IPO registrations (S-1, F-1) · Registrants
Vu1 CORP
- SEC CIK
- 906448 · filings on EDGAR ↗
- Former names
- TELEGEN CORP /CO/ (1997–2008); SOLAR ENERGY RESEARCH CORP /CO/ (1996–1996)
- Registration
- Form S-1, first filed 2011-04-11, last 2011-11-23; 3 initial registrations, 1 amendment
- Outcome
- Declared effective 2011-04-18; withdrawal requested 2012-01-23
- Industry (SIC)
- Communications Equipment, NEC 3669
- Incorporated in
- CA
- Business address
- 1001 CAMELIA STREET, Berkeley, CA 94710
- EIN
- 84-0672714
- EDGAR entity type
- operating
- Insiders and CEO pay
- Vu1 CORP on the corporate pages
Offering terms
- Shares offered
- 2,850,000
- Listing
- OTC under the symbol VUOC
- Lead underwriters
- Rodman & Renshaw
- Syndicate
- Roth Capital Partners; JMP Securities
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- SEC filer: TELEGEN CORP /CO/ EXACT (CIK (EXACT))
Filings 7
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2011-04-11 | S-1 | S-1 (registration) | Vu1 CORP | 0001144204-11-021291 ↗ |
| 2011-04-18 | EFFECT | EFFECT (declared effective) | Vu1 CORP | 9999999995-11-001056 ↗ |
| 2011-07-15 | S-1 | S-1 (registration) | Vu1 CORP | 0001144204-11-040786 ↗ |
| 2011-07-26 | EFFECT | EFFECT (declared effective) | Vu1 CORP | 9999999995-11-002276 ↗ |
| 2011-10-19 | S-1 | S-1 (registration) | Vu1 CORP | 0001144204-11-058484 ↗ |
| 2011-11-23 | S-1/A | S-1/A (amendment) | Vu1 CORP | 0001144204-11-066902 ↗ |
| 2012-01-23 | RW | RW (withdrawal request) | Vu1 CORP | 0001144204-12-003452 ↗ |
Prospectus pages read 1
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2011-11-23 | S-1/A | registration statement | 2,850,000 | - | OTC VUOC | 3 | primary document; shares headline, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| DeVries Matthew James | Director; Officer | Chief Financial Officer | 6 | 2006–2009 | |
| Sellers Richard | Director; Director,Officer; Director,Officer,TenPercentOwner; Other; TenPercentOwner | Chief Operating Officer; President and COO | 9 | 2007–2012 | |
| Troy Duncan | Director | 4 | 2007–2008 | ||
| WEBER MARK W | Director | 5 | 2007–2008 | ||
| Herring Richard N | Director; Director,Officer | Chief Executive Officer; Chief Operating Officer; Chief Technology Officer | 7 | 2007–2009 | |
| Hunt Charles E | Director | 5 | 2007–2008 | ||
| Grieger David Thomas | Officer | Chief Executive Officer | 2 | 2009 | |
| Rehfeld John E | Director | 2 | 2012 | ||
| FLETCHER PAUL D | Director | 2 | 2012 | ||
| SAM Advisors, LLC | TenPercentOwner | 1 | 2012 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | Vu1 CORP | SEC filers (EDGAR) | CIK (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.