IPO registrations (S-1, F-1) · Underwriters
Investment
- Deals
- 3 priced offerings as an underwriter, 3 as lead manager or representative
- Proceeds of those deals
- -
- Years
- 1999
- Named in
- 8 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
- Named as
- Investment; Investment Company."; Investment Company, Inc
Deals by year
| Year | Deals | As lead | Proceeds of deals |
|---|---|---|---|
| 1999 | 3 | 3 | - |
Deals 3
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 1999-11-09 | BARCLAYCARD FUNDING PLC X0 | Lead | $950.00 | - | - | Offering | 1 | 424B4 ↗ | ||
| 1999-11-09 | GRACECHURCH CARD FUNDING I PLC X0 | Lead | $950.00 | - | - | Offering | 1 | 424B4 ↗ | ||
| 1999-11-09 | GRACECHURCH RECEIVABLES TRUSTEE LTD X0 | Lead | $950.00 | - | - | Offering | 1 | 424B4 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Registrations in progress or never priced 2
| Filed | Company | Role | Range | Shares | Listing | Status | Document |
|---|---|---|---|---|---|---|---|
| 2008-02-14 | ALLIANCE RECOVERY CORP | Lead | 6,000,000 | OTC ARVY | Withdrawn 2008-03-04 | S-1 ↗ | |
| 2007-06-06 | Vaughan Foods, Inc. | Lead | 2,150,000 | Nasdaq FOODU | Effective 2007-06-27 | S-1/A ↗ |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.