IPO registrations (S-1, F-1) · Underwriters
Risk Disclosure Statement
- Deals
- 0 priced offerings as an underwriter
- Proceeds of those deals
- -
- Named in
- 47 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
Registrations in progress or never priced 47
| Filed | Company | Role | Range | Shares | Listing | Status | Document |
|---|---|---|---|---|---|---|---|
| 2025-03-17 | Hashdex Commodities Trust | Lead | 10,000 | Withdrawn 2025-10-24 | S-1/A ↗ | ||
| 2024-08-20 | INVESCO DB US DOLLAR INDEX BEARISH FUND | Syndicate | 50,000 | NYSE Arca UDN | Withdrawn 2015-02-25 | S-1/A ↗ | |
| 2024-08-20 | Invesco DB US Dollar Index Trust | Syndicate | 50,000 | NYSE Arca UDN | Withdrawn 2015-02-25 | S-1/A ↗ | |
| 2021-08-17 | INVESCO DB SILVER FUND | Lead | 100,000 | NYSE Arca DBS | Withdrawn 2015-02-25 | S-1/A ↗ | |
| 2021-08-17 | Invesco DB Multi-Sector Commodity Trust | Lead | 100,000 | NYSE Arca DBS | Withdrawn 2015-02-25 | S-1/A ↗ | |
| 2021-08-17 | Invesco DB G10 Currency Harvest Fund | Lead | 100,000 | NYSE Arca DBV | Withdrawn 2015-02-25 | S-1/A ↗ | |
| 2018-07-24 | Bitwise ETF Trust | Lead | 25,000 | Withdrawn 2019-11-29 | S-1 ↗ | ||
| 2018-03-08 | GraniteShares ETP Trust | Lead | - | Pending | S-1/A ↗ | ||
| 2015-02-09 | WisdomTree Coal Fund | Lead | 13,000,000 | NYSE Arca TONS | Effective 2015-02-12 | S-1/A ↗ | |
| 2015-02-06 | SENECA GLOBAL FUND, L.P. | Syndicate | - | Effective 2008-08-12 | S-1/A ↗ | ||
| 2011-11-28 | ETFS Collateralized Commodities Trust | Lead | - | Pending | S-1/A ↗ | ||
| 2011-01-21 | FactorShares 2X: Gold Bull/S&P500 Bear | Lead | 100,000 | Effective 2011-02-22 | S-1/A ↗ | ||
| 2011-01-21 | FactorShares 2X: Oil Bull/S&P500 Bear | Lead | 100,000 | Effective 2011-02-22 | S-1/A ↗ | ||
| 2011-01-21 | FactorShares 2X: S&P500 Bull/USD Bear | Lead | 100,000 | Effective 2011-02-22 | S-1/A ↗ | ||
| 2011-01-21 | FactorShares 2X: TBond Bull/S&P500 Bear | Lead | 100,000 | Effective 2011-02-22 | S-1/A ↗ | ||
| 2011-01-21 | FactorShares 2X: S&P500 Bull/TBond Bear | Lead | 100,000 | Effective 2011-02-22 | S-1/A ↗ | ||
| 2010-08-06 | TriView Global Fund, LLC | Syndicate | 2,000 | Effective 2006-07-20 | S-1/A ↗ | ||
| 2010-07-27 | Pebble U.S. Market Fund, LLC | Lead | - | Withdrawn 2010-08-17 | S-1/A ↗ | ||
| 2008-11-06 | AirShares(TM) EU Carbon Allowances Fund | Lead | 10,000,000 | NYSE Arca ASO | Effective 2008-11-07 | S-1/A ↗ | |
| 2008-05-02 | DB US DOLLAR INDEX BULLISH MASTER FUND | Lead | 200,000 | DX | Effective 2007-02-07 | S-1 ↗ | |
| 2008-05-02 | DB US Dollar Index Master Trust | Lead | 200,000 | DX | Effective 2007-02-07 | S-1 ↗ | |
| 2008-05-02 | DB US DOLLAR INDEX BEARISH MASTER FUND | Lead | 200,000 | DX | Effective 2007-02-07 | S-1 ↗ | |
| 2008-05-02 | Invesco DB US Dollar Index Bullish Fund | Lead | 200,000 | DX | Effective 2007-02-07 | S-1 ↗ | |
| 2007-01-18 | MAN-AHL 130, LLC | Lead | 500,000 | Effective 2007-02-01 | S-1/A ↗ | ||
| 2005-08-30 | PROVIDENCE SELECT FUND LP | Syndicate | 1,030 | Withdrawn 2005-04-21 | S-1/A ↗ | ||
| 2005-03-29 | WMT III Series I/J Trading Vehicle LLC | Syndicate | 1,000,000 | Pending | S-1/A ↗ | ||
| 2005-03-29 | WMT III Series H/J Trading Vehicle LLC | Syndicate | 1,000,000 | Pending | S-1/A ↗ | ||
| 2005-03-29 | WMT III Series G/J Trading Vehicle LLC | Syndicate | 1,000,000 | Pending | S-1/A ↗ | ||
| 2005-03-29 | World Monitor Trust III | Syndicate | 1,000,000 | Pending | S-1/A ↗ | ||
| 2004-10-08 | Prestiga Fund, LLC | Syndicate | 1,000 | Pending | S-1 ↗ | ||
| 2004-09-14 | Refco Public Commodity Pool, L.P. | Syndicate | 500,000 | Pending | S-1 ↗ | ||
| 2004-05-21 | ML TREND-FOLLOWING FUTURES FUND L.P. | Syndicate | - | Pending | S-1 ↗ | ||
| 2004-03-24 | MORGAN STANLEY SMITH BARNEY CHARTER CAMPBELL LP | Syndicate | - | Withdrawn 2002-11-01 | S-1 ↗ | ||
| 2004-03-24 | MORGAN STANLEY SMITH BARNEY CHARTER ASPECT L.P. | Syndicate | - | Pending | S-1 ↗ | ||
| 2004-03-24 | MORGAN STANLEY SMITH BARNEY CHARTER WNT L.P. | Syndicate | - | Pending | S-1 ↗ | ||
| 2004-03-24 | Ceres Classic L.P. | Syndicate | - | Pending | S-1 ↗ | ||
| 2004-03-08 | CERES TACTICAL GLOBAL L.P. | Syndicate | 25,000,000 | Pending | S-1 ↗ | ||
| 2004-03-08 | MORGAN STANLEY SMITH BARNEY SPECTRUM TECHNICAL LP | Syndicate | 40,000,000 | Pending | S-1 ↗ | ||
| 2004-03-08 | MORGAN STANLEY SMITH BARNEY SPECTRUM STRATEGIC LP | Syndicate | - | Pending | S-1 ↗ | ||
| 2004-03-08 | MORGAN STANLEY SMITH BARNEY SPECTRUM SELECT LP | Syndicate | 23,000,000 | Pending | S-1 ↗ | ||
| 2003-03-25 | MORGAN STANLEY SMITH BARNEY SPECTRUM GLOBAL BALANCED LP | Syndicate | 5,500,000 | Pending | S-1 ↗ | ||
| 2000-09-21 | KENMAR GLOBAL TRUST | Syndicate | - | Pending | S-1/A ↗ | ||
| 2000-03-20 | MORGAN STANLEY CHARTER WELTON LP | Syndicate | 6,000,000 | Pending | S-1/A ↗ | ||
| 2000-03-03 | MORGAN STANLEY SPECTRUM COMMODITY LP | Syndicate | 7,000,000 | Pending | S-1/A ↗ | ||
| 1999-10-22 | PROFUTURES LONG/SHORT GROWTH FUND LP | Syndicate | - | Pending | S-1 ↗ | ||
| 1998-03-06 | ML JWH STRATEGIC JOINT VENTURE LLC | Syndicate | 2,000,000 | Pending | S-1 ↗ | ||
| 1997-07-30 | FREMONT FUND LTD PARTNERSHIP | Syndicate | 5,000 | Pending | S-1/A ↗ |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.