IPO registrations (S-1, F-1) · Registrants

UPWORK, INC

SEC CIK
1627475 · filings on EDGAR ↗
Name on the registration
Upwork Inc.
Former names
Upwork Inc. (2018–2021)
Registration
Form S-1, first filed 2018-09-06, last 2018-10-01; 1 initial registration, 2 amendments
Outcome
Final prospectus filed 2018-10-03; declared effective 2018-10-02
Industry (SIC)
Services-Computer Processing & Data Preparation 7374
Incorporated in
DE
Business address
530 LYTTON AVENUE, SUITE 301, Palo Alto, CA 94301
EIN
46-4337682
Ticker
UPWK (Nasdaq)
EDGAR entity type
operating
Insiders and CEO pay
UPWORK, INC on the corporate pages

Offering terms

Proposed price range
$12.00–$14.00 per share (S-1/A filed 2018-10-01)
Final price
$15.00 per share, above the range (424B4 filed 2018-10-03, an initial public offering)
Shares sold
12,476,693 (6,818,181 by the company, 5,658,512 by selling holders)
Gross proceeds
$187,150,395 before underwriting discounts and any over-allotment option
Listing
Nasdaq under the symbol UPWK
Lead underwriters
Citigroup
Syndicate
Jefferies; RBC Capital Markets; Stifel; JMP Securities

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 6

FiledFormWhat it isName as filedEDGAR
2018-09-06S-1S-1 (registration)Upwork Inc.0001193125-18-267594 ↗
2018-09-21S-1/AS-1/A (amendment)Upwork Inc.0001193125-18-279324 ↗
2018-10-01S-1/AS-1/A (amendment)Upwork Inc.0001193125-18-288470 ↗
2018-10-02S-1MEFS-1MEF (added securities)Upwork Inc.0001193125-18-291203 ↗
2018-10-02EFFECTEFFECT (declared effective)Upwork Inc.9999999995-18-002524 ↗
2018-10-03424B4424B4 (final prospectus)Upwork Inc.0001193125-18-291879 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2018-10-01S-1/Aregistration statement$12.00–$14.0012,300,000-Nasdaq UPWK5primary document; range, shares headline, cover names 5document ↗
2018-10-03424B4final prospectus$15.0012,476,693$187,150,395Nasdaq UPWK5primary document; price sentence, shares headline, proceeds table, cover names 5document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
BALKANSKI ALEXANDRETenPercentOwner42018–2019
Benchmark Capital Management Co. V, L.L.C.TenPercentOwner42018–2019
Benchmark Capital Partners V L PTenPercentOwner42018–2019
Benchmark Founders Fund V-A LPTenPercentOwner42018–2019
Benchmark Founders Fund V-B LPTenPercentOwner42018–2019
BENCHMARK FOUNDERS FUND V LPTenPercentOwner42018–2019
Brown HaydenDirector,Officer; OfficerChief Marketing & Product Ofcr; President and CEO; President & CEO; SVP, Product & Design922018–2026
DUNLEVIE BRUCETenPercentOwner52018–2019
FENTON PETER HTenPercentOwner42018–2019
GLOBESPAN CAPITAL PARTNERS IV LPTenPercentOwner32018–2019
Globespan Management Associates IV, LLCTenPercentOwner32018–2019
Goldfarb Andrew PTenPercentOwner32018–2019
GRETSCH GREGORY C.Director; Director,TenPercentOwner152018–2024
GURLEY J WILLIAMTenPercentOwner42018–2019
HARVEY KEVINDirector; Director,TenPercentOwner162018–2026
KAGLE ROBERTTenPercentOwner42018–2019
Kasriel StephaneDirector; Director,OfficerPresident & CEO82018–2020
Kinion Brian KOfficerChief Financial Officer22018–2020
LASKY MITCHELLTenPercentOwner42018–2019
LAYTON THOMASDirector; Director,Other; DirectorOther202018–2026
MARRIOTT DANDirector122018–2020
NELSON ELIZABETH ADirector172018–2025
SIGMA MANAGEMENT 6 LLCTenPercentOwner22018
SPURLOCK STEVEN MTenPercentOwner52018–2019
Steele GaryDirector132018–2026
Yuan Han-ShenOfficerSVP, Engineering82018–2019
Srinivasan LeelaDirector102019–2025
Sigma Associates 6, L.P.Other; TenPercentOwner22019
SIGMA INVESTORS 6 LPOther; TenPercentOwner22019
SIGMA PARTNERS 6 LPOther; TenPercentOwner22019
Gilpin EricOfficerChief Sales Officer; Senior VP, Sales192020–2023
McCombs JeffOfficerChief Financial Officer132020–2022
Vazquez-Ubarri AniluDirector72020–2025
Marie OlivierOfficerChief Accounting Officer492022–2025
Gessert EricaOfficerChief Financial Officer232023–2026
Bottoms DaveOfficerGM, Marketplace; GM VP II, Marketplace; GM, VP Marketplace242024–2026
EVAN DANA LDirector32025–2026
KELMAN GLENNDirector32025–2026
Mekhalfa SabrinaOfficerChief Accounting Officer52025–2026
Kappus Anthony RayOfficerGM & Chief Operating Officer62026
BRAMLEY CLAIREDirector22026
LISSY DAVID HDirector22026

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.