IPO registrations (S-1, F-1) · Underwriters
Number of
- Deals
- 2 priced offerings as an underwriter, 2 as lead manager or representative; 2 initial public offerings
- Proceeds of those deals
- $2,500,000 ($2,500,000 as lead)
- Years
- 2011–2013
- Named in
- 12 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
Deals by year
Deals 2
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 2013-04-08 | VOZ MOBILE CLOUD LTD U0 | Lead | 10,000,000 | - | IPO | 1 | 424B1 ↗ | |||
| 2011-08-03 | Sonant Systems, Inc. FL | Lead | $0.50 | 5,000,000 | $2,500,000 | IPO | 1 | 424B1 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Registrations in progress or never priced 9
| Filed | Company | Role | Range | Shares | Listing | Status | Document |
|---|---|---|---|---|---|---|---|
| 2023-05-26 | LEGEND SPICES, INC. | Lead | 5,000,000 | Effective 2023-06-15 | S-1/A ↗ | ||
| 2017-05-05 | Wellspring Aerospace International, Inc. | Lead | 4,000,000 | Withdrawn 2017-08-14 | S-1/A ↗ | ||
| 2016-03-21 | Precious Metals Exploration Corp. | Lead | 3,000,000 | Withdrawn 2016-07-06 | S-1 ↗ | ||
| 2016-02-11 | GuardianLink | Lead | 1,000,000 | Pending | S-1/A ↗ | ||
| 2014-08-27 | Connect Interactive, Inc. | Lead | 1,000,000 | Pending | S-1 ↗ | ||
| 2013-04-02 | VOZ MOBILE CLOUD LTD | Lead | 10,000,000 | Priced 2013-04-08 (terms not read) | S-1/A ↗ | ||
| 2011-07-19 | Excel Corp | Lead | 1,000,000 | Effective 2011-07-22 | S-1/A ↗ | ||
| 2011-02-16 | Celpad Inc | Lead | 1,000,000 | Withdrawn 2012-07-12 | S-1 ↗ | ||
| 2008-07-25 | Grail Investment Corp. | Syndicate | 20,000,000 | NYSE American GPL.U | Withdrawn 2008-12-15 | S-1/A ↗ |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.