FINRA REGULATION INC

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Cite this

Plain text FINRA REGULATION INC. furp.org, nonprofit organization profile, tax years 2010–2024. https://furp.org/org/finra-regulation-inc-521959501. Retrieved 2026-11-05.

APA furp.org. (n.d.). FINRA REGULATION INC [Nonprofit organization profile; tax years 2010–2024]. Retrieved November 5, 2026, from https://furp.org/org/finra-regulation-inc-521959501

MLA “FINRA REGULATION INC.” furp.org, tax years 2010–2024, https://furp.org/org/finra-regulation-inc-521959501. Accessed 5 Nov. 2026.

Retrieved 2026-11-05; covers tax years 2010–2024. Data: furp.org, CC BY 4.0.

2024 · Form 990 · revenue $1.35B · expenses $872.2M · assets $94.1M

EIN: 52-1959501
Address: 9509 KEY WEST AVENUE, ROCKVILLE, MD 20850-0000
Website: www.finra.org/rules-guidance/rulebooks/corporate-organization/laws-finra-regulation-inc
NTEE code: S41 Chambers of Commerce & Business Leagues (Community Improvement and Capacity Building) inferred (by a small language model from the name and 990 text, confidence 0.80; not an IRS classification)
FURP topic: abuse: elder (from its 990 text; the topic index)
Exempt type: 501(c)(6): business league or chamber of commerce (corporation)
Ruling date: May 1997 (when the IRS recognized its exemption)
IRS status: Exempt (unconditional) (IRS Business Master File) IRS data ↗
Tax-deductible donations: No
Cross-check: ProPublica Nonprofit Explorer

Mission

FINRA REGULATION IS DEDICATED TO INVESTOR PROTECTION AND MARKET INTEGRITY THROUGH EFFECTIVE AND EFFICIENT REGULATION OF THE SECURITIES INDUSTRY.

Each tax year counts once: when a return was amended, only the latest return for that period is used below (superseded returns stay listed, greyed, under Finances).

People paid by the organization

115 people paid across every filing: current people first, then by total pay from this organization. Organizations counts every nonprofit each person appears on.

Name	Latest title	Years	Latest year pay	Total pay from here	Organizations
Robert W Cook	President & CEO, ex officio	2016-2024	$4,102,800	$27,931,940	3
Todd T Diganci	Executive Vice President/CFAO	2010-2024	$2,370,508	$23,775,129	3
Robert L D Colby	EVP And Chief Legal Officer	2012-2024	$1,524,356	$13,105,758	3
Marcia E Asquith	EVP, Board & External Relations	2010-2024	$1,134,908	$12,457,203	4
Richard W Berry	Executive Vice President	2015-2024	$1,147,271	$9,520,011	3
Gregory Ruppert	EXECUTIVE VICE PRESIDENT	2021-2024	$1,681,769	$5,421,811	2
Stephanie Dumont	EXECUTIVE VICE PRESIDENT	2022-2024	$1,265,880	$3,761,493	2
William St Louis	EXECUTIVE VICE PRESIDENT	2023-2024	$1,103,853	$2,308,398	2
John B Ehnes	Regulatory Policy Committee - thru 9/11/24	2019-2024	$85,738	$610,823	2
Timothy C Scheve	Regulatory Policy Committee - THRU 9/11/24	2019-2024	$89,198	$602,045	3
Paige W Pierce	REGULATORY POLICY COMMITTEE - THRU 9/11/24	2019-2024	$76,912	$551,846	2
Eric W Noll	REGULATORY POLICY COMMITTEE, EX OFFICIO	2022-2024	$175,505	$489,320	2
Maureen Jensen	CHAIR, Regulatory Policy Committee	2020-2024	$118,608	$473,796	2
Deborah Bailey	REGULATORY POLICY COMMITTEE	2021-2024	$100,000	$391,567	2
Moira A Kilcoyne	REGULATORY POLICY COMMITTEE	2022-2024	$100,475	$251,341	2
Scott Curtis	REGULATORY POLICY COMMITTEE	2023-2024	$105,011	$156,708	2
Lisa Fairfax	REGULATORY POLICY COMMITTEE - THRU 4/5/24	2023-2024	$50,220	$125,929	2
Wendy Lanton	REGULATORY POLICY COMMITTEE - AS OF 12/5/24	2024	$103,964	$103,964	2
Ethiopis Tafara	Regulatory Policy Committee	2019-2024	$958	$3,477	2
James T Crowley	REGULATORY POLICY COMMITTEE	2022-2024	$737	$1,446	2
Richard G Ketchum (former)	PRESIDENT & CEO - THRU 8/14/16	2010-2016	$2,765,809	$19,605,579	4
Thomas R Gira (former)	Executive Vice President	2010-2020	$1,497,081	$14,070,885	2
Thomas M Selman (former)	Executive Vice President	2010-2020	$2,454,038	$12,605,348	3
Susan F Axelrod (former)	EXECUTIVE VICE PRESIDENT	2010-2018	$2,376,901	$12,297,724	2
Steven J Randich (former)	Executive Vice President & CIO	2013-2020	$1,654,667	$10,326,577	3
Derek W Linden (former)	Executive Vice President	2010-2020	$690,457	$9,375,829	1
Stephen M Schoeneman (former)	Senior Vice President	2010-2020	$895,646	$9,067,047	3
Steven A Joachim (former)	EXECUTIVE VICE PRESIDENT	2012-2017	$1,267,996	$8,627,180	3
Stephen Luparello (former)	VICE CHAIRMAN	2010-2012	$5,336,868	$8,153,886	3
Martin P Colburn (former)	EXECUTIVE VP AND CTO	2010-2014	$141,556	$7,276,471	3
Linda D Fienberg (former)	PRESIDENT - DISPUTE RESOLUTION	2010-2015	$813,354	$6,831,630	3
J Bradley Bennett (former)	EXECUTIVE VICE PRESIDENT	2011-2017	$557,934	$6,783,186	2
Tracy B Johnson (former)	Senior Vice President	2011-2019	$923,446	$6,261,182	3
Howard M Schloss (former)	EXECUTIVE VICE PRESIDENT	2010-2013	$511,532	$6,072,766	3
Marc Menchel (former)	EXEC VP AND GENERAL COUNSEL	2010-2013	$180,315	$5,755,462	3
Carlo Di Florio (former)	EXECUTIVE VICE PRESIDENT	2013-2018	$843,631	$5,126,722	2
Grace B Vogel (former)	EXECUTIVE VICE PRESIDENT	2010-2014	$526,464	$5,073,165	1
Bari M Havlik (former)	Executive Vice President	2019-2022	$1,011,408	$4,996,472	2
F Gregory Ahern (former)	EXECUTIVE VICE PRESIDENT	2012-2016	$1,433,023	$4,544,107	3
Daniel Sibears (former)	EXECUTIVE VICE PRESIDENT	2010-2015	$911,500	$4,175,712	2
Cameron K Funkhouser (former)	EXECUTIVE VICE PRESIDENT	2012-2015	$885,288	$3,958,498	2
James P Donovan (former)	SENIOR EXECUTIVE VICE PRES	2010-2012	$132,692	$3,698,766	3
Jonathan S Sokobin (former)	Senior Vice President	2016-2020	$736,287	$3,631,089	3
John Malitzis (former)	EXECUTIVE VICE PRESIDENT	2011-2015	$874,763	$3,450,989	1
T Grant Callery (former)	EXEC VP AND GENERAL COUNSEL	2010-2013	$283,426	$3,351,673	4
Robert C Errico (former)	EXECUTIVE VICE PRES.	2010-2011	$560,050	$3,101,477	1
Carlotta A Romano (former)	SENIOR VICE PRESIDENT	2010-2014	$1,553,063	$2,662,732	1
Robert A Marchman (former)	EXECUTIVE VICE PRESIDENT	2011-2013	$978,299	$2,600,527	1
Michael G Rufino (former)	EXECUTIVE VICE PRESIDENT	2010-2015	$904,785	$2,591,426	2
James J Cummings (former)	EXECUTIVE VICE PRESIDENT	2010-2012	$956,636	$2,453,948	3
Robert LD Colby (former)	EVP And Chief Legal Officer	2019-2020	$1,243,031	$2,406,323	2
Jessica Hopper (former)	Executive Vice President	2021-2022	$1,169,798	$2,402,208	2
Gary K Liebowitz (former)	SENIOR VICE PRESIDENT	2011-2014	$1,232,875	$2,192,872	1
James J Shorris (former)	EXECUTIVE VICE PRESIDENT	2010-2011	$860,693	$1,993,318	1
Samuel H Gaer (former)	EXEC VICE PRESIDENT & CIO	2010-2012	$829,235	$1,939,420	3
Gene G Demaio (former)	SENIOR VICE PRESIDENT	2012-2015	$855,095	$1,528,961	2
Jonathan J Sokobin (former)	SENIOR VICE PRESIDENT	2013-2015	$649,363	$1,380,354	2
Susan M Schroeder (former)	Executive Vice President	2019-2020	$281,580	$1,309,308	2
Carlo V di Florio (former)	Executive Vice President	2019	$1,224,233	$1,224,233	3
Emily P Gordy (former)	SENIOR VICE PRESIDENT	2013	$1,066,586	$1,066,586	1
Susan M Schroeder - As Of 918 (former)	EXECUTIVE VICE PRESIDENT	2018	$965,338	$965,338	1
Richard G Ketchum Fmr (former)	PRESIDENT & CEO	2017	$941,150	$941,150	3
Marcia A Asquith (former)	EVP, BOARD & EXTERNAL RELATIOS	2018	$900,048	$900,048	1
Michael Solomon (former)	SENIOR VICE PRESIDENT	2014	$852,134	$852,134	2
Susan L Merrill (former)	EXECUTIVE VICE PRESIDENT	2010	$779,666	$779,666	1
William J Wollman (former)	SENIOR VICE PRESIDENT	2010	$678,344	$678,344	2
Elisse B Walter (former)	Chair, REG POLICY COMMITTEE THRU 8/20	2014-2020	$76,308	$568,305	4
Kathleen A Murphy (former)	Reg Policy Committee - THRU 8/21	2015-2021	$75,527	$567,745	3
Susan Wolburgh Jenah (former)	Reg Policy CommITTEE THRU 8/20	2014-2020	$76,312	$554,298	3
Bari M Havlik - As Of 918 (former)	EXECUTIVE VICE PRESIDENT	2018	$547,679	$547,679	1
Hillary A Sale (former)	Chair, Regulatory Policy CommITTE - THRU 8/19/22	2016-2022	$86,490	$522,932	2
Brigitte C Madrian (former)	Regulatory Policy Committee	2014-2019	$68,382	$472,070	3
Richard S Pechter (former)	REGULATORY POLICY CMTE PART-YR	2010-2015	$66,309	$446,109	3
Leslie F Seidman (former)	Regulatory Policy Committee	2015-2019	$81,947	$444,713	4
William H Heyman (former)	Reg Policy Committee THRU 8/20	2017-2020	$111,267	$428,756	2
W Dennis Ferguson (former)	CHAIR, REG POLICY CMTE PART-YR	2010-2015	$66,575	$425,356	3
Brian J Kovack (former)	Reg Policy Committee - THRU 8/21	2017-2021	$68,027	$411,344	2
Mark S Casady (former)	REGULATORY POLICY CMTE PART-YR	2010-2015	$60,726	$388,545	3
Joel Seligman (former)	REGULATORY POLICY CMTE PART-YR	2010-2015	$60,544	$372,313	3
John W Schmidlin (former)	REGULATORY POLICY COMMITTEE	2010-2014	$80,785	$363,322	3
James D Weddle (former)	REGULATORY POLICY CMTE PART-YR	2010-2015	$88,072	$349,759	3
Joshua S Levine (former)	Reg Policy Committee THRU 8/20	2017-2020	$76,183	$342,678	2
Charles A Bowsher (former)	REGULATORY POLICY COMMITTEE	2010-2014	$61,965	$341,840	3
Harvey J Goldschmid (former)	CHAIR, REG POLICY CMTE PART-YR	2010-2014	$66,280	$334,249	3
Robert A Muh (former)	Regulatory Policy Committee	2016-2019	$68,325	$278,381	2
Eileen K Murray (former)	REGULATORY POLICY COMMITTEE - THRU 8/19/22	2021-2022	$117,495	$263,148	2
Ken Norensberg (former)	REGULATORY POLICY COMMITTEE	2011-2014	$60,834	$243,448	3
Stephen A Kohn (former)	Reg Policy Committee THRU 8/20	2017-2020	$68,378	$234,802	2
Dr Shirley Ann Jackson (former)	REGULATORY POLICY COMMITTEE	2010-2013	$32,597	$228,028	3
Kurt P Stocker (former)	REGULATORY POLICY COMMITTEE	2012-2014	$63,335	$202,807	3
Kevin Carreno (former)	REGULATORY POLICY CMTE PART-YR	2013-2015	$60,533	$202,384	3
Joseph Rv Romano (former)	REGULATORY POLICY COMMITTEE	2015-2017	$80,265	$201,768	3
Peter R Fisher (former)	Reg Policy Committee - THRU 10/21	2020-2021	$90,671	$181,295	2
Jed Bandes (former)	REGULATORY POLICY COMMITTEE	2011-2013	$45,264	$165,951	3
Mark W Cresap (former)	REGULATORY POLICY COMMITTEE	2015-2016	$80,704	$161,633	3
Charles I Plosser (former)	Reg Policy Committee - THRU 8/21	2020-2021	$68,027	$158,651	2
Ellyn L Brown (former)	REGULATORY POLICY COMMITTEE	2010-2012	$30,130	$150,880	4
Randal K Quarles (former)	REGULATORY POLICY CMTE PART-YR	2015-2016	$86,911	$127,061	2
John J Brennan (former)	REGULATORY POLICY COMMITTEE	2016	$113,421	$113,421	3
Gary H Stern (former)	REGULATORY POLICY COMMITTEE	2013-2014	$41,018	$109,775	3
Joel R Blumenschein (former)	REGULATORY POLICY COMMITTEE	2011-2012	$41,305	$96,553	3
Hilary A Sale (former)	Regulatory Policy Committee	2019	$90,360	$90,360	2
John J Brennan - Thru 822 (former)	REGULATORY POLICY COMMITTEE	2017	$85,235	$85,235	1
Stephan A Kohn (former)	REGULATORY POLICY COMMITTEE	2018	$83,128	$83,128	1
Randal K Quarles - Thru 109 (former)	REGULATORY POLICY COMMITTEE	2017	$68,505	$68,505	1
Joseph Rv Romano - Thru 818 (former)	REGULATORY POLICY COMMITTEE	2018	$60,760	$60,760	1
Mark W Cresap - Thru 822 (former)	REGULATORY POLICY COMMITTEE	2017	$60,122	$60,122	1
G Donald Steel Part-Yr (former)	REGULATORY POLICY COMMITTEE	2010	$50,085	$50,085	3
Mari Buechner Part-Yr (former)	REGULATORY POLICY COMMITTEE	2010	$43,074	$43,074	3
John B Ehnes - As Of 818 (former)	REGULATORY POLICY COMMITTEE	2018	$42,665	$42,665	1
Timothy C Scheve - As Of 418 (former)	REGULATORY POLICY COMMITTEE	2018	$42,665	$42,665	1
James F Duffy Part-Yr (former)	REGULATORY POLICY COMMITTEE	2010	$41,464	$41,464	3
Ken Norensberg Part-Yr (former)	REGULATORY POLICY COMMITTEE	2010	$30,261	$30,261	3
Joel R Blumenschein Part-Yr (former)	REGULATORY POLICY COMMITTEE	2010	$27,761	$27,761	3
Kathryn Ruemmler (former)	REGULATORY POLICY COMMITTEE - THRU 9/6/23	2021-2023	$613	$1,585	2

Officers and directors, no compensation reported

4 people listed on the returns with $0 (or no amount) in every compensation column: current people first. Hours are as filed on the latest return each person appears on.

Name	Latest title	Years	Hrs/wk (latest)	Compensation	Organizations
Stephen M Cutler - Thru 318 (former)	REGULATORY POLICY COMMITTEE	2018	2	$0 reported	1
Stephen M Cutler (former)	REGULATORY POLICY COMMITTEE	2017	2	$0 reported	2
Gregory J Fleming - Thru 12616 (former)	REGULATORY POLICY COMMITTEE	2016	2	$0 reported	1
Gregory J Fleming (former)	REGULATORY POLICY COMMITTEE	2014-2015	2	$0 reported	3

People by year

2024 · 20 people listed · 20 paid, $15.3M · 0 employees · 2 volunteers

Name	Title	Hrs/wk	From org	From related	Other	Total	Orgs
Robert W Cook	President & CEO, ex officio	60	$0	$3,472,973	$629,827	$4,102,800	3
Todd T Diganci	Executive Vice President/CFAO	60	$0	$1,739,416	$631,092	$2,370,508	3
Gregory Ruppert	EXECUTIVE VICE PRESIDENT	60	$0	$1,467,716	$214,053	$1,681,769	2
Robert L D Colby	EVP And Chief Legal Officer	60	$0	$1,461,686	$62,670	$1,524,356	3
Stephanie Dumont	EXECUTIVE VICE PRESIDENT	60	$0	$1,109,862	$156,018	$1,265,880	2
Richard W Berry	Executive Vice President	60	$0	$1,079,799	$67,472	$1,147,271	3
Marcia E Asquith	EVP, Board & External Relations	60	$0	$994,058	$140,850	$1,134,908	4
William St Louis	EXECUTIVE VICE PRESIDENT	60	$0	$930,024	$173,829	$1,103,853	2
Eric W Noll	REGULATORY POLICY COMMITTEE, EX OFFICIO	2	$0	$175,505	$0	$175,505	2
Maureen Jensen	CHAIR, Regulatory Policy Committee	2	$0	$118,608	$0	$118,608	2
Scott Curtis	REGULATORY POLICY COMMITTEE	2	$0	$105,011	$0	$105,011	2
Wendy Lanton	REGULATORY POLICY COMMITTEE - AS OF 12/5/24	2	$0	$103,964	$0	$103,964	2
MOIRA A KILCOYNE	REGULATORY POLICY COMMITTEE	2	$0	$100,475	$0	$100,475	2
DEBORAH BAILEY	REGULATORY POLICY COMMITTEE	2	$0	$100,000	$0	$100,000	2
Timothy C Scheve	Regulatory Policy Committee - THRU 9/11/24	2	$0	$89,198	$0	$89,198	3
John B Ehnes	Regulatory Policy Committee - thru 9/11/24	2	$0	$85,738	$0	$85,738	2
Paige W Pierce	REGULATORY POLICY COMMITTEE - THRU 9/11/24	2	$0	$76,912	$0	$76,912	2
Lisa Fairfax	REGULATORY POLICY COMMITTEE - THRU 4/5/24	2	$0	$50,220	$0	$50,220	2
Ethiopis Tafara	Regulatory Policy Committee	2	$0	$958	$0	$958	2
JAMES T CROWLEY	REGULATORY POLICY COMMITTEE	2	$0	$737	$0	$737	2

2023 · 20 people listed · 19 paid, $15.0M · 0 employees · 3 volunteers

Name	Title	Hrs/wk	From org	From related	Other	Total	Orgs
Robert W Cook	President & CEO	60	$0	$3,243,336	$595,811	$3,839,147	3
Todd T Diganci	Executive Vice President/CFAO	60	$0	$1,668,198	$900,600	$2,568,798	3
Gregory Ruppert	EXECUTIVE VICE PRESIDENT	60	$0	$1,452,064	$82,308	$1,534,372	2
Robert L D Colby	EVP And Chief Legal Officer	60	$0	$1,357,588	$86,606	$1,444,194	3
Stephanie Dumont	EXECUTIVE VICE PRESIDENT	60	$0	$1,001,760	$261,578	$1,263,338	2
William St Louis	EXECUTIVE VICE PRESIDENT	60	$0	$1,075,963	$128,582	$1,204,545	2
Marcia E Asquith	EVP, Board & External Relations	60	$0	$955,474	$186,760	$1,142,234	4
Richard W Berry	Executive Vice President	60	$0	$774,145	$277,207	$1,051,352	3
Eric W Noll	REGULATORY POLICY COMMITTEE	2	$0	$170,628	$0	$170,628	2
John B Ehnes	Regulatory Policy Committee	2	$0	$113,209	$0	$113,209	2
Maureen Jensen	CHAIR, Regulatory Policy Committee	2	$0	$113,209	$0	$113,209	2
Timothy C Scheve	Regulatory Policy Committee	2	$0	$112,704	$0	$112,704	3
Paige W Pierce	REGULATORY POLICY COMMITTEE	2	$0	$102,575	$0	$102,575	2
DEBORAH BAILEY	REGULATORY POLICY COMMITTEE	2	$0	$100,179	$0	$100,179	2
MOIRA A KILCOYNE	REGULATORY POLICY COMMITTEE	2	$0	$100,179	$0	$100,179	2
Lisa Fairfax	REGULATORY POLICY COMMITTEE - AS OF 12/7/23	2	$0	$75,709	$0	$75,709	2
Scott Curtis	REGULATORY POLICY COMMITTEE - AS OF 12/7/23	2	$0	$51,697	$0	$51,697	2
JAMES T CROWLEY	REGULATORY POLICY COMMITTEE	2	$0	$709	$0	$709	2
Kathryn Ruemmler	REGULATORY POLICY COMMITTEE - THRU 9/6/23	2	$0	$613	$0	$613	2
Ethiopis Tafara	Regulatory Policy Committee	2	$0	$0	$0	$0	2

2022 · 21 people listed · 19 paid, $14.2M · 0 employees · 3 volunteers

Name	Title	Hrs/wk	From org	From related	Other	Total	Orgs
Robert W Cook	President & CEO	60	$0	$4,062,829	$213,888	$4,276,717	3
Robert L D Colby	EVP And Chief Legal Officer	60	$0	$1,313,006	$82,151	$1,395,157	3
Marcia E Asquith	EVP, Board & External Relations	60	$0	$1,199,500	$59,906	$1,259,406	4
Gregory Ruppert	EXECUTIVE VICE PRESIDENT	60	$0	$1,054,437	$190,927	$1,245,364	2
Stephanie Dumont	EXECUTIVE VICE PRESIDENT	60	$0	$1,174,147	$58,128	$1,232,275	2
Jessica Hopper	Executive Vice President	60	$0	$986,749	$183,049	$1,169,798	2
Bari M Havlik	Executive Vice President	60	$0	$845,871	$165,537	$1,011,408	2
Richard W Berry	Executive Vice President	60	$0	$733,828	$144,010	$877,838	3
Todd T Diganci	Executive Vice President/CFAO	60	$0	$2,146,292	-$1,370,453	$775,839	3
Eric W Noll	REGULATORY POLICY COMMITTEE - AS OF 8/19/22	2	$0	$143,187	$0	$143,187	2
Eileen K Murray	REGULATORY POLICY COMMITTEE - THRU 8/19/22	2	$0	$117,495	$0	$117,495	2
John B Ehnes	Regulatory Policy Committee	2	$0	$113,187	$0	$113,187	2
Timothy C Scheve	Regulatory Policy Committee	2	$0	$113,187	$0	$113,187	3
Maureen Jensen	CHAIR, Regulatory Policy Committee - AS OF 8/20/22	2	$0	$103,812	$0	$103,812	2
DEBORAH BAILEY	REGULATORY POLICY COMMITTEE	2	$0	$100,403	$0	$100,403	2
Paige W Pierce	REGULATORY POLICY COMMITTEE	2	$0	$100,403	$0	$100,403	2
Hillary A Sale	Chair, Regulatory Policy CommITTE - THRU 8/19/22	2	$0	$86,490	$0	$86,490	2
MOIRA A KILCOYNE	REGULATORY POLICY COMMITTEE - AS OF 8/19/22	2	$0	$50,687	$0	$50,687	2
Ethiopis Tafara	Regulatory Policy Committee	2	$0	$687	$0	$687	2
JAMES T CROWLEY	REGULATORY POLICY COMMITTEE - AS OF 3/10/22	2	$0	$0	$0	$0	2
Kathryn Ruemmler	REGULATORY POLICY COMMITTEE	2	$0	$0	$0	$0	2

2021 · 21 people listed · 21 paid, $13.8M · 0 employees · 2 volunteers

Name	Title	Hrs/wk	From org	From related	Other	Total	Orgs
Robert W Cook	President & CEO	60	$0	$3,753,882	$417,314	$4,171,196	3
Bari M Havlik	Executive Vice President	60	$0	$1,473,561	$68,199	$1,541,760	2
Todd T Diganci	Executive Vice President/CFAO	60	$0	$1,365,827	$141,453	$1,507,280	3
Robert L D Colby	EVP And Chief Legal Officer	60	$0	$1,218,226	$74,476	$1,292,702	3
Jessica Hopper	Executive Vice President	60	$0	$1,142,290	$90,120	$1,232,410	2
Richard W Berry	Executive Vice President	60	$0	$984,738	$87,425	$1,072,163	3
Marcia E Asquith	EVP, Board & External Relations	60	$0	$881,386	$134,302	$1,015,688	4
Gregory Ruppert	EXECUTIVE VICE PRESIDENT	60	$0	$802,032	$158,274	$960,306	2
Eileen K Murray	REGULATORY POLICY COMMITTEE	2	$0	$145,653	$0	$145,653	2
John B Ehnes	Regulatory Policy Committee	2	$0	$102,885	$0	$102,885	2
Hillary A Sale	Chair, Reg Policy CommITTEE	2	$0	$101,273	$0	$101,273	2
Timothy C Scheve	Regulatory Policy Committee	2	$0	$100,972	$0	$100,972	3
Maureen Jensen	Regulatory Policy Committee	2	$0	$92,651	$0	$92,651	2
DEBORAH BAILEY	REG POLICY COMMITTEE - AS OF 5/21	2	$0	$90,985	$0	$90,985	2
Paige W Pierce	REGULATORY POLICY COMMITTEE	2	$0	$90,972	$0	$90,972	2
Peter R Fisher	Reg Policy Committee - THRU 10/21	2	$0	$90,671	$0	$90,671	2
Kathleen A Murphy	Reg Policy Committee - THRU 8/21	2	$0	$75,527	$0	$75,527	3
Brian J Kovack	Reg Policy Committee - THRU 8/21	2	$0	$68,027	$0	$68,027	2
Charles I Plosser	Reg Policy Committee - THRU 8/21	2	$0	$68,027	$0	$68,027	2
Ethiopis Tafara	Regulatory Policy Committee	2	$0	$1,208	$0	$1,208	2
Kathryn Ruemmler	REG POLICY COMMITTEE - AS OF 5/21	2	$0	$972	$0	$972	2

2020 · 28 people listed · 28 paid, $19.0M · 0 employees · 1 volunteer

Name	Title	Hrs/wk	From org	From related	Other	Total	Orgs
Robert W Cook	President & CEO	60	$0	$2,546,014	$573,549	$3,119,563	3
Thomas M Selman	Executive Vice President	0	$0	$2,427,700	$26,338	$2,454,038	3
Todd T Diganci	Executive Vice President/CFAO	60	$0	$1,632,643	$99,982	$1,732,625	3
Steven J Randich	Executive Vice President & CIO	0	$0	$1,478,133	$176,534	$1,654,667	3
Thomas R Gira	Executive Vice President	60	$0	$870,774	$626,307	$1,497,081	2
Bari M Havlik	Executive Vice President	60	$0	$1,140,073	$172,788	$1,312,861	2
Robert LD Colby	EVP And Chief Legal Officer	60	$0	$1,193,369	$49,662	$1,243,031	2
Marcia E Asquith	EVP, Board & External Relations	0	$0	$844,170	$252,546	$1,096,716	4
Richard W Berry	Exective Vice President	60	$0	$677,410	$407,399	$1,084,809	3
Stephen M Schoeneman	Senior Vice President	0	$0	$870,162	$25,484	$895,646	3
Jonathan S Sokobin	Senior Vice President	0	$0	$595,433	$140,854	$736,287	3
Derek W Linden	Executive Vice President	0	$0	$745,187	-$54,730	$690,457	1
Susan M Schroeder	Executive Vice President	0	$0	$278,945	$2,635	$281,580	2
William H Heyman	Reg Policy Committee THRU 8/20	2	$0	$111,267	$0	$111,267	2
John B Ehnes	Regulatory Policy Committee	2	$0	$100,624	$0	$100,624	2
Kathleen A Murphy	Regulatory Policy Committee	2	$0	$100,624	$0	$100,624	3
Hillary A Sale	Chair, Reg Policy CommITTEE AS OF 8/20	2	$0	$95,624	$0	$95,624	2
Timothy C Scheve	Regulatory Policy Committee	2	$0	$95,624	$0	$95,624	3
Charles I Plosser	Regulatory Policy Committee	2	$0	$90,624	$0	$90,624	2
Paige W Pierce	REGULATORY POLICY COMMITTEE	2	$0	$90,624	$0	$90,624	2
Peter R Fisher	Regulatory Policy Committee	2	$0	$90,624	$0	$90,624	2
Brian J Kovack	Regulatory Policy Committee	2	$0	$90,206	$0	$90,206	2
Susan Wolburgh Jenah	Reg Policy CommITTEE THRU 8/20	2	$0	$76,312	$0	$76,312	3
Elisse B Walter	Chair, REG POLICY COMMITTEE THRU 8/20	3	$0	$76,308	$0	$76,308	4
Joshua S Levine	Reg Policy Committee THRU 8/20	2	$0	$76,183	$0	$76,183	2
Stephen A Kohn	Reg Policy Committee THRU 8/20	2	$0	$68,378	$0	$68,378	2
Maureen Jensen	Regulatory Policy Committee	2	$0	$45,516	$0	$45,516	2
Ethiopis Tafara	Regulatory Policy Committee	2	$0	$624	$0	$624	2

2019 · 30 people listed · 29 paid, $24.0M · 0 employees · 1 volunteer

Name	Title	Hrs/wk	From org	From related	Other	Total	Orgs
Robert W Cook	President & CEO	60	$0	$3,394,843	$253,467	$3,648,310	3
Todd T Diganci	Executive Vice President/CFAO	60	$0	$1,284,111	$1,379,082	$2,663,193	3
Thomas M Selman	Executive Vice President	0	$0	$714,521	$1,369,669	$2,084,190	3
Thomas R Gira	Executive Vice President	60	$0	$929,328	$971,408	$1,900,736	2
Steven J Randich	Executive Vice President & CIO	0	$0	$1,080,990	$270,608	$1,351,598	3
Marcia E Asquith	EVP, Board & External Relations	60	$0	$1,062,265	$227,038	$1,289,303	4
Stephen M Schoeneman	Senior Vice President	0	$0	$679,437	$582,763	$1,262,200	3
Carlo V di Florio	Executive Vice President	0	$0	$1,156,199	$68,034	$1,224,233	3
Robert LD Colby	EVP And Chief Legal Officer	60	$0	$1,110,910	$52,382	$1,163,292	2
Derek W Linden	Executive Vice President	0	$0	$706,792	$456,129	$1,162,921	1
Bari M Havlik	Executive Vice President	60	$0	$959,904	$170,539	$1,130,443	2
Richard W Berry	Exective Vice President	60	$0	$622,342	$435,279	$1,057,621	3
Susan M Schroeder	Executive Vice President	-	$0	$867,437	$160,291	$1,027,728	2
Tracy B Johnson	Senior Vice President	0	$0	$891,479	$31,967	$923,446	3
Jonathan S Sokobin	Senior Vice President	0	$0	$735,485	$85,746	$821,231	3
William H Heyman	Regulatory Policy Committee	2	$0	$141,838	$0	$141,838	2
Elisse B Walter	Chair, Reg Policy Committee	3	$0	$101,160	$0	$101,160	4
Joshua S Levine	Regulatory Policy Committee	2	$0	$100,707	$0	$100,707	2
Susan Wolburgh Jenah	Regulatory Policy Committee	2	$0	$100,676	$0	$100,676	3
Kathleen A Murphy	Regulatory Policy Committee	2	$0	$100,360	$0	$100,360	3
John B Ehnes	Regulatory Policy Committee	2	$0	$95,180	$0	$95,180	2
Stephen A Kohn	Regulatory Policy Committee	2	$0	$90,707	$0	$90,707	2
Hilary A Sale	Regulatory Policy Committee	2	$0	$90,360	$0	$90,360	2
Paige W Pierce	Board Member	2	$0	$90,360	$0	$90,360	2
Timothy C Scheve	Regulatory Policy Committee	2	$0	$90,360	$0	$90,360	3
Brian J Kovack	Regulatory Policy Committee	2	$0	$90,180	$0	$90,180	2
Leslie F Seidman	Regulatory Policy Committee	2	$0	$81,947	$0	$81,947	4
Brigitte C Madrian	Regulatory Policy Committee	2	$0	$68,382	$0	$68,382	3
Robert A Muh	Regulatory Policy Committee	2	$0	$68,325	$0	$68,325	2
Ethiopis Tafara	Regulatory Policy Committee	2	$0	$0	$0	$0	2

2018 · 31 people listed · 30 paid, $19.2M · 0 employees · 1 volunteer

Name	Title	Hrs/wk	From org	From related	Other	Total	Orgs
ROBERT W COOK	PRESIDENT & CEO	60	$0	$2,358,157	$522,215	$2,880,372	3
SUSAN F AXELROD	EXECUTIVE VICE PRESIDENT	60	$0	$2,350,790	$26,111	$2,376,901	2
TODD T DIGANCI	EXECUTIVE VICE PRESIDENT/CFAO	60	$0	$1,424,690	$149,244	$1,573,934	3
STEVEN J RANDICH	EXECUTIVE VICE PRESIDENT & CIO	0	$0	$1,379,073	$171,260	$1,550,333	3
ROBERT L D COLBY	EVP AND CHIEF LEGAL OFFICER	60	$0	$1,047,722	$74,967	$1,122,689	3
SUSAN M SCHROEDER - AS OF 918	EXECUTIVE VICE PRESIDENT	60	$0	$806,717	$158,621	$965,338	1
THOMAS R GIRA	EXECUTIVE VICE PRESIDENT	60	$0	$866,165	$57,515	$923,680	2
MARCIA A ASQUITH	EVP, BOARD & EXTERNAL RELATIOS	60	$0	$750,633	$149,415	$900,048	1
RICHARD W BERRY	EXECUTIVE VICE PRESIDENT	60	$0	$803,556	$52,983	$856,539	3
CARLO DI FLORIO	EXECUTIVE VICE PRESIDENT	0	$0	$667,983	$175,648	$843,631	2
STEPHEN M SCHOENEMAN	SENIOR VICE PRESIDENT	0	$0	$639,452	$77,481	$716,933	3
THOMAS M SELMAN	EXECUTIVE VICE PRESIDENT	0	$0	$673,162	$41,935	$715,097	3
DEREK W LINDEN	EXECUTIVE VICE PRESIDENT	0	$0	$665,934	$42,042	$707,976	1
TRACY B JOHNSON	SENIOR VICE PRESIDENT	0	$0	$591,174	$100,911	$692,085	3
JONATHAN S SOKOBIN	SENIOR VICE PRESIDENT	0	$0	$533,177	$133,775	$666,952	3
BARI M HAVLIK - AS OF 918	EXECUTIVE VICE PRESIDENT	60	$0	$492,135	$55,544	$547,679	1
WILLIAM H HEYMAN	REGULATORY POLICY COMMITTEE	2	$0	$118,684	$0	$118,684	2
LESLIE F SEIDMAN	REGULATORY POLICY COMMITTEE	2	$0	$98,684	$0	$98,684	4
ELISSE B WALTER	CHAIR, REG POLICY COMMITTEE	3	$0	$91,530	$0	$91,530	4
SUSAN WOLBURGH JENAH	REGULATORY POLICY COMMITTEE	2	$0	$90,859	$0	$90,859	3
KATHLEEN A MURPHY	REGULATORY POLICY COMMITTEE	2	$0	$90,694	$0	$90,694	3
JOSHUA S LEVINE	REGULATORY POLICY COMMITTEE	2	$0	$85,559	$0	$85,559	2
ROBERT A MUH	REGULATORY POLICY COMMITTEE	2	$0	$85,338	$0	$85,338	2
HILLARY A SALE	REGULATORY POLICY COMMITTEE	2	$0	$83,664	$0	$83,664	2
STEPHAN A KOHN	REGULATORY POLICY COMMITTEE	2	$0	$83,128	$0	$83,128	1
BRIAN J KOVACK	REGULATORY POLICY COMMITTEE	2	$0	$82,734	$0	$82,734	2
BRIGITTE C MADRIAN	REGULATORY POLICY COMMITTEE	2	$0	$82,734	$0	$82,734	3
JOSEPH RV ROMANO - THRU 818	REGULATORY POLICY COMMITTEE	2	$0	$60,760	$0	$60,760	1
JOHN B EHNES - AS OF 818	REGULATORY POLICY COMMITTEE	2	$0	$42,665	$0	$42,665	1
TIMOTHY C SCHEVE - AS OF 418	REGULATORY POLICY COMMITTEE	2	$0	$42,665	$0	$42,665	1
STEPHEN M CUTLER - THRU 318	REGULATORY POLICY COMMITTEE	2	$0	$0	$0	$0	1

2017 · 33 people listed · 32 paid, $19.5M · 0 employees · 1 volunteer

Name	Title	Hrs/wk	From org	From related	Other	Total	Orgs
SUSAN F AXELROD	EXECUTIVE VICE PRESIDENT	60	$0	$910,537	$1,765,406	$2,675,943	2
TODD T DIGANCI	EXECUTIVE VICE PRESIDENT/CFAO	60	$0	$1,291,897	$185,458	$1,477,355	3
ROBERT W COOK	PRESIDENT & CEO	60	$0	$1,008,615	$442,908	$1,451,523	3
STEVEN J RANDICH	EXECUTIVE VICE PRESIDENT & CIO	0	$0	$1,079,111	$273,937	$1,353,048	3
ROBERT L D COLBY	EVP AND CHIEF LEGAL OFFICER	60	$0	$1,236,628	$64,515	$1,301,143	3
STEVEN A JOACHIM	EXECUTIVE VICE PRESIDENT	0	$0	$1,251,365	$16,631	$1,267,996	3
THOMAS R GIRA	EXECUTIVE VICE PRESIDENT	60	$0	$913,435	$105,822	$1,019,257	2
RICHARD G KETCHUM FMR	PRESIDENT & CEO	0	$0	$937,500	$3,650	$941,150	3
CARLO DI FLORIO	EXECUTIVE VICE PRESIDENT	0	$0	$716,890	$184,908	$901,798	2
MARCIA E ASQUITH	EVP & CORPORATE SECRETARY	60	$0	$703,414	$137,476	$840,890	4
DEREK W LINDEN	EXECUTIVE VICE PRESIDENT	0	$0	$700,266	$124,912	$825,178	1
THOMAS M SELMAN	EXECUTIVE VICE PRESIDENT	0	$0	$706,695	$105,937	$812,632	3
RICHARD W BERRY	EXECUTIVE VICE PRESIDENT	60	$0	$613,953	$163,962	$777,915	3
STEPHEN M SCHOENEMAN	SENIOR VICE PRESIDENT	0	$0	$650,792	$120,405	$771,197	3
TRACY B JOHNSON	SENIOR VICE PRESIDENT	0	$0	$619,485	$98,762	$718,247	3
JONATHAN S SOKOBIN	SENIOR VICE PRESIDENT	0	$0	$525,371	$132,791	$658,162	3
J BRADLEY BENNETT	EXECUTIVE VICE PRESIDENT	0	$0	$540,000	$17,934	$557,934	2
LESLIE F SEIDMAN	REGULATORY POLICY COMMITTEE	2	$0	$95,834	$0	$95,834	4
ELISSE B WALTER	CHAIR, REG POLICY COMMITTEE	3	$0	$88,691	$0	$88,691	4
SUSAN WOLBURGH JENAH	REGULATORY POLICY COMMITTEE	2	$0	$85,794	$0	$85,794	3
JOHN J BRENNAN - THRU 822	REGULATORY POLICY COMMITTEE	2	$0	$85,235	$0	$85,235	1
ROBERT A MUH	REGULATORY POLICY COMMITTEE	2	$0	$82,516	$0	$82,516	2
HILLARY A SALE	REGULATORY POLICY COMMITTEE	2	$0	$80,781	$0	$80,781	2
JOSEPH RV ROMANO	REGULATORY POLICY COMMITTEE	2	$0	$80,265	$0	$80,265	3
JOSHUA S LEVINE	REGULATORY POLICY CMTE PART-YR	2	$0	$80,229	$0	$80,229	2
BRIGITTE C MADRIAN	REGULATORY POLICY COMMITTEE	2	$0	$80,200	$0	$80,200	3
KATHLEEN A MURPHY	REGULATORY POLICY COMMITTEE	2	$0	$80,200	$0	$80,200	3
BRIAN J KOVACK	REGULATORY POLICY CMTE PART-YR	2	$0	$80,197	$0	$80,197	2
STEPHEN A KOHN	REGULATORY POLICY CMTE PART-YR	2	$0	$75,717	$0	$75,717	2
RANDAL K QUARLES - THRU 109	REGULATORY POLICY COMMITTEE	2	$0	$68,505	$0	$68,505	1
MARK W CRESAP - THRU 822	REGULATORY POLICY COMMITTEE	2	$0	$60,122	$0	$60,122	1
WILLIAM H HEYMAN	REGULATORY POLICY CMTE PART-YR	2	$0	$56,967	$0	$56,967	2
STEPHEN M CUTLER	REGULATORY POLICY COMMITTEE	2	$0	$0	$0	$0	2

2016 · 30 people listed · 29 paid, $23.1M · 0 employees · 1 volunteer

Name	Title	Hrs/wk	From org	From related	Other	Total	Orgs
THOMAS R GIRA	EXECUTIVE VICE PRESIDENT	60	$0	$2,834,760	$96,780	$2,931,540	2
RICHARD G KETCHUM	PRESIDENT & CEO - THRU 8/14/16	60	$0	$2,679,262	$86,547	$2,765,809	4
TODD T DIGANCI	EXECUTIVE VICE PRESIDENT $ CFO	60	$0	$1,340,176	$159,204	$1,499,380	3
F GREGORY AHERN	EXECUTIVE VICE PRESIDENT	0	$0	$1,372,916	$60,107	$1,433,023	3
SUSAN F AXELROD	EXECUTIVE VICE PRESIDENT	60	$0	$1,265,912	$88,643	$1,354,555	2
J BRADLEY BENNETT	EVP AND CHIEF LEGAL OFFICER	0	$0	$1,249,950	$37,064	$1,287,014	2
STEVEN J RANDICH	EXECUTIVE VICE PRESIDENT & CIO	0	$0	$1,073,056	$179,732	$1,252,788	3
ROBERT L D COLBY	EVP AND CHIEF LEGAL OFFICER	60	$0	$1,042,063	$160,936	$1,202,999	3
STEVEN A JOACHIM	EXECUTIVE VICE PRESIDENT	0	$0	$1,078,536	$113,852	$1,192,388	3
CARLO DI FLORIO	EXECUTIVE VICE PRESIDENT	0	$0	$1,038,245	$74,364	$1,112,609	2
STEPHEN M SCHOENEMAN	SENIOR VICE PRESIDENT	0	$0	$793,205	$100,080	$893,285	3
THOMAS M SELMAN	EXECUTIVE VICE PRESIDENT	0	$0	$727,311	$110,018	$837,329	3
DEREK W LINDEN	EXECUTIVE VICE PRESIDENT	0	$0	$723,905	$110,998	$834,903	1
TRACY B JOHNSON	SENIOR VICE PRESIDENT	0	$0	$785,310	$40,464	$825,774	3
MARCIA E ASQUITH	EVP & CORPORATE SECRETARY	60	$0	$738,994	$83,536	$822,530	4
RICHARD W BERRY	EXECUTIVE VICE PRESIDENT	60	$0	$634,491	$145,951	$780,442	3
JONATHAN S SOKOBIN	SENIOR VICE PRESIDENT	0	$0	$672,687	$75,770	$748,457	3
ROBERT W COOK	PRESIDENT & CEO	60	$0	$348,888	$93,424	$442,312	3
JOHN J BRENNAN	REGULATORY POLICY COMMITTEE	2	$0	$113,421	$0	$113,421	3
ELISSE B WALTER	CHAIR, REGULATORY POLICY CMTE	3	$0	$87,975	$0	$87,975	4
LESLIE F SEIDMAN	REGULATORY POLICY COMMITTEE	2	$0	$87,863	$0	$87,863	4
RANDAL K QUARLES	REGULATORY POLICY CMTE PART-YR	2	$0	$86,911	$0	$86,911	2
MARK W CRESAP	REGULATORY POLICY COMMITTEE	2	$0	$80,704	$0	$80,704	3
JOSEPH ROMANO	REGULATORY POLICY COMMITTEE	2	$0	$80,687	$0	$80,687	3
BRIGITTE C MADRIAN	REGULATORY POLICY COMMITTEE	2	$0	$80,255	$0	$80,255	3
KATHLEEN A MURPHY	REGULATORY POLICY COMMITTEE	2	$0	$80,190	$0	$80,190	3
SUSAN WOLBURGH-JENAH	REGULATORY POLICY COMMITTEE	2	$0	$80,178	$0	$80,178	3
HILLARY SALE	REGULATORY POLICY COMMITTEE	2	$0	$75,100	$0	$75,100	2
ROBERT A MUH	REGULATORY POLICY COMMITTEE	2	$0	$42,202	$0	$42,202	2
GREGORY J FLEMING - THRU 12616	REGULATORY POLICY COMMITTEE	2	$0	$0	$0	$0	1

2015 · 38 people listed · 37 paid, $24.7M · 2,849 employees · 1 volunteer

Name	Title	Hrs/wk	From org	From related	Other	Total	Orgs
RICHARD G KETCHUM	PRESIDENT	60	$0	$2,821,159	$92,784	$2,913,943	4
STEVEN J RANDICH	EXECUTIVE VP AND CIO	60	$0	$1,380,697	$66,508	$1,447,205	3
ROBERT L D COLBY	EVP AND CHIEF LEGAL OFFICER	60	$0	$1,347,507	$61,667	$1,409,174	3
TODD T DIGANCI	EXECUTIVE VP AND CFO	60	$0	$1,248,910	$122,971	$1,371,881	3
SUSAN F AXELROD	EXECUTIVE VICE PRESIDENT	60	$946,967	$0	$181,756	$1,128,723	2
STEVEN A JOACHIM	EXECUTIVE VICE PRESIDENT	60	$0	$879,199	$201,753	$1,080,952	3
J BRADLEY BENNETT	EXECUTIVE VICE PRESIDENT	60	$928,987	$0	$135,435	$1,064,422	2
THOMAS R GIRA	EXECUTIVE VICE PRESIDENT	60	$923,229	$0	$89,771	$1,013,000	2
F GREGORY AHERN	EXECUTIVE VICE PRESIDENT	60	$0	$900,008	$73,267	$973,275	3
CARLO DI FLORIO	CHIEF RISK OFFICER	60	$0	$779,848	$172,152	$952,000	2
DANIEL SIBEARS	EXECUTIVE VICE PRESIDENT	60	$786,654	$0	$124,846	$911,500	2
MICHAEL RUFINO	EXECUTIVE VICE PRESIDENT	60	$754,609	$0	$150,176	$904,785	2
CAMERON K FUNKHOUSER	EXECUTIVE VICE PRESIDENT	60	$794,088	$0	$91,200	$885,288	2
JOHN MALITZIS	EXECUTIVE VICE PRESIDENT	60	$727,525	$0	$147,238	$874,763	1
GENE DEMAIO	SENIOR VICE PRESIDENT	60	$793,286	$0	$61,809	$855,095	2
RICHARD W BERRY	EXECUTIVE VICE PRESIDENT	60	$0	$765,142	$48,919	$814,061	3
LINDA D FIENBERG	PRESIDENT - DISPUTE RESOLUTION	0	$0	$809,575	$3,779	$813,354	3
THOMAS M SELMAN	EXECUTIVE VICE PRESIDENT	60	$725,815	$0	$78,492	$804,307	3
DEREK W LINDEN	EXECUTIVE VICE PRESIDENT	60	$700,806	$0	$86,745	$787,551	1
STEPHEN M SCHOENEMAN	SENIOR VICE PRESIDENT	60	$0	$607,487	$137,432	$744,919	3
TRACY B JOHNSON	SENIOR VICE PRESIDENT	60	$0	$599,044	$93,234	$692,278	3
MARCIA E ASQUITH	SENIOR VP AND CORP SECRETARY	60	$0	$564,157	$112,407	$676,564	4
JONATHAN J SOKOBIN	SENIOR VICE PRESIDENT	60	$0	$532,109	$117,254	$649,363	2
JAMES D WEDDLE	REGULATORY POLICY CMTE PART-YR	2	$0	$88,072	$0	$88,072	3
ELISSE B WALTER	CHAIR, REG POLICY CMTE PART-YR	3	$0	$82,421	$0	$82,421	4
MARK W CRESAP	REGULATORY POLICY CMTE PART-YR	2	$0	$80,929	$0	$80,929	3
LESLIE F SEIDMAN	REGULATORY POLICY CMTE PART-YR	2	$0	$80,385	$0	$80,385	4
BRIGITTE C MADRIAN	REGULATORY POLICY COMMITTEE	2	$0	$80,349	$0	$80,349	3
SUSAN WOLBURGH-JENAH	REGULATORY POLICY COMMITTEE	2	$0	$80,259	$0	$80,259	3
W DENNIS FERGUSON	CHAIR, REG POLICY CMTE PART-YR	3	$0	$66,575	$0	$66,575	3
RICHARD S PECHTER	REGULATORY POLICY CMTE PART-YR	2	$0	$66,309	$0	$66,309	3
MARK S CASADY	REGULATORY POLICY CMTE PART-YR	2	$0	$60,726	$0	$60,726	3
JOEL SELIGMAN	REGULATORY POLICY CMTE PART-YR	2	$0	$60,544	$0	$60,544	3
KEVIN CARRENO	REGULATORY POLICY CMTE PART-YR	2	$0	$60,533	$0	$60,533	3
JOSEPH ROMANO	REGULATORY POLICY CMTE PART-YR	2	$0	$40,816	$0	$40,816	3
KATHLEEN A MURPHY	REGULATORY POLICY CMTE PART-YR	2	$0	$40,150	$0	$40,150	3
RANDAL K QUARLES	REGULATORY POLICY CMTE PART-YR	2	$0	$40,150	$0	$40,150	2
GREGORY J FLEMING	REGULATORY POLICY COMMITTEE	2	$0	$0	$0	$0	3

2014 · 40 people listed · 39 paid, $26.2M · 2,753 employees · 1 volunteer

Name	Title	Hrs/wk	From org	From related	Other	Total	Orgs
RICHARD G KETCHUM	CEO	60	$0	$2,812,798	$81,030	$2,893,828	4
LINDA D FIENBERG	PRESIDENT - DISPUTE RESOLUTION	60	$0	$1,672,888	$521,695	$2,194,583	3
CARLOTTA A ROMANO	SENIOR VICE PRESIDENT	60	$1,131,381	$0	$421,682	$1,553,063	1
TODD T DIGANCI	EXECUTIVE VP AND CFO	60	$0	$1,221,511	$67,258	$1,288,769	3
GARY K LIEBOWITZ	SENIOR VICE PRESIDENT	60	$1,029,744	$0	$203,131	$1,232,875	1
STEVEN J RANDICH	EXECUTIVE VP & CIO	60	$0	$1,023,308	$178,805	$1,202,113	3
ROBERT L D COLBY	EVP & CHIEF LEGAL OFFICER	60	$0	$1,012,305	$155,561	$1,167,866	3
SUSAN F AXELROD	EXECUTIVE VICE PRESIDENT	60	$919,163	$0	$176,566	$1,095,729	2
J BRADLEY BENNETT	EXECUTIVE VICE PRESIDENT	60	$928,686	$0	$128,011	$1,056,697	2
CARLO DI FLORIO	CHIEF RISK OFFICER	60	$0	$874,639	$179,321	$1,053,960	2
F GREGORY AHERN	EXECUTIVE VICE PRESIDENT	60	$0	$962,714	$65,010	$1,027,724	3
THOMAS R GIRA	EXECUTIVE VICE PRESIDENT	60	$895,226	$0	$123,507	$1,018,733	2
STEVEN A JOACHIM	EXECUTIVE VICE PRESIDENT	60	$0	$850,371	$108,355	$958,726	3
DANIEL SIBEARS	EXECUTIVE VICE PRESIDENT	60	$771,555	$0	$104,402	$875,957	2
CAMERON K FUNKHOUSER	EXECUTIVE VICE PRESIDENT	60	$784,836	$0	$75,024	$859,860	2
MICHAEL SOLOMON	SENIOR VICE PRESIDENT	60	$791,717	$0	$60,417	$852,134	2
THOMAS M SELMAN	EXECUTIVE VICE PRESIDENT	60	$718,424	$0	$71,202	$789,626	3
DEREK W LINDEN	EXECUTIVE VICE PRESIDENT	60	$688,961	$0	$85,045	$774,006	1
STEPHEN M SCHOENEMAN	SENIOR VICE PRESIDENT	60	$0	$590,767	$128,467	$719,234	3
TRACY B JOHNSON	SENIOR VICE PRESIDENT	60	$0	$582,548	$92,142	$674,690	3
MARCIA E ASQUITH	SENIOR VP AND CORP SECRETARY	60	$0	$552,315	$102,098	$654,413	4
GRACE B VOGEL	EXECUTIVE VICE PRESIDENT	60	$521,841	$0	$4,623	$526,464	1
JONATHAN J SOKOBIN	SENIOR VICE PRESIDENT	60	$0	$411,125	$102,440	$513,565	2
MARTIN P COLBURN	EXECUTIVE VP AND CTO	0	$0	$141,556	$0	$141,556	3
JAMES D WEDDLE	REGULATORY POLICY COMMITTEE	2	$0	$87,933	$0	$87,933	3
RICHARD S PECHTER	REGULATORY POLICY COMMITTEE	2	$0	$87,771	$0	$87,771	3
W DENNIS FERGUSON	CHAIR, REG POLICY CMTE PART-YR	3	$0	$82,667	$0	$82,667	3
JOHN W SCHMIDLIN	REGULATORY POLICY COMMITTEE	2	$0	$80,785	$0	$80,785	3
MARK S CASADY	REGULATORY POLICY COMMITTEE	2	$0	$80,504	$0	$80,504	3
JOEL SELIGMAN	REGULATORY POLICY COMMITTEE	2	$0	$80,498	$0	$80,498	3
KEVIN CARRENO	REGULATORY POLICY COMMITTEE	2	$0	$80,223	$0	$80,223	3
BRIGITTE C MADRIAN	REGULATORY POLICY COMMITTEE	2	$0	$80,150	$0	$80,150	3
HARVEY J GOLDSCHMID	CHAIR, REG POLICY CMTE PART-YR	3	$0	$66,280	$0	$66,280	3
KURT P STOCKER	REGULATORY POLICY COMMITTEE	2	$0	$63,335	$0	$63,335	3
CHARLES A BOWSHER	REGULATORY POLICY COMMITTEE	2	$0	$61,965	$0	$61,965	3
KEN NORENSBERG	REGULATORY POLICY COMMITTEE	2	$0	$60,834	$0	$60,834	3
GARY H STERN	REGULATORY POLICY COMMITTEE	2	$0	$41,018	$0	$41,018	3
ELISSE B WALTER	REGULATORY POLICY COMMITTEE	2	$0	$40,220	$0	$40,220	4
SUSAN WOLBURGH-JENAH	REGULATORY POLICY COMMITTEE	2	$0	$40,220	$0	$40,220	3
GREGORY J FLEMING	REGULATORY POLICY COMMITTEE	2	$0	$0	$0	$0	3

2013 · 41 people listed · 41 paid, $29.5M · 2,678 employees · 0 volunteers

Name	Title	Hrs/wk	From org	From related	Other	Total	Orgs
MARTIN P COLBURN	EXECUTIVE VP AND CTO	60	$0	$4,221,296	$18,566	$4,239,862	3
RICHARD G KETCHUM	CEO	60	$0	$2,551,022	$72,734	$2,623,756	4
THOMAS M SELMAN	EXECUTIVE VICE PRESIDENT	60	$1,779,519	$0	$68,255	$1,847,774	3
CAMERON K FUNKHOUSER	EXECUTIVE VICE PRESIDENT	60	$1,361,786	$0	$73,122	$1,434,908	2
GRACE B VOGEL	EXECUTIVE VICE PRESIDENT	60	$1,173,889	$0	$69,338	$1,243,227	1
TODD T DIGANCI	EXECUTIVE VP AND CFO	60	$0	$1,178,423	$63,965	$1,242,388	3
J BRADLEY BENNETT	EXECUTIVE VICE PRESIDENT	60	$1,188,462	$0	$36,568	$1,225,030	2
SUSAN F AXELROD	EXECUTIVE VICE PRESIDENT	60	$1,091,066	$0	$69,601	$1,160,667	2
EMILY P GORDY	SENIOR VICE PRESIDENT	60	$996,792	$0	$69,794	$1,066,586	1
JOHN F MALITZIS	EXECUTIVE VICE PRESIDENT	60	$950,936	$0	$49,620	$1,000,556	1
ROBERT A MARCHMAN	EXECUTIVE VICE PRESIDENT	60	$908,877	$0	$69,422	$978,299	1
THOMAS R GIRA	EXECUTIVE VICE PRESIDENT	60	$854,365	$0	$107,533	$961,898	2
STEVEN A JOACHIM	EXECUTIVE VICE PRESIDENT	60	$0	$854,659	$100,847	$955,506	3
ROBERT L D COLBY	EVP & CHIEF LEGAL OFFICER	60	$0	$802,999	$145,421	$948,420	3
LINDA D FIENBERG	PRESIDENT - DISPUTE RESOLUTION	60	$0	$838,369	$82,663	$921,032	3
MICHAEL G RUFINO	EXECUTIVE VICE PRESIDENT	60	$826,696	$0	$70,951	$897,647	2
STEPHEN M SCHOENEMAN	SENIOR VICE PRESIDENT	60	$0	$794,807	$72,167	$866,974	3
F GREGORY AHERN	EXECUTIVE VICE PRESIDENT	60	$0	$666,950	$142,197	$809,147	3
DEREK W LINDEN	EXECUTIVE VICE PRESIDENT	60	$661,222	$0	$80,316	$741,538	1
TRACY B JOHNSON	SENIOR VICE PRESIDENT	60	$0	$702,895	$36,194	$739,089	3
MARCIA E ASQUITH	SENIOR VP AND CORP SECRETARY	60	$0	$660,939	$58,263	$719,202	4
STEVEN J RANDICH	EXECUTIVE VICE PRES & CIO	60	$0	$394,073	$120,752	$514,825	3
HOWARD M SCHLOSS	EXECUTIVE VICE PRESIDENT	-	$0	$507,385	$4,147	$511,532	3
T GRANT CALLERY	EXEC VP AND GENERAL COUNSEL	-	$0	$280,926	$2,500	$283,426	4
CARLO DI FLORIO	CHIEF RISK OFFICER	60	$0	$216,491	$46,233	$262,724	2
JONATHAN J SOKOBIN	SENIOR VICE PRESIDENT	60	$0	$187,063	$30,363	$217,426	2
MARC MENCHEL	EXEC VP AND GENERAL COUNSEL	-	$177,233	$0	$3,082	$180,315	3
RICHARD S PECHTER	REGULATORY POLICY COMMITTEE	2	$0	$76,477	$0	$76,477	3
JAMES D WEDDLE	REGULATORY POLICY COMMITTEE	2	$0	$73,051	$0	$73,051	3
HARVEY J GOLDSCHMID	CHAIR, REG POLICY COMMITTEE	3	$0	$72,500	$0	$72,500	3
W DENNIS FERGUSON	REGULATORY POLICY COMMITTEE	3	$0	$72,229	$0	$72,229	3
CHARLES A BOWSHER	REGULATORY POLICY COMMITTEE	2	$0	$71,899	$0	$71,899	3
KURT P STOCKER	REGULATORY POLICY COMMITTEE	2	$0	$71,439	$0	$71,439	3
JOHN W SCHMIDLIN	REGULATORY POLICY COMMITTEE	2	$0	$69,254	$0	$69,254	3
GARY H STERN	REGULATORY POLICY COMMITTEE	2	$0	$68,757	$0	$68,757	3
KEN NORENSBERG	REGULATORY POLICY COMMITTEE	2	$0	$66,143	$0	$66,143	3
JOEL SELIGMAN	REGULATORY POLICY COMMITTEE	2	$0	$65,613	$0	$65,613	3
MARK S CASADY	REGULATORY POLICY COMMITTEE	3	$0	$65,541	$0	$65,541	3
KEVIN CARRENO	REGULATORY POLICY COMMITTEE	2	$0	$61,628	$0	$61,628	3
JED BANDES	REGULATORY POLICY COMMITTEE	2	$0	$45,264	$0	$45,264	3
DR SHIRLEY ANN JACKSON	REGULATORY POLICY COMMITTEE	2	$0	$32,597	$0	$32,597	3

2012 · 42 people listed · 42 paid, $37.1M · 2,647 employees · 0 volunteers

Name	Title	Hrs/wk	From org	From related	Other	Total	Orgs
STEPHEN LUPARELLO	VICE CHAIRMAN	60	$5,281,793	$0	$55,075	$5,336,868	3
HOWARD M SCHLOSS	EXECUTIVE VICE PRESIDENT	60	$0	$3,342,009	$361,828	$3,703,837	3
MARC MENCHEL	EXEC VP AND GENERAL COUNSEL	60	$3,034,006	$0	$218,770	$3,252,776	3
STEVEN A JOACHIM	EXECUTIVE VICE PRESIDENT	60	$0	$3,075,939	$95,673	$3,171,612	3
RICHARD G KETCHUM	CEO	60	$0	$2,555,454	$74,251	$2,629,705	4
T GRANT CALLERY	EXEC VP AND GENERAL COUNSEL	60	$0	$1,364,764	$86,222	$1,450,986	4
TODD T DIGANCI	EXECUTIVE VP AND CFO	60	$0	$1,183,826	$62,697	$1,246,523	3
GRACE B VOGEL	EXECUTIVE VICE PRESIDENT	60	$845,547	$0	$161,806	$1,007,353	1
J BRADLEY BENNETT	EXECUTIVE VICE PRESIDENT	60	$877,728	$0	$119,977	$997,705	2
THOMAS R GIRA	EXECUTIVE VICE PRESIDENT	60	$853,494	$0	$114,686	$968,180	2
LINDA D FIENBERG	PRESIDENT - DISPUTE RESOLUTION	60	$0	$877,421	$81,552	$958,973	3
JAMES J CUMMINGS	EXECUTIVE VICE PRESIDENT	60	$0	$923,163	$33,473	$956,636	3
MARTIN P COLBURN	EXECUTIVE VP AND CTO	60	$0	$803,369	$66,937	$870,306	3
SUSAN F AXELROD	EXECUTIVE VICE PRESIDENT	60	$722,386	$0	$141,330	$863,716	2
SAMUEL H GAER	EXEC VICE PRESIDENT & CIO	60	$0	$703,879	$125,356	$829,235	3
ROBERT A MARCHMAN	EXECUTIVE VICE PRESIDENT	60	$673,927	$0	$139,123	$813,050	1
DANIEL M SIBEARS	EXECUTIVE VICE PRESIDENT	60	$693,439	$0	$105,575	$799,014	2
JOHN F MALITZIS	EXECUTIVE VICE PRESIDENT	60	$678,473	$0	$114,415	$792,888	1
CAMERON K FUNKHOUSER	EXECUTIVE VICE PRESIDENT	60	$672,298	$0	$106,144	$778,442	2
THOMAS M SELMAN	EXECUTIVE VICE PRESIDENT	60	$688,191	$0	$66,923	$755,114	3
DEREK W LINDEN	EXECUTIVE VICE PRESIDENT	60	$659,729	$0	$79,160	$738,889	1
STEPHEN M SCHOENEMAN	SENIOR VICE PRESIDENT	60	$0	$603,575	$124,702	$728,277	3
GENE G DEMAIO	SENIOR VICE PRESIDENT	60	$625,548	$0	$48,318	$673,866	2
TRACY B JOHNSON	SENIOR VICE PRESIDENT	60	$0	$535,264	$82,300	$617,564	3
MARCIA E ASQUITH	SENIOR VP AND CORP SECRETARY	60	$0	$500,175	$88,972	$589,147	4
F GREGORY AHERN	EXECUTIVE VICE PRESIDENT	60	$0	$187,131	$113,807	$300,938	3
ROBERT L D COLBY	EVP & CHIEF LEGAL OFFICER	60	$0	$262,061	$34,997	$297,058	3
JAMES P DONOVAN	SENIOR EXECUTIVE VICE PRES	-	$0	$132,692	$0	$132,692	3
RICHARD S PECHTER	REGULATORY POLICY COMMITTEE	2	$0	$72,573	$0	$72,573	3
JAMES D WEDDLE	REGULATORY POLICY COMMITTEE	2	$0	$69,201	$0	$69,201	3
CHARLES A BOWSHER	REGULATORY POLICY COMMITTEE	2	$0	$69,174	$0	$69,174	3
W DENNIS FERGUSON	REGULATORY POLICY COMMITTEE	3	$0	$69,159	$0	$69,159	3
HARVEY J GOLDSCHMID	CHAIR, REG POLICY COMMITTEE	3	$0	$68,915	$0	$68,915	3
KURT P STOCKER	REGULATORY POLICY COMMITTEE	2	$0	$68,033	$0	$68,033	3
JOHN W SCHMIDLIN	REGULATORY POLICY COMMITTEE	2	$0	$65,417	$0	$65,417	3
DR SHIRLEY ANN JACKSON	REGULATORY POLICY COMMITTEE	2	$0	$65,000	$0	$65,000	3
KEN NORENSBERG	REGULATORY POLICY COMMITTEE	2	$0	$61,189	$0	$61,189	3
MARK S CASADY	REGULATORY POLICY COMMITTEE	3	$0	$60,441	$0	$60,441	3
JED BANDES	REGULATORY POLICY COMMITTEE	2	$0	$60,044	$0	$60,044	3
JOEL SELIGMAN	REGULATORY POLICY COMMITTEE	2	$0	$55,066	$0	$55,066	3
JOEL R BLUMENSCHEIN	REGULATORY POLICY COMMITTEE	2	$0	$41,305	$0	$41,305	3
ELLYN L BROWN	REGULATORY POLICY COMMITTEE	2	$0	$30,130	$0	$30,130	4

2011 · 39 people listed · 39 paid, $25.6M · 2,659 employees

Name	Title	Hrs/wk	From org	From related	Other	Total	Orgs
RICHARD G KETCHUM	CEO	60	-	$3,099,986	$69,198	$3,169,184	4
JAMES P DONOVAN	SENIOR EXECUTIVE VICE PRES.	60	-	$1,410,068	$121,235	$1,531,303	3
STEPHEN LUPARELLO	VICE CHAIRMAN	60	$1,321,685	-	$62,444	$1,384,129	3
TODD T DIGANCI	EXECUTIVE VP AND CFO	60	-	$1,165,920	$58,738	$1,224,658	3
MARC MENCHEL	EXEC VP AND GENERAL COUNSEL	60	$1,095,785	-	$68,413	$1,164,198	3
GRACE B VOGEL	EXECUTIVE VICE PRESIDENT	60	$867,012	-	$153,598	$1,020,610	1
MARTIN P COLBURN	EXEC. VP AND CTO	60	-	$832,867	$139,831	$972,698	3
LINDA D FIENBERG	PRESIDENT - DISPUTE RESOLUTION	60	-	$890,180	$79,509	$969,689	3
GARY K LIEBOWITZ	SENIOR VICE PRESIDENT	60	$884,090	-	$75,907	$959,997	1
THOMAS R GIRA	EXECUTIVE VICE PRESIDENT	60	$809,162	-	$112,765	$921,927	2
JAMES J SHORRIS	EXECUTIVE VICE PRESIDENT	60	$769,857	-	$90,836	$860,693	1
HOWARD M SCHLOSS	EXECUTIVE VICE PRESIDENT	60	-	$757,555	$72,459	$830,014	3
SAMUEL H GAER	EXEC. VICE PRESIDENT & CIO	60	-	$697,582	$131,734	$829,316	3
SUSAN F AXELROD	EXECUIVE VICE PRESIDENT	60	$671,172	-	$139,077	$810,249	2
ROBERT A MARCHMAN	EXECUTIVE VICE PRESIDENT	60	$669,705	-	$139,473	$809,178	1
T GRANT CALLERY	EXEC. VP AND GENERAL COUNSEL	60	-	$687,652	$113,124	$800,776	4
JOHN F MALITZIS	EXECUTIVE VICE PRESIDENT	60	$669,736	-	$113,046	$782,782	1
DANIEL M SIBEARS	EXECUTIVE VICE PRESIDENT	60	$683,553	$0	$97,379	$780,932	2
THOMAS M SELMAN	EXECUTIVE VICE PRESIDENT	60	$673,640	-	$83,416	$757,056	3
JAMES J CUMMINGS	EXECUTIVE VICE PRESIDENT	60	-	$670,186	$83,924	$754,110	3
STEPHEN M SCHOENEMAN	SENIOR VICE PRESIDENT	60	-	$577,567	$118,868	$696,435	3
DEREK W LINDEN	EXECUTIVE VICE PRESIDENT	60	$602,648	-	$68,163	$670,811	1
J BRADLEY BENNETT	EXECUTIVE VICE PRESIDENT	60	$498,928	-	$95,456	$594,384	2
MARCIA E ASQUITH	SENIOR VP AND CORP. SECRETARY	60	-	$471,649	$104,985	$576,634	4
ROBERT C ERRICO	EXECUTIVE VICE PRES.	-	$554,698	-	$5,352	$560,050	1
TRACY B JOHNSON	SENIOR VICE PRESIDENT	60	-	$306,863	$71,146	$378,009	3
RICHARD S PECHTER	REGULATORY POLICY COMMITTEE	2	-	$72,777	-	$72,777	3
W DENNIS FERGUSON	REGULATORY POLICY COMMITTEE	3	-	$69,887	-	$69,887	3
CHARLES A BOWSHER	REGULATORY POLICY COMMITTEE	2	-	$69,804	-	$69,804	3
JOHN W SCHMIDLIN	REGULATORY POLICY COMMITTEE	2	-	$65,613	-	$65,613	3
DR SHIRLEY ANN JACKSON	REGULATORY POLICY COMMITTEE	2	-	$65,125	-	$65,125	3
HARVEY J GOLDSCHMID	CHAIR, REG POLICY COMMITTEE	3	-	$63,292	-	$63,292	3
JED BANDES	REGULATORY POLICY COMMITTEE	2	-	$60,643	-	$60,643	3
MARK S CASADY	REGULATORY POLICY COMMITTEE	3	-	$60,591	-	$60,591	3
ELLYN L BROWN	REGULATORY POLICY COMMITTEE	2	-	$60,429	-	$60,429	4
KEN NORENSBERG	REGULATORY POLICY COMMITTEE	2	-	$55,282	-	$55,282	3
JOEL SELIGMAN	REGULATORY POLICY COMMITTEE	2	-	$55,269	-	$55,269	3
JOEL R BLUMENSCHEIN	REGULATORY POLICY COMMITTEE	2	-	$55,248	-	$55,248	3
JAMES D WEDDLE	REGULATORY POLICY COMMITTEE	2	-	$31,502	-	$31,502	3

2010 · 40 people listed · 39 paid, $28.6M · 2,665 employees · 1 volunteer

Name	Title	Hrs/wk	From org	From related	Other	Total	Orgs
RICHARD G KETCHUM	CEO	60	$0	$2,260,346	$349,008	$2,609,354	4
ROBERT C ERRICO	EXECUTIVE VICE PRESIDENT	60	$2,289,794	$0	$251,633	$2,541,427	1
JAMES P DONOVAN	SENIOR EXECUTIVE VICE PRES.	60	$0	$869,225	$1,165,546	$2,034,771	3
DEREK W LINDEN	EXECUTIVE VICE PRESIDENT	60	$1,360,668	$0	$80,931	$1,441,599	1
STEPHEN LUPARELLO	SENIOR EXECUTIVE VICE PRES.	60	$1,370,526	$0	$62,363	$1,432,889	3
GRACE B VOGEL	EXECUTIVE VICE PRESIDENT	60	$1,210,481	$0	$65,030	$1,275,511	1
TODD T DIGANCI	EXECUTIVE VP AND CFO	60	$0	$1,172,194	$59,804	$1,231,998	3
MARC MENCHEL	EXEC VP AND GENERAL COUNSEL	60	$1,092,510	$0	$65,663	$1,158,173	3
JAMES J SHORRIS	EXEC. VICE PRESIDENT AND COUNS	60	$651,052	$0	$481,573	$1,132,625	1
CARLOTTA ROMANO	SENIOR VICE PRESIDENT	60	$1,048,765	$0	$60,904	$1,109,669	1
MARTIN P COLBURN	EXEC. VP AND CTO	60	$0	$856,433	$195,616	$1,052,049	3
HOWARD M SCHLOSS	EXECUTIVE VICE PRESIDENT	60	$0	$827,144	$200,239	$1,027,383	3
LINDA D FIENBERG	PRESIDENT - DISPUTE RESOLUTION	60	$0	$893,494	$80,505	$973,999	3
THOMAS R GIRA	EXECUTIVE VICE PRESIDENT	60	$795,476	$0	$119,377	$914,853	2
SUSAN F AXELROD	EXECUTIVE VICE PRESIDENT	60	$771,735	$0	$59,506	$831,241	2
T GRANT CALLERY	EXEC. VP AND GENERAL COUNSEL	60	$0	$705,205	$111,280	$816,485	4
DANIEL M SIBEARS	EXECUTIVE VICE PRESIDENT	60	$708,521	$0	$99,788	$808,309	2
MICHAEL RUFINO	SENIOR VICE PRESIDENT	60	$721,062	$0	$67,932	$788,994	2
SUSAN L MERRILL	EXECUTIVE VICE PRESIDENT	60	$759,884	$0	$19,782	$779,666	1
STEPHEN M SCHOENEMAN	SENIOR VICE PRESIDENT	60	$0	$708,508	$63,439	$771,947	3
THOMAS M SELMAN	EXECUTIVE VICE PRESIDENT	60	$672,502	$0	$75,683	$748,185	3
JAMES J CUMMINGS	EXECUTIVE VICE PRESIDENT	60	$643,127	$0	$100,075	$743,202	3
WILLIAM J WOLLMAN	SENIOR VICE PRESIDENT	60	$630,069	$0	$48,275	$678,344	2
MARCIA E ASQUITH	SENIOR VP AND CORP. SECRETARY	60	$0	$588,243	$51,325	$639,568	4
SAMUEL H GAER	EXEC. VP AND CIO	60	$0	$76,850	$204,019	$280,869	3
JOHN W SCHMIDLIN	REGULATORY POLICY COMMITTEE	2	$0	$82,253	$0	$82,253	3
RICHARD S PECHTER	REGULATORY POLICY COMMITTEE	2	$0	$70,202	$0	$70,202	3
CHARLES A BOWSHER	REGULATORY POLICY COMMITTEE	2	$0	$68,998	$0	$68,998	3
DR SHIRLEY ANN JACKSON	REGULATORY POLICY COMMITTEE	2	$0	$65,306	$0	$65,306	3
W DENNIS FERGUSON	REGULATORY POLICY COMMITTEE	3	$0	$64,839	$0	$64,839	3
HARVEY J GOLDSCHMID	CHAIR, REG POLICY COMMITTEE	3	$0	$63,262	$0	$63,262	3
MARK S CASADY	REGULATORY POLICY COMMITTEE	4	$0	$60,742	$0	$60,742	3
ELLYN L BROWN	REGULATORY POLICY COMMITTEE	2	$0	$60,321	$0	$60,321	4
JOEL SELIGMAN	REGULATORY POLICY COMMITTEE	2	$0	$55,323	$0	$55,323	3
G DONALD STEEL PART-YR	REGULATORY POLICY COMMITTEE	2	$0	$50,085	$0	$50,085	3
MARI BUECHNER PART-YR	REGULATORY POLICY COMMITTEE	2	$0	$43,074	$0	$43,074	3
JAMES F DUFFY PART-YR	REGULATORY POLICY COMMITTEE	2	$0	$41,464	$0	$41,464	3
KEN NORENSBERG PART-YR	REGULATORY POLICY COMMITTEE	2	$0	$30,261	$0	$30,261	3
JOEL R BLUMENSCHEIN PART-YR	REGULATORY POLICY COMMITTEE	2	$0	$27,761	$0	$27,761	3
JAMES D WEDDLE	REGULATORY POLICY COMMITTEE	2	$0	$0	$0	$0	3

Highest-paid independent contractors

2024 · 1 contractor · $625.5M

Name	Location	Service	Paid
Financial Industry Regulatory Authority	Washington, DC	MANAGEMENT/ADMIN	$625,455,884

2023 · 1 contractor · $555.8M

Name	Location	Service	Paid
Financial Industry Regulatory Authority	Washington, DC	MANAGEMENT/ADMIN	$555,823,722

2022 · 1 contractor · $439.9M

Name	Location	Service	Paid
Financial Industry Regulatory Authority	Washington, DC	MANAGEMENT/ADMIN	$439,902,190

2021 · 1 contractor · $461.6M

Name	Location	Service	Paid
Financial Industry Regulatory Authority	Washington, DC	MANAGEMENT/ADMIN	$461,605,858

2020 · 1 contractor · $450.6M

Name	Location	Service	Paid
Financial Industry Regulatory Authority	Washington, DC	MANAGEMENT/ADMIN	$450,627,929

2019 · 1 contractor · $458.1M

Name	Location	Service	Paid
Financial Industry Regulatory Authority	Washington, DC	Consulting/Employee	$458,121,930

2018 · 1 contractor · $458.3M

Name	Location	Service	Paid
FINANCIAL INDUSTRY REGULATORY AUTHO	WASHINGTON, DC	CONSULTING/EMPLOYEE	$458,340,793

2017 · 1 contractor · $462.1M

Name	Location	Service	Paid
FINANCIAL INDUSTRY REGULATORY AUTHO	WASHINGTON, DC	CONSULTING/EMPLOYEE	$462,144,938

2016 · 1 contractor · $459.6M

Name	Location	Service	Paid
FINANCIAL INDUSTRY REGULATORY AUTHO	WASHINGTON, DC	CONSULTING/EMPLOYEE	$459,560,387

2015 · 5 contractors · $24.5M

Name	Location	Service	Paid
PROMETRIC	PITTSBURGH, PA	TESTING SERVICES	$16,850,337
NCS PEARSON INCORPORATED	CHICAGO, IL	TESTING SERVICES	$4,850,954
VERITEXT YORK	CHICAGO, IL	CONSULTING	$2,152,201
TFI RESOURCES INC	HOUSTON, TX	RECRUITING	$362,870
TEKSYSTEMS INC	ATLANTA, GA	TECH. CONSULTING	$246,791

2014 · 5 contractors · $29.3M

Name	Location	Service	Paid
PROMETRIC	PITTSBURGH, PA	TESTING SERVICES	$18,290,921
NCS PEARSON INCORPORATED	CHICAGO, IL	TESTING SERVICES	$5,918,046
MCKINSEY COMPANY	CHICAGO, IL	CONSULTING	$2,550,300
VERITEXT YORK	CHICAGO, IL	CONSULTING	$2,230,910
MINDBANK CONSULTING GROUP	RESTON, VA	TECH. CONSULTING	$292,022

2013 · 5 contractors · $29.6M

Name	Service	Paid
PROMETRIC	TESTING SERVICES	$18,425,268
NCS PEARSON INCORPORATED	TESTING SERVICES	$7,212,089
VERITEXT YORK	TECH. CONSULTING	$2,317,795
KPMG LLP	CONSULTING	$856,744
TIGER TEAM CONSULTING	TECH. CONSULTING	$775,702

2012 · 5 contractors · $28.2M

Name	Location	Service	Paid
PROMETRIC	PITTSBURGH, PA	TESTING SERVICES	$17,361,493
NCS PEARSON INCORPORATED	CHICAGO, IL	TESTING SERVICES	$8,043,682
KINETIX TECHNOLOGY PARTNERS INC	POTOMAC FALLS, VA	TECH. CONSULTING	$1,098,425
TIGER TEAM CONSULTING	FAIRFAX, VA	TECH. CONSULTING	$965,365
MORETAB CONSULTING	ARLINGTON, TX	TECH. CONSULTING	$769,664

2011 · 5 contractors · $27.4M

Name	Location	Service	Paid
PROMETRIC	PITTSBURGH, PA	TESTING SERVICES	$18,184,934
NCS PEARSON INCORPORATED	CHICAGO, IL	TESTING SERVICES	$6,276,278
TEK SYSTEMS INC	ATLANTA, GA	TECH. CONSULTING	$1,215,911
KINETIX TECHNOLOGY PARTNERS INC	POTOMAC FALLS, VA	TECH. CONSULTING	$952,850
TIGER TEAM CONSULTING LLC	FAIRFAX, VA	TECH. CONSULTING	$738,580

2010 · 5 contractors · $36.1M

Name	Location	Service	Paid
PROMETRIC	PITTSBURGH, PA	TESTING SERVICES	$22,621,140
NCS PEARSON INCORPORATED	CHICAGO, IL	TESTING SERVICES	$7,641,969
TEK SYSTEMS INC	ATLANTA, GA	TECH. CONSULTING	$2,449,283
DEALOGIC INC	BUFFALO, NY	TECH. CONSULTING	$1,941,507
ATKINSON-BAKER INC	GLENDALE, CA	LEGAL CONSULTING	$1,454,250

Who the money went to

Grants this organization reported paying: Schedule I Part II of the Form 990, or the grants-paid list on the 990-PF. Open a year for every recipient. Recipients link to their own page when the grant names an EIN we have (990-PF grants list no EIN, so those link only on an exact, unique name and state). Grants to individuals are counted; their names are not shown.

2024 · 8 grants to organizations · $6.1M

Show every grant for 2024 · CSV

2023 · 7 grants to organizations · $7.4M

Show every grant for 2023 · CSV

2022 · 7 grants to organizations · $6.3M

Show every grant for 2022 · CSV

2021 · 7 grants to organizations · $644K

Listed grants add up to $644,488; the return's “grants paid” expense line says $617,066. Returns can differ here (grants paid vs. accrued, items listed elsewhere); check the filing.

Show every grant for 2021 · CSV

2020 · 9 grants to organizations · $732K

Listed grants add up to $732,323; the return's “grants paid” expense line says $786,429. Returns can differ here (grants paid vs. accrued, items listed elsewhere); check the filing.

Show every grant for 2020 · CSV

2019 · 10 grants to organizations · $433K

Listed grants add up to $433,242; the return's “grants paid” expense line says $438,242. Returns can differ here (grants paid vs. accrued, items listed elsewhere); check the filing.

Show every grant for 2019 · CSV

2018 · 11 grants to organizations · $1.1M

Show every grant for 2018 · CSV

2017 · 13 grants to organizations · $544K

Listed grants add up to $543,841; the return's “grants paid” expense line says $577,521. Returns can differ here (grants paid vs. accrued, items listed elsewhere); check the filing.

Show every grant for 2017 · CSV

2016 · 10 grants to organizations · $1.9M

Listed grants add up to $1,910,189; the return's “grants paid” expense line says $1,983,255. Returns can differ here (grants paid vs. accrued, items listed elsewhere); check the filing.

Show every grant for 2016 · CSV

2015 · 14 grants to organizations · $1.2M

Show every grant for 2015 · CSV

2014 · 10 grants to organizations · $250K

Listed grants add up to $249,692; the return's “grants paid” expense line says $254,363. Returns can differ here (grants paid vs. accrued, items listed elsewhere); check the filing.

Show every grant for 2014 · CSV

2013 · 11 grants to organizations · $388K

Listed grants add up to $387,552; the return's “grants paid” expense line says $348,052. Returns can differ here (grants paid vs. accrued, items listed elsewhere); check the filing.

Show every grant for 2013 · CSV

2012 · 8 grants to organizations · $148K

Listed grants add up to $147,500; the return's “grants paid” expense line says $224,100. Returns can differ here (grants paid vs. accrued, items listed elsewhere); check the filing.

Show every grant for 2012 · CSV

2011 · 10 grants to organizations · $236K

Listed grants add up to $235,885; the return's “grants paid” expense line says $257,110. Returns can differ here (grants paid vs. accrued, items listed elsewhere); check the filing.

Show every grant for 2011 · CSV

2010 · 10 grants to organizations · $218K

Listed grants add up to $218,364; the return's “grants paid” expense line says $278,005. Returns can differ here (grants paid vs. accrued, items listed elsewhere); check the filing.

Show every grant for 2010 · CSV

Negative amounts are returned or refunded grants; they are listed last and left out of the totals of grants paid.

Who gave

Contributor names are not public for this form type.

Public charities filing Form 990 or 990-EZ report large donors on Schedule B, but the IRS withholds their names and addresses from public copies. Private foundations (990-PF) are different: their contributors are public.

Finances

Newest first. Each filing: its name on one row, its figures on the row beneath. Greyed filings are superseded by a later return for the same period and are left out everywhere else on this page.

Revenue	Expenses	Assets	Net assets	Contributions	Program revenue	Officer pay	Employees	Volunteers
2024 · Form 990 period ending 2024-12-31 · view filing · original 990 ↗
$1,354,035,278	$872,225,711	$94,061,520	-$72,885,642	$0	$1,354,032,018	$0	0	2
2023 · Form 990 period ending 2023-12-31 · view filing · original 990 ↗
$1,118,127,486	$781,443,382	$60,411,994	-$116,755,378	$0	$1,118,124,226	$0	0	3
2022 · Form 990 period ending 2022-12-31 · view filing · original 990 ↗
$1,039,482,542	$693,480,189	$30,977,462	-$118,331,767	$0	$1,039,428,182	$0	0	3
2021 · Form 990 period ending 2021-12-31 · view filing · original 990 ↗
$1,138,654,783	$668,437,890	$51,636,831	-$89,457,531	$0	$1,138,598,186	$0	0	2
2020 · Form 990 period ending 2020-12-31 · view filing · original 990 ↗
$964,459,237	$634,634,476	$68,166,800	-$63,686,272	$0	$964,396,404	$0	0	1
2019 · Form 990 period ending 2019-12-31 · view filing · original 990 ↗
$805,372,686	$665,104,315	$31,398,219	-$107,018,077	$0	$805,258,766	$0	0	1
2018 · Form 990 period ending 2018-12-31 · view filing · original 990 ↗
$818,795,285	$664,455,500	$49,311,804	-$102,095,959	$0	$818,670,022	$0	0	1
2017 · Form 990 period ending 2017-12-31 · view filing · original 990 ↗
$792,133,612	$663,310,439	$58,676,126	-$91,090,858	$0	$791,969,260	$0	0	1
2016 · Form 990 period ending 2016-12-31 · view filing · original 990 ↗
$917,521,328	$704,341,069	$49,679,223	-$108,796,134	$0	$917,521,328	$0	0	1
2015 · Form 990 period ending 2015-12-31 · view filing · original 990 ↗
$853,552,682	$624,652,739	$70,273,653	-$320,161,386	$0	$852,947,989	$4,766,641	2,849	1
2014 · Form 990 period ending 2014-12-31 · view filing · original 990 ↗
$852,977,571	$598,987,743	$50,581,527	-$392,066,791	$0	$852,600,052	$5,201,351	2,753	1
2013 · Form 990 period ending 2013-12-31 · view filing · original 990 ↗
$756,743,585	$659,177,648	$48,496,583	-$349,108,889	$0	$756,384,367	$5,734,873	2,678	0
2012 · Form 990 period ending 2012-12-31 · view filing · original 990 ↗
$722,631,532	$789,563,273	$33,863,456	-$445,417,313	$0	$722,575,229	$7,994,659	2,647	0
2011 · Form 990 period ending 2011-12-31 · view filing · original 990 ↗
$715,973,148	$803,865,842	$19,407,982	-$399,301,381	$0	$715,806,211	$8,596,071	2,659	-
2010 · Form 990 period ending 2010-12-31 · view filing · original 990 ↗
$679,516,467	$717,010,382	$38,378,143	-$318,105,307	$0	$679,513,012	$10,620,452	2,665	1

Connected to

Organizations that list some of the same people on their returns (officers, directors, key employees on this organization’s latest return), and related organizations it lists on Schedule R.

FINANCIAL INDUSTRY REGULATORY AUTHORITY INC Rockville, MD · 20 people in common (Deborah Bailey, Eric W Noll, Ethiopis Tafara) · related organization (Schedule R)
FINRA DISPUTE RESOLUTION INC Washington, DC · 4 people in common (Marcia E Asquith, Richard W Berry, Robert L D Colby)
FINRA INVESTOR EDUCATION FOUNDATION Rockville, MD · 2 people in common (Marcia E Asquith, Robert W Cook) · related organization (Schedule R)
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION INC New York, NY · 1 person in common (Timothy C Scheve)

Funders of this organization

Not reported: no grants to this organization appear in the filings we have (tax years 2010 to 2025).

Nearby + Similar BETA

Organizations like this one: what they do and who they are linked to

Organizations like this one

Same category: NTEE code and revenue

Ranked without any AI: same NTEE code first, then the same NTEE group; then revenue within 2x, 5x or 10x; then the same state; then similar name and mission text. Same state only

Organization	State	NTEE	Latest revenue	Latest expenses	Top-paid title	Top pay	Why similar
REGULATION ALERT INC	DC	Not reported	$10,000	$18,477	SECRETARY/TREASURER	$0	Similar name, revenue differs more than 10x

Who funds organizations like this

Not reported: none of these organizations has foundation or DAF-sponsor grants in the filings we have.

The full list · all similar organizations

Where the money went

Every expense line on each return, biggest first: Form 990 Part IX (with its program, management and fundraising columns), 990-EZ Part I, or 990-PF Part I. Event marks lines the organization itself describes as events. “Events” in each summary adds those lines, conferences and meetings, and the direct costs of fundraising events. Unusual is not the same as improper. Many of these patterns have ordinary explanations. Check the filing.

2024 · Form 990 · $872,225,711 spent · pay $0 · grants $6,162,196 · events $7,466,541

Line	As described	Total	Program	Management	Fundraising	Share
Fees: management		$625,455,884	-	-	-	71.7%
Other (as described)	Overhead Allocation	$145,370,952	-	-	-	16.7%
Fees: other services		$34,261,654	-	-	-	3.9%
Occupancy		$30,888,094	-	-	-	3.5%
Travel		$8,196,114	-	-	-	0.9%
Conferences, conventions and meetings		$7,466,541	-	-	-	0.9%
Grants to US organizations and governments		$6,162,196	-	-	-	0.7%
Other (as described)	Temporary Help	$5,429,535	-	-	-	0.6%
Information technology		$3,699,168	-	-	-	0.4%
Office expenses		$2,689,507	-	-	-	0.3%
Other (as described)	Bad Debt	$1,904,886	-	-	-	0.2%
Fees: accounting		$384,811	-	-	-	0.0%
Other (as described)	Publications and Printing	$265,999	-	-	-	0.0%
Fees: legal		$50,370	-	-	-	0.0%
Total		$872,225,711				100%

View the filing

2023 · Form 990 · $781,443,382 spent · pay $0 · grants $7,403,998 · events $2,511,392

Line	As described	Total	Program	Management	Fundraising	Share
Fees: management		$555,823,722	-	-	-	71.1%
Other (as described)	Overhead Allocation	$130,240,564	-	-	-	16.7%
Occupancy		$32,907,423	-	-	-	4.2%
Fees: other services		$25,367,136	-	-	-	3.2%
Travel		$11,583,319	-	-	-	1.5%
Grants to US organizations and governments		$7,403,998	-	-	-	0.9%
Other (as described)	Temporary Help	$5,715,631	-	-	-	0.7%
Information technology		$3,267,528	-	-	-	0.4%
Other (as described)	Bad Debt	$2,558,896	-	-	-	0.3%
Conferences, conventions and meetings		$2,511,392	-	-	-	0.3%
Office expenses		$2,128,977	-	-	-	0.3%
Fees: legal		$898,756	-	-	-	0.1%
Fees: accounting		$468,314	-	-	-	0.1%
All other expenses		$297,839	-	-	-	0.0%
Other (as described)	Publications and Printing	$230,048	-	-	-	0.0%
Insurance		$39,519	-	-	-	0.0%
Advertising and promotion		$320	-	-	-	0.0%
Total		$781,443,382				100%

View the filing

2022 · Form 990 · $693,480,189 spent · pay $0 · grants $6,272,489 · events $1,761,839

Line	As described	Total	Program	Management	Fundraising	Share
Fees: management		$439,902,190	-	-	-	63.4%
Other (as described)	Overhead Allocation	$115,580,031	-	-	-	16.7%
Information technology		$48,764,292	-	-	-	7.0%
Occupancy		$30,484,516	-	-	-	4.4%
Fees: other services		$29,319,968	-	-	-	4.2%
Travel		$6,839,493	-	-	-	1.0%
Grants to US organizations and governments		$6,272,489	-	-	-	0.9%
Other (as described)	Temporary Help	$4,817,349	-	-	-	0.7%
Office expenses		$3,392,741	-	-	-	0.5%
Fees: legal		$3,067,617	-	-	-	0.4%
Other (as described)	Bad Debt	$2,778,722	-	-	-	0.4%
Conferences, conventions and meetings		$1,761,839	-	-	-	0.3%
Other (as described)	Publications and Printing	$345,940	-	-	-	0.0%
Fees: accounting		$145,679	-	-	-	0.0%
Advertising and promotion		$7,323	-	-	-	0.0%
Total		$693,480,189				100%

View the filing

2021 · Form 990 · $668,437,890 spent · pay $0 · grants $617,066 · events $1,283,856

Line	As described	Total	Program	Management	Fundraising	Share
Fees: management		$461,605,858	-	-	-	69.1%
Other (as described)	Overhead Allocation	$111,406,315	-	-	-	16.7%
Fees: other services		$37,367,234	-	-	-	5.6%
Occupancy		$30,902,237	-	-	-	4.6%
Other (as described)	Bad Debt	$15,550,097	-	-	-	2.3%
Other (as described)	Temporary Help	$4,858,846	-	-	-	0.7%
Information technology		$1,636,466	-	-	-	0.2%
Office expenses		$1,409,206	-	-	-	0.2%
Travel		$1,287,347	-	-	-	0.2%
Conferences, conventions and meetings		$1,283,856	-	-	-	0.2%
Grants to US organizations and governments		$617,066	-	-	-	0.1%
Other (as described)	Publications and Printing	$246,066	-	-	-	0.0%
Fees: accounting		$132,784	-	-	-	0.0%
All other expenses		$77,299	-	-	-	0.0%
Advertising and promotion		$36,601	-	-	-	0.0%
Fees: legal		$20,612	-	-	-	0.0%
Total		$668,437,890				100%

View the filing

2020 · Form 990 · $634,634,476 spent · pay $0 · grants $786,429 · events $543,654

Line	As described	Total	Program	Management	Fundraising	Share
Fees: management		$450,627,929	-	-	-	71.0%
Other (as described)	Overhead Allocation	$105,772,413	-	-	-	16.7%
Occupancy		$35,355,529	-	-	-	5.6%
Fees: other services		$27,296,295	-	-	-	4.3%
Other (as described)	Bad Debt	$5,098,035	-	-	-	0.8%
Other (as described)	Temporary Help	$3,796,273	-	-	-	0.6%
Travel		$1,703,428	-	-	-	0.3%
Office expenses		$1,561,268	-	-	-	0.2%
Information technology		$1,539,849	-	-	-	0.2%
Grants to US organizations and governments		$786,429	-	-	-	0.1%
Conferences, conventions and meetings		$543,654	-	-	-	0.1%
Other (as described)	Publications and Printing	$310,353	-	-	-	0.0%
Fees: accounting		$138,125	-	-	-	0.0%
All other expenses		$87,013	-	-	-	0.0%
Advertising and promotion		$14,020	-	-	-	0.0%
Fees: legal		$3,863	-	-	-	0.0%
Total		$634,634,476				100%

View the filing

2019 · Form 990 · $665,104,315 spent · pay $0 · grants $438,242 · events $5,221,301

Line	As described	Total	Program	Management	Fundraising	Share
Fees: management		$458,121,930	-	-	-	68.9%
Other (as described)	Overhead Allocation	$110,850,719	-	-	-	16.7%
Occupancy		$39,544,809	-	-	-	5.9%
Fees: other services		$26,102,523	$0	$0	$0	3.9%
Travel		$9,347,675	-	-	-	1.4%
Conferences, conventions and meetings		$5,221,301	-	-	-	0.8%
Information technology		$4,370,680	-	-	-	0.7%
Other (as described)	Temporary Help	$3,678,167	-	-	-	0.6%
Other (as described)	Bad Debt	$3,577,217	-	-	-	0.5%
Office expenses		$2,388,549	-	-	-	0.4%
Fees: legal		$762,480	-	-	-	0.1%
Grants to US organizations and governments		$438,242	-	-	-	0.1%
Other (as described)	Publications and Printing	$346,338	-	-	-	0.1%
All other expenses		$180,259	$0	$0	$0	0.0%
Fees: accounting		$126,500	-	-	-	0.0%
Advertising and promotion		$46,926	-	-	-	0.0%
Total		$665,104,315				100%

View the filing

2018 · Form 990 · $664,455,500 spent · pay $0 · grants $1,083,953 · events $5,293,827

Line	As described	Total	Program	Management	Fundraising	Share
Fees: management		$458,340,793	-	-	-	69.0%
Other (as described)	OVERHEAD ALLOCATION	$110,742,583	-	-	-	16.7%
Occupancy		$38,942,498	-	-	-	5.9%
Fees: other services		$25,647,108	-	-	-	3.9%
Travel		$9,402,037	-	-	-	1.4%
Conferences, conventions and meetings		$5,293,827	-	-	-	0.8%
Information technology		$4,371,853	-	-	-	0.7%
Other (as described)	BAD DEBT	$3,725,214	-	-	-	0.6%
Other (as described)	TEMPORARY HELP	$2,898,017	-	-	-	0.4%
Office expenses		$2,564,512	-	-	-	0.4%
Grants to US organizations and governments		$1,083,953	-	-	-	0.2%
Fees: legal		$813,965	-	-	-	0.1%
Other (as described)	PUBLICATIONS/PRINTING	$306,903	-	-	-	0.0%
All other expenses		$120,805	-	-	-	0.0%
Fees: accounting		$118,207	-	-	-	0.0%
Advertising and promotion		$83,225	-	-	-	0.0%
Total		$664,455,500				100%

View the filing

2017 · Form 990 · $663,310,439 spent · pay $0 · grants $577,521 · events $4,903,295

Line	As described	Total	Program	Management	Fundraising	Share
Fees: management		$462,144,938	-	-	-	69.7%
Other (as described)	OVERHEAD ALLOCATION	$110,551,740	-	-	-	16.7%
Occupancy		$37,411,259	-	-	-	5.6%
Fees: other services		$25,041,645	-	-	-	3.8%
Travel		$9,766,030	-	-	-	1.5%
Conferences, conventions and meetings		$4,903,295	-	-	-	0.7%
Information technology		$3,646,123	-	-	-	0.5%
Office expenses		$3,169,002	-	-	-	0.5%
Other (as described)	BAD DEBT	$2,366,865	-	-	-	0.4%
Other (as described)	TEMPORARY HELP	$2,284,868	-	-	-	0.3%
Fees: legal		$739,903	-	-	-	0.1%
Grants to US organizations and governments		$562,521	-	-	-	0.1%
Other (as described)	PUBLICATIONS/PRINTING	$376,229	-	-	-	0.1%
Fees: accounting		$120,000	-	-	-	0.0%
All other expenses		$107,100	-	-	-	0.0%
Advertising and promotion		$103,921	-	-	-	0.0%
Grants outside the US		$15,000	-	-	-	0.0%
Total		$663,310,439				100%

View the filing

2016 · Form 990 · $704,341,069 spent · pay $0 · grants $1,983,255 · events $5,914,896

Line	As described	Total	Program	Management	Fundraising	Share
Fees: management		$459,560,387	-	-	-	65.2%
Other (as described)	OVERHEAD ALLOCATION	$140,811,468	-	-	-	20.0%
Occupancy		$36,316,266	-	-	-	5.2%
Fees: other services		$28,265,679	-	-	-	4.0%
Travel		$12,966,925	-	-	-	1.8%
Other (as described)	BAD DEBT	$6,395,383	-	-	-	0.9%
Conferences, conventions and meetings		$5,914,896	-	-	-	0.8%
Information technology		$4,486,667	-	-	-	0.6%
Office expenses		$3,577,794	-	-	-	0.5%
Other (as described)	TEMPORARY HELP	$2,383,849	-	-	-	0.3%
Grants to US organizations and governments		$1,968,255	-	-	-	0.3%
Fees: legal		$853,734	-	-	-	0.1%
Other (as described)	PUBLICATIONS/PRINTING	$590,808	-	-	-	0.1%
Fees: accounting		$119,400	-	-	-	0.0%
Advertising and promotion		$96,433	-	-	-	0.0%
All other expenses		$18,125	-	-	-	0.0%
Grants outside the US		$15,000	-	-	-	0.0%
Total		$704,341,069				100%

View the filing

2015 · Form 990 · $624,652,739 spent · pay $424,511,786 · grants $1,174,286 · events $4,733,315

Line	As described	Total	Program	Management	Fundraising	Share
Other salaries and wages		$320,182,604	-	-	-	51.3%
Other (as described)	OVERHEAD ALLOCATION	$104,108,790	-	-	-	16.7%
Pension plan contributions		$44,318,985	-	-	-	7.1%
Other employee benefits		$33,471,920	-	-	-	5.4%
Occupancy		$31,495,706	-	-	-	5.0%
Fees: other services		$25,545,813	-	-	-	4.1%
Payroll taxes		$21,771,636	-	-	-	3.5%
Travel		$12,275,496	-	-	-	2.0%
Information technology		$5,207,574	-	-	-	0.8%
Pay: officers, directors, trustees, key employees		$4,766,641	-	-	-	0.8%
Conferences, conventions and meetings		$4,733,315	-	-	-	0.8%
Fees: management		$4,378,104	-	-	-	0.7%
Office expenses		$3,996,943	-	-	-	0.6%
Depreciation and depletion		$2,639,893	-	-	-	0.4%
Other (as described)	BAD DEBT EXPENSE	$1,902,593	-	-	-	0.3%
Grants to US organizations and governments		$1,159,286	-	-	-	0.2%
Other (as described)	TEMPORARY HELP	$1,138,117	-	-	-	0.2%
Fees: legal		$678,052	-	-	-	0.1%
Other (as described)	PUBLICATIONS/PRINTING	$476,827	-	-	-	0.1%
All other expenses		$175,315	-	-	-	0.0%
Advertising and promotion		$111,329	-	-	-	0.0%
Fees: accounting		$102,800	-	-	-	0.0%
Grants outside the US		$15,000	$0	-	-	0.0%
Total		$624,652,739				100%

View the filing

2014 · Form 990 · $598,987,743 spent · pay $403,629,283 · grants $254,363 · events $3,094,504

Line	As described	Total	Program	Management	Fundraising	Share
Other salaries and wages		$303,381,238	-	-	-	50.6%
Other (as described)	OVERHEAD ALLOCATION	$99,831,290	-	-	-	16.7%
Pension plan contributions		$44,885,205	-	-	-	7.5%
Occupancy		$31,175,803	-	-	-	5.2%
Other employee benefits		$28,844,987	-	-	-	4.8%
Fees: other services		$24,713,346	-	-	-	4.1%
Payroll taxes		$21,316,502	-	-	-	3.6%
Travel		$12,170,913	-	-	-	2.0%
Fees: management		$6,421,116	-	-	-	1.1%
Pay: officers, directors, trustees, key employees		$5,201,351	-	-	-	0.9%
Information technology		$5,045,469	-	-	-	0.8%
Depreciation and depletion		$3,959,387	-	-	-	0.7%
Office expenses		$3,845,156	-	-	-	0.6%
Conferences, conventions and meetings		$3,094,504	-	-	-	0.5%
Other (as described)	BAD DEBT EXPENSE	$2,178,220	-	-	-	0.4%
Other (as described)	TEMPORARY HELP	$1,181,154	-	-	-	0.2%
Fees: legal		$659,851	-	-	-	0.1%
Other (as described)	PUBLICATIONS/PRINTING	$441,939	-	-	-	0.1%
Grants to US organizations and governments		$254,363	-	-	-	0.0%
All other expenses		$213,326	-	-	-	0.0%
Fees: accounting		$104,000	-	-	-	0.0%
Advertising and promotion		$68,623	-	-	-	0.0%
Total		$598,987,743				100%

View the filing

2013 · Form 990 · $659,177,648 spent · pay $437,082,328 · grants $348,052 · events $2,548,963

Line	As described	Total	Program	Management	Fundraising	Share
Other salaries and wages		$310,867,256	-	-	-	47.2%
Other (as described)	OVERHEAD ALLOCATION	$83,950,622	-	-	-	12.7%
Pension plan contributions		$71,175,191	-	-	-	10.8%
Information technology		$54,094,785	-	-	-	8.2%
Occupancy		$31,016,413	-	-	-	4.7%
Other employee benefits		$28,451,370	-	-	-	4.3%
Fees: other services		$24,099,972	-	-	-	3.7%
Payroll taxes		$20,853,638	-	-	-	3.2%
Travel		$11,901,378	-	-	-	1.8%
Pay: officers, directors, trustees, key employees		$5,734,873	-	-	-	0.9%
Office expenses		$4,067,855	-	-	-	0.6%
Depreciation and depletion		$3,517,869	-	-	-	0.5%
Fees: management		$2,878,614	-	-	-	0.4%
Conferences, conventions and meetings		$2,548,963	-	-	-	0.4%
Other (as described)	BAD DEBT EXPENSE	$1,744,097	-	-	-	0.3%
Other (as described)	TEMPORARY HELP	$868,083	-	-	-	0.1%
Fees: legal		$424,484	-	-	-	0.1%
Other (as described)	PUBLICATIONS/PRINTING	$366,559	-	-	-	0.1%
Grants to US organizations and governments		$348,052	-	-	-	0.1%
All other expenses		$153,446	-	-	-	0.0%
Fees: accounting		$97,100	-	-	-	0.0%
Advertising and promotion		$17,028	-	-	-	0.0%
Total		$659,177,648				100%

View the filing

2012 · Form 990 · $789,563,273 spent · pay $428,400,588 · grants $224,100 · events $2,119,285

Line	As described	Total	Program	Management	Fundraising	Share
Other salaries and wages		$321,465,262	-	-	-	40.7%
Other (as described)	OVERHEAD ALLOCATION	$196,185,652	-	-	-	24.8%
Information technology		$68,344,790	-	-	-	8.7%
Pension plan contributions		$54,607,438	-	-	-	6.9%
Occupancy		$35,257,641	-	-	-	4.5%
Fees: other services		$26,168,296	-	-	-	3.3%
Other employee benefits		$23,994,924	-	-	-	3.0%
Payroll taxes		$20,338,305	-	-	-	2.6%
Travel		$12,975,480	-	-	-	1.6%
Depreciation and depletion		$8,315,002	-	-	-	1.1%
Pay: officers, directors, trustees, key employees		$7,994,659	-	-	-	1.0%
Office expenses		$4,432,036	-	-	-	0.6%
Other (as described)	BAD DEBT EXPENSE	$2,497,364	-	-	-	0.3%
Conferences, conventions and meetings		$2,119,285	-	-	-	0.3%
Fees: management		$1,403,530	-	-	-	0.2%
Other (as described)	TEMPORARY HELP	$1,075,936	-	-	-	0.1%
Fees: legal		$973,579	-	-	-	0.1%
All other expenses		$803,202	-	-	-	0.1%
Other (as described)	PUBLICATIONS/PRINTING	$294,992	-	-	-	0.0%
Grants to US organizations and governments		$224,100	-	-	-	0.0%
Fees: accounting		$78,000	-	-	-	0.0%
Advertising and promotion		$13,800	-	-	-	0.0%
Total		$789,563,273				100%

View the filing

2011 · Form 990 · $803,865,842 spent · pay $383,239,255 · grants $257,110 · events $2,336,626

Line	As described	Total	Program	Management	Fundraising	Share
Other salaries and wages		$291,215,656	-	-	-	36.2%
Other (as described)	OVERHEAD ALLOCATION	$221,143,880	-	-	-	27.5%
Information technology		$84,317,646	-	-	-	10.5%
Occupancy		$48,565,657	-	-	-	6.0%
Pension plan contributions		$40,679,466	-	-	-	5.1%
Fees: other services		$23,575,797	-	-	-	2.9%
Other employee benefits		$23,226,311	-	-	-	2.9%
Payroll taxes		$19,521,751	-	-	-	2.4%
Travel		$13,335,627	-	-	-	1.7%
Depreciation and depletion		$13,159,287	-	-	-	1.6%
Pay: officers, directors, trustees, key employees		$8,596,071	-	-	-	1.1%
Fees: management		$4,869,889	-	-	-	0.6%
Office expenses		$4,728,539	-	-	-	0.6%
Conferences, conventions and meetings		$2,336,626	-	-	-	0.3%
Other (as described)	BAD DEBT EXPENSE	$1,447,008	-	-	-	0.2%
Other (as described)	TEMPORARY HELP	$1,260,326	-	-	-	0.2%
Fees: legal		$632,896	-	-	-	0.1%
All other expenses		$435,207	-	-	-	0.1%
Other (as described)	PUBLICATIONS/PRINTING	$403,655	-	-	-	0.1%
Grants to US organizations and governments		$257,110	-	-	-	0.0%
Fees: accounting		$121,173	-	-	-	0.0%
Advertising and promotion		$36,264	-	-	-	0.0%
Total		$803,865,842				100%

View the filing

2010 · Form 990 · $717,010,382 spent · pay $353,262,747 · grants $278,005 · events $411,209

Line	As described	Total	Program	Management	Fundraising	Share
Other salaries and wages		$269,188,131	-	-	-	37.5%
Other (as described)	OVERHEAD ALLOCATION	$165,674,348	-	-	-	23.1%
Information technology		$83,130,021	-	-	-	11.6%
Occupancy		$45,643,832	-	-	-	6.4%
Pension plan contributions		$37,769,595	-	-	-	5.3%
Fees: other services		$22,396,469	-	-	-	3.1%
Depreciation and depletion		$21,072,543	-	-	-	2.9%
Payroll taxes		$18,155,228	-	-	-	2.5%
Other employee benefits		$17,529,341	-	-	-	2.4%
Travel		$12,654,160	-	-	-	1.8%
Pay: officers, directors, trustees, key employees		$10,620,452	-	-	-	1.5%
Office expenses		$4,406,607	-	-	-	0.6%
Fees: management		$2,880,086	-	-	-	0.4%
Other (as described)	TEMPORARY HELP	$2,214,269	-	-	-	0.3%
Other (as described)	BAD DEBT EXPENSE	$1,594,885	-	-	-	0.2%
Fees: legal		$648,819	-	-	-	0.1%
Other (as described)	PUBLICATIONS/PRINTING	$425,509	-	-	-	0.1%
Conferences, conventions and meetings		$411,209	-	-	-	0.1%
Grants to US organizations and governments		$278,005	-	-	-	0.0%
Other (as described)	BANK SERVICE FEES	$177,464	-	-	-	0.0%
Fees: accounting		$129,648	-	-	-	0.0%
Advertising and promotion		$80,824	-	-	-	0.0%
Interest		-$269	-	-	-	-0.0%
All other expenses		-$70,794	-	-	-	-0.0%
Total		$717,010,382				100%

View the filing

State business registration

FINRA REGULATION, INC. TX, CM, Active franchise taxpayer (SOS status A), formed 1996-12-11
NASD REGULATION, INC. FL, Foreign profit corporation (FORP), Inactive, formed 1996-12-10
FINRA REGULATION, INC. FL, Foreign nonprofit corporation (FORNP), Active, formed 1997-12-15

The same business name in the same state, from the state’s official registry data.

FINRA REGULATION INC

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