IPO registrations (S-1, F-1) · Underwriters
Sunrise Securities
- Deals
- 4 priced offerings as an underwriter, 2 as lead manager or representative; 3 initial public offerings
- Proceeds of those deals
- $109,259,772 ($51,083,332 as lead)
- Years
- 2011–2013
- Named in
- 9 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
- SEC registration
- Broker-dealer registered as SUNRISE SECURITIES CORP. · filings on EDGAR ↗
- Named as
- Sunrise Securities; Sunrise Securities Corp
Deals by year
Deals 4
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 2013-05-22 | Arcturus Therapeutics Ltd. CA | Syndicate | $8.00 | 3,125,000 | $25,000,000 | Nasdaq ADHD | IPO | 3 | 424B4 ↗ | |
| 2013-01-29 | STEMLINE THERAPEUTICS INC NY | Syndicate | $10.00 | 3,317,644 | $33,176,440 | Nasdaq STML | IPO | 3 | 424B4 ↗ | |
| 2012-03-05 | LIQTECH INTERNATIONAL INC G7 | Lead | $3.25 | 8,333,333 | $27,083,332 | LIQT.OB | Offering | 1 | 424B4 ↗ | |
| 2011-05-09 | SMG Industries Inc. PA | Lead | $5.00 | 4,800,000 | $24,000,000 | OTCQB SGMEU | IPO | 2 | 424B4 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Registrations in progress or never priced 1
| Filed | Company | Role | Range | Shares | Listing | Status | Document |
|---|---|---|---|---|---|---|---|
| 2010-03-22 | Alma Maritime Ltd | Syndicate | $19.00–$21.00 | 11,250,000 | NYSE AAM | Pending | F-1/A ↗ |
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| Aegis Capital | 2 | 2 |
| Feltl and Company | 2 | 0 |
| Rodman & Renshaw | 1 | 0 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.