IPO registrations (S-1, F-1) · Underwriters

O’Neill + Partners

Deals
2 priced offerings as an underwriter; 2 initial public offerings
Proceeds of those deals
$680,564,460
Years
2010
Named in
6 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
Named as
O’Neill + Partners; O’neill + Partners, L.p; O’Neill + Partners, L.P

Deals by year

YearDealsAs leadProceeds of deals
201020$680,564,460

Deals 2

PricedCompanyRolePriceRangeSharesProceedsListingKindSyndicateProspectus
2010-12-03Global Brokerage, Inc. NYSyndicate$14.0015,060,000$210,840,000NYSE FXCMIPO8424B4 ↗
2010-11-18LPL Financial Holdings Inc. CASyndicate$30.0015,657,482$469,724,460Nasdaq LPLAIPO18424B4 ↗

“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.

Registrations in progress or never priced 2

FiledCompanyRoleRangeSharesListingStatusDocument
2010-09-13Liberty Mutual Agency CorpSyndicate$18.00–$20.0064,309,000Nasdaq LMACWithdrawn 2011-10-18S-1/A ↗
2010-05-05LegacyTexas Financial Group, Inc.Syndicate17,000,000Nasdaq VPFGEffective 2010-05-06S-1/A ↗

Works alongside

FirmDeals togetherOf which that firm led
Citigroup20
J.P. Morgan21
Piper Sandler20
UBS20
Barclays10
Blaylock Van10
BNY Mellon Capital Markets, LLC10
BofA Securities10
Credit Suisse10
Deutsche Bank10
Goldman Sachs11
KBW10

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.