IPO registrations (S-1, F-1) · Underwriters

Risk Disclosure Statement

Deals
0 priced offerings as an underwriter
Proceeds of those deals
-
Named in
47 prospectuses and registration statements in all, including offerings not yet priced or withdrawn

Registrations in progress or never priced 47

FiledCompanyRoleRangeSharesListingStatusDocument
2025-03-17Hashdex Commodities TrustLead10,000Withdrawn 2025-10-24S-1/A ↗
2024-08-20INVESCO DB US DOLLAR INDEX BEARISH FUNDSyndicate50,000NYSE Arca UDNWithdrawn 2015-02-25S-1/A ↗
2024-08-20Invesco DB US Dollar Index TrustSyndicate50,000NYSE Arca UDNWithdrawn 2015-02-25S-1/A ↗
2021-08-17INVESCO DB SILVER FUNDLead100,000NYSE Arca DBSWithdrawn 2015-02-25S-1/A ↗
2021-08-17Invesco DB Multi-Sector Commodity TrustLead100,000NYSE Arca DBSWithdrawn 2015-02-25S-1/A ↗
2021-08-17Invesco DB G10 Currency Harvest FundLead100,000NYSE Arca DBVWithdrawn 2015-02-25S-1/A ↗
2018-07-24Bitwise ETF TrustLead25,000Withdrawn 2019-11-29S-1 ↗
2018-03-08GraniteShares ETP TrustLead-PendingS-1/A ↗
2015-02-09WisdomTree Coal FundLead13,000,000NYSE Arca TONSEffective 2015-02-12S-1/A ↗
2015-02-06SENECA GLOBAL FUND, L.P.Syndicate-Effective 2008-08-12S-1/A ↗
2011-11-28ETFS Collateralized Commodities TrustLead-PendingS-1/A ↗
2011-01-21FactorShares 2X: Gold Bull/S&P500 BearLead100,000Effective 2011-02-22S-1/A ↗
2011-01-21FactorShares 2X: Oil Bull/S&P500 BearLead100,000Effective 2011-02-22S-1/A ↗
2011-01-21FactorShares 2X: S&P500 Bull/USD BearLead100,000Effective 2011-02-22S-1/A ↗
2011-01-21FactorShares 2X: TBond Bull/S&P500 BearLead100,000Effective 2011-02-22S-1/A ↗
2011-01-21FactorShares 2X: S&P500 Bull/TBond BearLead100,000Effective 2011-02-22S-1/A ↗
2010-08-06TriView Global Fund, LLCSyndicate2,000Effective 2006-07-20S-1/A ↗
2010-07-27Pebble U.S. Market Fund, LLCLead-Withdrawn 2010-08-17S-1/A ↗
2008-11-06AirShares(TM) EU Carbon Allowances FundLead10,000,000NYSE Arca ASOEffective 2008-11-07S-1/A ↗
2008-05-02DB US DOLLAR INDEX BULLISH MASTER FUNDLead200,000 DXEffective 2007-02-07S-1 ↗
2008-05-02DB US Dollar Index Master TrustLead200,000 DXEffective 2007-02-07S-1 ↗
2008-05-02DB US DOLLAR INDEX BEARISH MASTER FUNDLead200,000 DXEffective 2007-02-07S-1 ↗
2008-05-02Invesco DB US Dollar Index Bullish FundLead200,000 DXEffective 2007-02-07S-1 ↗
2007-01-18MAN-AHL 130, LLCLead500,000Effective 2007-02-01S-1/A ↗
2005-08-30PROVIDENCE SELECT FUND LPSyndicate1,030Withdrawn 2005-04-21S-1/A ↗
2005-03-29WMT III Series I/J Trading Vehicle LLCSyndicate1,000,000PendingS-1/A ↗
2005-03-29WMT III Series H/J Trading Vehicle LLCSyndicate1,000,000PendingS-1/A ↗
2005-03-29WMT III Series G/J Trading Vehicle LLCSyndicate1,000,000PendingS-1/A ↗
2005-03-29World Monitor Trust IIISyndicate1,000,000PendingS-1/A ↗
2004-10-08Prestiga Fund, LLCSyndicate1,000PendingS-1 ↗
2004-09-14Refco Public Commodity Pool, L.P.Syndicate500,000PendingS-1 ↗
2004-05-21ML TREND-FOLLOWING FUTURES FUND L.P.Syndicate-PendingS-1 ↗
2004-03-24MORGAN STANLEY SMITH BARNEY CHARTER CAMPBELL LPSyndicate-Withdrawn 2002-11-01S-1 ↗
2004-03-24MORGAN STANLEY SMITH BARNEY CHARTER ASPECT L.P.Syndicate-PendingS-1 ↗
2004-03-24MORGAN STANLEY SMITH BARNEY CHARTER WNT L.P.Syndicate-PendingS-1 ↗
2004-03-24Ceres Classic L.P.Syndicate-PendingS-1 ↗
2004-03-08CERES TACTICAL GLOBAL L.P.Syndicate25,000,000PendingS-1 ↗
2004-03-08MORGAN STANLEY SMITH BARNEY SPECTRUM TECHNICAL LPSyndicate40,000,000PendingS-1 ↗
2004-03-08MORGAN STANLEY SMITH BARNEY SPECTRUM STRATEGIC LPSyndicate-PendingS-1 ↗
2004-03-08MORGAN STANLEY SMITH BARNEY SPECTRUM SELECT LPSyndicate23,000,000PendingS-1 ↗
2003-03-25MORGAN STANLEY SMITH BARNEY SPECTRUM GLOBAL BALANCED LPSyndicate5,500,000PendingS-1 ↗
2000-09-21KENMAR GLOBAL TRUSTSyndicate-PendingS-1/A ↗
2000-03-20MORGAN STANLEY CHARTER WELTON LPSyndicate6,000,000PendingS-1/A ↗
2000-03-03MORGAN STANLEY SPECTRUM COMMODITY LPSyndicate7,000,000PendingS-1/A ↗
1999-10-22PROFUTURES LONG/SHORT GROWTH FUND LPSyndicate-PendingS-1 ↗
1998-03-06ML JWH STRATEGIC JOINT VENTURE LLCSyndicate2,000,000PendingS-1 ↗
1997-07-30FREMONT FUND LTD PARTNERSHIPSyndicate5,000PendingS-1/A ↗

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.