2024-11-15T14:40:30-06:00 2023-12-31 911194016 CLARK NUBER PS 10900 NE 4TH STREET SUITE 1400 BELLEVUE WA 98004 990PF 2023-01-01 431965846 DALIO FOUNDATION INC DALI 2032915000 1 GLENDINNING PLACE WESTPORT CT 06880 JANINE RACANELLI EXECUTIVE DIRECTOR 2032915000 2024-11-15 1 0 JENNIFER BECKER HARRIS P00183358 4254544919 2024-11-15 2023 2024-10-15 13:58:12Z X X 1541767086 X 14131950 8021022 24608303 -39562028 507389064 0 7019339 393146 -10389717 25001449 0 0 0 226300 163336 62964 16163247 8275251 7887996 249059 249059 0 3333128 10747 0 54241 0 235207 0 235207 17680 0 17680 1133 0 1133 2916894 1809315 2916894 23196889 10507708 11121874 6111078 6111078 29307967 10507708 17232952 -39697684 14493741 1 134664269 106359300 106359300 167666 167666 167666 66803285 51169709 51169709 19559364 19532540 19532540 1289144800 1362898282 1362898282 1212601 542758 724085 669843 669843 1251049 969746 969746 1512314519 1541767086 1541767086 13887 68293 13887 68293 X 0 0 0 0 1512300632 1541698793 1512300632 1541698793 1512314519 1541767086 1512300632 -39697684 69095845 1541698793 0 1541698793 SALE OF INVESTMENT FUNDS P 2022-01-01 2023-12-31 507387778 560323331 -52935553 -52935553 DISPOSAL OF PROGRAM-RELATED INVESTMENTS P 2022-01-01 2023-12-31 1286 9337 -8051 -8051 GAINS AND LOSSES FROM PASSTHROUGH ENTITIES P 2022-01-01 2023-12-31 1847594 -1847594 -1847594 -54791198 201463 0 201463 0 201463 982653 0 0 0 982653 X 0 781190 781190 0 0 0 0 0 0 0 0 0 0 0 1 1 CT 1 0 0 1 0 1 WWW.DALIOPHILANTHROPIES.ORG LISA SAFIAN 2032915000 1 GLENDINNING PLACE WESTPORT CT 06880 1 HK DA SW UK 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 0 BARBARA DALIO 1 GLENDINNING PLACE WESTPORT CT 06880 DIRECTOR 1.00 0 0 0 JANINE RACANELLI 1 GLENDINNING PLACE WESTPORT CT 06880 EXEC. DIRECTOR, TREASURER & SECRETARY 1.50 0 0 0 LISA SAFIAN 1 GLENDINNING PLACE WESTPORT CT 06880 ASSISTANT TREASURER 1.00 0 0 0 MARK DALIO 1 GLENDINNING PLACE WESTPORT CT 06880 DIRECTOR 1.00 0 0 0 MATTHEW A DALIO 1 GLENDINNING PLACE WESTPORT CT 06880 DIRECTOR 1.00 0 0 0 RAYMOND T DALIO 1 GLENDINNING PLACE WESTPORT CT 06880 PRESIDENT & DIRECTOR 2.00 0 0 0 NONE 0 MARINO MANAGEMENT 25 FORD ROAD WESTPORT CT 06880 SEE STATEMENT 18 15775992 BRIDGEWATER PURE ALPHA FUND II LTD ONE NYALA FARMS ROAD WESTPORT CT 06880 INVESTMENT MANAGEMENT FEES 3687735 THE BOSTON CONSULTING GROUP INC 200 PIER 4 BLVD BOSTON MA 02210 EDUCATION CONSULTING 1930353 LONE VIEW CAPITAL FUND I-A LP 11611 SAN VICENTE BLVD STE 910 LOS ANGELES CA 90049 INVESTMENT MANAGEMENT FEES 525756 BRIDGEWATER ASSOCIATES LP ONE NYALA FARMS ROAD WESTPORT CT 06880 FUND ADMIN MIDDLE AND BACK OFFICE FEES 348669 10 PROGRAMMATIC AND BACK-OFFICE SUPPORT TO ENABLE PROGRAMS FOCUSED ON UNDER-REPRESENTED YOUTH AND THEIR NEEDS. THIS SUPPORT INCLUDES BUT IS NOT LIMITED TO SUPPORTING PUBLIC SCHOOL TEACHERS AND THEIR EDUCATIONAL NEEDS IN CONNECTICUT (PROVIDING SUPPLIES, TEACHER TRAINING AND EDUCATIONAL OPPORTUNITIES AND OTHER SUPPORT), PROVIDING DEDICATED CAPACITY BUILDING SUPPORT FOR WRAP AROUND SOCIAL SERVICE ORGANIZATIONS, AND PROVIDING SUPPORT TO MEET THE DIRECT NEEDS OF DISADVANTAGED YOUTH (COAT DRIVES AND OTHER NEEDS). 5483004 HELPING OTHER ORGANIZATIONS WITH THEIR CHARITABLE ACTIVITIES. 2629332 COMMUNITY SUPPORT CHARITABLE INITIATIVE - PARK PRESERVATION, BEAUTIFICATION, AND MAINTENANCE FOR BRUCE PARK GARDEN. 6248 0 1144517223 103886845 285679780 1534083848 0 0 1534083848 23011258 1511072590 75553630 75553630 201463 201463 75352167 0 75352167 0 75352167 17232952 0 0 17232952 75352167 0 0 70727634 14586699 85314333 17232952 0 0 0 17232952 0 58119215 58119215 27195118 0 0 0 0 0 0 12608419 14586699 14586699 RAYMOND T DALIO X AMERICAN JEWISH COMMITTEE 165 EAST 56TH STREET NEW YORK NY 10022 PC TO SUPPORT GENERAL OPERATIONS 50000 CENTER FOR STRATEGIC AND INTERNATIONAL STUDIES INC 1616 RHODE ISLAND AVE NW WASHINGTON DC 20036 PC RESTRICTED TO SUPPORT THE ENDOWMENT CAMPAIGN 1000000 CHAPEL & YORK US FOUNDATION INC 1350 AVENUE OF THE AMERICAS FLOOR 2 SUITE 266 NEW YORK NY 10019 PC RESTRICTED TO SUPPORT OUTWARD BOUND UK'S NEW LEARNING VILLAGE 105340 DAVID LYNCH FOUNDATION FOR CONSCIOUSNESS-BASED EDUCATION AND WORLD PEACE 228 E 45TH ST 15TH FLOOR NEW YORK NY 10017 PC TO SUPPORT GENERAL OPERATIONS 115000 FUNDACION LEGORRETA HERNANDEZ AC AVENIDA CHAPULTEPEC 218 COL ROMA NORTE CIUDAD DE MEXICO MX CP 06700 FOREIGN ORG RESTRICTED TO SUPPORT FOR THE GRANTEE'S SELF-EMPLOYMENT PROGRAM AND COMMUNITY CENTER PROGRAM 200000 GOULD ACADEMY PO BOX 860 BETHEL ME 04217 PC RESTRICTED TO SUPPORT THE ATHLETIC DEPARTMENT 50000 HELEN KELLER INTERNATIONAL ONE DAG HAMMARSKJOLD PLAZA FLOOR 2 NEW YORK NY 10017 PC RESTRICTED TO SUPPORT THE KENYA VITAMIN A PROGRAM 1500 ICON ELITE SPORTS 1025 E ISLE OF PALMS AVE MYRTLE BEACH SC 29579 PC TO SUPPORT GENERAL OPERATIONS 50000 LA SCUOLA D ITALIA-GUGLIELMO MARCONI 12 EAST 96TH STREET NEW YORK NY 10128 PC TO SUPPORT GENERAL OPERATIONS 350000 ORCHESTRA OF THE AMERICAS GROUP INC 1701 RHODE ISLAND NW WASHINGTON DC 20036 PC TO SUPPORT GENERAL OPERATIONS 20000 ROBIN HOOD FOUNDATION 826 BROADWAY 9TH FLOOR NEW YORK NY 10003 PC TO SUPPORT GENERAL OPERATIONS 1000000 SAINT ANNS SCHOOL 129 PIERREPONT ST BROOKLYN NY 11201 PC RESTRICTED TO THE ANNUAL FUND 146444 THE CONNECTICUT AUDUBON SOCIETY INCORPORATED 2325 BURR ST FAIRFIELD CT 06430 PC TO SUPPORT GENERAL OPERATIONS 5000 UNIFORMED FIREFIGHTERS ASSOCIATIONS SCHOLARSHIP FUND INC 204 E 23RD ST NEW YORK CITY NY 10010 PC TO SUPPORT GENERAL OPERATIONS 2000 WATERFORD INSTITUTE INC 4246 SOUTH RIVERBOAT ROAD SUITE 150 TAYLORSVILLE UT 84123 PC TO SUPPORT THE UPSTART PROGRAM GOAL OF BRIDGING EARLY EDUCATION GAP 505794 WOODS HOLE OCEANOGRAPHIC INSTITUTION FENNO HOUSE 183 OYSTER POND ROAD MS 40 WOODS HOLE MA 02543 PC RESTRICTED TO THE TWILIGHT ZONE PROJECT 2500000 WORLD CENTRAL KITCHEN INCORPORATED 200 MASSACHUSETTS AVE NW 7TH FLOOR WASHINGTON DC 20001 PC RESTRICTED TO PROVIDE RELIEF IN UKRAINE PROJECT 10000 6111078 CENTER FOR STRATEGIC AND INTERNATIONAL STUDIES INC 1616 RHODE ISLAND AVE NW WASHINGTON DC 20036 PC RESTRICTED TO SUPPORT THE ENDOWMENT CAMPAIGN 4000000 4000000 14 8021022 14 7019339 18 -39562028 0 -24521667 0 -24521667 1 0 0 0 0 0 0 0 1 1a(1) 203300 DALIO FAMILY FUND INC REIMBURSEMENTS 1c 0 DALIO FAMILY FUND INC SHARED OFFICE SPACE USED FOR PROGRAMMATIC ACTIVITIES 1 DALIO FAMILY FUND INC 501(C)(4) DALIO FOUNDATION, INC. AND DALIO FAMILY FUND, INC. ARE COMMONLY CONTROLLED BECAUSE MORE THAN 25% OF THE DIRECTORS OF DALIO FOUNDATION ALSO SERVE ON DALIO FAMILY FUND'S BOARD. OCEANOGRAPHIC RESEARCH & EXPLORATION FOUNDATION 501(C)(4) DALIO FOUNDATION AND OCEANOGRAPHIC RESEARCH & EXPLORATION FOUNDATION (OREF) ARE COMMONLY CONTROLLED BECAUSE MORE THAN 25% OF THE DIRECTORS OF DALIO FOUNDATION ALSO SERVE ON OREF'S BOARD. ENDLESS NETWORK INC 501(C)(4) DALIO FOUNDATION AND ENDLESS NETWORK INC. ARE COMMONLY CONTROLLED BECAUSE MORE THAN 25% OF THE DIRECTORS OF ENDLESS NETWORK INC. ALSO SERVE ON DALIO FOUNDATION'S BOARD. X X 1 MARINO FAMILY TRUST DRD MAIN ONE NYALA FARMS ROAD WESTPORT CT 06880 9260000 X 2 BELLE HAVEN AW LLC ONE NYALA FARMS ROAD WESTPORT CT 06880 4000000 X 3 ESTATE OF MCCAULEY CONNER 31 WEST 52ND STREET NEW YORK NY 10019 871950 X 3 ARTWORK 871950 2023-07-25 ACCOUNTING FEES 226300 163336 62964 AVATAR ALLIANCE FOUNDATION 888 7TH AVENUE FLOOR 4 NEW YORK NY 10106 2021-02-11 500000 SECONDARY GRANTEE (1/4): ARCHANGEL ANCIENT TREE ARCHIVE, 16880 FRONT STREET, COPEMISH, MI 49625 SECONDARY GRANTEE DATE: 03/24/21 SECONDARY GRANTEE AMOUNT PAID: $50,000 SECONDARY AMOUNT EXPENDED: $50,000 PURPOSE: TO SUPPORT CLIMATE RELATED PROJECT TO PROPAGATE THE WORLD'S MOST IMPORTANT OLD GROWTH TREES THAT PROVIDE BENEFICIAL ECOSYSTEM SERVICES ESSENTIAL FOR ALL LIFE FORMS. 500000 TO THE KNOWLEDGE OF THE FOUNDATION, NO FUNDS HAVE BEEN DIVERTED. 03/24/23 (FINAL) DALIO FOUNDATION REVIEWED THE GRANT REPORTS UPON RECEIPT. THERE HAS NOT BEEN ANY REASON TO DOUBT THEIR ACCURACY OR RELIABILITY (REG. 53.4945-5(C)), REQUIRING THE FOUNDATION TO UNDERTAKE ANY VERIFICATION OF THE GRANTEE'S REPORTS. AVATAR ALLIANCE FOUNDATION 888 7TH AVENUE FLOOR 4 NEW YORK NY 10106 2021-02-11 500000 SECONDARY GRANTEE (2/4): KING BAUDOUIN FOUNDATION U.S. INC., 551 FIFTH AVENUE, SUITE 2400, NEW YORK, NY 10176 SECONDARY GRANTEE DATE: 05/12/21 SECONDARY GRANTEE AMOUNT PAID: $150,000 SECONDARY AMOUNT EXPENDED: $150,000 PURPOSE: TO SUPPORT OCEANOGRAPHIC TWILIGHT ZONE COMMUNICATIONS AND ENGAGEMENT. 500000 TO THE KNOWLEDGE OF THE FOUNDATION, NO FUNDS HAVE BEEN DIVERTED. 03/24/23 (FINAL) DALIO FOUNDATION REVIEWED THE GRANT REPORTS UPON RECEIPT. THERE HAS NOT BEEN ANY REASON TO DOUBT THEIR ACCURACY OR RELIABILITY (REG. 53.4945-5(C)), REQUIRING THE FOUNDATION TO UNDERTAKE ANY VERIFICATION OF THE GRANTEE'S REPORTS. AVATAR ALLIANCE FOUNDATION 888 7TH AVENUE FLOOR 4 NEW YORK NY 10106 2021-02-11 500000 SECONDARY GRANTEE (3/4): MUSEUM OF POP CULTURE, 120 6TH AVENUE N #100, SEATTLE, WA 98109 SECONDARY GRANTEE DATE: 05/12/21 SECONDARY GRANTEE AMOUNT PAID: $150,000 SECONDARY AMOUNT EXPENDED: $150,000 PURPOSE: TO SUPPORT INNOVATIVE MUSEUM AND CULTURAL CENTER AS VENUE FOR HOLOLENS POP-UP. 500000 TO THE KNOWLEDGE OF THE FOUNDATION, NO FUNDS HAVE BEEN DIVERTED. 03/24/23 (FINAL) DALIO FOUNDATION REVIEWED THE GRANT REPORTS UPON RECEIPT. THERE HAS NOT BEEN ANY REASON TO DOUBT THEIR ACCURACY OR RELIABILITY (REG. 53.4945-5(C)), REQUIRING THE FOUNDATION TO UNDERTAKE ANY VERIFICATION OF THE GRANTEE'S REPORTS. AVATAR ALLIANCE FOUNDATION 888 7TH AVENUE FLOOR 4 NEW YORK NY 10106 2021-02-11 500000 SECONDARY GRANTEE (4/4): PAPAHANAUMOKUAKEA MARINE DEBRIS PROJECT, 905 KALANIANAOLE HWY #5017, KAILUA, HI 96785 SECONDARY GRANTEE DATE: 05/26/21 SECONDARY GRANTEE AMOUNT PAID: $150,000 SECONDARY AMOUNT EXPENDED: $150,000 PURPOSE: TO SUPPORT MORE EXTENSIVE LIVING CORAL-MAPPING TO ACCELERATE CONSERVATION INTERVENTIONS 500000 TO THE KNOWLEDGE OF THE FOUNDATION, NO FUNDS HAVE BEEN DIVERTED. 03/24/23 (FINAL) DALIO FOUNDATION REVIEWED THE GRANT REPORTS UPON RECEIPT. THERE HAS NOT BEEN ANY REASON TO DOUBT THEIR ACCURACY OR RELIABILITY (REG. 53.4945-5(C)), REQUIRING THE FOUNDATION TO UNDERTAKE ANY VERIFICATION OF THE GRANTEE'S REPORTS. BEIJING DALIO PUBLIC WELFARE FOUNDATION 702A CANWAY BUILDING 66 BEIJING NANLISHILU XICHEN CH 100045 2018-08-02 5916000 SECONDARY GRANTEE (1/6): CHINA GLOBAL PHILANTHROPY INSTITUTE (CGPI),8TH FLOOR, HOPSON FORTUNE PLAZA, NO. 13 DESHENGMEN WAI STREET, XICHENG DISTRICT, BEIJING, 100088, PRC SECONDARY GRANTEE DATE: 12/2018 SECONDARY GRANTEE AMOUNT PAID: $2,059,308 SECONDARY AMOUNT EXPENDED: $2,059,308 PURPOSE: TO SUPPORT CGPI'S PROGRAMS PROMOTING PHILANTHROPY EDUCATION IN CHINA. 5916000 TO THE KNOWLEDGE OF THE FOUNDATION, NO FUNDS HAVE BEEN DIVERTED. 08/01/18, 10/03/18, 03/14/19, 03/15/20, 03/15/21, 03/08/22, 03/13/23, 03/12/ DALIO FOUNDATION REVIEWED THE GRANT REPORTS UPON RECEIPT. THERE HAS NOT BEEN ANY REASON TO DOUBT THEIR ACCURACY OR RELIABILITY (REG. 53.4945-5(C)), REQUIRING THE FOUNDATION TO UNDERTAKE ANY VERIFICATION OF THE GRANTEE'S REPORTS. BEIJING DALIO PUBLIC WELFARE FOUNDATION 702A CANWAY BUILDING 66 BEIJING NANLISHILU XICHEN CH 100045 2018-08-02 5916000 SECONDARY GRANTEE (2/6): CHINA GLOBAL PHILANTHROPY INSTITUTE HARVARD KENNEDY SCHOOL PROJECT (CGPI-HKS), 8TH FLOOR, HOPSON FORTUNE PLAZA, NO. 13 DESHENGMEN WAI STREET, XICHENG DISTRICT, BEIJING, 100088, PRC SECONDARY GRANTEE DATE: 12/2018 SECONDARY GRANTEE AMOUNT PAID: $156,692 SECONDARY AMOUNT EXPENDED: $156,692 PURPOSE: TO SUPPORT CGPI'S HARVARD KENNEDY SCHOOL PROJECT PROMOTING PHILANTHROPY EDUCATION IN CHINA. 5916000 TO THE KNOWLEDGE OF THE FOUNDATION, NO FUNDS HAVE BEEN DIVERTED. 08/01/18, 10/03/18, 03/14/19, 03/15/20, 03/15/21, 03/08/22, 03/13/23, 03/12/ DALIO FOUNDATION REVIEWED THE GRANT REPORTS UPON RECEIPT. THERE HAS NOT BEEN ANY REASON TO DOUBT THEIR ACCURACY OR RELIABILITY (REG. 53.4945-5(C)), REQUIRING THE FOUNDATION TO UNDERTAKE ANY VERIFICATION OF THE GRANTEE'S REPORTS. BEIJING DALIO PUBLIC WELFARE FOUNDATION 702A CANWAY BUILDING 66 BEIJING NANLISHILU XICHEN CH 100045 2018-08-02 5916000 SECONDARY GRANTEE (3/6): CHBA, ROOM 1602, SOUTH TOWER, SHANGDU SOHONO 8, DONGDAQIAO ROAD, CHAOYANG DISTRICT, BEIJING,100020, CHINA SECONDARY GRANTEE DATE: 12/2018 SECONDARY GRANTEE AMOUNT PAID: $2,385,000 SECONDARY AMOUNT EXPENDED: $2,385,000 PURPOSE: TO SUPPORT HEALTH BASED INTERVENTIONS FOR CHILDREN WITH FEW RESOURCES WHO HAVE LIFE THREATENING DISEASES. 5916000 TO THE KNOWLEDGE OF THE FOUNDATION, NO FUNDS HAVE BEEN DIVERTED. 08/01/18, 10/03/18, 03/14/19, 03/15/20, 03/15/21, 03/08/22, 03/13/23, 03/12/ DALIO FOUNDATION REVIEWED THE GRANT REPORTS UPON RECEIPT. THERE HAS NOT BEEN ANY REASON TO DOUBT THEIR ACCURACY OR RELIABILITY (REG. 53.4945-5(C)), REQUIRING THE FOUNDATION TO UNDERTAKE ANY VERIFICATION OF THE GRANTEE'S REPORTS. BEIJING DALIO PUBLIC WELFARE FOUNDATION 702A CANWAY BUILDING 66 BEIJING NANLISHILU XICHEN CH 100045 2018-08-02 5916000 SECONDARY GRANTEE (4/6): DANDELION MIDDLE SCHOOL, 22ND TUANHE ROADSHOUBAOZHUANGXIHONGMENZHEN, DAXING DISTRICT, BEIJING, CHINA, 100162 SECONDARY GRANTEE DATE: 12/2018 SECONDARY GRANTEE AMOUNT PAID: $150,000 SECONDARY AMOUNT EXPENDED: $150,000 PURPOSE: TO SUPPORT MIDDLE SCHOOL EDUCATION FOR MIGRANT WORKERS' CHILDREN. 5916000 TO THE KNOWLEDGE OF THE FOUNDATION, NO FUNDS HAVE BEEN DIVERTED. 08/01/18, 10/03/18, 03/14/19, 03/15/20, 03/15/21, 03/08/22, 03/13/23, 03/12/ DALIO FOUNDATION REVIEWED THE GRANT REPORTS UPON RECEIPT. THERE HAS NOT BEEN ANY REASON TO DOUBT THEIR ACCURACY OR RELIABILITY (REG. 53.4945-5(C)), REQUIRING THE FOUNDATION TO UNDERTAKE ANY VERIFICATION OF THE GRANTEE'S REPORTS. BEIJING DALIO PUBLIC WELFARE FOUNDATION 702A CANWAY BUILDING 66 BEIJING NANLISHILU XICHEN CH 100045 2018-08-02 5916000 SECONDARY GRANTEE (5/6): CHINA DEVELOPMENT RESEARCH FOUNDATION (CDRF), FLOOR 15, TOWER A, IMPERIAL INTERNATIONAL CENTER, NO. 136, ANDINGMEN WAI AVENUE, DONGCHENG DISTRICT, BEIJING, CHINA, 100011 SECONDARY GRANTEE DATE: 12/2018 SECONDARY GRANTEE AMOUNT PAID: $950,000SECONDARY AMOUNT EXPENDED: $950,000 PURPOSE: TO SUPPORT EARLY CHILDHOOD EDUCATION IN RURAL, RESOURCE-CONSTRAINED POPULATIONS IN CHINA. 5916000 TO THE KNOWLEDGE OF THE FOUNDATION, NO FUNDS HAVE BEEN DIVERTED. 08/01/18, 10/03/18, 03/14/19, 03/15/20, 03/15/21, 03/08/22, 03/13/23, 03/12/ DALIO FOUNDATION REVIEWED THE GRANT REPORTS UPON RECEIPT. THERE HAS NOT BEEN ANY REASON TO DOUBT THEIR ACCURACY OR RELIABILITY (REG. 53.4945-5(C)), REQUIRING THE FOUNDATION TO UNDERTAKE ANY VERIFICATION OF THE GRANTEE'S REPORTS. BEIJING DALIO PUBLIC WELFARE FOUNDATION 702A CANWAY BUILDING 66 BEIJING NANLISHILU XICHEN CH 100045 2018-08-02 5916000 SECONDARY GRANTEE (6/6): BEIJING GANEN FOUNDATION (BGF), BEIJING, CHINA 100045 SECONDARY GRANTEE DATE: 12/2018 SECONDARY GRANTEE AMOUNT PAID: $215,000 SECONDARY AMOUNT EXPENDED: $215,000 PURPOSE: TO SUPPORT RURAL DEVELOPMENT EFFORTS IN RESOURCE-CONSTRAINED POPULATIONS IN CHINA. 5916000 TO THE KNOWLEDGE OF THE FOUNDATION, NO FUNDS HAVE BEEN DIVERTED. 08/01/18, 10/03/18, 03/14/19, 03/15/20, 03/15/21, 03/08/22, 03/13/23, 03/12/ DALIO FOUNDATION REVIEWED THE GRANT REPORTS UPON RECEIPT. THERE HAS NOT BEEN ANY REASON TO DOUBT THEIR ACCURACY OR RELIABILITY (REG. 53.4945-5(C)), REQUIRING THE FOUNDATION TO UNDERTAKE ANY VERIFICATION OF THE GRANTEE'S REPORTS. BEIJING DALIO PUBLIC WELFARE FOUNDATION 702A CANWAY BUILDING 66 BEIJING NANLISHILU XICHEN CH 100045 2020-03-19 3200000 SECONDARY GRANTEE (1/3): LANJUAN LI RESEARCH TEAM, ZHEJIANG UNIVERSITY EDUCATION FOUNDATION, TOWER A, #6 BUILDING, ZHEJIANG UNIVERSITY NO. 1 HOSPITAL, NO. 79 QINGCHUN ROAD, SHANGCHENG DISTRICT, HANGZHOU, ZHEJIANG PROVINCE. SECONDARY GRANTEE DATE PAID: 03/30/20 SECONDARY GRANTEE AMOUNT PAID: $1,000,000 SECONDARY GRANTEE AMOUNT EXPENDED: $1,000,000 PURPOSE: RESTRICTED TO FUND THE WORK OF THREE MEDICAL RESEARCH TEAMS RELATED TO THE CORONAVIRUS (COVID-19) OUTBREAK IN CHINA. 3200000 TO THE KNOWLEDGE OF THE FOUNDATION, NO FUNDS HAVE BEEN DIVERTED. 03/10/21, 03/08/22, 03/13/23, 03/12/24 DALIO FOUNDATION REVIEWED THE GRANT REPORTS UPON RECEIPT. THERE HAS NOT BEEN ANY REASON TO DOUBT THEIR ACCURACY OR RELIABILITY (REG. 53.4945-5(C)), REQUIRING THE FOUNDATION TO UNDERTAKE ANY VERIFICATION OF THE GRANTEE'S REPORTS. BEIJING DALIO PUBLIC WELFARE FOUNDATION 702A CANWAY BUILDING 66 BEIJING NANLISHILU XICHEN CH 100045 2020-03-19 3200000 SECONDARY GRANTEE (2/3): CHEN WANG RESEARCH TEAM, PEKING UNION MEDICAL COLLEGE EDUCATION FOUNDATION, DONGDAN SANTIAO, DONGCHENG DISTRICT, BEIJING. SECONDARY GRANTEE DATE PAID: 03/30/20 SECONDARY GRANTEE AMOUNT PAID: $1,000,000 SECONDARY GRANTEE AMOUNT EXPENDED: $1,000,000 PURPOSE: RESTRICTED TO FUND THE WORK OF THREE MEDICAL RESEARCH TEAMS RELATED TO THE CORONAVIRUS (COVID-19) OUTBREAK IN CHINA. 3200000 TO THE KNOWLEDGE OF THE FOUNDATION, NO FUNDS HAVE BEEN DIVERTED. 03/10/21, 03/08/22, 03/13/23, 03/12/24 DALIO FOUNDATION REVIEWED THE GRANT REPORTS UPON RECEIPT. THERE HAS NOT BEEN ANY REASON TO DOUBT THEIR ACCURACY OR RELIABILITY (REG. 53.4945-5(C)), REQUIRING THE FOUNDATION TO UNDERTAKE ANY VERIFICATION OF THE GRANTEE'S REPORTS. BEIJING DALIO PUBLIC WELFARE FOUNDATION 702A CANWAY BUILDING 66 BEIJING NANLISHILU XICHEN CH 100045 2020-03-19 3200000 SECONDARY GRANTEE (3/3): NANSHAN ZHONG RESEARCH TEAM, GUANGDONG ZHONG NANSHAN MEDICAL FOUNDATION, 503# BUILDING A, NO.1 RUIFA ROAD, HUANGPU DISTRICT, GUANGZHOU, GUANGDONG PROVINCE. SECONDARY GRANTEE DATE PAID: 03/30/20 SECONDARY GRANTEE AMOUNT PAID: $1,200,000 SECONDARY GRANTEE AMOUNT EXPENDED: $1,200,000 PURPOSE: RESTRICTED TO FUND THE WORK OF THREE MEDICAL RESEARCH TEAMS RELATED TO THE CORONAVIRUS (COVID-19) OUTBREAK IN CHINA. 3200000 TO THE KNOWLEDGE OF THE FOUNDATION, NO FUNDS HAVE BEEN DIVERTED. 03/10/21, 03/08/22, 03/13/23, 03/12/24 DALIO FOUNDATION REVIEWED THE GRANT REPORTS UPON RECEIPT. THERE HAS NOT BEEN ANY REASON TO DOUBT THEIR ACCURACY OR RELIABILITY (REG. 53.4945-5(C)), REQUIRING THE FOUNDATION TO UNDERTAKE ANY VERIFICATION OF THE GRANTEE'S REPORTS. BEIJING DALIO PUBLIC WELFARE FOUNDATION 702A CANWAY BUILDING 66 BEIJING NANLISHILU XICHEN CH 100045 2020-07-30 2870000 SECONDARY GRANTEE (1/2): CHUNHUI CHILDREN'S FOUNDATION (CHBA)ROOM 1602, SOUTH TOWER, SHANGDU SOHO, NO 8, DONGDAQIAO ROAD, CHAOYANG DISTRICT, BEIJING,100020, CHINA SECONDARY GRANTEE PAID DATE: 8/2020 SECONDARY GRANTEE AMOUNT PAID: $2,150,000 SECONDARY GRANTEE AMOUNT EXPENDED: $2,150,000 PURPOSE: RESTRICTED TO SUPPORT GRANTEE'S CHARITABLE WORK IN THE FIELDS OF CHILDREN WELFARE AND EDUCATION. 2870000 TO THE KNOWLEDGE OF THE FOUNDATION, NO FUNDS HAVE BEEN DIVERTED. 03/15/21, 03/08/22, 03/13/23, 03/12/24 DALIO FOUNDATION REVIEWED THE GRANT REPORTS UPON RECEIPT. THERE HAS NOT BEEN ANY REASON TO DOUBT THEIR ACCURACY OR RELIABILITY (REG. 53.4945-5(C)), REQUIRING THE FOUNDATION TO UNDERTAKE ANY VERIFICATION OF THE GRANTEE'S REPORTS. BEIJING DALIO PUBLIC WELFARE FOUNDATION 702A CANWAY BUILDING 66 BEIJING NANLISHILU XICHEN CH 100045 2020-07-30 2870000 SECONDARY GRANTEE (2/2): BEIJING DANDELION SCHOOL DANDELION MIDDLE SCHOOL, 22ND TUANHE ROADSHOUBAOZHUANGXIHONGMENZHEN, DAXING DISTRICT, BEIJING, CHINA, 100162 SECONDARY GRANTEE PAID DATE: 8/2020 SECONDARY GRANTEEE AMOUNT PAID: $720,000 SECONDARY GRANTEE AMOUNT EXPENDED: $720,000 PURPOSE: RESTRICTED TO SUPPORT GRANTEE'S CHARITABLE WORK IN THE FIELDS OF CHILDREN WELFARE AND EDUCATION. 2870000 TO THE KNOWLEDGE OF THE FOUNDATION, NO FUNDS HAVE BEEN DIVERTED. 03/15/21, 03/08/22, 03/13/23, 03/12/24 DALIO FOUNDATION REVIEWED THE GRANT REPORTS UPON RECEIPT. THERE HAS NOT BEEN ANY REASON TO DOUBT THEIR ACCURACY OR RELIABILITY (REG. 53.4945-5(C)), REQUIRING THE FOUNDATION TO UNDERTAKE ANY VERIFICATION OF THE GRANTEE'S REPORTS. FUNDACION LEGORRETA HERNANDEZ AC AVENIDA CHAPULTEPEC 218 COL ROMA NORTE DEL CU CIUDAD DE MEXICO MX CP 06700 2019-10-04 1000000 TO SUPPORT THE GRANTEE'S SELF-EMPLOYMENT PROGRAM AND COMMUNITY CENTER PROGRAM FOR UNDERSERVED POPULATIONS. 1000000 TO THE KNOWLEDGE OF THE FOUNDATION, NO FUNDS HAVE BEEN DIVERTED. 01/31/20, 02/25/21, 04/01/22, 03/02/23, 05/21/24 DALIO FOUNDATION REVIEWED THE GRANT REPORTS UPON RECEIPT. THERE HAS NOT BEEN ANY REASON TO DOUBT THEIR ACCURACY OR RELIABILITY (REG. 53.4945-5(C)), REQUIRING THE FOUNDATION TO UNDERTAKE ANY VERIFICATION OF THE GRANTEE'S REPORTS. GLOBAL HEALTH INVESTMENT FUND I LLC 35 OLD QUEEN STREET LONDON UK SW1 H9JA 2013-07-19 2541620 EQUITY PROGRAM RELATED INVESTMENT. TO FINANCE THE DEVELOPMENT AND PRODUCTION OF PRODUCTS TO ADDRESS GLOBAL HEALTH CHALLENGES AND ACHIEVE SPECIFIED GLOBAL HEALTH OBJECTIVES 2541620 TO THE KNOWLEDGE OF THE FOUNDATION, NO FUNDS HAVE BEEN DIVERTED. 12/31/14, 12/31/15, 03/01/17, 03/01/18, 03/01/19, 03/01/20, 09/30/21, 10/04/ DALIO FOUNDATION REVIEWED THE GRANT REPORTS UPON RECEIPT. THERE HAS NOT BEEN ANY REASON TO DOUBT THEIR ACCURACY OR RELIABILITY (REG. 53.4945-5(C)), REQUIRING THE FOUNDATION TO UNDERTAKE ANY VERIFICATION OF THE GRANTEE'S REPORTS. GRAMEEN AMERICA SOCIAL BUSINESS FUND LLC 150 WEST 30TH STREET 8TH FLR NEW YORK NY 10001 2017-12-14 3000000 EQUITY PROGRAM RELATED INVESTMENT. TO HELP FUND THE MICRO LOAN PORTFOLIO AND ENABLE GREATER NUMBERS OF LOW-INCOME WOMEN IN THE US TO RECEIVE WORKING CAPITAL FOR THEIR BUSINESSES TO SURVIVE AND PROSPER. IT IS BELIEVED THE IMPACT WILL EXTEND BEYOND IMMEDIATE FINANCIAL NEEDS TO INCLUDE GREATER EMPOWERMENT, INDIVIDUAL RESPONSIBILITY AND FAMILY SECURITY 3000000 TO THE KNOWLEDGE OF THE FOUNDATION, NO FUNDS HAVE BEEN DIVERTED. 3/18, 6/18, 10/19, 1/20, 4/20, 7/20, 2/21, 3/22, 2/23, 4/24 DALIO FOUNDATION REVIEWED THE GRANT REPORTS UPON RECEIPT. THERE HAS NOT BEEN ANY REASON TO DOUBT THEIR ACCURACY OR RELIABILITY (REG. 53.4945-5(C)), REQUIRING THE FOUNDATION TO UNDERTAKE ANY VERIFICATION OF THE GRANTEE'S REPORTS. ROCKEFELLER BROTHERS FUND INC 475 RIVERSIDE DRIVE SUITE 900 NEW YORK NY 10115 2018-03-27 250000 SECONDARY GRANTEE (1/3): INSTITUTE FOR INTERNATIONAL EDUCATION (IIE), ONE WORLD TRADE CENTER, 36TH FLOOR, NEW YORK, NY 10007 SECONDARY GRANTEE DATE PAID: 03/15/20 SECONDARY GRANTEE AMOUNT PAID: $160,000 SECONDARY GRANTEE AMOUNT EXPENDED: $160,000 PURPOSE: TO SUPPORT THE ENDOWMENT FOR THE RICHARD ROCKEFELLER FELLOWSHIP FOR EMERGING LEADERS IN CHINESE PHILANTHROPY 245000 TO THE KNOWLEDGE OF THE FOUNDATION, NO FUNDS HAVE BEEN DIVERTED. 03/15/19, 04/02/20, 04/01/21, 03/30/22, 04/01/23, 03/01/24 DALIO FOUNDATION REVIEWED THE GRANT REPORTS UPON RECEIPT. THERE HAS NOT BEEN ANY REASON TO DOUBT THEIR ACCURACY OR RELIABILITY (REG. 53.4945-5(C)), REQUIRING THE FOUNDATION TO UNDERTAKE ANY VERIFICATION OF THE GRANTEE'S REPORTS. ROCKEFELLER BROTHERS FUND INC 475 RIVERSIDE DRIVE SUITE 900 NEW YORK NY 10115 2018-03-27 250000 SECONDARY GRANTEE (2/3): INSTITUTE FOR INTERNATIONAL EDUCATION (IIE), ONE WORLD TRADE CENTER, 36TH FLOOR, NEW YORK, NY 10007 SECONDARY GRANTEE DATE PAID: 03/15/22 SECONDARY GRANTEE AMOUNT PAID: $50,000 SECONDARY GRANTEE AMOUNT EXPENDED: $50,000 PURPOSE: TO SUPPORT THE ENDOWMENT FOR THE RICHARD ROCKEFELLER FELLOWSHIP FOR EMERGING LEADERS IN CHINESE PHILANTHROPY 245000 TO THE KNOWLEDGE OF THE FOUNDATION, NO FUNDS HAVE BEEN DIVERTED. 03/15/19, 04/02/20, 04/01/21, 03/30/22, 04/01/23, 03/01/24 DALIO FOUNDATION REVIEWED THE GRANT REPORTS UPON RECEIPT. THERE HAS NOT BEEN ANY REASON TO DOUBT THEIR ACCURACY OR RELIABILITY (REG. 53.4945-5(C)), REQUIRING THE FOUNDATION TO UNDERTAKE ANY VERIFICATION OF THE GRANTEE'S REPORTS. ROCKEFELLER BROTHERS FUND INC 475 RIVERSIDE DRIVE SUITE 900 NEW YORK NY 10115 2018-03-27 250000 SECONDARY GRANTEE (3/3): OPERATIONALIZING MISSION LLC, 314 WEST 94TH STREET, APT 1B, NEW YORK, NEW YORK 10025 SECONDARY GRANTEE DATE PAID: 03/15/23 SECONDARY GRANTEE AMOUNT PAID: $35,000 SECONDARY GRANTEE AMOUNT EXPENDED: $35,000 PURPOSE: TO SUPPORT THE ENDOWMENT FOR THE RICHARD ROCKEFELLER FELLOWSHIP FOR EMERGING LEADERS IN CHINESE PHILANTHROPY 245000 TO THE KNOWLEDGE OF THE FOUNDATION, NO FUNDS HAVE BEEN DIVERTED. 03/15/19, 04/02/20, 04/01/21, 03/30/22, 04/01/23, 03/01/24 DALIO FOUNDATION REVIEWED THE GRANT REPORTS UPON RECEIPT. THERE HAS NOT BEEN ANY REASON TO DOUBT THEIR ACCURACY OR RELIABILITY (REG. 53.4945-5(C)), REQUIRING THE FOUNDATION TO UNDERTAKE ANY VERIFICATION OF THE GRANTEE'S REPORTS. FIVE HIGHEST-PAID INDEPENDENT CONTRACTORS FORM 990PF, PART VII, LINE 3 NAME AND ADDRESS:MARINO MANAGEMENT25 FORD ROADWESTPORT, CT 06880TYPE OF SERVICE:PROGRAMMATIC, CHARITABLE, INVESTMENT ADVISORY AND ADMINISTRATIVE SUPPORT CORPORATE EQUITIES 19532540 19532540 51169709 51169709 0 0 FUND 4 FMV 526145978 526145978 WATCHTOWER, LLC FMV 3405282 3405282 ACCION FRONTIER INCLUSION FUND FMV 23711100 23711100 BLACKIVY, LLC FMV 3356589 3356589 ACCION QUONA FMV 12778237 12778237 FUND 7 FMV 321693677 321693677 FUND 8 FMV 57359415 57359415 FUND 9 FMV 87630789 87630789 QUONA ACCION III FMV 3714181 3714181 SOUND HAVEN II FMV 32478290 32478290 FUND 10 FMV 36405690 36405690 FUND 11 FMV 186120141 186120141 QUONA OPPORTUNITY FUND, L.P. FMV 3972820 3972820 FUND 13 FMV 55600210 55600210 LONE VIEW CAPITAL FUND I-A, L.P. 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