IPO registrations (S-1, F-1) · Underwriters
Fargo Securities
- Deals
- 2 priced offerings as an underwriter; 2 initial public offerings
- Proceeds of those deals
- $317,625,000
- Years
- 2008–2010
- Named in
- 6 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
Deals by year
Deals 2
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 2010-03-31 | SS&C Technologies Holdings Inc CT | Syndicate | $15.00 | 10,725,000 | $160,875,000 | Nasdaq SSNC | IPO | 13 | 424B4 ↗ | |
| 2008-05-01 | Pioneer Southwest Energy Partners L.P. TX | Syndicate | $19.00 | - | $156,750,000 | NYSE PSE | IPO | 15 | 424B4 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Registrations in progress or never priced 3
| Filed | Company | Role | Range | Shares | Listing | Status | Document |
|---|---|---|---|---|---|---|---|
| 2021-11-01 | EF HUTTON ACQUISITION CORP. | Syndicate | 12,500,000 | Nasdaq EFHT | Withdrawn 2022-04-27 | S-1 ↗ | |
| 2010-09-13 | Liberty Mutual Agency Corp | Lead | $18.00–$20.00 | 64,309,000 | Nasdaq LMAC | Withdrawn 2011-10-18 | S-1/A ↗ |
| 2009-09-18 | GOMEZ INC | Syndicate | - | Nasdaq GOMZ | Withdrawn 2009-11-09 | S-1/A ↗ |
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| Deutsche Bank | 2 | 2 |
| J.P. Morgan | 2 | 0 |
| Raymond James | 2 | 0 |
| Wells Fargo | 2 | 0 |
| Billings Ramsey | 1 | 0 |
| Blaylock Van | 1 | 0 |
| Citigroup | 1 | 1 |
| Credit Suisse | 1 | 1 |
| FBR | 1 | 0 |
| Goldman Sachs | 1 | 0 |
| Jefferies | 1 | 0 |
| Johnson Rice | 1 | 0 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.