IPO registrations (S-1, F-1) · Underwriters
Interest receivable
- Deals
- 3 priced offerings as an underwriter; 3 initial public offerings
- Proceeds of those deals
- $143,875,000
- Years
- 2004–2007
- Named in
- 7 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
Deals by year
Deals 3
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 2007-11-15 | ReShape Weightloss Inc. CA | Syndicate | $8.00 | 5,000,000 | $40,000,000 | Nasdaq ETRM | IPO | 9 | 424B4 ↗ | |
| 2005-09-29 | AVALON PHARMACEUTICALS INC MD | Syndicate | $10.50 | 2,750,000 | $28,875,000 | IPO | 7 | 424B4 ↗ | ||
| 2004-04-29 | BARRIER THERAPEUTICS INC NJ | Syndicate | $15.00 | 5,000,000 | $75,000,000 | Nasdaq BTRX | IPO | 7 | 424B4 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Registrations in progress or never priced 1
| Filed | Company | Role | Range | Shares | Listing | Status | Document |
|---|---|---|---|---|---|---|---|
| 2000-11-07 | LIFESYNC HOLDINGS INC | Syndicate | - | Nasdaq GMPC | Pending | S-1 ↗ |
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| J.P. Morgan | 2 | 2 |
| Morgan Stanley | 2 | 2 |
| Accounts receivable | 1 | 0 |
| BofA Securities | 1 | 1 |
| CONSOLIDATED BALANCE SHEETS December 31 | 1 | 0 |
| Consolidated Balance Sheets Pro Forma at September 30 | 1 | 0 |
| Cowen | 1 | 1 |
| Deposits | 1 | 0 |
| Leerink Partners | 1 | 1 |
| Legg Mason | 1 | 0 |
| Marketable securities | 1 | 0 |
| Nasdaq National Market and the | 1 | 0 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.