IPO registrations (S-1, F-1) · Registrants

VMWARE LLC

SEC CIK
1124610 · filings on EDGAR ↗
Name on the registration
VMWARE, INC.
Former names
VMWARE, INC. (2007–2023)
Registration
Form S-1, first filed 2007-04-26, last 2007-08-09; 1 initial registration, 6 amendments
Outcome
Final prospectus filed 2007-08-15; declared effective 2007-08-13
Industry (SIC)
Services-Prepackaged Software 7372
Incorporated in
DE
Business address
3401 HILLVIEW AVENUE, Palo Alto, CA 94304
EIN
94-3292913
EDGAR entity type
operating
Insiders and CEO pay
VMWARE LLC on the corporate pages

Offering terms

Proposed price range
$27.00–$29.00 per share (S-1/A filed 2007-08-09)
Final price
$29.00 per share, within the range (424B4 filed 2007-08-15, an initial public offering)
Shares sold
33,000,000
Gross proceeds
$957,000,000 before underwriting discounts and any over-allotment option
Listing
NYSE under the symbol VMW
Lead underwriters
Citigroup; J.P. Morgan; Lehman Brothers
Syndicate
Credit Suisse; Merrill Lynch; Deutsche Bank

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 10

FiledFormWhat it isName as filedEDGAR
2007-04-26S-1S-1 (registration)VMWARE, INC.0001193125-07-090409 ↗
2007-06-11S-1/AS-1/A (amendment)VMWARE, INC.0001193125-07-132858 ↗
2007-07-09S-1/AS-1/A (amendment)VMWARE, INC.0001193125-07-151254 ↗
2007-07-24S-1/AS-1/A (amendment)VMWARE, INC.0001193125-07-160395 ↗
2007-07-27S-1/AS-1/A (amendment)VMWARE, INC.0001193125-07-163560 ↗
2007-08-03S-1/AS-1/A (amendment)VMWARE, INC.0001193125-07-170770 ↗
2007-08-09S-1/AS-1/A (amendment)VMWARE, INC.0001193125-07-176405 ↗
2007-08-13EFFECTEFFECT (declared effective)VMWARE, INC.9999999995-07-003279 ↗
2007-08-13EFFECTEFFECT (declared effective)VMWARE, INC.9999999995-07-003289 ↗
2007-08-15424B4424B4 (final prospectus)VMWARE, INC.0001193125-07-183911 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2007-08-09S-1/Aregistration statement$27.00–$29.0033,000,000-NYSE VMW6primary document; range, shares headline, cover names 6document ↗
2007-08-15424B4final prospectus$29.0033,000,000$957,000,000NYSE VMW6primary document; price sentence, shares headline, proceeds table, cover names 6document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
BROWN MICHAEL WDirector242007–2023
EGAN JOHN RDirector152007–2016
EMC CORPDirector,TenPercentOwner; TenPercentOwner1572007–2021
Eschenbach Carl M.OfficerCOO and Co-President; COO and President; Co-President, Customer Ops; Co-President, Customer Ops.; EVP Worldwide Field Operations; President and COO672007–2016
Garde RashmiOfficerVP and General Counsel72007–2009
GOULDEN DAVID IDirector12007
Greene Diane BDirector,OfficerPresident and CEO; President & CEO62007–2008
PEEK MARK SOfficerCFO & Co-President, Bus Ops; Chief Financial Officer; SVP & Chief Financial Officer202007–2012
STROHM DAVID NDirector142007–2015
TUCCI JOSEPH MDirector12007
INTEL CAPITAL CORPTenPercentOwner22007–2008
INTEL CORPDirector,TenPercentOwner; TenPercentOwner42007–2008
James Renee JoDirector52007–2013
POWELL DENNIS DDirector112007–2015
Sarwal Dev RichardOfficerEVP, Research & Development12008
Maritz PaulDirector; Director,OfficerChief Executive Officer; Director; President and CEO142008–2015
Carli MaurizioOfficerEVP, Worldwide Sales; EVP Worldwide Sales & Services; General Manager, EMEA422008–2019
Nielsen TodOfficerChief Operating Officer; Co-President, App. Platform212009–2012
McAniff RichardOfficerCo-President, Products and CDO; EVP, Products and CDO92009–2011
Sisco RobynneOfficerCAO, Corporate Controller; Principal Acctg Officer, CAO182009–2012
Smith DawnOfficerSenior VP and General Counsel; Senior VP, Chief Legal Officer612009–2017
SUTTER BETSYOfficerSVP, Human Resources142011–2012
GELSINGER PATRICK PDirector; Director,OfficerChief Executive Officer682012–2021
Chadwick JonathanOfficerCFO, COO & EVP; Chief Financial Officer & EVP142012–2016
Raghuram Rangarajan (Raghu)Director,Officer; OfficerChief Executive Officer; COO, Products & Cloud Services; EVP and GM, SDDC; EVP, Cloud Infrastructure; EVP, General Manager, SDDCD852013–2023
POONEN SANJAYOfficerCOO, Customer Operations; EVP & General Manager, EUC; EVP, General Manager EUC; EVP, General Manager, EUC; EVP, GM, EUC, Head Global Mktg632013–2021
Krysler P. KevanOfficerSr. Vice President, CAO; Sr.Vice President, CAO462013–2019
Craig Pamela J.Director42013–2015
SAGAN PAULDirector142014–2023
CARTY DONALD JDirector112015–2021
Bates Anthony JohnDirector122016–2023
Rowe ZaneOfficerCFO, interim CEO & EVP; Chief Financial Officer & EVP502016–2023
DYKSTRA KAREN EDirector102016–2023
DELL MICHAEL SDirector,Officer,TenPercentOwner; Director,TenPercentOwnerChairman of the Board132016–2023
Dell Technologies IncDirector,TenPercentOwner; TenPercentOwner122016–2021
Durban EgonDirector112016–2023
Silver Lake Group, L.L.C.Director; Director,TenPercentOwner; TenPercentOwner122016–2023
Silver Lake Partners III LPTenPercentOwner102016–2017
Silver Lake Partners IV, L.P.Director; Director,TenPercentOwner; TenPercentOwner122016–2023
Silver Lake Technology Associates III, L.P.TenPercentOwner102016–2017
Silver Lake Technology Associates IV, L.P.Director; Director,TenPercentOwner; TenPercentOwner122016–2023
Silver Lake Technology Investors III, L.P.TenPercentOwner102016–2017
Silver Lake Technology Investors IV, L.P.Director; Director,TenPercentOwner; TenPercentOwner122016–2023
SLP Denali Co-Invest GP, L.L.C.TenPercentOwner102016–2017
SLP Denali Co-Invest, L.P.TenPercentOwner102016–2017
SLTA III (GP), L.L.C.TenPercentOwner102016–2017
SLTA IV (GP), L.L.C.Director; Director,TenPercentOwner; TenPercentOwner122016–2023
RAMASWAMI RAJIVOfficerCOO, Products & Cloud Services242016–2020
VMW Holdco LLCDirector,TenPercentOwner; TenPercentOwner32017–2021
Olli Amy FliegelmanOfficerEVP, GC & Secretary; Sr. VP and General Counsel; Sr. VP, GC & Secretary472017–2023
Brown MarianneDirector22019
Munk James AndrewOfficerChief Accounting Officer; Vice President and CAO152019–2022
Brulard Jean PierreOfficerEVP, Worldwide Sales352020–2023
Brown Marianne CatherineDirector52020–2023
DENMAN KENNETH DDirector62021–2023
Dhawan SumitOfficerPresident202021–2023
DELL INCTenPercentOwner22021
Silver Lake Partners V DE (AIV), L.P.Director; Director,TenPercentOwner22021–2023
Silver Lake Technology Associates V, L.P.Director; Director,TenPercentOwner22021–2023
Silver Lake Technology Investors V, L.P.Director; Director,TenPercentOwner22021–2023
SL SPV-2, L.P.Director; Director,TenPercentOwner22021–2023
SLTA SPV-2 (GP), L.L.C.Director; Director,TenPercentOwner22021–2023
SLTA SPV-2, L.P.Director; Director,TenPercentOwner22021–2023
SLTA V (GP), L.L.C.Director; Director,TenPercentOwner22021–2023
ANASENES NICOLEDirector62022–2023
Verdecanna Pebbie LOfficerCAO; Interim CAO142022–2023

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Business registrationVMWARE, INC.CAState business registriesEIN (EXACT, as the state registration reports it)
SEC filerVMWARE LLCSEC filers (EDGAR)CIK (EXACT)
Business registrationVMware, Inc.State business registriesname and state
Business registrationVMware, Inc.State business registriesname and state
Business registrationVMWARE, INC.State business registriesname and state
Business registrationVmware, LLCState business registriesname and state
Business registrationVMware LLCState business registriesname and state
Business registrationVMware, LLCState business registriesname and state
Business registrationVMWARE LLCState business registriesname and state
Business registrationVMWARE LLCState business registriesname and state
Business registrationVMWARE LLCState business registriesname and state
Business registrationVMWARE LLCState business registriesname and state
Form 5500 plan sponsorVMWARE, LLC.EIN (EXACT)
Political committeeVMWARE, INC. POLITICAL ACTION COMMITTEE (VMWARE PAC) (connected to VMWARE, INC)Campaign finance (FEC)name and state
Federal award recipientVMWARE LLCFederal spending (USAspending)name and state
Lobbying clientVMWAREFederal lobbying (LDA)name and state
Lobbying clientVMWARE, INCFederal lobbying (LDA)name and state
Lobbying clientVMWARE, INC.Federal lobbying (LDA)name and state
Lobbying clientVMWARE, INC.Federal lobbying (LDA)name and state
Lobbying clientVMWARE, INC.Federal lobbying (LDA)name and state
Lobbying clientVMWARE, INC.Federal lobbying (LDA)name and state
Lobbying clientVMWARE LLCFederal lobbying (LDA)name and state

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.