IPO registrations (S-1, F-1) · Underwriters
Disclosure Statement
- Deals
- 0 priced offerings as an underwriter
- Proceeds of those deals
- -
- Named in
- 9 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
Registrations in progress or never priced 9
| Filed | Company | Role | Range | Shares | Listing | Status | Document |
|---|---|---|---|---|---|---|---|
| 2026-01-23 | ARK CoinDesk 20 ex-Bitcoin Crypto ETF | Lead | - | Pending | S-1 ↗ | ||
| 2026-01-23 | ARK CoinDesk 20 Crypto ETF | Lead | - | Pending | S-1 ↗ | ||
| 2024-05-16 | Dynamic Shares Trust | Lead | - | Effective 2021-04-28 | S-1/A ↗ | ||
| 2022-07-13 | Valkyrie Bitcoin Futures Fund | Syndicate | 12,500 | Pending | S-1/A ↗ | ||
| 2022-04-08 | United States 12 Month Natural Gas Fund, LP | Lead | 50,000 | NYSE Arca UNL | Effective 2009-11-12 | S-1/A ↗ | |
| 2020-06-03 | United States 12 Month Oil Fund, LP | Lead | 258,950,000 | NYSE Arca USL | Withdrawn 2014-04-22 | S-1/A ↗ | |
| 2020-04-23 | United States Commodity Index Funds Trust | Lead | 27,700,000 | NYSE Arca CPER | Withdrawn 2013-03-25 | S-1/A ↗ | |
| 2020-04-23 | United States Gasoline Fund, LP | Lead | 60,950,000 | NYSE Arca UGA | Withdrawn 2014-04-21 | S-1/A ↗ | |
| 2016-04-28 | United States Brent Oil Fund, LP | Lead | 32,200,000 | NYSE Arca BNO | Effective 2010-05-27 | S-1/A ↗ |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.