IPO registrations (S-1, F-1) · Registrants
VMWARE LLC
- SEC CIK
- 1124610 · filings on EDGAR ↗
- Name on the registration
- VMWARE, INC.
- Former names
- VMWARE, INC. (2007–2023)
- Registration
- Form S-1, first filed 2007-04-26, last 2007-08-09; 1 initial registration, 6 amendments
- Outcome
- Final prospectus filed 2007-08-15; declared effective 2007-08-13
- Industry (SIC)
- Services-Prepackaged Software 7372
- Incorporated in
- DE
- Business address
- 3401 HILLVIEW AVENUE, Palo Alto, CA 94304
- EIN
- 94-3292913
- EDGAR entity type
- operating
- Insiders and CEO pay
- VMWARE LLC on the corporate pages
Offering terms
- Proposed price range
- $27.00–$29.00 per share (S-1/A filed 2007-08-09)
- Final price
- $29.00 per share, within the range (424B4 filed 2007-08-15, an initial public offering)
- Shares sold
- 33,000,000
- Gross proceeds
- $957,000,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol VMW
- Lead underwriters
- Citigroup; J.P. Morgan; Lehman Brothers
- Syndicate
- Credit Suisse; Merrill Lynch; Deutsche Bank
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: VMWARE, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: VMware, Inc. Fuzzy (name and state)
- Business registration: VMware, Inc. Fuzzy (name and state)
- Business registration: VMWARE, INC. Fuzzy (name and state)
- Business registration: Vmware, LLC Fuzzy (name and state)
- Business registration: VMware LLC Fuzzy (name and state)
- Business registration: VMware, LLC Fuzzy (name and state)
- Business registration: VMWARE LLC Fuzzy (name and state)
- Business registration: VMWARE LLC Fuzzy (name and state)
- Business registration: VMWARE LLC Fuzzy (name and state)
- Business registration: VMWARE LLC Fuzzy (name and state)
- Form 5500 plan sponsor: VMWARE, LLC. EXACT (EIN (EXACT))
- Political committee (FEC): VMWARE, INC. POLITICAL ACTION COMMITTEE (VMWARE PAC) (connected to VMWARE, INC) Fuzzy (name and state)
- Federal award recipient: VMWARE LLC Fuzzy (name and state)
- Lobbying client: VMWARE Fuzzy (name and state)
- Lobbying client: VMWARE, INC Fuzzy (name and state)
- Lobbying client: VMWARE, INC. Fuzzy (name and state)
- Lobbying client: VMWARE, INC. Fuzzy (name and state)
- Lobbying client: VMWARE, INC. Fuzzy (name and state)
- Lobbying client: VMWARE, INC. Fuzzy (name and state)
- Lobbying client: VMWARE LLC Fuzzy (name and state)
- SEC filer: VMWARE, INC. EXACT (CIK (EXACT))
Filings 10
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2007-04-26 | S-1 | S-1 (registration) | VMWARE, INC. | 0001193125-07-090409 ↗ |
| 2007-06-11 | S-1/A | S-1/A (amendment) | VMWARE, INC. | 0001193125-07-132858 ↗ |
| 2007-07-09 | S-1/A | S-1/A (amendment) | VMWARE, INC. | 0001193125-07-151254 ↗ |
| 2007-07-24 | S-1/A | S-1/A (amendment) | VMWARE, INC. | 0001193125-07-160395 ↗ |
| 2007-07-27 | S-1/A | S-1/A (amendment) | VMWARE, INC. | 0001193125-07-163560 ↗ |
| 2007-08-03 | S-1/A | S-1/A (amendment) | VMWARE, INC. | 0001193125-07-170770 ↗ |
| 2007-08-09 | S-1/A | S-1/A (amendment) | VMWARE, INC. | 0001193125-07-176405 ↗ |
| 2007-08-13 | EFFECT | EFFECT (declared effective) | VMWARE, INC. | 9999999995-07-003279 ↗ |
| 2007-08-13 | EFFECT | EFFECT (declared effective) | VMWARE, INC. | 9999999995-07-003289 ↗ |
| 2007-08-15 | 424B4 | 424B4 (final prospectus) | VMWARE, INC. | 0001193125-07-183911 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2007-08-09 | S-1/A | registration statement | $27.00–$29.00 | 33,000,000 | - | NYSE VMW | 6 | primary document; range, shares headline, cover names 6 | document ↗ | |
| 2007-08-15 | 424B4 | final prospectus | $29.00 | 33,000,000 | $957,000,000 | NYSE VMW | 6 | primary document; price sentence, shares headline, proceeds table, cover names 6 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| BROWN MICHAEL W | Director | 24 | 2007–2023 | ||
| EGAN JOHN R | Director | 15 | 2007–2016 | ||
| EMC CORP | Director,TenPercentOwner; TenPercentOwner | 157 | 2007–2021 | ||
| Eschenbach Carl M. | Officer | COO and Co-President; COO and President; Co-President, Customer Ops; Co-President, Customer Ops.; EVP Worldwide Field Operations; President and COO | 67 | 2007–2016 | |
| Garde Rashmi | Officer | VP and General Counsel | 7 | 2007–2009 | |
| GOULDEN DAVID I | Director | 1 | 2007 | ||
| Greene Diane B | Director,Officer | President and CEO; President & CEO | 6 | 2007–2008 | |
| PEEK MARK S | Officer | CFO & Co-President, Bus Ops; Chief Financial Officer; SVP & Chief Financial Officer | 20 | 2007–2012 | |
| STROHM DAVID N | Director | 14 | 2007–2015 | ||
| TUCCI JOSEPH M | Director | 1 | 2007 | ||
| INTEL CAPITAL CORP | TenPercentOwner | 2 | 2007–2008 | ||
| INTEL CORP | Director,TenPercentOwner; TenPercentOwner | 4 | 2007–2008 | ||
| James Renee Jo | Director | 5 | 2007–2013 | ||
| POWELL DENNIS D | Director | 11 | 2007–2015 | ||
| Sarwal Dev Richard | Officer | EVP, Research & Development | 1 | 2008 | |
| Maritz Paul | Director; Director,Officer | Chief Executive Officer; Director; President and CEO | 14 | 2008–2015 | |
| Carli Maurizio | Officer | EVP, Worldwide Sales; EVP Worldwide Sales & Services; General Manager, EMEA | 42 | 2008–2019 | |
| Nielsen Tod | Officer | Chief Operating Officer; Co-President, App. Platform | 21 | 2009–2012 | |
| McAniff Richard | Officer | Co-President, Products and CDO; EVP, Products and CDO | 9 | 2009–2011 | |
| Sisco Robynne | Officer | CAO, Corporate Controller; Principal Acctg Officer, CAO | 18 | 2009–2012 | |
| Smith Dawn | Officer | Senior VP and General Counsel; Senior VP, Chief Legal Officer | 61 | 2009–2017 | |
| SUTTER BETSY | Officer | SVP, Human Resources | 14 | 2011–2012 | |
| GELSINGER PATRICK P | Director; Director,Officer | Chief Executive Officer | 68 | 2012–2021 | |
| Chadwick Jonathan | Officer | CFO, COO & EVP; Chief Financial Officer & EVP | 14 | 2012–2016 | |
| Raghuram Rangarajan (Raghu) | Director,Officer; Officer | Chief Executive Officer; COO, Products & Cloud Services; EVP and GM, SDDC; EVP, Cloud Infrastructure; EVP, General Manager, SDDCD | 85 | 2013–2023 | |
| POONEN SANJAY | Officer | COO, Customer Operations; EVP & General Manager, EUC; EVP, General Manager EUC; EVP, General Manager, EUC; EVP, GM, EUC, Head Global Mktg | 63 | 2013–2021 | |
| Krysler P. Kevan | Officer | Sr. Vice President, CAO; Sr.Vice President, CAO | 46 | 2013–2019 | |
| Craig Pamela J. | Director | 4 | 2013–2015 | ||
| SAGAN PAUL | Director | 14 | 2014–2023 | ||
| CARTY DONALD J | Director | 11 | 2015–2021 | ||
| Bates Anthony John | Director | 12 | 2016–2023 | ||
| Rowe Zane | Officer | CFO, interim CEO & EVP; Chief Financial Officer & EVP | 50 | 2016–2023 | |
| DYKSTRA KAREN E | Director | 10 | 2016–2023 | ||
| DELL MICHAEL S | Director,Officer,TenPercentOwner; Director,TenPercentOwner | Chairman of the Board | 13 | 2016–2023 | |
| Dell Technologies Inc | Director,TenPercentOwner; TenPercentOwner | 12 | 2016–2021 | ||
| Durban Egon | Director | 11 | 2016–2023 | ||
| Silver Lake Group, L.L.C. | Director; Director,TenPercentOwner; TenPercentOwner | 12 | 2016–2023 | ||
| Silver Lake Partners III LP | TenPercentOwner | 10 | 2016–2017 | ||
| Silver Lake Partners IV, L.P. | Director; Director,TenPercentOwner; TenPercentOwner | 12 | 2016–2023 | ||
| Silver Lake Technology Associates III, L.P. | TenPercentOwner | 10 | 2016–2017 | ||
| Silver Lake Technology Associates IV, L.P. | Director; Director,TenPercentOwner; TenPercentOwner | 12 | 2016–2023 | ||
| Silver Lake Technology Investors III, L.P. | TenPercentOwner | 10 | 2016–2017 | ||
| Silver Lake Technology Investors IV, L.P. | Director; Director,TenPercentOwner; TenPercentOwner | 12 | 2016–2023 | ||
| SLP Denali Co-Invest GP, L.L.C. | TenPercentOwner | 10 | 2016–2017 | ||
| SLP Denali Co-Invest, L.P. | TenPercentOwner | 10 | 2016–2017 | ||
| SLTA III (GP), L.L.C. | TenPercentOwner | 10 | 2016–2017 | ||
| SLTA IV (GP), L.L.C. | Director; Director,TenPercentOwner; TenPercentOwner | 12 | 2016–2023 | ||
| RAMASWAMI RAJIV | Officer | COO, Products & Cloud Services | 24 | 2016–2020 | |
| VMW Holdco LLC | Director,TenPercentOwner; TenPercentOwner | 3 | 2017–2021 | ||
| Olli Amy Fliegelman | Officer | EVP, GC & Secretary; Sr. VP and General Counsel; Sr. VP, GC & Secretary | 47 | 2017–2023 | |
| Brown Marianne | Director | 2 | 2019 | ||
| Munk James Andrew | Officer | Chief Accounting Officer; Vice President and CAO | 15 | 2019–2022 | |
| Brulard Jean Pierre | Officer | EVP, Worldwide Sales | 35 | 2020–2023 | |
| Brown Marianne Catherine | Director | 5 | 2020–2023 | ||
| DENMAN KENNETH D | Director | 6 | 2021–2023 | ||
| Dhawan Sumit | Officer | President | 20 | 2021–2023 | |
| DELL INC | TenPercentOwner | 2 | 2021 | ||
| Silver Lake Partners V DE (AIV), L.P. | Director; Director,TenPercentOwner | 2 | 2021–2023 | ||
| Silver Lake Technology Associates V, L.P. | Director; Director,TenPercentOwner | 2 | 2021–2023 | ||
| Silver Lake Technology Investors V, L.P. | Director; Director,TenPercentOwner | 2 | 2021–2023 | ||
| SL SPV-2, L.P. | Director; Director,TenPercentOwner | 2 | 2021–2023 | ||
| SLTA SPV-2 (GP), L.L.C. | Director; Director,TenPercentOwner | 2 | 2021–2023 | ||
| SLTA SPV-2, L.P. | Director; Director,TenPercentOwner | 2 | 2021–2023 | ||
| SLTA V (GP), L.L.C. | Director; Director,TenPercentOwner | 2 | 2021–2023 | ||
| ANASENES NICOLE | Director | 6 | 2022–2023 | ||
| Verdecanna Pebbie L | Officer | CAO; Interim CAO | 14 | 2022–2023 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | VMWARE, INC. | CA | State business registries | EIN (EXACT, as the state registration reports it) |
| SEC filer | VMWARE LLC | SEC filers (EDGAR) | CIK (EXACT) | |
| Business registration | VMware, Inc. | State business registries | name and state | |
| Business registration | VMware, Inc. | State business registries | name and state | |
| Business registration | VMWARE, INC. | State business registries | name and state | |
| Business registration | Vmware, LLC | State business registries | name and state | |
| Business registration | VMware LLC | State business registries | name and state | |
| Business registration | VMware, LLC | State business registries | name and state | |
| Business registration | VMWARE LLC | State business registries | name and state | |
| Business registration | VMWARE LLC | State business registries | name and state | |
| Business registration | VMWARE LLC | State business registries | name and state | |
| Business registration | VMWARE LLC | State business registries | name and state | |
| Form 5500 plan sponsor | VMWARE, LLC. | EIN (EXACT) | ||
| Political committee | VMWARE, INC. POLITICAL ACTION COMMITTEE (VMWARE PAC) (connected to VMWARE, INC) | Campaign finance (FEC) | name and state | |
| Federal award recipient | VMWARE LLC | Federal spending (USAspending) | name and state | |
| Lobbying client | VMWARE | Federal lobbying (LDA) | name and state | |
| Lobbying client | VMWARE, INC | Federal lobbying (LDA) | name and state | |
| Lobbying client | VMWARE, INC. | Federal lobbying (LDA) | name and state | |
| Lobbying client | VMWARE, INC. | Federal lobbying (LDA) | name and state | |
| Lobbying client | VMWARE, INC. | Federal lobbying (LDA) | name and state | |
| Lobbying client | VMWARE, INC. | Federal lobbying (LDA) | name and state | |
| Lobbying client | VMWARE LLC | Federal lobbying (LDA) | name and state |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.