IPO registrations (S-1, F-1) · Underwriters
Transfer agent fees
- Deals
- 0 priced offerings as an underwriter
- Proceeds of those deals
- -
- Named in
- 15 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
- Named as
- Transfer agent fees; Transfer Agent fees; Transfer Agent Fees
Registrations in progress or never priced 3
| Filed | Company | Role | Range | Shares | Listing | Status | Document |
|---|---|---|---|---|---|---|---|
| 2000-10-17 | ARTEST CORP | Lead | $9.00–$11.00 | 5,000,000 | Nasdaq ARTE | Withdrawn 2001-01-31 | S-1/A ↗ |
| 1998-11-24 | E TEK DYNAMICS INC | Syndicate | $8.00–$10.00 | 5,000,000 | Nasdaq ETEK | Priced 1998-12-02 (terms not read) | S-1/A ↗ |
| 1996-08-06 | GUESS INC | Syndicate | $18.00–$20.00 | 7,000,000 | NYSE GES | Pending | S-1/A ↗ |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.