IPO registrations (S-1, F-1) · Underwriters
Public Fee
- Deals
- 2 priced offerings as an underwriter, 2 as lead manager or representative; 1 initial public offering
- Proceeds of those deals
- $6,678,000 ($6,678,000 as lead)
- Years
- 1996–1999
- Named in
- 4 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
- Named as
- Public Fee; Public Fee Company
Deals by year
Deals 2
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 1999-09-23 | MERRILL LYNCH, PIERCE, FENNER & SMITH INC. NY | Lead | - | - | NYSE American HHH | IPO | 2 | 424B4 ↗ | ||
| 1996-10-15 | ENTERPRISE SYSTEMS INC /DE/ IL | Lead | $11.13 | 600,000 | $6,678,000 | Nasdaq ESIX | Offering | 2 | 424B4 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Registrations in progress or never priced 1
| Filed | Company | Role | Range | Shares | Listing | Status | Document |
|---|---|---|---|---|---|---|---|
| 1999-09-03 | MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | Lead | - | NYSE American HHH | Priced 1999-09-23 (terms not read) | S-1/A ↗ |
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| Merrill Lynch | 1 | 0 |
| Robertson Stephens | 1 | 0 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.