IPO registrations (S-1, F-1) · Underwriters
Subscription Price
- Deals
- 2 priced offerings as an underwriter, 2 as lead manager or representative
- Proceeds of those deals
- $109,555,267 ($109,555,267 as lead)
- Years
- 1998–2014
- Named in
- 6 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
- Named as
- Subscription Price; Subscription Price Company
Deals by year
Deals 2
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 2014-01-15 | ROYAL HAWAIIAN ORCHARDS, L.P. HI | Lead | $2.55 | - | - | OTCQX NNUTU | Offering | 1 | 424B4 ↗ | |
| 1998-11-06 | SUPERIOR NATIONAL INSURANCE GROUP INC CA | Lead | $16.75 | 6,540,613 | $109,555,267 | Nasdaq SNTL | Offering | 4 | 424B1 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Registrations in progress or never priced 3
| Filed | Company | Role | Range | Shares | Listing | Status | Document |
|---|---|---|---|---|---|---|---|
| 2014-10-15 | Entertainment Gaming Asia Inc. | Lead | 27,777,673 | Nasdaq EGT | Effective 2014-10-30 | S-1/A ↗ | |
| 2013-06-21 | SKY RESORT INTERNATIONAL Ltd | Lead | - | OTC HOUM.PK | Effective 2008-12-15 | S-1/A ↗ | |
| 2008-06-19 | Guaranty Financial Group Inc. | Lead | - | NYSE GFG | Effective 2008-06-19 | S-1/A ↗ |
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| Available Informatio | 1 | 0 |
| Donaldson, Lufkin & Jenrette | 1 | 0 |
| Rodney Square North | 1 | 0 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.