IPO registrations (S-1, F-1) · Underwriters
Inventories, net
- Deals
- 2 priced offerings as an underwriter, 1 as lead manager or representative; 2 initial public offerings
- Proceeds of those deals
- $357,500,000 ($20,000,000 as lead)
- Years
- 2004–2008
- Named in
- 6 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
Deals by year
Deals 2
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 2008-05-08 | Enovis CORP TX | Syndicate | $18.00 | 18,750,000 | $337,500,000 | NYSE CFX | IPO | 9 | 424B4 ↗ | |
| 2004-01-26 | PORTEC RAIL PRODUCTS INC | Lead | $10.00 | 2,000,000 | $20,000,000 | Nasdaq PRPX | IPO | 3 | 424B1 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Registrations in progress or never priced 2
| Filed | Company | Role | Range | Shares | Listing | Status | Document |
|---|---|---|---|---|---|---|---|
| 2005-06-03 | Colt Defense Inc. | Syndicate | - | NYSE CLT | Pending | S-1 ↗ | |
| 2004-07-19 | SYNETICS SOLUTIONS INC | Syndicate | $8.00–$9.00 | 6,000,000 | Nasdaq SYSN | Withdrawn 2004-10-08 | S-1/A ↗ |
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| Baird | 1 | 0 |
| BofA Securities | 1 | 0 |
| December 31 September 30 | 1 | 0 |
| Deutsche Bank | 1 | 0 |
| Ferris, Baker Watts | 1 | 0 |
| KeyBanc Capital Markets | 1 | 0 |
| Lehman Brothers | 1 | 1 |
| Merrill Lynch | 1 | 1 |
| Other receivables 333 | 1 | 0 |
| UBS | 1 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.