IPO registrations (S-1, F-1) · Underwriters

Traub and Company, Inc

Deals
1 priced offering as an underwriter; 1 initial public offering
Proceeds of those deals
$30,000,000
Years
1997

Deals by year

YearDealsAs leadProceeds of deals
199710$30,000,000

Deals 1

PricedCompanyRolePriceRangeSharesProceedsListingKindSyndicateProspectus
1997-07-24EXCELSIOR HENDERSON MOTORCYCLE MANUFACTURING CO MNSyndicate$7.504,000,000$30,000,000Nasdaq BIGXIPO14424B4 ↗

“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.

Works alongside

FirmDeals togetherOf which that firm led
Advest, Inc10
Cleary Gull Reiland & McDevitt Inc10
Cruttenden Roth Incorporated10
Frederick & Company, Inc10
Hanifen, Imhoff Inc10
John G. Kinnard and Company, Incorporated11
Kirkpatrick, Pettis, Smith, Polian Inc10
M.H. Meyerson & Co., Inc10
Miller, Johnson & Kuehn, Incorporated11
R.J. Steichen & Company10
Summit Investment Corporation10
The Seidler Companies Incorporated10

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.