNT PAID: $2,059,308 SECONDARY AMOUNT EXPENDED: $2,059,308 PURPOSE: TO SUPPORT CGPI'S PROGRAMS PROMOTING PHILANTHROPY EDUCATION IN CHINA. | $5,916,000 | TO THE KNOWLEDGE OF THE FOUNDATION, NO FUNDS HAVE BEEN DIVERTED. | 08/01/18, 10/03/18, 03/14/19, 03/15/20, 03/15/21, 03/08/22, 03/13/23, 03/12/ | DALIO FOUNDATION REVIEWED THE GRANT REPORTS UPON RECEIPT. THERE HAS NOT BEEN ANY REASON TO DOUBT THEIR ACCURACY OR RELIABILITY (REG. 53.4945-5(C)), REQUIRING THE FOUNDATION TO UNDERTAKE ANY VERIFICATION OF THE GRANTEE'S REPORTS. | 702A CANWAY BUILDING 66 | BEIJING | NANLISHILU XICHEN | CH | 100045 | |||||
| BEIJING DALIO PUBLIC WELFARE FOUNDATION | ||||||||||||||||
| 2018-08-02 | $5,916,000 | SECONDARY GRANTEE (2/6): CHINA GLOBAL PHILANTHROPY INSTITUTE HARVARD KENNEDY SCHOOL PROJECT (CGPI-HKS), 8TH FLOOR, HOPSON FORTUNE PLAZA, NO. 13 DESHENGMEN WAI STREET, XICHENG DISTRICT, BEIJING, 100088, PRC SECONDARY GRANTEE DATE: 12/2018 SECONDARY GRANTEE AMOUNT PAID: $156,692 SECONDARY AMOUNT EXPENDED: $156,692 PURPOSE: TO SUPPORT CGPI'S HARVARD KENNEDY SCHOOL PROJECT PROMOTING PHILANTHROPY EDUCATION IN CHINA. | $5,916,000 | TO THE KNOWLEDGE OF THE FOUNDATION, NO FUNDS HAVE BEEN DIVERTED. | 08/01/18, 10/03/18, 03/14/19, 03/15/20, 03/15/21, 03/08/22, 03/13/23, 03/12/ | DALIO FOUNDATION REVIEWED THE GRANT REPORTS UPON RECEIPT. THERE HAS NOT BEEN ANY REASON TO DOUBT THEIR ACCURACY OR RELIABILITY (REG. 53.4945-5(C)), REQUIRING THE FOUNDATION TO UNDERTAKE ANY VERIFICATION OF THE GRANTEE'S REPORTS. | 702A CANWAY BUILDING 66 | BEIJING | NANLISHILU XICHEN | CH | 100045 | |||||
| BEIJING DALIO PUBLIC WELFARE FOUNDATION | ||||||||||||||||
| 2018-08-02 | $5,916,000 | SECONDARY GRANTEE (3/6): CHBA, ROOM 1602, SOUTH TOWER, SHANGDU SOHONO 8, DONGDAQIAO ROAD, CHAOYANG DISTRICT, BEIJING,100020, CHINA SECONDARY GRANTEE DATE: 12/2018 SECONDARY GRANTEE AMOUNT PAID: $2,385,000 SECONDARY AMOUNT EXPENDED: $2,385,000 PURPOSE: TO SUPPORT HEALTH BASED INTERVENTIONS FOR CHILDREN WITH FEW RESOURCES WHO HAVE LIFE THREATENING DISEASES. | $5,916,000 | TO THE KNOWLEDGE OF THE FOUNDATION, NO FUNDS HAVE BEEN DIVERTED. | 08/01/18, 10/03/18, 03/14/19, 03/15/20, 03/15/21, 03/08/22, 03/13/23, 03/12/ | DALIO FOUNDATION REVIEWED THE GRANT REPORTS UPON RECEIPT. THERE HAS NOT BEEN ANY REASON TO DOUBT THEIR ACCURACY OR RELIABILITY (REG. 53.4945-5(C)), REQUIRING THE FOUNDATION TO UNDERTAKE ANY VERIFICATION OF THE GRANTEE'S REPORTS. | 702A CANWAY BUILDING 66 | BEIJING | NANLISHILU XICHEN | CH | 100045 | |||||
| BEIJING DALIO PUBLIC WELFARE FOUNDATION | ||||||||||||||||
| 2018-08-02 | $5,916,000 | SECONDARY GRANTEE (4/6): DANDELION MIDDLE SCHOOL, 22ND TUANHE ROADSHOUBAOZHUANGXIHONGMENZHEN, DAXING DISTRICT, BEIJING, CHINA, 100162 SECONDARY GRANTEE DATE: 12/2018 SECONDARY GRANTEE AMOUNT PAID: $150,000 SECONDARY AMOUNT EXPENDED: $150,000 PURPOSE: TO SUPPORT MIDDLE SCHOOL EDUCATION FOR MIGRANT WORKERS' CHILDREN. | $5,916,000 | TO THE KNOWLEDGE OF THE FOUNDATION, NO FUNDS HAVE BEEN DIVERTED. | 08/01/18, 10/03/18, 03/14/19, 03/15/20, 03/15/21, 03/08/22, 03/13/23, 03/12/ | DALIO FOUNDATION REVIEWED THE GRANT REPORTS UPON RECEIPT. THERE HAS NOT BEEN ANY REASON TO DOUBT THEIR ACCURACY OR RELIABILITY (REG. 53.4945-5(C)), REQUIRING THE FOUNDATION TO UNDERTAKE ANY VERIFICATION OF THE GRANTEE'S REPORTS. | 702A CANWAY BUILDING 66 | BEIJING | NANLISHILU XICHEN | CH | 100045 | |||||
| BEIJING DALIO PUBLIC WELFARE FOUNDATION | ||||||||||||||||
| 2018-08-02 | $5,916,000 | SECONDARY GRANTEE (5/6): CHINA DEVELOPMENT RESEARCH FOUNDATION (CDRF), FLOOR 15, TOWER A, IMPERIAL INTERNATIONAL CENTER, NO. 136, ANDINGMEN WAI AVENUE, DONGCHENG DISTRICT, BEIJING, CHINA, 100011 SECONDARY GRANTEE DATE: 12/2018 SECONDARY GRANTEE AMOUNT PAID: $950,000SECONDARY AMOUNT EXPENDED: $950,000 PURPOSE: TO SUPPORT EARLY CHILDHOOD EDUCATION IN RURAL, RESOURCE-CONSTRAINED POPULATIONS IN CHINA. | $5,916,000 | TO THE KNOWLEDGE OF THE FOUNDATION, NO FUNDS HAVE BEEN DIVERTED. | 08/01/18, 10/03/18, 03/14/19, 03/15/20, 03/15/21, 03/08/22, 03/13/23, 03/12/ | DALIO FOUNDATION REVIEWED THE GRANT REPORTS UPON RECEIPT. THERE HAS NOT BEEN ANY REASON TO DOUBT THEIR ACCURACY OR RELIABILITY (REG. 53.4945-5(C)), REQUIRING THE FOUNDATION TO UNDERTAKE ANY VERIFICATION OF THE GRANTEE'S REPORTS. | 702A CANWAY BUILDING 66 | BEIJING | NANLISHILU XICHEN | CH | 100045 | |||||
| BEIJING DALIO PUBLIC WELFARE FOUNDATION | ||||||||||||||||
| 2018-08-02 | $5,916,000 | SECONDARY GRANTEE (6/6): BEIJING GANEN FOUNDATION (BGF), BEIJING, CHINA 100045 SECONDARY GRANTEE DATE: 12/2018 SECONDARY GRANTEE AMOUNT PAID: $215,000 SECONDARY AMOUNT EXPENDED: $215,000 PURPOSE: TO SUPPORT RURAL DEVELOPMENT EFFORTS IN RESOURCE-CONSTRAINED POPULATIONS IN CHINA. | $5,916,000 | TO THE KNOWLEDGE OF THE FOUNDATION, NO FUNDS HAVE BEEN DIVERTED. | 08/01/18, 10/03/18, 03/14/19, 03/15/20, 03/15/21, 03/08/22, 03/13/23, 03/12/ | DALIO FOUNDATION REVIEWED THE GRANT REPORTS UPON RECEIPT. THERE HAS NOT BEEN ANY REASON TO DOUBT THEIR ACCURACY OR RELIABILITY (REG. 53.4945-5(C)), REQUIRING THE FOUNDATION TO UNDERTAKE ANY VERIFICATION OF THE GRANTEE'S REPORTS. | 702A CANWAY BUILDING 66 | BEIJING | NANLISHILU XICHEN | CH | 100045 | |||||
| BEIJING DALIO PUBLIC WELFARE FOUNDATION | ||||||||||||||||
| 2020-03-19 | $3,200,000 | SECONDARY GRANTEE (1/3): LANJUAN LI RESEARCH TEAM, ZHEJIANG UNIVERSITY EDUCATION FOUNDATION, TOWER A, #6 BUILDING, ZHEJIANG UNIVERSITY NO. 1 HOSPITAL, NO. 79 QINGCHUN ROAD, SHANGCHENG DISTRICT, HANGZHOU, ZHEJIANG PROVINCE. SECONDARY GRANTEE DATE PAID: 03/30/20 SECONDARY GRANTEE AMOUNT PAID: $1,000,000 SECONDARY GRANTEE AMOUNT EXPENDED: $1,000,000 PURPOSE: RESTRICTED TO FUND THE WORK OF THREE MEDICAL RESEARCH TEAMS RELATED TO THE CORONAVIRUS (COVID-19) OUTBREAK IN CHINA. | $3,200,000 | TO THE KNOWLEDGE OF THE FOUNDATION, NO FUNDS HAVE BEEN DIVERTED. | 03/10/21, 03/08/22, 03/13/23, 03/12/24 | DALIO FOUNDATION REVIEWED THE GRANT REPORTS UPON RECEIPT. THERE HAS NOT BEEN ANY REASON TO DOUBT THEIR ACCURACY OR RELIABILITY (REG. 53.4945-5(C)), REQUIRING THE FOUNDATION TO UNDERTAKE ANY VERIFICATION OF THE GRANTEE'S REPORTS. | 702A CANWAY BUILDING 66 | BEIJING | NANLISHILU XICHEN | CH | 100045 | |||||
| BEIJING DALIO PUBLIC WELFARE FOUNDATION | ||||||||||||||||
| 2020-03-19 | $3,200,000 | SECONDARY GRANTEE (2/3): CHEN WANG RESEARCH TEAM, PEKING UNION MEDICAL COLLEGE EDUCATION FOUNDATION, DONGDAN SANTIAO, DONGCHENG DISTRICT, BEIJING. SECONDARY GRANTEE DATE PAID: 03/30/20 SECONDARY GRANTEE AMOUNT PAID: $1,000,000 SECONDARY GRANTEE AMOUNT EXPENDED: $1,000,000 PURPOSE: RESTRICTED TO FUND THE WORK OF THREE MEDICAL RESEARCH TEAMS RELATED TO THE CORONAVIRUS (COVID-19) OUTBREAK IN CHINA. | $3,200,000 | TO THE KNOWLEDGE OF THE FOUNDATION, NO FUNDS HAVE BEEN DIVERTED. | 03/10/21, 03/08/22, 03/13/23, 03/12/24 | DALIO FOUNDATION REVIEWED THE GRANT REPORTS UPON RECEIPT. THERE HAS NOT BEEN ANY REASON TO DOUBT THEIR ACCURACY OR RELIABILITY (REG. 53.4945-5(C)), REQUIRING THE FOUNDATION TO UNDERTAKE ANY VERIFICATION OF THE GRANTEE'S REPORTS. | 702A CANWAY BUILDING 66 | BEIJING | NANLISHILU XICHEN | CH | 100045 | |||||
| BEIJING DALIO PUBLIC WELFARE FOUNDATION | ||||||||||||||||
| 2020-03-19 | $3,200,000 | SECONDARY GRANTEE (3/3): NANSHAN ZHONG RESEARCH TEAM, GUANGDONG ZHONG NANSHAN MEDICAL FOUNDATION, 503# BUILDING A, NO.1 RUIFA ROAD, HUANGPU DISTRICT, GUANGZHOU, GUANGDONG PROVINCE. SECONDARY GRANTEE DATE PAID: 03/30/20 SECONDARY GRANTEE AMOUNT PAID: $1,200,000 SECONDARY GRANTEE AMOUNT EXPENDED: $1,200,000 PURPOSE: RESTRICTED TO FUND THE WORK OF THREE MEDICAL RESEARCH TEAMS RELATED TO THE CORONAVIRUS (COVID-19) OUTBREAK IN CHINA. | $3,200,000 | TO THE KNOWLEDGE OF THE FOUNDATION, NO FUNDS HAVE BEEN DIVERTED. | 03/10/21, 03/08/22, 03/13/23, 03/12/24 | DALIO FOUNDATION REVIEWED THE GRANT REPORTS UPON RECEIPT. THERE HAS NOT BEEN ANY REASON TO DOUBT THEIR ACCURACY OR RELIABILITY (REG. 53.4945-5(C)), REQUIRING THE FOUNDATION TO UNDERTAKE ANY VERIFICATION OF THE GRANTEE'S REPORTS. | 702A CANWAY BUILDING 66 | BEIJING | NANLISHILU XICHEN | CH | 100045 | |||||
| BEIJING DALIO PUBLIC WELFARE FOUNDATION | ||||||||||||||||
| 2020-07-30 | $2,870,000 | SECONDARY GRANTEE (1/2): CHUNHUI CHILDREN'S FOUNDATION (CHBA)ROOM 1602, SOUTH TOWER, SHANGDU SOHO, NO 8, DONGDAQIAO ROAD, CHAOYANG DISTRICT, BEIJING,100020, CHINA SECONDARY GRANTEE PAID DATE: 8/2020 SECONDARY GRANTEE AMOUNT PAID: $2,150,000 SECONDARY GRANTEE AMOUNT EXPENDED: $2,150,000 PURPOSE: RESTRICTED TO SUPPORT GRANTEE'S CHARITABLE WORK IN THE FIELDS OF CHILDREN WELFARE AND EDUCATION. | $2,870,000 | TO THE KNOWLEDGE OF THE FOUNDATION, NO FUNDS HAVE BEEN DIVERTED. | 03/15/21, 03/08/22, 03/13/23, 03/12/24 | DALIO FOUNDATION REVIEWED THE GRANT REPORTS UPON RECEIPT. THERE HAS NOT BEEN ANY REASON TO DOUBT THEIR ACCURACY OR RELIABILITY (REG. 53.4945-5(C)), REQUIRING THE FOUNDATION TO UNDERTAKE ANY VERIFICATION OF THE GRANTEE'S REPORTS. | 702A CANWAY BUILDING 66 | BEIJING | NANLISHILU XICHEN | CH | 100045 | |||||
| BEIJING DALIO PUBLIC WELFARE FOUNDATION | ||||||||||||||||
| 2020-07-30 | $2,870,000 | SECONDARY GRANTEE (2/2): BEIJING DANDELION SCHOOL DANDELION MIDDLE SCHOOL, 22ND TUANHE ROADSHOUBAOZHUANGXIHONGMENZHEN, DAXING DISTRICT, BEIJING, CHINA, 100162 SECONDARY GRANTEE PAID DATE: 8/2020 SECONDARY GRANTEEE AMOUNT PAID: $720,000 SECONDARY GRANTEE AMOUNT EXPENDED: $720,000 PURPOSE: RESTRICTED TO SUPPORT GRANTEE'S CHARITABLE WORK IN THE FIELDS OF CHILDREN WELFARE AND EDUCATION. | $2,870,000 | TO THE KNOWLEDGE OF THE FOUNDATION, NO FUNDS HAVE BEEN DIVERTED. | 03/15/21, 03/08/22, 03/13/23, 03/12/24 | DALIO FOUNDATION REVIEWED THE GRANT REPORTS UPON RECEIPT. THERE HAS NOT BEEN ANY REASON TO DOUBT THEIR ACCURACY OR RELIABILITY (REG. 53.4945-5(C)), REQUIRING THE FOUNDATION TO UNDERTAKE ANY VERIFICATION OF THE GRANTEE'S REPORTS. | 702A CANWAY BUILDING 66 | BEIJING | NANLISHILU XICHEN | CH | 100045 | |||||
| FUNDACION LEGORRETA HERNANDEZ AC | ||||||||||||||||
| 2019-10-04 | $1,000,000 | TO SUPPORT THE GRANTEE'S SELF-EMPLOYMENT PROGRAM AND COMMUNITY CENTER PROGRAM FOR UNDERSERVED POPULATIONS. | $1,000,000 | TO THE KNOWLEDGE OF THE FOUNDATION, NO FUNDS HAVE BEEN DIVERTED. | 01/31/20, 02/25/21, 04/01/22, 03/02/23, 05/21/24 | DALIO FOUNDATION REVIEWED THE GRANT REPORTS UPON RECEIPT. THERE HAS NOT BEEN ANY REASON TO DOUBT THEIR ACCURACY OR RELIABILITY (REG. 53.4945-5(C)), REQUIRING THE FOUNDATION TO UNDERTAKE ANY VERIFICATION OF THE GRANTEE'S REPORTS. | AVENIDA CHAPULTEPEC 218 COL ROMA | CIUDAD DE MEXICO | MX | CP 06700 | NORTE DEL CU | |||||
| GLOBAL HEALTH INVESTMENT FUND I LLC | ||||||||||||||||
| 2013-07-19 | $2,541,620 | EQUITY PROGRAM RELATED INVESTMENT. TO FINANCE THE DEVELOPMENT AND PRODUCTION OF PRODUCTS TO ADDRESS GLOBAL HEALTH CHALLENGES AND ACHIEVE SPECIFIED GLOBAL HEALTH OBJECTIVES | $2,541,620 | TO THE KNOWLEDGE OF THE FOUNDATION, NO FUNDS HAVE BEEN DIVERTED. | 12/31/14, 12/31/15, 03/01/17, 03/01/18, 03/01/19, 03/01/20, 09/30/21, 10/04/ | DALIO FOUNDATION REVIEWED THE GRANT REPORTS UPON RECEIPT. THERE HAS NOT BEEN ANY REASON TO DOUBT THEIR ACCURACY OR RELIABILITY (REG. 53.4945-5(C)), REQUIRING THE FOUNDATION TO UNDERTAKE ANY VERIFICATION OF THE GRANTEE'S REPORTS. | 35 OLD QUEEN STREET | LONDON | UK | SW1 H9JA | ||||||
| GRAMEEN AMERICA SOCIAL BUSINESS FUND LLC | ||||||||||||||||
| 150 WEST 30TH STREET 8TH FLR | NEW YORK | NY | 10001 | 2017-12-14 | $3,000,000 | EQUITY PROGRAM RELATED INVESTMENT. TO HELP FUND THE MICRO LOAN PORTFOLIO AND ENABLE GREATER NUMBERS OF LOW-INCOME WOMEN IN THE US TO RECEIVE WORKING CAPITAL FOR THEIR BUSINESSES TO SURVIVE AND PROSPER. IT IS BELIEVED THE IMPACT WILL EXTEND BEYOND IMMEDIATE FINANCIAL NEEDS TO INCLUDE GREATER EMPOWERMENT, INDIVIDUAL RESPONSIBILITY AND FAMILY SECURITY | $3,000,000 | TO THE KNOWLEDGE OF THE FOUNDATION, NO FUNDS HAVE BEEN DIVERTED. | 3/18, 6/18, 10/19, 1/20, 4/20, 7/20, 2/21, 3/22, 2/23, 4/24 | DALIO FOUNDATION REVIEWED THE GRANT REPORTS UPON RECEIPT. THERE HAS NOT BEEN ANY REASON TO DOUBT THEIR ACCURACY OR RELIABILITY (REG. 53.4945-5(C)), REQUIRING THE FOUNDATION TO UNDERTAKE ANY VERIFICATION OF THE GRANTEE'S REPORTS. | ||||||
| ROCKEFELLER BROTHERS FUND INC | ||||||||||||||||
| 475 RIVERSIDE DRIVE SUITE 900 | NEW YORK | NY | 10115 | 2018-03-27 | $250,000 | SECONDARY GRANTEE (1/3): INSTITUTE FOR INTERNATIONAL EDUCATION (IIE), ONE WORLD TRADE CENTER, 36TH FLOOR, NEW YORK, NY 10007 SECONDARY GRANTEE DATE PAID: 03/15/20 SECONDARY GRANTEE AMOUNT PAID: $160,000 SECONDARY GRANTEE AMOUNT EXPENDED: $160,000 PURPOSE: TO SUPPORT THE ENDOWMENT FOR THE RICHARD ROCKEFELLER FELLOWSHIP FOR EMERGING LEADERS IN CHINESE PHILANTHROPY | $245,000 | TO THE KNOWLEDGE OF THE FOUNDATION, NO FUNDS HAVE BEEN DIVERTED. | 03/15/19, 04/02/20, 04/01/21, 03/30/22, 04/01/23, 03/01/24 | DALIO FOUNDATION REVIEWED THE GRANT REPORTS UPON RECEIPT. THERE HAS NOT BEEN ANY REASON TO DOUBT THEIR ACCURACY OR RELIABILITY (REG. 53.4945-5(C)), REQUIRING THE FOUNDATION TO UNDERTAKE ANY VERIFICATION OF THE GRANTEE'S REPORTS. | ||||||
| ROCKEFELLER BROTHERS FUND INC | ||||||||||||||||
| 475 RIVERSIDE DRIVE SUITE 900 | NEW YORK | NY | 10115 | 2018-03-27 | $250,000 | SECONDARY GRANTEE (2/3): INSTITUTE FOR INTERNATIONAL EDUCATION (IIE), ONE WORLD TRADE CENTER, 36TH FLOOR, NEW YORK, NY 10007 SECONDARY GRANTEE DATE PAID: 03/15/22 SECONDARY GRANTEE AMOUNT PAID: $50,000 SECONDARY GRANTEE AMOUNT EXPENDED: $50,000 PURPOSE: TO SUPPORT THE ENDOWMENT FOR THE RICHARD ROCKEFELLER FELLOWSHIP FOR EMERGING LEADERS IN CHINESE PHILANTHROPY | $245,000 | TO THE KNOWLEDGE OF THE FOUNDATION, NO FUNDS HAVE BEEN DIVERTED. | 03/15/19, 04/02/20, 04/01/21, 03/30/22, 04/01/23, 03/01/24 | DALIO FOUNDATION REVIEWED THE GRANT REPORTS UPON RECEIPT. THERE HAS NOT BEEN ANY REASON TO DOUBT THEIR ACCURACY OR RELIABILITY (REG. 53.4945-5(C)), REQUIRING THE FOUNDATION TO UNDERTAKE ANY VERIFICATION OF THE GRANTEE'S REPORTS. | ||||||
| ROCKEFELLER BROTHERS FUND INC | ||||||||||||||||
| 475 RIVERSIDE DRIVE SUITE 900 | NEW YORK | NY | 10115 | 2018-03-27 | $250,000 | SECONDARY GRANTEE (3/3): OPERATIONALIZING MISSION LLC, 314 WEST 94TH STREET, APT 1B, NEW YORK, NEW YORK 10025 SECONDARY GRANTEE DATE PAID: 03/15/23 SECONDARY GRANTEE AMOUNT PAID: $35,000 SECONDARY GRANTEE AMOUNT EXPENDED: $35,000 PURPOSE: TO SUPPORT THE ENDOWMENT FOR THE RICHARD ROCKEFELLER FELLOWSHIP FOR EMERGING LEADERS IN CHINESE PHILANTHROPY | $245,000 | TO THE KNOWLEDGE OF THE FOUNDATION, NO FUNDS HAVE BEEN DIVERTED. | 03/15/19, 04/02/20, 04/01/21, 03/30/22, 04/01/23, 03/01/24 | DALIO FOUNDATION REVIEWED THE GRANT REPORTS UPON RECEIPT. THERE HAS NOT BEEN ANY REASON TO DOUBT THEIR ACCURACY OR RELIABILITY (REG. 53.4945-5(C)), REQUIRING THE FOUNDATION TO UNDERTAKE ANY VERIFICATION OF THE GRANTEE'S REPORTS. | ||||||
General Explanation Attachment GeneralExplanationAttachment
General Explanation GeneralExplanationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | FIVE HIGHEST-PAID INDEPENDENT CONTRACTORS | IdentifierTxt |
| Form And Line Reference | FORM 990PF, PART VII, LINE 3 | FormAndLineReferenceDesc |
| Medium Explanation | NAME AND ADDRESS:MARINO MANAGEMENT25 FORD ROADWESTPORT, CT 06880TYPE OF SERVICE:PROGRAMMATIC, CHARITABLE, INVESTMENT ADVISORY AND ADMINISTRATIVE SUPPORT | MediumExplanationTxt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Stock | CORPORATE EQUITIES | StockNm |
| EOY Book Value | $19,532,540 | EOYBookValueAmt |
| EOYFMV | $19,532,540 | EOYFMVAmt |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $51,169,709 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $51,169,709 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $0 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $0 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (16 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| FUND 4 | FMV | $526,145,978 | $526,145,978 |
| WATCHTOWER, LLC | FMV | $3,405,282 | $3,405,282 |
| ACCION FRONTIER INCLUSION FUND | FMV | $23,711,100 | $23,711,100 |
| BLACKIVY, LLC | FMV | $3,356,589 | $3,356,589 |
| ACCION QUONA | FMV | $12,778,237 | $12,778,237 |
| FUND 7 | FMV | $321,693,677 | $321,693,677 |
| FUND 8 | FMV | $57,359,415 | $57,359,415 |
| FUND 9 | FMV | $87,630,789 | $87,630,789 |
| QUONA ACCION III | FMV | $3,714,181 | $3,714,181 |
| SOUND HAVEN II | FMV | $32,478,290 | $32,478,290 |
| FUND 10 | FMV | $36,405,690 | $36,405,690 |
| FUND 11 | FMV | $186,120,141 | $186,120,141 |
| QUONA OPPORTUNITY FUND, L.P. | FMV | $3,972,820 | $3,972,820 |
| FUND 13 | FMV | $55,600,210 | $55,600,210 |
| LONE VIEW CAPITAL FUND I-A, L.P. | FMV | $7,653,933 | $7,653,933 |
| ARTWORK | FMV | $871,950 | $871,950 |
Land Etc Schedule2 LandEtcSchedule2
Land Etc LandEtcGrp (3 entries)
| Category Or ItemCategoryOrItemTxt | Cost Or Other BasisCostOrOtherBasisAmt | Accumulated DepreciationAccumulatedDepreciationAmt | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|---|
| SOFTWARE | $142,252 | $79,503 | $62,749 | $62,749 |
| FURNITURE & FIXTURES | $179,563 | $179,125 | $438 | $438 |
| LEASEHOLD IMPROVEMENTS | $890,786 | $284,130 | $606,656 | $606,656 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (3 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| GLOBAL HEALTH INVESTMENT FUND | $917,267 | $720,691 | $720,691 |
| GRAMEEN AMERICA SOCIAL BUSINESS FUND LLC | $36,370 | $0 | $0 |
| DIVIDENDS & INTEREST RECEIVABLE | $297,412 | $249,055 | $249,055 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (10 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| BANK AND CHECK FEES | $1,594 | $0 | $1,594 |
| INSURANCE | $247 | $0 | $247 |
| BACKGROUND CHECKS | $242 | $0 | $242 |
| DUES, SUBSCRIPTIONS, FEES AND SHIPPING | $11,326 | $0 | $11,326 |
| INFORMATION TECHNOLOGY AND COMMUNICATIONS | $54,199 | $0 | $54,199 |
| SERVICES & FEES - COMMUNITY SUPPORT CHARITABLE INITIATIVE | $6,233 | $0 | $6,233 |
| SUPPLIES & CONSULTING - COAT DRIVE CHARITABLE INITIATIVE | $21,736 | $0 | $21,736 |
| SUPPLIES & SERVICES - EDUCATION CHARITABLE INITIATIVE | $337,226 | $0 | $337,226 |
| PROGRAM DEVELOPMENT CONSULTING - EDUCATION CHARITABLE INITIATIVE | $2,484,091 | $0 | $2,484,091 |
| DEDUCTIONS FROM PASS THROUGH INVESTMENTS | $0 | $1,809,315 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (4 entries)
| DescDesc | Net Investment IncomeNetInvestmentIncomeAmt | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| INCOME FROM PASS THROUGH | $791,880 | ||
| IRC SEC 988 INVESTMENT INCOME | -$7,143,107 | $7,019,339 | $7,019,339 |
| PRI INCOME | -$2,195 | ||
| SUBPART F INCOME | $6,746,568 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNREALIZED GAIN | Desc |
| Amt | $69,095,845 | Amt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| CUSTODIAN FEES | $369,606 | $369,606 | $0 |
| INVESTMENT MANAGEMENT FEES | $17,649 | $17,649 | $0 |
| PHILANTHROPIC MGMT, INV ADVISORY, & BACK OFFICE SVCS | $15,775,992 | $7,887,996 | $7,887,996 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES | $10,747 | $10,747 | $0 |
| EXCISE TAX | $3,322,381 | $0 | $0 |
Transfers To Controlled Entities TransfersToControlledEntities
Transfers To Controlled Ent TransfersToControlledEntGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | EINEIN | DescDesc | AmtAmt |
|---|---|---|---|---|---|---|
| BW CCF-5 LTD | ||||||
| ONE NYALA FARMS ROAD | WESTPORT | CT | 06880 | 000000000 | CAPITAL CONTRIBUTION | $11,894,407 |
| DALIO FAMILY FUND INC | ||||||
| 1 GLENDINNING PLACE | WESTPORT | CT | 06880 | 831575536 | REIMBURSEMENTS | $203,300 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $12,097,707 | TotalAmt |