IPO registrations (S-1, F-1) · Underwriters
Inside Cover
- Deals
- 2 priced offerings as an underwriter
- Proceeds of those deals
- -
- Years
- 1997
- Named in
- 6 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
Deals by year
| Year | Deals | As lead | Proceeds of deals |
|---|---|---|---|
| 1997 | 2 | 0 | - |
Deals 2
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 1997-10-10 | Bausch Health Companies Inc. A8 | Syndicate | 3,250,000 | - | Offering | 35 | 424B4 ↗ | |||
| 1997-10-10 | INTELLIGENT POLYMERS LTD D0 | Syndicate | 3,250,000 | - | Offering | 35 | 424B4 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Registrations in progress or never priced 3
| Filed | Company | Role | Range | Shares | Listing | Status | Document |
|---|---|---|---|---|---|---|---|
| 2000-10-12 | CAPTURA SOFTWARE INC | Syndicate | - | Nasdaq CPTR | Withdrawn 2001-01-26 | S-1 ↗ | |
| 2000-04-25 | DIGITALWORK COM INC | Syndicate | $11.00–$13.00 | 6,250,000 | Nasdaq DWRK | Withdrawn 2000-06-01 | S-1/A ↗ |
| 1999-03-25 | AutoWeb, Inc. | Syndicate | $20.00–$22.00 | 5,137,500 | Nasdaq ABTL | Withdrawn 1997-04-03 | S-1/A ↗ |
Works alongside
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.